Webinar On Developing a Compliance Risk Management (CRM) Model for Your Company

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Contact Us 416-915-4458
Webinar On Developing a Compliance Risk
Management (CRM) Model for Your Company

Presented By Chris
Doxey
Scheduled On Wednesday, April 29, 2015 at
1300 Hrs EDT
Hosting By Compliance Trainings
Please visit us at https//compliancetrainings.co
m
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Contact Us 416-915-4458
We Empower, You Comply!
Developing a Compliance Risk Management (CRM)
Model for Your Company
Product Id
FN1570
Category
Banking Finance
Scheduled On
Wednesday, April 29, 2015 at 1300 Hrs
Duration
60 Minutes
Speaker
Chris Doxey
Login at https//compliancetrainings.com/si
teengine/Login.aspx
Webinar Description
Assessing compliance to internal and regulatory
control requirements is mission critical!
Non-compliance can lead to fines, disruption of
operation, damage of company reputation, and
significant financial liabilities. Although risk
assessment methodologies have been around for
quite a while, their prominence in the compliance
field is a fairly recent phenomenon. The new view
is that compliance risk management programs can
no longer just be adequate. The expectation is
that organizations commit the appropriate
resources to risk management solutions and to
establish and maintain a strong culture of
compliance, ethics and risk management.
Compliance risks come in all shapes and sizes and
affect every facet of the business. This means
that each department including finance,
accounting. IT, legal, operations, business
development, and marketing must be involved to
properly identify all the potential compliance
issues that may impact your company. The
instructor will define a roadmap for the
implementation of a compliance risk management
program which includes the assessment of
controls, analysis and reporting, and the
management and remediation of identified gaps and
issues.
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Defines the compliance requirements for your
company and assigns roles and responsibilities.  E
nables consistent compliance and control
management across the enterprise. Supports the
flow of information, ensures consistent
assessments and testing process, and ensues that
the remediation of issues. Streamlines compliance
management, enabling business process owners to
take direct responsibility for managing
controls. Supports metrics, compliance
dashboards, and accountability for ongoing risk
assessment.
Areas Covered in the Session
The instructor will provide insight in the
following topics by presentation, case studies,
and discussion.

• The Impact of Government Compliance
• Sanctions and Export Control
• Industry Specific Compliance Requirements
• Protecting Your Supply Chain
• Ensuring Supplier Compliance
• E-commerce and Payments Controls
• Ant-Money Laundering (AML)
• Know Your Customer (KYC)
• Anti-Corruption Controls
• Politically Exposed Persons (PEP) and the Foreign
  Corrupt Practices Act (FPCA)
• Third Party Transactions
• Your Compliance Risk Management Program Roadmap
• Other Risk Management Model

Who Will Benefit

• A must attend webinar for below mentioned
  professionals in the fields of Manufacturing,
  Retail, Distribution, Financial Services, and
  Health Care.
• CFOs
• CIOs
• Controllers

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Compliance Officers Risk Management
Professionals Internal Control Professionals Share
d Services Executives
Speaker Profile
Chris Doxey has held senior finance and
controller positions at Digital Equipment
Corporation, Compaq Computer Corporation, Hewlett
Packard, MCI, APEX Analytix, and BSI Healthcare.
She has a bachelor's degree in English, a
bachelor's in accounting, a master's in business
administration, and a graduate certificate in
project management. As a management consultant,
Chris uses her foundation of experience to
provide best practices and solutions to her
clients in the areas of compliance, auditing,
internal controls, and fraud prevention. Chris
also serves as the Executive Director of the
Controller Certification Program for the IOFM.
To Register This Webinar Please Visit
https//compliancetrainings.com/SiteEngine/Produc
tDetailView.aspx?idFN1570
Contact Us For Immediate Assistance _at_
416-915-4458 or Mail Us At uttam_at_compliancetrain
ings.com support_at_compliancetrainings.com