Title: Grain Boundary Properties: Energy, Mobility
1Grain Boundary PropertiesEnergy, Mobility
- 27-750, Spring 2003
- A.D. Rollett
2References
- Interfaces in Crystalline Materials, Sutton
Balluffi, Oxford U.P., 1998. Very complete
compendium on interfaces. - Interfaces in Materials, J. Howe, Wiley, 1999.
Useful general text at the upper
undergraduate/graduate level. - Grain Boundary Migration in Metals, G. Gottstein
and L. Shvindlerman, CRC Press, 1999. The most
complete review on grain boundary migration and
mobility. - Materials Interfaces Atomic-Level Structure
Properties, D. Wolf S. Yip, Chapman Hall,
1992.
3Why learn about grain boundary properties?
- Many aspects of materials behavior and
performance affected by g.b. properties. - Examples include- stress corrosion cracking in
Pb battery electrodes, Ni-alloy nuclear fuel
containment, steam generator tubes- creep
strength in high temp. alloys- weld cracking
(under investigation)- electromigration
resistance (interconnects) - Precipitation of second phases at grain
boundaries depends on interface energy (
structure).
4Properties, phenomena of interest
- 1. Energy (excess free energy ? wetting,
precipitation) - 2. Mobility (normal motion ? grain growth,
recrystallization) - 3. Sliding (tangential motion ? creep)
- 4. Cracking resistance (intergranular fracture)
- 5. Segregation of impurities (embrittlement,
formation of second phases)
5Grain Boundary Diffusion
- Especially for high symmetry boundaries, there is
a very strong anisotropy of diffusion
coefficients as a function of boundary type. This
example is for Zn diffusing in a series of lt110gt
symmetric tilts in copper.
6Grain Boundary Sliding
640C
- Grain boundary sliding should be very structure
dependent. No surprise therefore that Biscondis
results show that the rate at which boundaries
slide is highly dependent on misorientation in
fact there is a threshold effect with no sliding
below a certain misorientation at a given
temperature.
600C
500C
Biscondi, M. and C. Goux (1968). "Fluage
intergranulaire de bicristaux orientés
d'aluminium." Mémoires Scientifiques Revue de
Métallurgie 55(2) 167-179.
7Grain boundary energy current status?
- Limited information available
- Deep cusps exist for a few lt110gt CSL types in fcc
(S3, S11), based on both experiments and
simulation. - Extensive simulation results Wolf et al.
indicate that interfacial free volume is good
predictor. No simple rules available, however, to
predict free volume. - Wetting results in iron Takashima, Wynblatt
suggest that a broken bond approach (with free
volume and twist angle) provides a reasonable
5-parameter model. - If binding energy is neglected, an average of
the surface energies is a good predictor of grain
boundary energy in MgO Saylor, Rohrer. This
may be useful in oxide structures but is not
likely to be successful in metallic systems. - Minimum dislocation density structures Frank
provide a good model of g.b. energy in MgO, and
may provide a good model of low angle grain
boundary mobility.
8Experimental Impact of Energy
- Wetting by liquids is sensitive to grain boundary
energy. - Example copper wets boundaries in iron at high
temperatures. - Wet versus unwetted condition found to be
sensitive to grain boundary energy in FeCu
system Takashima et al., ICOTOM-12 (1999).
9Wetting comparison
- High energy (light) boundaries should be wet
(W). - Low energy boundaries (dark) should be dry (U).
- Example of Cu wetting boundaries in Fe with (311)
on one side. - Takashima, M., P. Wynblatt, and B.L. Adams,
Correlation of grain boundary character with
wetting behavior. Interface Science, 2000. 8 p.
351-361.
101. Grain Boundary Energy
- First categorization of boundary type is into
low-angle versus high-angle boundaries. Typical
value in cubic materials is 15 for the
misorientation angle. - Typical values of g.b. energies vary from 0.32
J.m-2 for Al to 0.87 for Ni J.m-2. - Read-Shockley model describes the energy
variation with angle for low-angle boundaries
successfully in many experimental cases, based on
a dislocation structure.
11LAGB to HAGB Transition
- LAGB steep risewith angle.HAGB plateau
Disordered Structure
Dislocation Structure
Gjostein, N. A. and F. N. Rhines (1959).
"Absolute interfacial energies of 001 tilt and
twist grain boundaries in copper." Acta
metallurgica 7 319-330.
121.1 Read-Shockley model
- Start with a symmetric tilt boundary composed of
a wall of infinitely straight, parallel edge
dislocations (e.g. based on a 100, 111 or 110
rotation axis with the planes symmetrically
disposed). - Dislocation density (L-1) given by1/D
2sin(q/2)/b ? q/b for small angles.
131.1 Tilt boundary
D
141.1 Read-Shockley contd.
- For an infinite array of edge dislocations the
long-range stress field depends on the spacing.
Therefore given the dislocation density and the
core energy of the dislocations, the energy of
the wall (boundary) is estimated (r0 sets the
core energy of the dislocation) ggb E0 q(A0
- lnq), whereE0 µb/4p(1-n) A0 1
ln(b/2pr0)
151.1 LAGB experimental results
- Experimental results on copper.
Gjostein Rhines, Acta metall. 7, 319 (1959)
161.1 Read-Shockley contd.
- If the non-linear form for the dislocation
spacing is used, we obtain a sine-law variation
(Ucore core energy) ggb sinq Ucore/b -
µb2/4p(1-n) ln(sinq) - Note this form of energy variation may also be
applied to CSL-vicinal boundaries.
171.1 Low-angle g.b. properties
- Recently, the properties of low angle grain
boundaries have been measured by the MIMP at CMU. - The results confirm the Read-Shockley
relationship. - A variation of energy with misorientation axis
was also found boundaries with lt111gt
misorientation axes had the lowest energies
whereas those with lt100gt axes had the highest.
The variation was only over a range of /- 10,
however.
181.1 Low Angle Grain Boundary Energy, Yang et al.
High
117
105
113
205
215
335
203
Low
8411
323
727
"Measuring relative grain boundary energies and
mobilities in an aluminum foil from triple
junction geometry", C.-C. Yang, W. W. Mullins and
A. D. Rollett, Scripta Materiala 44 2735-2740
(2001).
? vs.
191.2 Energy of High Angle Boundaries
- No universal theory exists to describe the energy
of HAGBs. - Based on a disordered atomic structure for
general high angle boundaries, we expect that the
g.b. energy should be at a maximum and
approximately constant. - Abundant experimental evidence for special
boundaries at (a small number) of certain
orientations for which the atomic fit is better
than in general high angle g.bs. - Each special point (in misorientation space)
expected to have a cusp in energy, similar to
zero-boundary case but with non-zero energy at
the bottom of the cusp. - Atomistic simulations suggest that g.b. energy is
(positively) correlated with free volume at the
interface.
201.2 Exptl. vs. Computed Egb
lt100gtTilts
S11
lt110gtTilts
S3, 111 plane CoherentTwin
Hasson Goux
21Dislocation models of HAGBs
- Boundaries near CSL points expected to exhibit
dislocation networks, which is observed.
lt100gt twists
221.2 Atomistic modeling
- Extensive atomistic modeling has been conducted
using (mostly) embedded atom potentials and an
energy-relaxation method to locate the minimum
energy configuration of a (finite) bicrystal.
See Wolf Yip, Materials Interfaces
Atomic-Level Structure Properties, Chapman
Hall, 1992. - Grain boundaries in fcc metals Cu, Au
23Atomistic models results
g.b. plane
- Results of atomistic modeling confirm the
importance of the more symmetric boundaries. - Example of symmetric tilt boundary energy for
embedded-atom-method calculations using either
Lennard-Jones, copper or gold interatomic
potentials.
Wolf Yip
24Coordination Number
Reasonable correlation for energy versus the
coordination number for atoms at the boundary
suggests that broken bond model may be
applicable, as it is for solid/vapor surfaces.
Wolf Yip
25Surface Energies vs. Grain Boundary Energy
- A recently revived, but still controversial idea,
is that the grain boundary energy is largely
determined by the energy of the two surfaces that
make up the boundary (and that the twist angle is
not significant). - This is has been demonstrated to be highly
accurate in the case of MgO, which is an ionic
ceramic with a rock-salt structure. In this
case, 100 has the lowest surface energy, so
boundaries with a 100 plane are expected to be
low energy. - The next slide, taken from the PhD thesis work of
David Saylor, shows a comparison of the g.b.
energy computed as the average of the two surface
energies, compared to the frequency of boundaries
of the corresponding type. As predicted, the
frequency is lowest for the highest energy
boundaries, and vice versa.
26Hypothetical Boundary Energy
Population
gs1gs2
0
60
110
27Comparison of CSL and boundary plane models for
lt100gt misorientation axes
Studies of MgO smoke show a high fraction of
high coincidence boundaries (low S
CSL). Chaudhari and Matthews, J. Appl. Phys. 42
(1971) 3063.
28G.B. frequencies in MgO
Data from Saylors work on MgO suggests that
the boundary plane is more important to energy
than is CSL structure. The S5 symmetric tilt
boundary has two 210 planes, for example
boundaries with (310) and (100) are far more
frequent, however.
100
(MRD)
(MRD)
S5 100,36.86
S9 110,38.94
29G.B. Energy Metals Summary
- For low angle boundaries, use the Read-Shockley
model with a logarithmic dependence well
established both experimentally and
theoretically. - For high angle boundaries, use a constant value
unless near a CSL structure with high fraction of
coincident sites and plane suitable for good
atomic fit. - In ionic solids, the grain boundary energy may be
simply the average of the two surface energies
(modified for low angle boundaries). This is
less likely to be valid for metals.
30Grain Boundary Mobility
- The mobility of grain boundaries is dominated by
solute. Solutes tend to segregate to any
interface and lower the free energy of the system
(because of size misfit, for example). Therefore
for a boundary to move away from the segregated
solute requires energy to be supplied. - Mobility is also strongly sensitive to boundary
type (i.e. atomic structure). High mobilities
tend to be associated with CSL structures. - Mechanistic explanation is still lacking (and
controversial!). Even a detailed understanding
of mobility in pure systems is not available.
31Mobility general characteristics
- Low angle boundaries with dislocation structures
are, in general, much less mobile than high
boundaries. In broad terms, the diffusion
distances are much larger in the case of LAGBs
(diffusion between dislocations). - With only a few high mobility boundary types, the
general picture is of very low mobility for
LAGBs, moderate mobility for general boundaries,
and the occasional peak for high angle boundaries.
32Grain Boundary Energy, Mobility
- Contrast the sharply peaked properties derived
from (2D) simulations (Upmanyu) with the broad
mobility maximum from recrystallization
experiments.
332.1 Low Angle G.B. Mobility
- Mobility of low angle boundaries dominated by
climb of the dislocations making up the boundary. - Even in a symmetrical tilt boundary the
dislocations must move non-conservatively in
order to maintain the correct spacing as the
boundary moves.
34LA-gtHAGB Transition
High Angle Boundaries
Transfer of atoms from the shrinking grain to the
growing grain by atomic bulk diffusion mechanism
1
0
.
9
0
.
8
0
.
7
0
.
6
Relative Boundary Mobility
0
.
5
0
.
4
0
.
3
0
.
2
0
.
1
0
0
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0
2
0
3
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(
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)
Low Angle Boundaries
Transfer of vacancies between two adjacent sets
of dislocations by grain boundary diffusion
mechanism
35Tilt Boundary Motion
Burgers vectors inclined with respect to the
boundary plane in proportion to the
misorientation angle.
climb
glide
(Bauer and Lanxner, Proc. JIMIS-4 (1986) 411)
36Low Angle GB Mobility
- Huang and Humphreys (2000) coarsening kinetics
of subgrain structures in deformed Al single
crystals. Dependence of the mobility on
misorientation was fitted with a power-law
relationship, Mkqc, with c5.2 and k3.10-6
m4(Js)-1. - Yang, et al. mobility (and energy) of LAGBs in
aluminum strong dependence of mobility on
misorientation boundaries based on 001
rotation axes had much lower mobilities than
either 110 or 111 axes.
37LAGB Mobility in Al, experimental
001
Low
117
105
113
205
215
335
203
8411
111
High
101
323
727
M vs.
38LAGB Axis Dependence
- We can explain the (strong) variation in LAGB
mobility from lt111gt axes to lt100gt axes, based on
the simple tilt model lt111gt tilt boundaries have
dislocations with Burgers vectors nearly perp. to
the plane. lt100gt boundaries, however, have
Burgers vectors near 45 to the plane. Therefore
latter require more climb for a given
displacement of the boundary.
39Symmetrical lt001gt 11.4o grain boundarygt nearly
45o alignment of dislocations with respect to
the boundary normal gt ? 45o ?/2
Symmetrical lt111gt 12.4o grain boundarygt
dislocations are nearly parallel to the boundary
normal gt ? ?/2
402.1 Low Angle GB Mobility, contd.
- Winning et al. Measured mobilities of low angle
grain lt112gt and lt111gt tilt boundaries under a
shear stress driving force. A sharp transition
in activation enthalpy from high to low with
increasing misorientation (at 13).
41Dislocation Modelsfor Low Angle G.B.s
Sutton and Balluffi (1995). Interfaces in
Crystalline Materials. Clarendon Press, Oxford,
UK.
42LAGB to HAGB Transitions
- Read-Shockley forenergy of low angleboundaries
- Exponentialfunction for transitionfrom low- to
high-angle boundaries
43HAGB mobility theory
- The standard theory for HAGB mobility is due to
Burke Turnbull, based on thermally activated
atomic transfer across the interface. - For the low driving forces typical in grain
growth, recrystallization etc., it gives a linear
relation between force and velocity (as typically
assumed).
44Burke-Turnbull
- Given a difference in free energy for an atom
attached to one side of the boundary versus the
other, ?P, the rate at which the boundary moves
is
Given similar attack frequencies and activation
energies in both directions,
45Velocity Linear in Driving Force
- Then, for small driving forces compared to the
activation energy for migration, ?Pb3kT, which
allows us to linearize the exponential term.
Mobility
46Linearity of migration rate against driving force
- At what point is the linear relation no longer
reasonable? - The criterion is the ratio of the driving force
to the thermal activation energy, kT. - For a radius of curvature of 10nm, for example,
and a g.b. energy of 1 J.m-2, ?P108 Pa. In
terms of energy per atom in, say, Al, we multiply
the volumetric pressure by the volume per atom,
16 Ã…3, to obtain ?P 1.6.10-21 J. Compare with
kT 1.2 10-20 at 600C. Clearly for very small
scale microstructures (and low temperatures) we
may expect the linearity to break down.
47HAGB Mobility
- The basic Burke-Turnbull theory ignores details
of g.b. structure - The terrace-ledge-kink model may be useful the
density of sites for detachment and attachment of
atoms can modify the pre-factor. - Atomistic modeling is starting to play a role
see work by Upmanyu Srolovitz M. Upmanyu, D.
Srolovitz and R. Smith, Int. Sci., 6, (1998)
41.. - Much room for research!
graduate
48HAGB Mobility the U-bicrystal
- The curvature of the end of the interior grain is
constant (unless anisotropy causes a change in
shape) and the curvature on the sides is zero. - Migration of the boundary does not change the
driving force - Simulation and experiment
Dunn, Shvindlerman, Gottstein,...
49HAGB M Boundary velocity
Simulation Experiment
Steady-state migration initial and final
transients
50HAGB M 2D simulation results
- Extract boundary energy from total energy vs.
half-loop height (assume constant entropy) - MM/g
Note misorientation angle shown in plots is 1/2
of total angle.
51HAGB M Activation energy
simulation
S19
S7
S13
specialboundary
Q (e)
experiment
S7
Lattice diffusion between dislocations
Q (eV)
Simulations exhibit much smaller activation
energies than experiments, possibly because
solutes affect experimental results.
523D simulations reduced mobility (M) vs.
Misorientation
(m4/Js)
(deg)
Zhang, Upmanyu, Srolovitz
53Mobility and Energy vs. Misorientation
(J/m2)
(m4/Js)
(deg)
(deg)
Zhang, Upmanyu, Srolovitz
54Mobility vs. Misorientation
(m4/Js)
(deg)
Zhang, Upmanyu, Srolovitz
55Reduced Mobility, M
- In many experiments on g.b. mobility, only the
migration rate can be measured and the boundary
curvature. If the energy of the boundary is not
known (or must be assumed to be constant) then
one can only derive the reduced mobility, M.
Where M and E are the mobility and energy defined
in the standard way, M M E.
56High Angle GB Mobility
- Large variations known in HAGB mobility.
- Classic example is the high mobility of
boundaries close to 40lt111gt (which is near the
S7 CSL type). - Note broad maximum.
Gottstein Shvindlerman grain boundary
migration in metals
57Mobility of HAGBs with stored energy driving force
- Huang Humphreys, The effect of solute elements
on grain boundary mobility during
recrystallization of single-phase aluminum
alloys, Proc. Conf. Rex Gr.Gr., Aachen, vol.1
409 (2001). - As previously observed, broad peak in mobility
observed centered on 40 lt111gt misorientation
with 10 FWHM w.r.t. misorientation angle.
Similar decrease with deviation from lt111gt axis.
58Simulation Results Misorientation Axis Dependence
T 0.7Tm
lt111gt tilt misorientations fastest moving
boundaries Dramatic decrease in mobility with
deviation in tilt axis
Unpublished work by Upmanyu
59HAGB M Issues dirt
- Solutes play a major role in g.b. mobility by
reducing absolute mobilities at very low levels. - Simulations typically have no impurities
included therefore they model ultra-pure
material.
60HAGB Impurity effects
- Impurities known to affect g.b. mobility
strongly, depending on segregation and mobility. - CSL structures with good atomic fit less affected
by solutes - Example Pb bicrystals
special
general
61HAGB M impurity effect on recrystallization
kinetics
increasing Cu content
V (cm.s-1)
decreasing Fe content
1/T
F. R. Boutin, J. Physique, C4, (1975) C4.355.
R. Vandermeer and P. Gordon, Proc. Symposium on
the Recovery and Recrystallization of Metals, New
York, TMS AIME, (1962) p. 211.
62Impurity (solute) effect on mobility, contd.
- Example of Ga additions to Al (LHS) show that at
low levels, certain solutes can increase
mobility. Adding 10ppm Ga to 99.999 Al
increases the mobility whereas adding 410ppm Ga
to Al decreases the mobility (as expected). - Note the low levels of solute that have
measurable effects on mobility. Example (RHS) of
adding Cu to Al shows an effect at 0.0002 a/o,
i.e. at the ppm level.
Gottstein Shvindlerman grain boundary mobility
in Al.
Gordon Vandermeer impurities in aluminum
63GB Mobility Summary
- The properties of low angle grain boundaries are
dictated by their discrete dislocation structure
energy logarithmic with angle mobility
exponential with angle. - The kinetic properties of high angle boundaries
are (approx.) plateau dictated by local atomic
transfer. Special boundary types have low energy
and high/low mobility.
64Theory Diffusion
- Atom flux, J, between the dislocations
iswhere DL is the atom diffusivity (vacancy
mechanism) in the latticem is the chemical
potentialkT is the thermal energyand W is an
atomic volume.
65Driving Force
- A stress t that tends to move dislocations with
Burgers vectors perpendicular to the boundary
plane, produces a chemical potential gradient
between adjacent dislocations associated with the
non-perpendicular component of the Burgers
vector where d is the distance between
dislocations in the tilt boundary.
66Atom Flux
- The atom flux between the dislocations (per
length of boundary in direction parallel to the
tilt axis) passes through some area of the matrix
between the dislocations which is very roughly
Ad/2. The total current of atoms between the
two adjacent dislocations (per length of
boundary) I is SB.
67Dislocation Velocity
- Assuming that the rate of boundary migration is
controlled by how fast the dislocations climb,
the boundary velocity can be written as the
current of atoms to the dislocations (per length
of boundary in the direction parallel to the tilt
axis) times the distance advanced per dislocation
for each atom that arrives times the unit length
of the boundary.
68Mobility (Lattice Diffusion only)
- The driving force or pressure on the boundary is
the product of the Peach-Koehler force on each
dislocation times the number of dislocations per
unit length, (since db/v2q). - Hence, the boundary mobility is SBSee
also Furu and Nes (1995), Subgrain growth in
heavily deformed aluminium - experimental
investigation and modelling treatment. Acta
metall. mater., 43, 2209-2232.
69Theory Addition of a Pipe Diffusion Model
- Consider a grain boundary containing two arrays
of dislocations, one parallel to the tilt axis
and one perpendicular to it. Dislocations
parallel to the tilt axis must undergo
diffusional climb, while the orthogonal set of
dislocations requires no climb. The flux along
the dislocation lines is
70LatticePipe Diffusion
- The total current of atoms from one dislocation
parallel to the tilt axis to the next (per length
of boundary) is where d is the radius of the
fast diffusion pipe at the dislocation core and
d1 and d2 are the spacing between the
dislocations that run parallel and perpendicular
to the tilt axis, respectively.
71Boundary Velocity
- The boundary velocity is related to the
diffusional current as above but with
contributions from both lattice and pipe
diffusion
72Mobility (Lattice and Pipe Diffusion)
- The mobility Mv/(tq) is now simplyThis
expression suggests that the mobility increases
as the spacing between dislocations perpendicular
to the tilt axis decreases.
73Effect of twist angle
- If the density of dislocations running
perpendicular to the tilt axis is associated with
a twist component, thenwhere f is the twist
misorientation. On the other hand, a network of
dislocations with line directions running both
parallel and perpendicular to the tilt axis may
be present even in a pure tilt boundary assuming
that dislocation reactions occur.
74Effect of Misorientation
- If the density of the perpendicular dislocations
is proportional to the density of parallel ones,
then the mobility iswhere a is a
proportionality factor. Note the combination of
mobility increasing and decreasing with
misorientation.
75Results Ni Mobility
- Nickel QL2.86 eV, Q?0.6QL, D0LD0?10-4 m2/s,
b3x10-10 m, Wb3, db, a1, k8.6171x10-5 eV/K.
M (10-10 m4/J s)
T (K)
q ()
76Theory Reduced Mobility
- Product of the two quantities MMg that is
typically determined when g.b. energy not
measured. Using the Read-Shockley expression for
the grain boundary energy, we can write the
reduced mobility as
77Results Ni Reduced Mobility
- g01 J/m2 and q25, corresponding to a maximum
in the boundary mobility at 9.2.
log10M (10-11m2/s)
q ()
T (K)
78Results AluminumMobility vs. T and q
The vertical axis is Log10 M.
log10M (µm4/s MPa)
g0 324 mJ/m2, q 15, DL(T) 1.76.10-5
exp-126153 J/mol/RT m2/s, D?(T) 2.8.10-6
exp-81855 J/mol/RT m2/s, db, b 0.286 nm, W
16.5.10-30 m3 b3/v2, a 1.
q ()
T (K)
79Comparison with Expt. Mobility vs. Angle at
873K
Log10M (µm4/s MPa)
0 -1-2 -3 -4 -5
Log10M (µm4/s MPa)
q ()
M. Winning, G. Gottstein L.S. Shvindlerman,
Grain Boundary Dynamics under the Influence of
MechanicalStresses, Risø-21 Recrystallization,
p.645, 2000.
80Comparison with Expt. Mobility vs. Angle at
473K
Log10M (µm4/s MPa)
Log10M (µm4/s MPa)
4 32 1
q ()
81Discussion on LAGB mobility
- The experimental data shows high and low angle
plateaus the theoretical results are much more
continuous. - The low T minimum is quite sharp compared with
experiment. - Simple assumptions about the boundary structure
do not capture the real situation.
822.1 LAGB mobility conclusion
- Agreement between calculated (reduced) mobility
and experimental results is remarkably good.
Only one (structure sensitive) adjustable
parameter (a 1), which determines the position
of the minimum. - Better models of g.b. structure will permit
prediction of low angle g.b. mobilities for all
crystallographic types.