Managing InstitutionInvestigator Relationships A Community Hospital Perspective - PowerPoint PPT Presentation

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Managing InstitutionInvestigator Relationships A Community Hospital Perspective

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Huntington Hospital. 525 Bed Acute Care Community Hospital. 726 Active and ... Huntington Hospital is committed to providing superior health care close to home. ... – PowerPoint PPT presentation

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Title: Managing InstitutionInvestigator Relationships A Community Hospital Perspective


1
Managing Institution-Investigator
RelationshipsA Community Hospital Perspective
  • Sandra A. Davis, RN, MN
  • Director, Risk and Compliance
  • Huntington Hospital
  • Pasadena, California

2
Agenda
  • Introduction to Huntington Hospital
  • Signs and Symptoms To Watch For
  • Risk and Compliance Issues
  • Cures
  • Controls
  • Collaboration
  • Communication
  • Questions and Answers

3
Huntington Hospital
  • 525 Bed Acute Care Community Hospital
  • 726 Active and Provisional Physicians
  • Internal Medicine and General Surgery Residency
    Programs
  • Affiliated with USC School of Medicine
  • 30-40 New Research Protocols Reviewed Each Year
  • SWOG

4
Mission
  • Huntington Hospital is committed to providing
    superior health care close to home. Our mission
    is to improve the health of the communities we
    serve by
  • Addressing community needs in partnership with
    other organizations.
  • Providing health care services to the region
    within our financial capacity.
  • Pursuing excellence and innovation in patient
    care, education and research.

5
Our Past
Leading us to our future...
6
Henry E. Huntington
7
Community Roots
8
1907 Operating Room
9
1908 - 1909
10
Signs and Symptoms
  • Studies approved by IRB before you know
  • Un-depleted grant funds on closed studies
  • Employees signing sponsor agreements
  • Grant checks arriving unannounced
  • Angry physicians waiting to start research
  • IRB protocol approval prior to contract review
  • RNs assisting physicians with research studies

11
1926
12
Risk and Compliance Issues
  • Sponsor Contracts
  • Clinical Competencies
  • Resource Commitments
  • Expense and Billing Management
  • Insurance Coverage
  • Sanctions

13
Sponsor Contracts
  • Indemnification agreements
  • Designed for academic institutions
  • Designed without regard to corporate practice of
    medicine
  • Tax liabilities
  • Grant management liabilities

14
Clinical Competencies
  • Protocol
  • Investigational drugs
  • Research budget
  • Labor cost transfer
  • Submittal of research expenses
  • Reconciling expenses and timecards

15
Resource Commitments
  • Principal Investigator
  • Reports to sponsor
  • Reports to IRB
  • Institution
  • Legal fees
  • IRB review
  • Contract review
  • Grant management/accounting
  • Clinical staff
  • Billing

16
Expense Management
  • Patient tracking
  • Insurance coverage Vs. grant coverage
  • Intercepting and backing out charges
  • Reconciling expenses against budget
  • Reconciling labor timecards against research
    records

17
Insurance Coverage
  • Exposure stats to broker or carrier
  • Differentiating IRB risks Vs organizational risks
  • Principal Investigator
  • IRB members
  • Indemnification
  • Sponsor for research
  • PI for Informed Consent and Protocol adherence,
    grant expense management
  • Institution for IRB approval and monitoring,
    employee actions in support of research

18
Sanctions
  • Principal Investigator
  • Office of Research Integrity
  • Sponsor
  • Medicare False Claims
  • Institution
  • Office of Human Research Protection
  • Medicare False Claims
  • Sponsor
  • Private inurement

19
Emergency Room 1960s
20
Our Future
Preparing us for 100 more years...
21
Cures
  • Controls
  • Collaboration
  • Communication

22
Improved Process
23
Controls
  • Pre-IRB
  • Sponsor Contract
  • Principal Investigator Agreement
  • Research protocol budget
  • Expense submittal process
  • Post-IRB
  • Periodic reports
  • Monthly or quarterly budget and expense analysis

24
Collaboration
  • Working relationships
  • Administration
  • Legal analysis
  • Research support
  • Clinical support

25
Communication
  • Initial contact
  • Monthly or quarterly reports
  • Periodic updates

26
Huntington Today
27
Huntington Hospital
The Future
28
Questions?
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