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Title: Perspectives and concepts in the study of social strafication


1
???????
  • ????

2
?????????
  • ????????(??????????????),????????????????????
  • ??????
  • Aristotle"It is thus clear that there are by
    nature free men and slaves, and that servitude is
    agreeable and just for the latter. . . . Equally,
    the relation of the male to the female is by
    nature such that one is superior and the other is
    dominated. . . ."

3
???????
  • Age of Enlightenment Locke, Rousseau, and
    Montesquieu.
  • After revolution Bonald, Maistre, and
    Saint-Simon
  • with these earlier philosophers, the nature of
    human inequalities provided the central question
    for the new science called sociology.

4
????
  • We will examine the major assumptions behind
    these theories, as well as show the roots of
    major contemporary theories of social
    stratification

5
COMPETING PARADIGMS IN THE STUDYOF SOCIAL
STRATIFICATION
  • Scientists must, to some degree, work from a set
    of pre-scientific and untested assumptions about
    the phenomena under study.

6
???????
  • As Albert Einstein put it, "For the creation of a
    theory the mere collection of recorded phenomena
    never suffice--there must always be added a free
    invention of the human mind that attacks the
    heart of the matter"
  • Einstein went further by rejecting the idea that
    "facts by themselves can and should yield
    scientific knowledge without the free conceptual
    construction".

7
???????
  • We can call the general images of reality (which
    shape more specific theories) paradigms, and the
    assumptions about reality within paradigms can be
    called paradigm assumptions.

8
two points of caution
  • 1. Although we will see that values and
    politically related assumptions at times have
    shaped or influenced theories of social
    stratification, we do not find only political
    debates in the study of social stratification.
  • There is a reality out there, however complex and
    many-sided it may be, that these theories are
    struggling to understand. Just as the physical
    scientist must attempt to understand his or her
    subject matter by making certain untested or even
    untestable assumptions, so must the social
    scientist.

9
two points of caution
  • The struggle to understand social phenomena such
    as inequality is not only a scientific endeavor
    it also has a basis in class or group interests.
    The advantaged classes, and especially elites,
    have had (and continue to have) an interest in
    shaping the understanding of social
    stratification so that this understanding does
    not threaten their interests in the status quo.

10
two points of caution
  • Because the upper classes have usually had the
    means to make their view of social phenomena the
    accepted view (because of their free time to
    speculate and write, because of their influence
    over religion and education, and because of their
    ability to reward or punish social thinkers), the
    upper-class view of inequality has usually
    (although by no means always) been the dominant
    view.

11
two points of caution
  • 2. We cannot ask whether a paradigm is right or
    wrong, true or false. Rather, we must ask whether
    a paradigm is useful or less useful in answering
    specific questions about the subject matter.

12
two points of caution
  • All of the paradigms and general theories
    outlined in the following lead us to some
    important insights about the nature of social
    stratification.
  • But, depending on the questions asked, some may
    be more useful than others.
  • If in the study of social stratification we are
    most concerned with the question of who gets
    what, and why, it is increasingly recognized in
    sociology that some type of conflict theory will
    be able to supply the most useful answers.

13
Typology of stratification paradigms
  • Our typology of stratification paradigms is
    constructed by combining two divergent sets of
    paradigm assumptions
  • Model assumptions (functional vs. conflict)
  • Value assumptions (conservative vs. radical)

14
Two main macrolevel generaltheories or paradigms
  • functional and conflict theories of society
  • They are both attempts at answering the most
    basic question in sociology-How is society
    possible? How is it that most people obey the
    rules most of the time? How is it that we can
    have orderly interaction without perpetual
    disruptive conflict between differing interest
    groups?

15
Three model assumptions (1)
  • (1) Functional theorists maintain that society is
    held together primarily by a general consensus
    over the major values and norms in the society.
  • People tend to obey the rules because through a
    long socialization process they have come to
    accept these rules.

16
Three model assumptions (1)
  • Conflict theorists maintain that society is held
    together in the face of conflicting interests
    because either
  • (a) one group in the society has the power to
    enforce the rules (and thus make subordinate
    groups follow rules that may primarily serve the
    interests of the superordinate group) or
  • (b) there are so many overlapping and divided
    interest groups that individuals or groups must
    learn to cooperate.

17
Three model assumptions (2)
  • Functional theorists tend focus more on societies
    as holistic systems (much like biological
    organism),
  • Conflict theorists tend to focus on parts and
    processes within what we call societies.

18
Three model assumptions (3)
  • Functional theorists tend to view societies as
    social system with specific needs of their own
    that must be met if the societies are to function
    properly, and thus survive.
  • Conflict theorists view societies as settings
    within which various groups with differing
    interests interact and compete.

19
The two competing models
  • ??????????????(??)?????,?????,?????????,??????????
    ?

20
Model assumptions
21
Value assumptions on social stratification
22
A Typology of Stratification Paradigms
??
23
Uncritical-order paradigm
  • ?????????,??
  • (1) ???????
  • (2) ????????????????????

24
Uncritical-order paradigm
  • ????????,????????????????
  • ????????,?????,????????????(restraining
    mechanism)???????????
  • ???????????????????????????????(consensus)?
  • ???????????????,??????????????????

25
Uncritical-order paradigm
  • this paradigm tend to view the task of social
    science as that of making a value-free analysis
    of society, rather than of attempting to
    understand how societies can be changed for the
    better.
  • However, there is a tendency to be at least
    relatively supportive of the status quo.

26
Uncritical-conflict paradigm
  • ????
  • Distrust of human nature
  • inequalities are inevitable
  • ???
  • because society is assumed to be a setting for
    conflicting interests, it is the power of one
    group over others that maintains social order.

27
Uncritical-conflict paradigm
  • Given the view of human nature inherent in this
    paradigm, when one group is able to achieve a
    dominant position in the society, this group will
    tend to use that position to serve selfish
    interests.

28
Uncritical-conflict paradigm
  • task of social science as that of making a
    value-free analysis of society in order to
    uncover basic social laws, rather than of
    attempting to promote social change. From their
    perspective, a society without some form of class
    conflict is viewed as impossible, and a more
    equal or just society is rejected.

29
Critical-conflict paradigm
  • A powerful group is usually able to coerce or
    manipulate subordinate classes (through force,
    threat of force, withholding of jobs, or other
    means) because of the dominant group's influence
    over basic institutions in the society (such as
    the economy, government, courts, and police).

30
Critical-conflict paradigm
  • Theorists from an uncritical-conflict paradigm
    are more accepting of these conditions, not
    necessarily because they are unsympathetic toward
    the lower class but because, given their
    assumptions about human nature and the
    inevitability of inequalities, they do not
    foresee that more just and equitable societies
    are possible.

31
Critical-conflict paradigm
  • Critical-conflict theorists are more optimistic.
  • Because they view human nature as more
    altruistic, cooperative, and unselfish, or
    perhaps simply more flexible (meaning that human
    beings can be either selfish or unselfish,
    depending on factors outside themselves), they
    believe that more equal and humane societies are
    possible.

32
Critical-conflict paradigm
  • Uncritical-conflict theorists are distrustful of
    human nature, whereas critical conflict theorists
    are distrustful of restraining social
    institutions.

33
Critical-conflict paradigm
  • According to them, the historical development of
    present social institutions shapes human behavior
    in such a way as to lead to exploitation by the
    powerful. In other words, the role people must
    play under a particular set of social
    institutions requires the exploitation. If this
    historical stage of social development is
    altered, the new set of social institutions can
    lead to basically different social relations.

34
Critical-conflict paradigm
  • Critical-conflict theorists are, as the label
    implies, more critical of the status quo.
  • the task of social science is to understand
    present society in order to be able to alter it.
  • Their work is often more historically oriented
    than that of other theorists. They believe that
    by examining the historical progression or
    evaluation of human societies we can better
    understand how we arrived at our present
    predicament, and, thus, how we can change the
    status quo.

35
  • ????typology?????????????????????????
  • ??????????????,?????????????

36
???????
  • ????-???

37
?????????????????????
  • ?????????????????
  • ????????????????????
  • ????????????????????????????????

38
(No Transcript)
39
?????????????????????
  • The seeds for both conflict and functional
    theories were contained in Saint-Simon's works.
  • Durkheim was a principal figure who transferred
    Saint-Simon's ideas into Western academic
    sociology in the form of an uncritical-order
    paradigm.
  • But it was Marx who transferred these ideas into
    a critical-conflict paradigm.

40
??????model assumptions
  • At the base of human societies he saw class
    conflict and domination.
  • Marx's perspective was one of dynamics and
    change, in contrast to the static and holistic
    perspective of early functionalists such as
    Durkheim.
  • In Marx's view, social order exists because one
    class (the dominant class) is favored by a
    specific stage of economic development and is,
    thus, able to maintain social order through its
    power over the lower classes.

41
??????value assumptions
  • The tasks of social science as not only to
    understand society but also to change it. He was
    critical of existing inequalities, conflicts, and
    exploitation, and he believed these conditions
    could, or more strongly would, be changed.
  • He saw the root of these conditions of inequality
    and exploitation in social structures that had
    been, and would continue to be, subject to
    change. These conditions were not explained by
    "selfish human nature" "

42
?????????
  • Born in 1818.
  • Phd., Universities of Bonn and Berlin, 1841.
  • could not find employment in academia, become a
    journalist.
  • Life in London? in desperate poverty, reading and
    writing in British Museum.

43
??????value assumptions
  • ?????????????,??????political activist? Social
    scientist???????
  • ????????????,????????????????????????????
  • ???????????????????,????????????
  • ??1953?????????(Grundrisse)??????,?1971?????????
    ,????????????????????????????

44
??????????
  • Max believed that to understand human societies
    the theorist must begin with the material
    conditions of human subsistence, or the economics
    of producing the necessities of life.

45
  • The first premise of all human history is, of
    course, the existence of living human beings.
    Thus the first fact to be established is the
    physical organization of these individuals and
    their consequent relation to the rest of nature .
    . .
  • Man can be-distinguished from animals by
    consciousness, by religion or anything else you
    like. They themselves begin to distinguish
    themselves from animals as soon as they begin to
    produce their means of subsistence, a step which
    is conditioned by their physical organizations.

46
  • By producing their means of subsistence men are
    indirectly producing their actual material life.
    The way in which men produce their means of
    subsistence depends first of all on the nature of
    the actual means of subsistence they find in
    existence and have to produce. . . . The nature
    of individuals thus depends on the material
    conditions determining their production.

47
??????????
  • Historical materialisml??????????????????????????
    ???? to understand human societies most fully,
    the key is the historical progression or
    development of these material conditions of
    production.?
  • ?????????????????????????????????????????
  • ?????Weber??????Weber????????????????

48
??????????
  • ?????????????????????,??????????,?????????????????
    ???
  • Marx clearly recognized that ideas or other
    aspects of the superstructure can at times be of
    independent importance in shaping the nature of
    human societies.

49
Superstructure????(??????????)
?????????????????????????????????????
the superstructure is shaped (but not completely
determined) by the substructure?
Substructure????(?????????)
50
Substructure???? Mode of production
Means of production the type of technology used
to produce goods
Relations of production the human relationships
within a given means of production.
51
Substructure???? Mode of production
Means of production capitalism
Relations of production the human relationships
under capitalism
  1. the relationships between workers as dictated by
    the type of production. ????????(????????)
  2. the dominance-submission relationships among
    workers and authorities(????????????)
  3. the ownership and distribution of valued goods in
    the society.(??????????)

52
????
  • ????(????)??????????????????????
  • ???????????????????????????
  • ?????????????????????????????????

53
???????????????
  • ??????????????????,???????????????????,???????????
    ?????????
  • "The ideas of the ruling class are in every epoch
    the ruling ideas i.e., the class which is the
    ruling material force of society, is at the same
    time its ruling intellectual force.

54
???????????
  • the dominant normative system or ideology in a
    society is shaped and maintained by powerful
    group because it serves its interests.????????????
    ???????????????????????????
  • ??????????????????????????????????????????,???????
    ??,??????????????????????

55
Social Change
  • ??????????????????,????????????
  • ???????????????????,???????????????????????????

56
The Marxian Model of SocialChange
Superstructure????(??????????)
Superstructure????(??????????)
?????????
????(?????????)????
Substructure????(?????????)
Substructure????(?????????)
57
The Marxian Model of SocialChange
Primitive communism
Ancient society (slavery)
Feudalism (land owned by nobility)
Capitalism (private ownership of the major means
of production).
Communism (collective ownership of means of
production)
58
?????????
  • means of production???????
  • relations of production????????????
  • ??????,??????????????????????????superstructure???
    ?????????(??????????????????)?

59
?????????
  • ??????
  • (1) ??????Magna Carta in 1215, Cromwells
    revolution in the mid-1600s??????????
  • ?????????????????????????,???????????????
  • (2) ????1789

60
???????
  • ?????????????????????????????
  • ??????????????????????????????????????,??????????
    ????????????????????????

61
???????
  • ?????????,????????,??????????????,????????????????
    ??,????????????????????????????,??????????????????
    ??????????????????????,???????????????????????????
    ???

62
??????????
  • The Communist Manifesto, in 1848
  • The history of all hitherto existing society is
    the history of class struggles. Free man and
    slave, patrician?? and plebeian??, lord and serf,
    guild-master and journeyman, in a word, oppressor
    and oppressed, stood in constant opposition to
    one another, carried on an uninterrupted, now
    hidden, now open fight, a fight that each time
    ended, either in a revolutionary reconstitution
    of society at large, or in the common ruin of the
    contending classes.

63
??????????
  • ??????????????,???????????????????,??????????????
  • ??????,????????the material condition
    determining their production,?????(mode of
    production)????????????????????????????????????

64
??????????
  • ????????????,????????????
  • Lord ??serf aristocracy ? ? peasant
  • ??????????????
  • Bourgeoisie (????????) ? ? Proletariat

65
??????????
  • ????????????(The moving force in
    history)??????????, "the history of all hitherto
    existing society is the history of class
    struggles," or class conflict.
  • ?????????????????????,??????????,?????????????????
    ??????,???????????

66
??????????
  • ?????????????(a labor theory of value)??????????
  • "The magnitude of the value of any article is the
    amount of labor socially necessary, or the
    labor-time socially necessary for its production"
    (see Anderson 1974 16)

67
??????????
  • ?????????,????????????????,???????????????????????
    ?????????????
  • surplus value is nothing but the difference
    between the value created by the worker and the
    cost of maintaining him.?????????????????????????
    ????????????

68
??????????
  • ??????????????????????????????????????????????????
    ??????????????,????????????????
  • The exploitative relationship of capitalism is
    extended by the 'production of capital itself. By
    capital is meant the factories, machines, or any
    goods used as a means to produce more goods.
    Thus, capital is stored-up, accumulated labor
    This stored-up labor or capital from past worker
    is used to produce even more surplus value for
    the capitalists' own profit, taking more and more
    profit from fewer and fewer workers.

69
??????????
  • ?????????,????????????????,??????,????????????????
  • In Marxs poetic terms, Capital is dead labor,
    that vampire-like, only lives by sucking living
    labor, and lives the more, the more labor it
    sucks (1906257).

70
??????????
  • ????????????????????,???????????????,????????,???
    ???????????????????????????????????????????,??,???
    ????????????

71
??????????
  • ????????????????,? a class in itself
    (???????,???????????????)??a class for itself?
  • ????????????,???????????,?????????????????????????
    ?????,????????????

72
??
  • ????????????????????,?????????????????????
  • ??????????????,????????????????????????????
  • ??????????????????????????????????????????????????

73
??
  • ?????????????????????,???????????????????
  • ?????????????????,????????????????????

74
???????
  • ????-??

75
Max Weber ???????
  • Weber???????????????????,?????
  • (1) ????????????????????????,???????????
  • (2) ???????????????????????????????(dominance)????

76
Max Weber ???????
  • ??????????
  • ????,????????????????
  • ????
  • ???????????????????????
  • ?????-?????????(??)?????????????????Iron
    Cage???????

77
Max Weber ???????
  • ??????????????????????,?????????????????????????,?
    ??
  • (1) ???????????????????
  • (2) ???????????????,????????

78
Max Weber ???????
  • ????????????????,?????????????????????
  • ????????????????,?????????????????????????????????
    ??
  • ??????????????,??????????????????????????

79
Max Weber ???????
  • Max Weber was born in Erfurt, Germany, in 1864
    and died in 1920.
  • Weber had a homeland for he was a patriotic
    citizen of Germany who sought to understand his
    society so that it could be strengthened and
    humanized.
  • his earliest professional work was an attempt to
    shed light on the problems of land ownership and
    utilization in this country.

80
Max Weber ???????
  • hospital administrator during World War I,
  • a delegate to the peace conference after World
    War I.
  • consultant on many issues confronting the new
    German government during reconstruction.
  • Weber grew more pessimistic about the prospect of
    reform, especially after the recurring bouts with
    extreme mental depressions that began with his
    father's death in 1897.
  • his greatest works were completed after his
    recovery.

81
Max Weber ???????
  • Weber grew up in an upper-middle-class family.
    His father was a lawyer who held several
    political positions.
  • primarily pursued the life of a scholar and
    teacher within the academic hall. He held
    positions in a number of major German
    universities and was a central figure in the
    establishment of sociology as a respected
    academic discipline.

82
Max Weber ???????
  • Weber was an early advocate of a value-free
    orientation in the study of society.
  • Weber maintained that the social scientist's task
    is to understand human societies without the
    interference of political objectives.

83
Max Weber ???????
  • Weber was advocating this value-free stance in
    order to shelter the new discipline of sociology
    from the political debates on both the left and
    the right .
  • this value-free perspective guided his work by
    making him more concerned with what exists,
    rather than attempting to understand what could
    be .

84
Weber's Paradigm Assumptions
  • many varied and differing group or individual
    interests could form the basis of conflict
    relationships in human societies.
  • "Weber did not suggest that dominant persons act
    to integrate collectivities in the interest of
    effective functioning. Rather, he treated such
    individuals as acting in terms of their own ideal
    and material interests as they perceive them.

85
Weber's Paradigm Assumptions
  • "A correct understanding of Weber's general
    sociology is impossible unless founded on a
    faithful reading of his theory of domination.

86
Weber's Paradigm Assumptions
  • The base of conflict relations could be located
    in many differing types of interests (social,
    material, political, and so on). But, political
    or organizational conflict and dominance are more
    important.

87
Weber's Paradigm Assumptions
  • 'Weber . . . came very close to what amounted to
    a transposition of Marx's monistic explanation
    from the economic to the political realm. One
    sees this most graphically where Weber describes
    the ongoing process of centralization of power in
    all fields of human activity war, education,
    economics, religion, and most crucial of all,
    politics" (Mitzman 1969 183-1 84).

88
Weber's value assumptions
  • no end to conflict and domination, only changing
    forms or bases of conflict.
  • a society always divided between those who ruled
    and those who were ruled.
  • The interests behind this conflict and domination
    are viewed as more diverse, and he recognized
    that the means of domination must be
    distinguished from the interests or goals of
    domination.

89
Weber's value assumptions
  • Weber saw that increasing population density and
    diversity resulted in the need for organization
    and coordination. And the most efficient means of
    achieving this organization was bureaucratic
    administration. It was for this reason that Weber
    came to view programs for radical alternatives to
    the present inequality and domination as hopeless
    (Mitzman 1969 185).

90
Multidimensional view of stratification
  • (1) Weber's expanded view of economic or class
    divisions In addition to ownership versus
    nonownerip of the means of production, the social
    scientist must consider a person's more general
    relationship to the marketplace.
  • (2) multidimensional aspect of social
    stratification Weber maintained that other
    important divisions exist within society,
    divisions that are at times independent of this
    class division class, status, and party (or
    power).

91
Webers class
  • Weber We may speak of a class when (1) a number
    of people have in common a specific causal
    component of their life chances, insofar as, (2)
    this component is represented exclusively by
    economic interests in the possession of goods and
    opportunities for income, and (3) is represented
    under the conditions of the commodity or labor
    markets."

92
Webers class
  • ??????(productive forces)????,?????(the skill
    level possessed by a worker)????????????
  • ?????????????????An important expansion of Marx's
    view of class.
  • ????????????????????????????????????????,?????????
    ???????????

93
Status
  • Status honor or prestige In content, status
    honor is normally expressed by the fact that
    above all else a specific style of life can be
    expected from all those who wish to belong to the
    circle. Linked with this expectation are
    restrictions on social intercourse (Gerth and
    Mills 1946187).

94
Status
  • ?????????????????(???????)?????????????the
    ability of someone to live up to some set of
    ideals or principle held important by the society
    or some social groups within it.
  • ???????????????????????????????????????

95
Status
  • ??????????restriction on social intercourse
  • Status group tend to draw line among themselves,
    restricting intimate social interaction, marriage
    and other relations within the status group.
  • where the consequences have been realized to
    their full extent, the status group evolves into
    a closed caste.

96
Status
  • we will find how useful this status dimension of
    stratification is in understanding how powerful
    upper-class families have been able to keep
    wealth and power within their own group by status
    distinctions that hold the new rich at a distance.

97
Power
  • Weber Whereas the genuine place of classes is
    within the economic order, the place of status
    groups is within the social order, that is,
    within the sphere of the distribution of honor.
    . . . But parties live in a house of power.
    Their action is oriented toward the acquisition
    of social power, that is to say, toward
    influencing a communal action no matter what its
    content may be.

98
Power
  • The most important aspect of this party (or
    power) dimension of stratification is
    organization, or "rational order," and a staff
    with which to dominate or influence others for
    whatever goal.
  • ??political party or the bureaucratic form of
    organization.

99
Power
  • Where one stands with respect to the organized
    forms of dominance or power within the society
    defines one's position in this dimension of
    stratification.
  • Weber came to stress this dimension as
    increasingly important in advanced industrial
    societies.

100
Power
  • Weber saw all three dimensions as important
    hierarchies leading to the ranking of individuals
    or groups in human societies.
  • However, they were not all of equal importance
    throughout the history of human societies.
  • In the early stages of capitalism the class
    dimension was viewed as more important.
  • In caste societies, the status dimension remained
    supreme.
  • Weber saw that in modern societies the party or
    power dimension gained importance.

101
Power
  • Weber considered all societies to have divisions
    based on all three dimensions of class, status,
    and party.
  • Equally important, Weber saw that normally there
    would be a large degree of overlap among all
    three dimensions.

102
Power
  • For those on top, this overlap adds to their
    overall strength within the stratification
    system.
  • It is primarily in times of social change that
    these three dimensions can diverge most widely,
    leading to differing arenas (for class, status,
    and party) in which conflicts for advantage may
    be brought to the forefront.

103
Power
  • he viewed conflict and domination as more
    pervasive and enduring than did Marx.
  • For Weber, even if one aspect of conflict and
    inequality could ever be eliminated, others would
    remain, and perhaps become an even more important
    basis for inequality and conflict. (read Animal
    Farm)

104
Power
  • Weber's view of conflict was broader than that of
    Marx.
  • It was partly for this reason that Weber was less
    hopeful than critical-conflict theorists that
    inequality, conflict, and domination could ever
    be substantially overcome.

105
The Rise of Bureaucratic Domination
  • ?????????????????????????????????
  • Large bureaucratic organizations are seen as
    dehumanizing, alienating, inefficient, and
    encroaching upon valued human freedoms.
  • But in spite of all the denunciations,
    complaints, and political rhetoric, no one has
    been able to do much toward solving the problem.

106
The Rise of Bureaucratic Domination
  • Everyone seems to want less government, but a
    wide collection of interest groups also wants a
    strong military, better economic planning,
    protection for business in the face of foreign
    competition, better prices for farmers, less
    crime, protection from pollution and unsafe
    consumer products, and so on. The sum total of
    all these interest group demands is more
    government and bureaucratic regulation.
  • It must be recognized that the many problems
    flowing from large and complex societies such as
    ours require some means of corrective action
    this invariably results in expanded bureaucracies.

107
The Rise of Bureaucratic Domination
  • Max Weber, at the turn of the century, clearly
    recognized the future growth and increasing
    influence of rational-legal forms of social
    organization-that is, bureaucracies.
  • By the later 1800s, Weber could already see how
    the state bureaucracy was growing in response to
    interest group demands for protection, primarily
    from powerful capitalists (DiMaggio and Powell
    1983).
  • And Max Weber recognized the human costs of this
    condition. Weber foresaw what he called a growing
    iron cage that people were building for
    themselves but he foresaw no solution to this
    situation

108
The Rise of Bureaucratic Domination
  • three principal ideal types of legitimate
    authority
  • rational-legal authority, "resting on a belief in
    the 'legality' of patterns of normative rules and
    the right of those elevated to authority under
    such rules to issue commands"
  • traditional authority, "resting on an established
    belief in the sanctity of immemorial traditions
    and the legitimacy of the status of those
    exercising authority under them
  • charismatic authority, "resting on devotion to
    the specific and exceptional sanctity, heroism,
    or exemplary character of an individual person,
    and of the normative patterns or order revealed
    or ordained by him."

109
The Rise of Bureaucratic Domination
  • Weber saw rational-legal authority as the most
    efficient for modern societies.
  • Traditional authority was primarily of earlier
    times and began falling with the breakdown of
    feudalism in the face of rising
    industrialization.
  • Charismatic authority is only temporary it comes
    with a revolt against the old status quo led by
    an influential personality (such as Jesus,
    Lenin). Once a new authority structure is
    established after successful revolt, charismatic
    authority gives way to one of the other, more
    stable, types.

110
The Rise of Bureaucratic Domination
  • of six main characteristics of bureaucracy
  • 1). There is the principle of fixed and official
    jurisdictional areas, which are generally ordered
    by rules that is, by laws or administrative
    regulations.
  • 2). The principles of office hierarchy and of
    graded authority mean a firmly ordered system of
    superordination and subordination in which there
    is a supervision of the lower offices by the
    higher ones.
  • 3). The management of the modern office is based
    on written documents.

111
The Rise of Bureaucratic Domination
  • 4). Office management . . . usually presupposes
    thorough and expert training.
  • 5). When the office is fully developed, official
    activity demands the full working capacity of the
    official. Formerly, official business was
    discharged as a secondary activity.
  • 6). The management of the office follows general
    rules, which are more or less stable and more or
    less exhaustive, and which can be learned.

112
The Rise of Bureaucratic Domination
  • Weber believed this form of social organization
    was far superior to any other (in terms of a
    rational means to goals), and would therefore
    come to exclude all others.
  • ''The fully developed bureaucratic mechanism
    compares with other organizations exactly as does
    the machine with the non-mechanical modes of
    production" (Gerth and Mills 1946214). The
    "precision, speed, unambiguity, knowledge of the
    files, continuity, discretion, unity, strict
    subordination, reduction of friction and of
    material and personal costs, and calculatable
    rules" are all among the reasons cited by Weber
    for the superiority of the bureaucratic form of
    organization.

113
The Rise of Bureaucratic Domination
  • ????,????????????????????????????????????????(see
    Skocpol1979).
  • ?????????????????????(the superiority of
    bureaucracy as a rational means of organization)
  • ????????????(The goals for which this means is
    applied may be irrational with respect to
    differing interests within the society ).

114
Permanence of bureaucracy
  • Once it is fully established, bureaucracy is
    among those social structures which are the
    hardest to destroy. . . . And where the
    bureaucratization of administration has been
    completely carried through, a form of power
    relation is established that is practically
    unshatterable (Gerth and Mills 1946228).
  • ?????????????????????????????????,???????????,????
    ?????????(Gerth and Mills 1946229).

115
Permanence of bureaucracy
  • ??????????????????
  • Because bureaucratic organization is a form, or
    means, of control, it implies the existence of?
    conflict (see Collins 1975289).
  • ????????????????,?????????If one group, such as
    an economic class, fascist party, or small
    communist organization, is able to gain control
    or influence over established bureaucratic
    organization, the power of this group is greatly
    increased.

116
Weber???????????
  • ????????
  • ????,????????????
  • Functional theorists have tended to stress the
    status dimension of Weber's multidimensional
    view. Strata or class divisions, they maintain,
    flow from the need people have to evaluate and
    rank others in terms of a dominant value system
    (see especially Parsons 1951,1970).
  • ??????????????????functional theorists have
    tended to stress a continuous class ranking
    rather than more rigid class divisions. This
    means that functionalists have emphasized
    occupational status.

117
Weber???????????
  • Status consistency
  • the functional view of an integrated social
    system, if the social system is to be healthy,
    the various dimensions of social stratification
    should show at least a minimum of convergence.
    It is believed that if some degree of convergence
    between stratification dimensions (such as
    occupational status, education, income) is not
    achieved, tensions, conflicts, and confusion will
    be the result-for the general society as well as
    for individuals within it.

118
Weber???????????
  • ????????
  • ??????????????????????????????????????????????????
    ???the importance of the state and other
    bureaucratic form of dominance in providing the
    upper class with an added means to maintain their
    position .

119
???????
  • ????-???

120
The Functional Theory of Emile Durkheim
  • ????????????????(holistic view)??????,???????????,
    ?????????????????
  • ??????,??????????????????,????????????????????????
    ????????

121
The Functional Theory of Emile Durkheim
  • ?????????????????????????,??????????????????this
    reform "has for its object, not to make an ethic
    completely different from the prevailing one, but
    to correct the latter, or partially to improve
    it" (Durkheim 196435-36).

122
The Functional Theory of Emile Durkheim
  • ?????????????????x??????????????????????,????????
    ?consistent theme that social order is possible
    only when human nature is restrained though a
    morality represented in the collective force of a
    dominant normative system.

123
About Durkheim
  • ?????1858???,????????(rabbi),????,?????????????,??
    ???????????
  • ????????????????????????????????????????
  • ????Bordeaux (1887-1902)?Sorbonne
    (1902-1917)???????????????????,?????????????????

124
About Durkheim
  • ?????????????He saw his role as that of the
    detached scholar providing ideas toward a future
    moral integration of the newly emerging
    industrial society.

125
Organic analogy
  • ????????????organic analogy
  • ??????biological organismThere are various
    organs or parts within this social system that
    serve different functions for the health and
    maintenance of the total society.
  • This organic analogy lead to focus on the social
    system as a whole (holistic perspective) and on
    the interrelation of its parts rather than on
    divisions and opposed interests among groups
    within the society. (?????????(??????)????????????
    ??????,?????????????)

126
Organic analogy
  • morality was the centre and the end of his work
  • ???????????????????????
  • ?????,?????????,??????????????????????????????????
    ?,?????????????????

127
Organic analogy
  • ??????????????????????????????????????????????????
    ?????,???????????????????????,???????????????????
    ?????????

128
The Division of Labor and Organic Solidarity
  • ??????????
  • ???????,???????????--????????????????????
  • ?????,?????????societies must move from
    mechanical sdidarity (the moral order in
    preindustrial societies) to organic solidarity in
    industrial societies.

129
The Division of Labor and Organic Solidarity
  • This organic solidarity was possible, he
    believed, through occupational organizations or
    guilds. It was reasoned that within each of the
    many occupational guilds, moral principles could
    be established regarding the rights and duties of
    workers and employers. This new type of moral
    order could restrain the selfish interests for
    the good of the larger society (see Durkheim
    1964).

130
The Division of Labor and Organic Solidarity
  • His concern, his model of society, was so
    dominated by a holistic image that the divisions
    (such as classes) that may exist within this
    society were easily neglected.
  • Durkheim saw two types of inequality
  • external inequality inequality based on
    birth--ascribed status
  • internal inequality inequalities based on
    individual talent -- achieved status

131
The Division of Labor and Organic Solidarity
  • ?????????????????????,?????????????????(?????)?
  • A meritocracy based on equality of
    opportunityhe believed an inequality based on
    merit was needed.
  • ????????????????,?????(solidarity)????????????????
    ?????????????,??????????????,????????????

132
?????????????????
  • Durkheim dealt with the existence of class and
    class conflict by dismissing them as unnatural
    "If the division of labor produces conflict, it
    is either because society is in a transitional
    state of development, or because of the existence
    of a pathological condition of social order"
    (Giddens 1978 114).
  • ??????????????????????????????????????????????????
    ??????????????????

133
??????????
  • "For Durkheim, the state is above all a moral
    agency, which concentrates within itself the
    values of the broader social community. . . .
    Again, a biological parallel is used the state
    is the 'brain,' the coordinating mechanism of the
    social organism (Giddens 1978 1 15).
  • Durkheim never considered that the state could be
    a mechanism for maintaining the dominance of one
    class over others.

134
???????????????
  • With respect to dominant norms and values, or the
    moral order, it did not occur to Durkheim that
    this moral order itself could be a mechanism of
    dominance by one class over others (see Strasser
    1976 122).
  • For Durkheim the moral integration of society
    served the interests of all in the society.
  • But for conflict theorists, these norms and
    values, when internalized by the lower classes,
    can work to maintain their support for a system
    in which their interests are subordinated to the
    interests of the dominant class.
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