High Profile Hedge Fund Related Events 20002006

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High Profile Hedge Fund Related Events 2000-2006
Fraud / MisappropriationInternational Mgt
(2006)Bayou (2005)Groundswell (2005)Wood River
(2005)Tradewinds (2005)Bingham
(2005)Philadelphia (2005)Phoenix (2005)KL
Investors (2005)Northshore (2005)MDL Capital
(2004)KS Advisors (2004)Sterling Watters
(2004)Durus Capital (2003)Lancer
(2003)Integral (2001)Cambridge (2000)Manhattan
(2000)
Unauthorised Activities or Alleged Market Abuse
Aeneas Capital (2006)MAC Asset Mgt (2006)Pequot
Capital (2006)Pirate Capital (2006)Circle T
(2005)Knight (2005)GLG (2005)First NY
(2004)Franklin (2004)Fanam (2003)Gotham
(2003)Beacon Hill (2002)Quantum (2002)
Large Fund Blow-ups Poss. Mandate
BreachAmaranth (2006)Mother Rock (2006)Brummer
(2006)Mangan (2006)Ospraie (2006)Saranac
(2006)Vega (2006)Beacon Hill (2003)Canary
Capital (2003)Eifuku (2003)Tiger Funds (2000)
Product Suitability or Sales Disclosure
IssuePortus (2005)Citigroup (2005)JPM Chase
(2005)Amex (2005)Altegris (2003)Henderson
(2002)
Admin Valuation ErrorsMorningstar
(2005)Crocus (2004)Clinton (2003)Lipper
(2001)HSBC (2001)
These exclude market timing settlements with
various asset managers and brokers during
2003-2006 (Spitzer investigation)
Source Fitchrisk Database