Title: LAB 2POPULATION ESTIMATION Part 1Closed Models
 1LAB 2--POPULATION ESTIMATIONPart 1Closed Models
- Readings 
 -  Krebs. 1989. Ecological Methodology. Chapter 2 
 -  White et al. 1981. Capture-Recapture and 
Removal Methods  -  Sutherland. 1996. Ecological census techniques 
 - (1995)
 
  2- How do we determine abundance? 
 
Is an absolute density needed
Relative Abundance Indices
No 
 3- How do we determine abundance? 
 
Is an absolute density needed
Relative Abundance Indices
No
Yes
Need data on individuals?
Yes
Mark- Recapture techniques 
 4- How do we determine abundance? 
 
Is an absolute density needed
Relative Abundance Indices
No
Yes
Need data on individuals?
Yes
Mark- Recapture techniques
No
Organisms Mobile?
No
Quadrat counts 
 5- How do we determine abundance? 
 
Is an absolute density needed
Relative Abundance Indices
No
Yes
Change-in-ratio methods
Need data on individuals?
Yes
Mark- Recapture techniques
Yes
No
Is exploitation age- or sex- selective
Yes
Yes
Organisms Mobile?
Is population being exploited?
No
No
No
Quadrat counts
Catch-effort methods 
 6Mark-recapture
- ratio of marked to unmarked animals during the 
recapture period represents the proportion of 
marked animals to the total population  - (1995)
 
  7Mark-recapture Lincoln-Peterson
- Simplest form is a Lincoln/Petersen estimate 
 - (1995)
 
  8Mark-recapture Lincoln-Peterson
- Simplest form is a Lincoln/Petersen estimate 
 - We catch and mark 10 animals on day 1 
 - (1995)
 
  9Mark-recapture Lincoln-Peterson
- Simplest form is a Lincoln/Petersen estimate 
 - We catch and mark 10 animals on day 1 
 - We then trap a second day and find we have caught 
10 animals, two of which are marked  - (1995)
 
  10Mark-recapture Lincoln-Peterson
- Simplest form is a Lincoln/Petersen estimate 
 - We catch and mark 10 animals on day 1 
 - We then trap a second day and find we have caught 
10 animals, two of which are marked  - The number of recaptures is thus 2/10 or 20. 
 - (1995)
 
  11Mark-recapture Lincoln-Peterson
- Simplest form is a Lincoln/Petersen estimate 
 - We catch and mark 10 animals on day 1 
 - We then trap a second day and find we have caught 
10 animals, two of which are marked  - The number of recaptures is thus 2/10 or 20 
 - We then assume that the total number of marked 
animals (10)20 of the population  - (1995)
 
  12Mark-recapture Lincoln-Peterson
- Simplest form is a Lincoln/Petersen estimate 
 - We catch and mark 10 animals on day 1 
 - We then trap a second day and find we have caught 
10 animals, two of which are marked  - The number of recaptures is thus 2/10 or 20 
 - We then assume that the total number of marked 
animals (10)20 of the population  - therefore the population estimate is 50. 
 - (1995)
 
  13Mark-recapture Lincoln-Peterson
- Mathematically 
 - N/MC/R and N/1010/2 
 - NCM/R1010/250 
 - where Npopulation estimate--the Petersen 
estimate  -  Mnumber of marked animals 
 -  Cnumber of recaptures 
 -  Rnumber of marked recaptures
 
  14Mark-recapture Lincoln-Peterson
where Npopulation estimate Mnumber of 
marked animals Cnumber of recaptures Rnumber
 of marked recaptures 
 15Mark-recapture Lincoln-Peterson
- Uses 
 - Estimate population size
 
  16Mark-recapture Lincoln-Peterson
- Uses 
 - Estimate population size 
 - Determine rate of exploitation
 
  17Mark-recapture Lincoln-Peterson
- Uses 
 - Estimate population size 
 - Determine rate of exploitation 
 - Determine discrete survivorship rates
 
  18Mark-recapture Lincoln-Peterson
- Uses 
 - Estimate population size 
 - Determine rate of exploitation 
 - Determine discrete survivorship rates 
 - Determine recruitment rates 
 
  19Mark-recapture Lincoln-Peterson
- Uses 
 - Estimate population size 
 - Determine rate of exploitation 
 - Determine discrete survivorship rates 
 - Determine recruitment rates 
 - Uses 2,3  4 require running the method more than 
 once (multiple) 
  20Mark-recapture Lincoln-Peterson
- Problems 
 - Calculation of confidence intervals 
 - Statistical bias due to small sample size 
 - Technique bias
 
  21Mark-recapture Lincoln-Peterson
- Problem 1 
 - Calculation of confidence intervals 
 -  are not normally distributed 
 
  22Mark-recapture Lincoln-Peterson
- Problem 1 
 - Calculation of confidence intervals 
 -  are not normally distributed 
 - But, reciprocal of , (1/ ), is 
 
  23Mark-recapture Lincoln-Peterson
- Problem 1 
 - Calculation of confidence intervals
 
  24Mark-recapture Lincoln-Peterson
- Problem 1 
 - Calculation of confidence intervals 
 - where
 
  25Mark-recapture Lincoln-Peterson
- Problem 2 
 - Statistical bias 
 - if R 7 we have high bias
 
  26Mark-recapture Lincoln-Peterson
- Problem 3 
 - Technique bias 
 - Can be most serious and invalidate assumptions
 
  27Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - No Additions (Birth or Immigration) 
 - No Subtractions (Death or Emigration)
 
  28Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - If trap shy?
 
  29Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - If trap shy--R decreases
 
  30Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - If trap shy 
 - If trap happy?
 
  31Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - If trap shy 
 - If trap happy--R increases
 
  32Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - Equal mortality
 
  33Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - Equal mortality 
 - Incr mortality of marked animals?
 
  34Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - Equal mortality 
 - Incr mortality of marked animals--decr. R
 
  35Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - Equal mortality 
 - Incr mortality of marked animals- 
 - Decr mortality of marked animals? 
 
  36Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - Equal mortality 
 - No tag loss
 
  37Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - Equal mortality 
 - No tag loss 
 - decreases R, thus?
 
  38Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - Equal mortality 
 - No tag loss 
 - Marked and unmarked animals mix
 
  39Mark-recapture Lincoln-Peterson
- Assumptions 
 - Closed population 
 - Equal probability of capture 
 - Equal mortality 
 - No tag loss 
 - Marked and unmarked animals mix 
 - All marks are identified and reported correctly
 
  40Mark-recapture Lincoln-Peterson
- How to decrease bias 
 - Different capture techniques for each phase
 
  41Mark-recapture Lincoln-Peterson
- How to decrease bias 
 - Different capture techniques for each phase 
 - Different types of marks
 
  42Mark-recapture Lincoln-Peterson
- How to decrease bias 
 - Different capture techniques for each phase 
 - Different types of marks 
 - Short time period
 
  43Mark-recapture Lincoln-Peterson
  44Mark-recapture Lincoln-Peterson
M7 C12 R4 
 45Mark-recapture Lincoln-Peterson
M7 C12 R4 
 46Mark-recapture Lincoln-Peterson
M7 C12 R4 
 47Mark-recapture Lincoln-Peterson
M7 C12 R4 
 48Mark-recapture Lincoln-Peterson
  49Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation
 
  50Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation 
 - Calculate the variance
 
  51Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation 
 - Calculate the variance
 
  52Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation 
 - Calculate the variance, then we can estimate CI
 
  53Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation 
 - Calculate the variance, then we can estimate CI
 
  54Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation 
 - Calculate the variance, then we can estimate CI
 
  55Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation 
 - Calculate the variance, then we can estimate CI 
 - Positive interval 0.050505  0.038107  0.088612
 
  56Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation 
 - Calculate the variance, then we can estimate CI 
 - Positive interval 0.050505  0.038107  0.088612 
 - Negative interval 0.050505 - 0.038107  0.012398
 
  57Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation 
 - Calculate the variance, then we can estimate CI 
 - Positive interval 0.050505  0.038107  0.088612 
 - Negative interval 0.050505 - 0.038107  0.012398 
 - Do these seem small, why?
 
  58Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation 
 - Calculate the variance, then we can estimate CI 
and taking the reciprocal (since we were using 1/ 
 ) 
  59Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation 
 - Calculate the variance, then we can estimate CI 
and taking the reciprocal (since we were using 1/ 
 ) 
  60Mark-recapture Lincoln-Peterson
- 95 Confidence Interval calculation 
 - Calculate the variance, then we can estimate CI 
and taking the reciprocal (since we were using 1/ 
 ) 
  61Mark-recapture Multiple Peterson
- A series of estimates based on single Petersen 
 
  62Mark-recapture Multiple Peterson
- A series of estimates based on single Petersen 
 - Allows comparison of daily estimates 
 
  63Mark-recapture Multiple Peterson
- A series of estimates based on single Petersen 
 - Allows comparison of daily estimates 
 - Similar assumptions 
 
  64Mark-recapture Multiple Peterson
  65Mark-recapture Multiple Peterson
  66Mark-recapture Multiple Peterson
  67Mark-recapture Multiple Peterson
  68Mark-recapture Multiple Peterson
  69Mark-recapture Multiple Peterson
  70Mark-recapture Multiple Peterson
- Example 
 -   1 died following tagging
 
  71Mark-recapture Multiple Peterson
- Calculating for EACH occasion
 
  72Mark-recapture Multiple Peterson
- Calculating for EACH occasion
 
  73Mark-recapture Multiple Peterson
- Calculating for EACH occasion
 
  74Mark-recapture Multiple Peterson
- Calculating for EACH occasion
 
  75Mark-recapture Multiple Peterson
- Calculating variance for t2
 
  76Mark-recapture Multiple Peterson
- Calculating variance for t2
 
  77Mark-recapture Multiple Peterson
- Calculating variance for t2
 
  78Mark-recapture Multiple Peterson
- Calculating variance for t2
 
  79Mark-recapture Multiple Peterson
  80Mark-recapture Multiple Peterson
  81Mark-recapture Multiple Peterson
- Calculating 95 CI for t2 
 - Positive interval 0.028571  0.024402  0.052973 
 
  82Mark-recapture Multiple Peterson
- Calculating 95 CI for t2 
 - Positive interval 0.028571  0.024402  0.052973 
 - Negative interval 0.028571 - 0.024402  0.004169
 
  83Mark-recapture Multiple Peterson
- Calculating 95 CI for t2 
 - Positive interval 0.028571  0.024402  0.052973 
 - Negative interval 0.028571 - 0.024402  0.004169
 
  84Mark-recapture Multiple Peterson
- Calculating 95 CI for t2 
 - Positive interval 0.028571  0.024402  0.052973 
 - Negative interval 0.028571 - 0.024402  0.004169
 
  85Mark-recapture Single vs Multiple Peterson
- Multiple Petersen increases potential bias 
 - Why? 
 
  86Mark-recapture Single vs Multiple Peterson
- Multiple Petersen increases potential bias 
 - Increased time? 
 
  87Mark-recapture Single vs Multiple Peterson
- Multiple Petersen increases potential bias 
 - Increased time more immigr, emigr., mortality 
 
  88Mark-recapture Single vs Multiple Peterson
- Multiple Petersen increases potential bias 
 - Multiple Petersen increases precision and 
decreases variability, why? 
  89Mark-recapture Single vs Multiple Peterson
- Multiple Petersen increases potential bias 
 - Multiple Petersen increases precision and 
decreases variability  - Increased sample size
 
  90Mark-recapture Single vs Multiple Peterson
- Multiple Petersen increases potential bias 
 - Multiple Petersen increases precision and 
decreases variability  - Multiple Petersen allows better data 
interpretation 
  91Mark-recapture Single vs Multiple Peterson
- Multiple Petersen increases potential bias 
 - Multiple Petersen increases precision and 
decreases variability  - Multiple Petersen allows better data 
interpretation  - E.g. trap-shy or -happy animals
 
  92Mark-recapture Schnabel estimate
- multiple recapture method that produces one 
population estimate  - Allows for time varying capture probability on 
each occasion  
  93Mark-recapture Schnabel estimate
  94Mark-recapture Schnabel estimate
  95Mark-recapture Schnabel estimate
  96Mark-recapture Schnabel estimate
  97Mark-recapture Schnabel estimate
  98Mark-recapture Schnabel estimate
- Calculating CIs 
 - What is the variance?
 
  99Mark-recapture Schnabel estimate
- Calculating CIs 
 - What is the variance?
 
  100Mark-recapture Schnabel estimate
  101Mark-recapture Schnabel estimate
- Calculating Cis 
 - and after taking reciprocals
 
  102Mark-recapture Schnabel estimate
- Assumptions 
 - Same as Petersen 
 - Advantage 
 - Easier to test for violations of assumptions 
 - Regression plots
 
  103Removal Methods
- Zippin Method 
 - Electrofishing data 
 - Assumptions 
 - Population is closed 
 - Constant capture probability 
 - Uses Maximum Likelihood Estimator
 
  104Regression MethodCatch Per Unit Effort (CPUE)
- Tabulate the number of animals caught on each 
sample  - uj   removed on occasion j 
 - Tabulate the total number removed before each 
sample  - Mj u1  u2 .uj-1
 
  105Regression Method
j
uj
Mj
0
260
1
2
260
141
97
3
401
4
50
498 
 106Regression MethodCatch Per Unit Effort (CPUE)
- Under the assumption of constant capture 
probability, relationship between uj and mj is 
linear  
  107Linear Regression Model
Remember apN b-p 
 108POPULATION ESTIMATIONPart 2--the Jolly-Seber 
estimator
- Readings 
 -  Krebs. 1989. Ecological Methodology. Chapter 2 
 -  Hayek and Buzas. 1997. Surveying natural 
populations.  -  Sutherland. 1996. Ecological census techniques 
 - (1995)
 
  109Mark-recapture Jolly-Seber estimate
- A method that accounts for mortality and 
immigration 
  110Mark-recapture Jolly-Seber estimate
- Assumptions 
 - open population
 
  111Mark-recapture Jolly-Seber estimate
- Assumptions 
 - open population 
 - 3 or more sampling periods
 
  112Mark-recapture Jolly-Seber estimate
- Assumptions 
 - open population 
 - 3 or more sampling periods 
 - marks must be identifiable to sampling occasion
 
  113Mark-recapture Jolly-Seber estimate
- Concept 
 - All animals in first sample are unmarked
 
  114Mark-recapture Jolly-Seber estimate
- Concept 
 - All animals in first sample are unmarked 
 - In subsequent samples the total catch can be 
subdivided into two fractions marked and 
unmarked animals.  
  115Mark-recapture Jolly-Seber estimate
- Concept 
 - All animals in first sample are unmarked 
 - In subsequent samples the total catch can be 
subdivided into two fractions marked and 
unmarked animals  - For marked individuals we ask When was this 
marked individual last captured? 
  116Mark-recapture Jolly-Seber estimate
- Concept 
 - All animals in first sample are unmarked 
 - In subsequent samples the total catch can be 
subdivided into two fractions marked and 
unmarked animals  - For marked individuals we ask When was this 
marked individual last captured?  - Most of the marked animals caught will have been 
last caught at the previous sampling and 
consequently will appear along the subdiagonal 
  117Mark-recapture Jolly-Seber estimate
- Step 1- Setting up the J-S table 
 - mt of marked individuals caught in sample t
 
  118Mark-recapture Jolly-Seber estimate
- Step 1- Setting up the J-S table 
 - mt of marked individuals caught in sample t 
 - ut of unmarked individuals caught in sample t
 
  119Mark-recapture Jolly-Seber estimate
- Step 1- Setting up the J-S table 
 - mt of marked individuals caught in sample t 
 - ut of unmarked individuals caught in sample t 
 - nttotal  of individuals caught in sample 
t (mtut) 
  120Mark-recapture Jolly-Seber estimate
- Step 1- Setting up the J-S table 
 - mt of marked individuals caught in sample t 
 - ut of unmarked individuals caught in sample t 
 - nttotal  of individuals caught in sample 
t (mtut)  - sttotal  of individuals released after sample t 
 (nt-deaths or removals) 
  121Mark-recapture Jolly-Seber estimate
- Step 1- Setting up the J-S table
 
  122Jolly-Seber estimate
- Step 2- Calculate Rt 
 - Rt of the st indiv released at sample t and 
caught again in some later sample (e.g., for t3, 
R33) 
  123Jolly-Seber estimate
- Step 3- Calculate Zt 
 - Ztof individuals marked before sample t, not 
caught in sample t, but caught in some other 
sample after sample t (e.g., for t3, Z35) 
  124Jolly-Seber estimate
- Step 4- Calculate the proportion of animals 
marked  - For example, using time3, m32 and n37 
 
  125Jolly-Seber estimate
- Step 4- Calculate the proportion of animals 
marked  - For example, using time3, m32 and n37 
 
  126Jolly-Seber estimate
- Step 5- Calculate the size of the marked 
population  - 2 components of the marked population 
 - marked animals actually caught 
 - marked animals present but not captured in sample 
t  
  127Jolly-Seber estimate
- Step 5- Calculate the size of the marked 
population  - for example, using time3, m32, R33, Z35, and 
S37  
  128Jolly-Seber estimate
- Step 5- Calculate the size of the marked 
population  - for example, using time3, m32, R33, Z35, and 
S37  
  129Jolly-Seber estimate
- Step 6- Calculate 
 - ratio of the size of the marked population (step 
5) to the proportion of animals marked (step 4)  
  130Jolly-Seber estimate
- Step 6- Calculate 
 - ratio of the size of the marked population (step 
5) to the proportion of animals marked (step 4)  
  131Jolly-Seber estimate
- Can Calculate Apparent Survival 
 - Apparent because mortality is confounded with 
emigration (cant get separate estimates for each) 
  132Jolly-Seber estimate
- Assumptions 
 - Equal probability of capture for marked and 
unmarked individuals  
  133Jolly-Seber estimate
- Assumptions 
 - Equal probability of capture for marked and 
unmarked individuals  - Equal mortality for marked and unmarked 
individuals  
  134Jolly-Seber estimate
- Assumptions 
 - Equal probability of capture for marked and 
unmarked individuals  - Equal mortality for marked and unmarked 
individuals  - No tag loss 
 
  135Jolly-Seber estimate
- Assumptions 
 - Equal probability of capture for marked and 
unmarked individuals  - Equal mortality for marked and unmarked 
individuals  - No tag loss 
 - All marks are identified and reported correctly 
 
  136Jolly-Seber estimate
- Assumptions 
 - Equal probability of capture for marked and 
unmarked individuals  - Equal mortality for marked and unmarked 
individuals  - No tag loss 
 - All marks are identified and reported correctly 
 - Sampling time is negligible relative to the time 
between samples