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Title: Congress


1
Congress
  • Chapter 6

2
Todays Congress Overview
  • Congress occupies the center stage in national
    policy making.
  • Electoral politics influences almost everything
    members of Congress do, collectively and
    individually.
  • The majority party, through party leaders,
    directs and dominates the action in the House and
    Senate.
  • The rules and organizational structures the House
    and Senate adopt have a deliberate and crucial
    effect on power and policy making.
  • It is always easier to stop things from happening
    in Congress than to make things happen.

3
Congress in the Constitution
  • The basic structure of Congress is the product of
    the Great Compromise at the Constitutional
    Convention.
  • The compromise attempted to balance the demands
    of large states for national representation
    versus that of the small states for protection of
    states rights.
  • The Framers created a bicameral legislature with
    distinct features of each chamber being designed
    to resolve the conflict.

4
The Compromise
  • A House of Representatives, with seats allocated
    by population and members elected by the
    citizenry, and
  • A Senate composed of two members from each state
    chosen by the state legislature.
  • Not only did the institutional structure resolve
    the conflict of large versus small states, it
    also produced a solution to the debate over the
    appropriate degree of popular influence on
    government.

5
More Compromise
  • A two year term for the House was a compromise
    between the annual elections advocated by many
    delegates and the three year term proposed by
    James Madison.
  • A short tenure would keep this chamber close to
    the people.
  • The Senate would be more insulated (and hopefully
    stable and dispassionate) from momentary shifts
    in the public mood by virtue of a longer term (in
    addition to their selection by state
    legislatures).

6
Qualification Differences
  • Qualifications for office also reflected the
    Framers concept of the Senate as the more
    mature of the two chambers.
  • The minimum age for the House members was set at
    25 years, whereas it was set at 30 for the
    Senate.
  • House members were required to be citizens for at
    least 7 years, whereas for senators it was 9
    years.
  • Both were required to reside in the state they
    represented.

7
Qualifications for Office Holding
  • The property-holding and religious qualifications
    included in many state constitutions were
    explicitly rejected, as was a proposal to forbid
    a members reelection to office after serving a
    term.
  • The Articles had included a reelection
    restriction, but the Framers thought it had
    weakened Congress by depriving it of some of its
    most effective members.

8
Powers of Congress
  • The Constitution established a truly national
    government by giving Congress broad power over
    crucial economic matters.
  • Article I, Section 8, sets out the enumerated
    powers of Congress (ex. impose taxes, regulate
    interstate and foreign commerce).
  • At the end of this list they added a clause
    authorizing Congress to make all Laws which
    shall be necessary and proper for carrying into
    Execution the foregoing Powers. We refer to
    this as the necessary and proper (or elastic)
    clause.

9
The Necessary and Proper Clause
  • This clause has provided the single most
    extensive grant of power in the Constitution,
    giving Congress authority over many different
    spheres of public policy.

10
Other Areas of Congressional Authority
  • Congress was given significant authority in
    foreign affairs as well.
  • Only Congress may declare war, raise and finance
    an army and navy, and call out the state
    militias.
  • The Senate was granted some special powers over
    foreign relations. In its advise and consent
    capacity, the Senate ratifies treaties and
    confirms presidential appointments.

11
Other Areas of Congressional Authority
  • The Senate also approves presidential
    appointments to the Supreme Court and top
    executive branch positions.
  • To a degree, the Framers envisioned the Senate
    acting as an advisory council to the president.
  • Also reflects the Framers belief that the more
    aristocratic and insulated of the two houses
    would keep a steadier eye on the countrys
    long-term interests.

12
Achieving Balance
  • In distributing power between the House and
    Senate, the delegates sought a proper balance of
    authority. Much debate was given to which chamber
    would have the authority to raise and spend
    money.
  • The final compromise required that bills raising
    revenue originate in the House, with the Senate
    having an unrestricted right to amend them.

13
Achieving Balance
  • Finally, the president was used as a means to
    further the balance of power by giving the
    executive branch the authority to recommend new
    laws and call Congress into special session --
    and, most important, the power to veto laws
    passed by Congress, killing them unless
    two-thirds of each chamber votes to override the
    veto.

14
The Electoral System
  • Two choices made by the Framers of the
    Constitution have profoundly affected the
    electoral politics of Congress
  • Members of Congress and presidents are elected
    separately.
  • Members of Congress are elected from states and
    congressional districts by plurality vote that
    is, whoever gets the most votes wins.

15
Separate Elections
  • While we elect our president and congressional
    representatives separately, parliamentary systems
    elect a legislature which then determines who
    will be the chief executive (the prime minister
    or premier).

16
Single Member Districts/Plurality Winners
  • They also employ a proportional system, which
    gives a party a share of seats in the legislature
    matching the share of votes it wins on election
    day.
  • Thus voters choose among parties, not individual
    candidates, and candidates need not have a local
    connection.
  • Members of Congress are elected from states and
    congressional districts by plurality vote that
    is, whoever gets the most votes wins.

17
Congressional Districts
  • After the first census in 1790, each state was
    allotted one House seat for every 33,000
    inhabitants for a total of 105 seats.
  • Total membership was finally fixed at its current
    ceiling of 435 in 1911 when House leaders
    concluded that further growth would impede the
    Houses work.
  • However, the size of each states delegation may
    change after each decennial census as
    state/region populations shift.

18
Congressional Districts
  • Federal law may apportion House seats among
    states after each census, but each state draws
    the lines that divide its territory into the
    requisite number of districts.
  • This has been the focus of a number of Supreme
    Court cases, as politics has intruded into the
    process of drawing districts.

19
Redistricting and the Law
  • In 1964 the Supreme Court ruled in Wesberry v.
    Sanders that districts must have equal
    populations.
  • In Thornburg v. Gingles (1986) the Court ruled
    that district lines may not dilute minority
    representation, but neither may they be drawn
    with race as the predominant consideration.
  • Within these limits states can draw districts
    pretty much as they please.

20
Redistricting and the Law
  • If one party controls the legislature and the
    governorship, it may attempt to draw lines to
    favor its own candidates. This is called
    gerrymandering.
  • The constitutionality of this practice has been
    challenged in court, but without great success.
  • In Davis v. Bandemer (1986), the Court held that
    a gerrymander would be unconstitutional if it
    were too unfair to one of the parties, but as yet
    no districting scheme has run afoul of this vague
    standard.

21
Redistricting and the Law
  • The Thornburg decision required that legislative
    district lines not discriminate, even
    unintentionally, against racial minorities.

22
Redistricting and the Law
  • North Carolina legislators carved out two
    majority African American districts that
    eventually came before the Court.
  • The Court decided in 1993 that such irregular
    districts went too far and in 1995 that districts
    could not be drawn solely to benefit one race.

23
Election of Senators
  • The 50 Senate constituencies entire states
    may not change boundaries with each census,
    though they vary greatly in size of population.
  • Sen. Feinstein of CA -- 34 million people.
  • Sen. Enzi of WY -- 494,000 people.
  • Average U.S. House member represents 647,000
    people.
  • Nine largest states are home to 51 percent of
    total U.S. population.
  • Leads to unequal representation. Does this matter?

24
Election of Senators
  • Until the ratification of the Seventeenth
    Amendment in 1913, senators were chosen by state
    legislatures.
  • Most Americans had long since concluded that this
    method of selection was undemocratic and
    corrupting. Charges of bribery.
  • But it was not until the peak of Progressivism
    that senators were convinced to agree to a
    constitutional amendment providing for their
    popular election.

25
Congress and Electoral Politics
  • The modern Congress is organized to serve the
    goals of its members.
  • Primary goal Keep their jobs!
  • Thus a career in Congress depends on getting
    elected and reelected again and again.

26
The Advantages of Incumbency
  • The decline in party loyalty among voters offered
    incumbents a chance to win votes that once would
    have gone routinely to the other party's
    candidate.
  • Moreover, when they realized their advantage,
    they sought to increase it by voting to give
    themselves greater resources for servicing their
    districts.
  • More money for staff, travel, local offices, and
    communications.

27
The Advantages of Incumbency
  • Their service orientation has been one of the
    reasons for their high return rate to office.
  • So why are incumbents so worried about reelection
    all the time?

28
Because
  • The incumbency advantage does not accrue
    automatically to officeholders it stems from
    diligent use of the many resources that come with
    holding office.
  • Incumbents win reelection because they work so
    hard at it.
  • They work to discourage opponents (more difficult
    for senators to do and they are more vulnerable
    to defeat).
  • They are highly responsive to their
    constituencies (but members of the Senate are
    more readily associated with controversial and
    divisive issues).

29
The Incumbency Advantage
  • Members of Congress solicit and process casework
    (requests from constituents for information and
    help in dealing with government agencies).

30
The Incumbency Advantage
  • Although senators engage in many of the same
    constituency-building activities, they have not
    been as successful in keeping their jobs.
  • Three times more likely to lose their seats than
    House incumbents.
  • Why?

31
The Senate Disadvantage
  • States more populous and diverse than
    congressional districts -- most senators unable
    to develop the personal ties to constituents that
    House members do.
  • States more than districts have balanced party
    competition.
  • Senate races attract more experienced,
    politically talented, well-financed challengers.
  • States have media markets that make it easier for
    challengers to get their message out.
  • Senators more readily associated with
    controversial and divisive issues.

32
National Politics in Congressional Elections
  • National forces have always been a component of
    congressional election politics and are still
    important.
  • In general, congressional candidates are
    advantaged when their presidential candidate
    wins.
  • Today, presidents may have shorter coattails
    (metaphor for the capacity of a successful
    presidential candidate to pull the party's other
    candidates into office) than they did in the
    nineteenth century, but they are still
    significant.

33
National Politics in Congressional Elections
  • In midterm elections the president's party almost
    always loses congressional seats, but the size of
    its losses depends in part on the performance of
    the national economy and the president.
  • Losses are fewer if the economy is strong and the
    president is popular.
  • Although the Democrats lost seats in 1994, as
    Clinton's approval rating sagged and voters had
    doubts about the economy, they actually gained
    seats -- against many predictions -- in 1998.
  • Clinton's public approval rating was 20 points
    higher and the economy was booming in 1998.

34
Representation versus Responsibility
  • Different electoral processes produce different
    forms of representation
  • Party centered here legislators represent
    citizens by carrying out the policies promised by
    the party and are held responsible for their
    party's performance in governing. So they work to
    ensure the success of the party in government.
  • Candidate centered here there is more incentive
    to be individually responsive rather than
    collectively responsible.

35
The Electoral Logic of Congressional Members
  • Electoral logic induces members to promote
    narrowly targeted programs, projects, or tax
    breaks for constituents without worrying about
    the impacts of such measures on spending or
    revenues.
  • We see the manifestation of this logic in
    behavior such as logrolling the legislative
    practice in which members of Congress agree to
    reciprocally support each other's vote-gaining
    projects or tax breaks.

36
The 1994 Move to Party Politics
  • A noticeable shift away from the
    candidate-centered toward a more party-centered
    electoral politics was evident in 1994
    (Republicans drove this shift) and in 1996
    (motivated by Democrats).
  • In each case the party coordinated efforts
    (generally motivated by party officeholders) to
    inject national issues into the campaign and
    present a unified agenda for change.

37
Balancing the Needs of the Many with the Needs of
the Few
  • Electoral incentives make legislators hesitant to
    impose direct costs on identifiable groups in
    order to produce greater but more diffuse
    benefits to all citizens.
  • At times congressional majorities have been able
    to solve this dilemma by
  • Delegating authority to the executive branch or
    state governments
  • Framing their choice in a way that highlights
    credit for the general benefits while minimizing
    individual responsibility for the specific costs

38
Balancing the Needs of the Many with the Needs of
the Few
  • In broader language, members must seek to make
    the electoral payoffs from disregarding special
    interests to benefit a broader public outweigh
    the costs.
  • An essential ingredient for success with this
    strategy is that the issue must be important to
    many voters.

39
Who Serves in Congress?
  • Congressional members are not representative of
    the public at large.
  • Most are college graduates (39 have law
    degrees).
  • Many have business backgrounds, but most come
    from professional fields in general.
  • Only a few have blue collar backgrounds.
  • Most held prior elected office.
  • Women and racial minorities continue to be
    underrepresented. Do you think this makes a
    difference?

40
Who Serves in Congress?
  • After the 2000 elections the Senate included
    thirteen women and one Native American the House
    included fifty-nine women, thirty-six African
    Americans, and nineteen Hispanics.
  • Congress remains overwhelmingly white and male
    because white males still predominate in the
    lower-level public offices and private careers
    that are the most common steppingstones to
    Congress.

41
The Basic Problems of Legislative Organization
  • While the Constitution outlined a basic framework
    for Congress, throughout two centuries the
    institution has evolved into a complex mix of
    rules, procedures, and customs.
  • To understand the House and Senate, one must
    understand what representatives and senators want
    to accomplish and what obstacles they have to
    overcome to achieve their goals.

42
The Basic Problems of Legislative Organization
  • To exercise the powers conferred on them by the
    Constitution, the House and Senate had to solve
    some basic problems
  • How to acquire information
  • How to coordinate action
  • How to resolve conflicts
  • How to get members to work for common as well as
    personal goals.

43
The Need for Information
  • A legislator cannot regulate the the stock market
    or attack environmental pollution without having
    key information related to these areas.
  • Congress has attempted to solve the problem by
    utilizing division of labor and specialization as
    tools.
  • By becoming specialists (or employing them) in
    policy areas, and by creating a support
    foundation of information gatherers and
    interpreters, they can make more informed
    decisions.

44
Coordination Problems
  • Coordination (trying to act in concert) becomes
    more difficult (and necessary) the greater the
    groups workload and the more elaborate its
    division of labor.
  • As Congress has grown, it has had greater need
    for traffic management.
  • Congress has used its party leaders to act as the
    traffic cops giving them power to manage the
    business of legislating and control over the
    agenda.

45
Resolving Conflicts
  • Legislation is not passed until the majorities in
    both houses agree to its passage.
  • Many of Congresss rules, customs, and procedures
    are aimed at resolving or deflecting conflicts so
    it can get on with the business of legislating.
  • Norms of collegiality.
  • Parties are ready made coalitions.

46
Collective Action
  • The problem what members do to pursue individual
    goals may undermine the reputation of their party
    or of Congress as a whole.
  • The tension between individual and collective
    political welfare -- the standard prisoners
    dilemma -- pervades congressional life.
  • The committee system, however, gives members
    individual incentives to work for collectively
    beneficial ends. How?
  • Seniority rules automate decisions as to who
    serves on committees, etc. This minimizes the
    time and effort members might spend competing for
    these positions.

47
Collective Action
  • In trying to meet its many challenges, Congress
    must cope with another pressing problem high
    transaction costs.
  • The costs of doing politics.
  • Congress has organized itself to reduce those
    costs that can be reduced.
  • One way is the use of fixed rules to automate
    decisions.
  • What is an example?

48
Organizing Congress
  • The two most crucial institutional structures
    created to exercise Congresss constitutional
    powers are
  • the party system, and
  • the committee system.
  • Without them it would be difficult to overcome
    the barriers to effective collective action.

49
The Parties
  • Decisions in the House and Senate are made
    generally by majority vote.
  • This reality creates powerful incentives for
    members of Congress to both join and maintain
    durable coalitions (political parties).
  • These tend to arise when people realize that it
    is in their best interests to cooperate despite
    their disagreements.
  • Party coalitions are assembled and maintained by
    party leaders. And members are required to
    relinquish some of their freedoms so that leaders
    can maintain the coalition.

50
Development of Congressional Parties
  • Parties began to form in the very first session
    of the first Congress.
  • Two coalitions (or factions), one led by Hamilton
    (who advocated a strong national economic
    development plan) and the other led by Jefferson
    and Madison who opposed the plan, formed.
  • Both realized that in order to prevail they must
    win over more support in Congress, so they
    attempted to recruit and elect like-minded
    individuals to Congress.
  • These factions soon had names Hamiltons
    Federalists and the Jeffersonian Republicans
    (Democratic-Republicans).

51
Development of Congressional Parties
  • When the House and Senate divided into parties,
    congressional and party leadership merged.
  • This leadership was stronger in the House as its
    collective action problems were more acute.
  • Elected by the reigning majority, the Speaker of
    the House became the majoritys leader and agent.
  • The centralized authority of the Speakership
    reached its peak under Speaker Reed, Republican
    from Maine, who was given tremendous authority
    that he used to influence House activities.
  • At this time the Republican Party was not
    factionalized service in the House had not yet
    become a career.

52
The Importance of Consensus
  • The degree of consensus within a party continues
    to affect how much authority party members are
    willing to delegate to party leaders.
  • When there is broad and deep agreement, there is
    more cohesion among the coalition. Conformity
    costs are not as high in this circumstance and
    the benefits to the party of surmounting
    coordination and other collective action problems
    tend to be viewed positively.

53
The Importance of Consensus
  • Over the decades, there has been significant
    variation in the coordinating ability of parties
    in Congress.
  • Since the 1950s there has been a decline and
    resurgence of congressional partisanship.
  • As they have become more unified, they also
    become more polarized along ideological lines.
  • Republicans grew more conservative.
  • Democrats became more liberal as their partys
    conservative southern members were gradually
    replaced in Congress by Republicans.

54
Party Organization
  • The majority party in the House is lead by the
    Speaker of the House, whose chief assistants are
    the majority leader and the majority whip.
  • The minority party has a minority leader and
    party whips to lead them.
  • The Rules Committee is, in effect, also a tool of
    the majority party.
  • Party members give House party leaders resources
    for inducing members to cooperate when they are
    tempted to go their own way as free riders. These
    resources take the form of favors they may grant
    or withhold (committee assignments, direction of
    the legislative agenda).

55
Party Organization
  • For the minority party in the House, legislative
    leadership is less important because the partys
    legislative role is modest.
  • When the party balance is very close, minority
    leaders can sometimes influence legislation by
    forming alliances with more moderate members of
    the majority party.
  • When it is not, minority leaders have two
    options
  • Cooperate, exert some influence, and get little
    credit
  • Oppose and attack and position party for future
    elections.

56
Parties and Party Leaders in the Senate
  • Senators have never delegated as much authority
    to their leaders as have representatives.
  • The norm of equality (ambassadors from their
    states to the national government) led them to
    retain wider freedoms of individual action.

57
Parties and Party Leaders in the Senate
  • Under the Constitution, the vice president is the
    presiding officer of the Senate.
  • The designated president pro tempore presides
    when the vice president is absent.
  • Neither office is a real leadership role in the
    Senate.
  • And it was not until the 19th century that
    senators delegated some authority to party
    leaders. The positions of majority leader and
    minority leader were not formalized until 1913.

58
Parties and Party Leaders in the Senate
  • Party leadership in the Senate is more collegial
    and less formal than in the House.
  • The minority party has greater influence in the
    Senate because so much of that bodys business is
    conducted under unanimous consent agreements
    negotiated by party leaders.
  • These agreements, which can be killed by a single
    objection, might govern the order in which bills
    are considered and the length of debate allotted
    to them.
  • In general, party leaders in both chambers can
    lead only to the degree that their members allow
    them.

59
Other Groups in Congress
  • Although parties are by far the most important of
    Congresss coalitions, other groups have formed
    as well
  • Ideological groups (House Progressive Caucus,
    Mainstream Conservative Alliance)
  • Demographic groups (Congressional Black Caucus,
    Caucus for Womens Issues)
  • Bipartisan regional groups (Western Caucus,
    Northeast Agricultural Caucus)
  • Bipartisan economic groups (Steel Caucus, Textile
    Caucus)
  • Issue groups (Pro-Life Caucus, Pro-Choice Caucus)

60
The Committee Systems Evolution
  • The first Congresses delegated authority to
    committees sparingly.
  • The first Congresses would turn into a Committee
    of the Whole. Here the entire body would act as a
    committee with more flexible rules. Here they
    would frame a piece of legislation, elect a
    temporary committee to draft the bill, then
    debate and amend the bill line by line.
  • After that they would rise as the House and vote
    on the bill.
  • This was a very cumbersome process.

61
The Committee Systems Evolution
  • For this reason by 1809, the House created ten
    permanent committees to which it delegated more
    work. By 1825, 28 were in place.
  • Transaction costs were further reduced by having
    committees appointed by the Speaker rather than
    elected.
  • As the Speaker emerged as leader of the majority
    party, appointments to committees became partisan
    with the best positions becoming rewards for
    party loyalty and bargaining chips for those
    pursuing the office of Speaker.

62
The Committee Systems Evolution
  • The Senate was slower to set up permanent
    committees. But despite their small numbers and
    lighter workload, senators eventually turned to
    standing committees.
  • Twelve were established in 1816. By 1841 there
    were twenty-eight. Today there are sixteen.
  • In the Senate, the seniority rule became the
    criterion for selecting committee chairs the
    office was rewarded to the majority party member
    with the longest tenure in the committee. This
    avoided intra-party squabbles and kept power out
    of the hands of party leaders.

63
Standing Committees
  • The standing committees of the House and Senate
    those that exist from one Congress to the next
    unless disbanded embody Congresss division of
    legislative labor.
  • Standing committees have fixed jurisdictions and
    stable memberships, which facilitates
    specialization.
  • A member in good standing cannot be forced off a
    standing committee unless his or her party
    suffers large electoral losses party ratio
    determines the partisan makeup of committees.
  • Members, however, can leave committees
    generally for a position on a committee
    considered more important and influential such as
    the money committees (e.g., Ways Means).

64
Standing Committees
  • Most committees are divided into subcommittees,
    many of which also have fixed jurisdictions and
    stable memberships.
  • Each has staffs of experts to help members who
    serve on the committee do their work. Most staff
    report to the chair, however the ranking minority
    members also control a much smaller set of staff
    assistants.

65
Other Committees
  • Congress also forms special, select, joint, ad
    hoc, and conference committees.
  • In theory most special and select committees are
    appointed to deal with a specific problem and
    then disappear. Most, like the Senates Select
    Committee on Secret Military Assistance to Iran
    and the Nicaraguan Opposition, end after a year.
  • Joint committees are permanent committees
    composed of members from both chambers the
    leadership positions rotate between the chambers
    at the beginning of each Congress.
  • These committees gather information and oversee
    the executive but do not report legislation.

66
Other Committees
  • In the House, the Speaker occasionally appoints
    ad hoc committees to handle bills that are
    particularly sensitive (the 1989 pay raise bill,
    for example).
  • Conference committees are appointed to resolve
    differences between the House and the Senate.

67
Committee Power
  • Numerous changes in Congress have negated some of
    the power of earlier committee chairs.
  • Particular changes in the late 1950s and mid
    1970s produced a fragmented and decentralized
    committee system that impeded collective action
    because coordination was so difficult.
  • What were some of the actions?
  • When the Republicans took over the House in 1995,
    they revised the committee rules to ensure that
    the legislative agenda as outlined in the
    Contract with America would move swiftly to
    enactment.

68
Jurisdiction
  • In the House, does international trade policy
    fall within the jurisdiction of the Commerce
    Committee or International Relations Committee?
    What are some other conflicts?
  • Committees and subcommittees compete for
    jurisdiction over important policy areas.
  • Within Congress, the constant pressure to
    multiply standing committees and subcommittees
    arises out of the increasing complexity, volume,
    and scope of legislation and members desires to
    serve as chairs for their own political reasons.

69
Jurisdiction
  • Why is it so hard to distribute committee
    jurisdictions more sensibly?
  • Changes redistribute power and upset
    long-established relationships among committee
    members, administrative agencies, and interest
    groups.

70
Jurisdiction
  • Multiple referrals -- sending bills, in whole or
    piece by piece, to several committees at the same
    time or in a sequence.
  • Rules adopted by the Republicans after 1994 do
    not allow the Speaker to assign the same bill, in
    its entirety, to more than one committee at a
    time, but do permit sequential and split
    referrals (different sections of the bill sent to
    different committees).

71
The Money Committees
  • In the earliest years of government, revenue and
    spending bills were handled by Ways and Means in
    the House and Finance in the Senate.
  • During the 1860s the spending power was
    transferred to a separate Appropriations
    Committee in each house to help deal with the
    financial demands of the Civil War.
  • Later, this monopoly of spending power was
    broken, but eventually restored in favor of
    parsimony.

72
Legislative Spending
  • Today legislative spending is a two-step process
    in each chamber.
  • In step one, the committee with jurisdiction over
    a program authorizes expenditures for it, and in
    step two, the Appropriations Committee
    appropriates the money that is it writes a bill
    designating that specific sums be spent on
    authorized programs.

73
Budget Reform
  • Budgetary self-control in Congress eroded as
    institutional change took place.
  • One of these changes was the erosion of the
    impoundment constraint.
  • Congress had come to rely on the president to
    impound -- refuse to spend -- some of the funds
    authorized and appropriated by Congress in order
    to keep spending totals from reaching
    unacceptable levels.
  • When Nixon turned this into a partisan weapon,
    Congress passed a law which subjected
    presidential impoundment authority to their
    control.
  • Budget and Impoundment Control Act of 1974

74
Budget Reform
  • Congress also established a Budget Committee in
    each chamber to oversee the coordination of
    taxing and spending policies.
  • It instituted procedures and timetables for
    setting budget targets, and reconciling bills
    with budgetary targets.
  • This new system was designed to keep Congress
    fiscally responsible.

75
Budget Reform
  • But its unintended consequence was that budget
    deficits grew as partisan politics produced goals
    that were not reconcilable lower taxes and
    maintaining popular domestic spending programs.
  • Budget confrontations continued until a booming
    economy made it possible for an agreement to be
    reached. But the emergence once again of a slow
    economy revived conflict.
  • In budgeting, politics continues to dominate
    process.

76
Congressional Staff and Support Groups
  • As Congresss workload has expanded, so has its
    staff.
  • Personal staff assistants manage members offices
    in Washington and at home. They draft bills,
    suggest policy, write press releases, do
    casework, and so on.
  • Members receive additional help from several
    specialized research agencies the General
    Accounting Office and the Congressional Research
    Service.

77
Congressional Staff and Support Groups
  • The CBO provides Congress with the economic
    expertise it needs to make informed fiscal
    decisions and to hold its own in conflicts with
    the presidential administrations OMB. Also helps
    members with economic information about their own
    states.

78
Making Laws
  • Congresss rules and structures the parties and
    committee systems are designed to enable
    majorities to make laws.
  • The lawmaking process, however, presents
    opponents of a bill with many opportunities to
    sidetrack or kill legislation.

79
Introducing Legislation
  • Only members may submit legislation to the House
    or Senate.
  • Proponents of bills often try to line up
    cosponsors both to build support (by sharing
    credit) and to display it (increasing the chances
    for legislative action).
  • The parties and the president (with the
    cooperation of congressional friends) also use
    legislative proposals to stake out political
    positions and to make political statements.

80
Assignment to Committee
  • After a bill is introduced, it is assigned a
    number and referred to a committee.
  • Once a bill has been referred to a committee, the
    most common thing that happens next is NOTHING.
  • Most bills die of neglect.
  • If a committee decides on further action, the
    bill may be taken up directly by the full
    committee, but more commonly it is referred to
    the appropriate subcommittee.

81
Hearings
  • Once the subcommittee decides to act, it (or the
    full committee) may hold hearings, inviting
    interested people to testify in person or in
    writing about the issue at stake and proposals to
    deal with it.
  • Hearings also provide a formal occasion for
    Congress to monitor the administration of the
    laws and programs it enacts.

82
Reporting a Bill
  • If the subcommittee decides to act on a bill, it
    marks it up drafts it line by line and
    reports it to the full committee.
  • The full committee then accepts, rejects, or
    amends the bill (usually in deference to the
    subcommittee).
  • If accepted, it is reported out of committee. The
    written report that accompanies it is the most
    important source of information on legislation
    for members of Congress not on the committee as
    well as other people interested in the
    legislation.
  • These reports summarize the bills purposes,
    major provisions, and changes from existing law.

83
Scheduling Debate
  • When a committee agrees to report a bill to the
    floor, the bill is put on the House or Senate
    calendar.
  • In the House controversial or important bills are
    placed on the Union Calendar (money bills) or the
    House Calendar (other public bills).
  • Then the bill goes to the Rules Committee to
    receive a rule that specifies when and how long a
    bill will be debated and under what procedures.
  • The Rules Committee may require some revision of
    the legislation before allowing it to proceed.

84
Scheduling Debate
  • The Senate does not have a Rules Committee.
  • Thus, the leaders of both parties routinely
    negotiate unanimous consent agreements (UCAs) to
    arrange for the orderly consideration of
    legislation.
  • UCAs are similar to rules in that they limit
    time for debate, determine which amendments are
    allowable, and provide waivers of Senate rules.
    In the absence of a UCA, anything goes.

85
Scheduling Debate
  • There is no limit on how long senators can talk
    or how many amendments they can offer.
  • Individuals or small groups can even filibuster
    hold the floor making endless speeches so that no
    action can be taken on a bill or anything else.
    These are difficult to break.
  • The Senate requires 3/5s of the Senate (60
    votes) to invoke cloture, which allows an
    additional 30 hours of debate on a bill before a
    vote is finally taken.
  • Even the threat of a filibuster can be a potent
    tool.

86
Debate and Amendment
  • In the House the time for debate is divided
    equally between the proponents and opponents of a
    bill.
  • Each sides time is controlled by a floor
    manager.
  • If amendments to a bill are allowed under the
    rule, they must be germane (pertinent) to the
    bill. Riders (extraneous matters) are not
    allowed.
  • Floor debates do not change many minds because
    politicians are rarely swayed by words. These
    activities are for the public. Why?
  • In the Senate, floor action does more to shape
    legislation. And bills can change on the Senate
    floor more than they can in the House. Here
    amendments need not be germane.

87
The Vote
  • The fate of legislation is decided by a series of
    votes rather than a single one. The process is
    complex, as strategic members attempt to
    introduce killer amendments or move to recommit
    before the final vote.

88
How do Members Decide How to Vote?
  • They consider primarily their own views, those of
    their constituents, and the advice of
    knowledgeable and trusted colleagues.
  • Members rely on the relevant constituency those
    who care, pay attention, and are not securely in
    the other partys camp for their support will
    be affected by how the member handles the issue.

89
The Conference
  • Once passed, a bill is sent to the other chamber
    for consideration (if some version has not
    already been passed there). Often, the chambers
    pass differing versions of a bill.
  • Reconciliation of these differing bills is the
    job of the conference committee.

90
The Conference
  • Each chamber appoints a conference delegation
    that includes members of both parties, usually
    from among the standing committee members most
    actively involved for and against the
    legislation.
  • The size of the delegation depends on the
    complexity of the legislation. The House
    delegation to the conference handling the 1300
    page Clean Air Act amendments of 1990 consisted
    of 130 representatives from 8 different
    committees. The Senate got by with a delegation
    of nine from two committees.
  • They are supposed to reconcile differences in the
    two versions of the bill without adding or
    subtracting from the legislation. In practice
    they sometimes do both.

91
The Conference
  • Once conferees reach agreement on a bill, they
    report the details to each chamber.
  • If both chambers approve the report, the bill is
    sent to the president.
  • If differences cannot be reconciled the bill
    dies. This outcome is unusual, however. If the
    bill gets that far, it is likely to have enough
    support to make it through.

92
To the President
  • Upon receiving a bill from Congress, the
    president has the choice of signing the bill into
    law ignoring the bill, with the result that it
    becomes law in ten days (not counting Sundays)
    or vetoing the bill.
  • If Congress adjourns before the ten days are up,
    the bill fails (pocket veto).
  • When presidents veto a bill, they usually send a
    message to Congress, and therefore to all
    Americans, that explains why they took such
    action.

93
To the President
  • Congressional override of a presidential veto
    requires a two-thirds vote in each chamber. If
    the override succeeds, the bill becomes law. This
    rarely occurs.
  • Even the threat of a veto is enough to motivate
    Congress to abandon a particular bill.

94
A Bias Against Action
  • It is far easier to kill a bill than to pass one.
  • Passage requires a sustained sequence of
    victories.
  • Opponents need only win once to defeat a bill.
  • Dead bills, however, can be revived and
    reintroduced.
  • Defeats are never final, but neither are most
    victories.

95
Evaluating Congress
  • Despite all of its faults (and the publics
    general disdain for its occupants), the U.S.
    Congress is the most powerful and independent
    legislature in the world.
  • But had Congress not evolved the organizational
    structure and tools to carry out the mandate
    given it by the Constitution, it could not have
    succeeded.
  • While we often characterize congressional
    politics as gridlock at its best, the amazing
    fact is that Congress overcomes its collective
    action problems at all.
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