PhillipCapital India Corporate Profile 2019

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Corporate Profile
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About PhillipCapital Group
We are an integrated financial house with a
global presence using information technology and
distribution as our core competencies in the
provision of financial services.
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Global Presence
PhillipCapital operates in the financial hub of
17 countries.
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Corporate Profile

• Established in 1975
• Started operation

as a financial services company, Phillip
Securities, at the time of inception,
PhillipCapital has an integrated financial house
with a global presence that offers a full range of
quality and
innovative services to retail and high net worth

• individuals, family offices, corporate and
  institutional customers.
• Assets Under Custody/Management worldwide USD 33
  Billion
• Shareholder?s funds in excess of USD 1 Billion
• Over 1 Million clients worldwide

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Products Services
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You can Trade the World Markets with us

• America
• US (CME, CBOT, COMEX, NYMEX, KCBOT, ICE US, ICE
  US Clear, CFE, OCC, DME)
• Canada (TSX)
• Europe
• UK (LSE)
• France, Netherlands, Portugal, Belgium (Euronext
  Paris / Amsterdam / Lisbon / Brussels)
• Germany (Frankfurt Exchange)
• Turkey (Borsa Istanbul)

Asia Pacific
Singapore (SGX, ICE) China(SSE,SZSE) Japan(TSE)
Malaysia(Bursa) Korea(KSE) Thailand(SET)
Taiwan(TWSE) Philippines(PSE) Sri Lanka(CSE)
Hong Kong(HKEx) Indonesia(IDX) Australia(ASX)
Dubai (DGCX)
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Phillip's Online Electronic Mart System (POEMS)

• POEMS Internet
• POEMS internet allows you to monitor the pulse of
  leading stock exchanges and trade with ease as
  you can place your stocks orders from home or
  office if you have internet connection.

• TeleBroker
• Phillip's Telebroker is a 24-Hour, automated
  shares trading service using any handphone or
  touch-tone phone. It allows you to trade in SGX
  and KLSE stocks, with real-time stock quotes and
  account information.

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Phillip's Online Electronic Mart System (POEMS)

• POEMS Mobile

POEMS Mobile
unleashes the
power to trade anywhere you are at anytime you
like. You can now capitalise on global market
opportunities, stay on top of your trades with
easy access to your positions and the market
conditions with streaming prices, real time
trading limits and order status.

• POEMS ProTrader
• ProTrader equips

you with the
advanced
ability to place types such as
order Limit,
Stop
Contingent and Iceberg, in addition to the
normal limit order that is available for trade
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Major Milestones
2009
Phillip Futures Sdn Bhd (100) Japan - FX
Malaysia B2B (Securities) Meltdown reveals
Phillip as top broker in Singapore
1996-2001
2003-2004
2006
2013-2014
1987
1981
Thailand - Phillip Life Assurance Cambodia -
Hwang DBS Commercial Bank
Grand Building Pidemco
POEMS Online POEMS Mobile POEMS ProTrader
CFD, Debt Capital Markets IFS Private Equity UT
Wrap
OTC/ T-Bills Japan - REIT
Forward Contracts
1975
2010-2012
1984
2008
1990-1995
2002
2005
Indonesia - Phillip Futures USA - Phillip
Futures Hak Menkul Kiymetler A.S. In Turkey
Austock, Australia MF Global India (including MF
Global Middle East DMCC, Dubai) Cambodia
-Microfinance
Investor Hub Shan Road
KL Commodities HK Commodities London, Australia
Sri Lanka AIB Singapore AIB KL
Corporate Finance Cash Management Housing Loan
Mortgage B2B/HNWI Japan - Naruse Sec HK -
Managed A/c HK/SG - Global Hub Trading KL
Mutual Fund
FAME Synergy Korea - DB China - Phillip
Shanghai Japan - Phillip Financial
HK Securities and Futures Co
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Awards
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Awards
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Awards
2006
1999
POEMS (www.poems.com.sg) ranked as the No. 1
website visited by online users in 2005 and 2006
in the Business and Finance - Stocks and
Shares? category of Hitwise Singapore Online
Performance Award Our PCM funds received several
awards from The Edge - Lipper Singapore Funds
Awards 2006 and the Standard Poor?s Singapore
Funds Awards 2006
Awarded as Best Stock broking Firm 1999 by the
Financial Planner / Channel NewsAsia Awarded
top SIMEX Clearing Member
2014
2010
2003
Phillip Securities awarded as Top SGX-ST member
2014 (Structured Warrants) and Top Asean
SGX-ST member 2014
Our Phillip Asia Pacific Growth Fund is Top
Asia Pacific Equity Fund over 10 Years at The
Edge-Lipper Singapore Funds Awards 2010
2008
No. 1 Equity Asia Pacific Fund Over 5 Years in
The Edge-Lipper Singapore Unit Trust Fund
Awards 2003
Our Phillip Growth Fund was Best Fund over
Five Years at The Edge-Lipper Singapore Funds
Awards 2008
2010-2013
2000
2009
2005
2007
Awarded Best Retail Broker 2012, 2011 2010
by Securities Investors Association of
Singapore (SIAS) Largest CFD Provider 2013,
2012 , 2011 2010 by Investment Trends
Awarded eBroker of the year by the Arthur
Andreson Consumer Association Awarded
Stockbroker of the year by the Financial Planner
Singapore Exchange gives Special Achievement
Award to PhillipCapital?s Chairman
Best Performing Equity Asia Pacific Fund Over 3
5 Years in the Standard Poor?s Investment
Funds Award Singapore 2004, 2005 2006
POEMS ranked as the No. 1 website visited by
Internet users in 2007 in the Business and
Finance - Stocks and Shares? category of Hitwise
Singapore Online Performance Award Our PCM
funds received several awards from The Edge -
Lipper Singapore Funds Awards 2007 and the
Standard Poor?s Singapore Funds Awards 2007
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About PhillipCapital India

• PhillipCapital India is a part of the
  PhillipCapital Group of Singapore.
• The securities broking arm in India has been a
  dominant part of the Indian securities market
  place in the past decade. The team has experience
  across market / product segments and with the
  lineage of PhillipCapital Group, aims to provide
  efficient solutions to the Indian marketplace for
  all trading requirements.
• The commodities broking arm in India is one of
  the pioneering service providers for access to
  local commodity futures.
• We have worked extensively with institutional
  clients as well as HNIs and retail clients
  across asset classes.

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Business Model
Client-Driven PhillipCapital experienced
professionals are focused on providing the best
execution and clearing services to help clients
achieve their trading or hedging
objectives. Market Experience Through a global
network built over years of hard-won success and
a commanding presence on the world?s major
exchanges, PhillipCapital India opens doors to
an expansive range of products and
services. Objective Insight With a focus on
objective, thought-leading research,
PhillipCapital India offers clients practical
and timely insight to capitalize on market
opportunity. Trusted Relationship By cultivating
a deep understanding of client needs, our
professionals provide a trusted perspective and
customized execution and clearing services
through the life of our relationship.
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PhillipCapital India Advantage

• Strong local presence and knowledge of key
  financial markets
• Provide up to date market updates, trading ideas
  and trade execution

• Offer customized
• exchanges

solutions
and direct
market
access
to major
stock

• Proven track record in client servicing

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India - Local Business Structure
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India - Market Outreach

• Cash market NSE, BSE, MSEI formerly (MCX-SX)
• Derivatives NSE, BSE, MSEI formerly (MCX-SX)
• PMS
• Algorithmic Trading

Equities

• Futures market NCDEX, MCX
• Energy Trading IEX

Commodities
Currency

• Futures market NSE, BSE, MSEI formerly (MCX-SX)

Interest Rate Futures (IRF)

• Interest rate Futures (IRF)NSE, BSE

• NSE, BSE, MSEI formerly (MCX-SX)
• OTC- NSCCL,ICDM
• Origination/ Placement , Secondary Market

Fixed Income

• Mutual Funds, IPOs
• Bonds, FDs

Distribution

• National Securities Depository Ltd. (NSDL)
• Central Depository Services (India) Ltd. (CDSL)

Depositories

• Income Tax
• Service Tax
• Other Accounting service Advisory Services

Accounting, Taxation Advisory Services
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India - Other Services

• Portfolio Management Services
• Margin Funding
• Depository NSDL / CDSL
• Distribution products Mutual Funds / IPO / FD
  etc.
• Fixed Income
• Loan against shares
• Online Trading Applications
• Securities Lending and Borrowing
• Multi Asset Class Research
• Algo Trading
• Personal Loan

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India - Our Research Inputs

• Large Cap / Mid Cap Fundamental Research Sector
  /Company
• Daily Technical Analysis
• P-ACT PhillipCapital Actionable Trades
• Daily Derivatives Analysis
• Path PhillipCapital Analysis and Trading
  Highlights
• PCODE PhillipCapital on Derivatives
• POINT PhillipCapital Open Interest
• PSDR PhillipCapital Stock Delivery Report FTP
  Future Turning Point
• Daily Currency Futures Report
• Daily Interest Rate Futures Report
• Daily Commodity Reports
• Intraday and positional trading calls based on
  technical analysis.

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EK NAYA BHARAT with Hon?ble Shri Nitin Gadkari
The Naya Bharat with the New Age Infrastructure
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Institutional Equity Events

• We organize large format conferences and sector
  focused conferences
• Regularly host companies, policy makers,
  consultants in smaller formats
• Road shows and reverse road shows

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Trading Platforms Local/Global Markets
Trading Platform Local Markets
Product Platform
Equities ODIN, Omnesys, DION, FOW, FlexTrade, Greeksoft, NOW, Presto, Trade Express
Commodity Derivatives ODIN, Omnesys, DION,TWS,Trade Express
Currency Derivatives ODIN, Omnesys, DION, Trade Express
Interest Rate Futures ODIN, Omnesys, DION, Trade Express
Power TWS
Trading Platform Global Markets
Product Platform
Equities POEMS, RTS Realtime Systems, POEMS Professional
Commodity Derivatives POEMS, RTS Realtime Systems, POEMS Professional, Phillip TT
Currency Derivatives POEMS, RTS Realtime Systems, POEMS Professional, Phillip TT
Spot Forex and Bullion POEMS, M Trader, Phillip FXTrader, Phillip fx365
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Mobile app
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Talk to us. Talk to Phillip.
PhillipCapital (India) Pvt. Ltd No.1, 18th
Floor, Urmi Estate, 95 Ganpatrao Kadam Marg,
Lower Parel West, Mumbai 400 013 Tel No 91 22
24831919 Toll Free 1800-221-331 Email
contact_at_phillipcapital.in
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Disclaimer
Risk of loss in trading/investment can be
substantial and even more than the amount /
margin given by you. Investment in securities
market are subject to market risks, you are
requested to read all the related documents
carefully before investing. You should carefully
consider whether trading/investment is
appropriate for you in light of your experience,
objectives, financial resources and other
relevant circumstances. PhillipCapital and any of
its employees, directors, associates, group
entities, or affiliates shall not be liable for
losses, if any, incurred by you. You are further
cautioned that trading/investments in financial
markets are subject to market risks and are
advised to seek independent third party
trading/investment advice outside
PhillipCapital/group/associates/ affiliates/
directors/employees before and during your
trading/investment. There is no
guarantee/assurance as to returns or profits or
capital protection or appreciation.
PhillipCapital and any of its employees,
directors, associates, and/or employees,
directors, associates of PhillipCapital?s group
entities or affiliates is not inducing you for
trading/investing in the financial market(s).
Trading/Investment decision is your sole
responsibility. You must also read the Risk
Disclosure Document and Do?s and Don?ts before
investing. Kindly note that past performance is
not necessarily a guide to future
performance. For detailed Disclaimer, please
visit our website www.phillipcapital.in