SECURITIES REGULATION PowerPoint PPT Presentation

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Title: SECURITIES REGULATION


1
SECURITIES REGULATION
  • Investment K
  • Solely from Efforts of Others"

2
Some Characteristics of Stock
  • Dividends based on profit
  • Negotiability
  • Can pledge
  • Vote proportionally
  • Can appreciate in value

3
Set and/or Guaranteed Return?
4
Solely
  • What if read literally?
  • Whats this a proxy for?
  • Partnership deals
  • Franchise deals

5
Kinds of Effort
  • Quantity and Type
  • E.g., Oranges Deal
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