Title: Alcohols and Phenols
1Chapter 17
Alcohols and Phenols
2Introduction
- Alcohols are compounds with a OH group bonded to
a saturated C (sp3-hybridized) - Phenols are compounds with a OH group bonded to
a carbon in a benzene ring
3- Alcohols are abundant in nature they are
important solvents and synthesis intermediates - Methanol, CH3OH, called methyl alcohol, is a
common solvent, a starting material and a fuel
additive it is produced in large quantities by
catalytic reduction
4- Ethanol, CH3CH2OH, called ethyl alcohol, is a
solvent, fuel, beverage it is produced in large
quantities by acid-catalyzed hydration of ethylene
5- Phenol, C6H5OH (phenyl alcohol) is abundant in
nature it has diverse uses - It gives its name to the general class of
compounds
flavoring agent (oil of wintergreen)
allergens (poison oak or ivy )
6 1. Naming Alcohols and Phenols
- Alcohols are classified as primary (1),
secondary (2), or tertiary (3) based on
substitution on C to which OH is attached - Primary (1) (C has two Hs, one R)
- Secondary (2) (C has one H, two Rs)
- Tertiary (3) (C has no H, 3 Rs)
7Naming Alcohols
- Alcohols are named according to the IUPAC system
- Select the longest carbon chain containing the OH
group, and derive the parent name by replacing
the -e ending of the corresponding alkane with
-ol - Number the chain from the end nearer the OH group
- Number substituents according to position on
chain, listing the substituents in alphabetical
order
8(No Transcript)
9- Many alcohols have common names, accepted by
IUPAC
10Naming Phenols
- Phenols are named according to the IUPAC system
- Use phene (the French name for benzene) as the
parent hydrocarbon name, not benzene, followed by
the suffix ol to indicate the OH substituent - Number substituents on aromatic ring by their
position from OH
11Practice Problem Give IUPAC names for the
following compounds
12Practice Problem Draw structures corresponding
to the following IUPAC names
- 2-Ethyl-2-buten-1-ol
- 3-Cyclohexen-1-ol
- trans-3-Chlorocycloheptanol
- 1,4-Pentanediol
- 2,6-Dimethylphenol
- o-(2-Hydroxyethyl)phenol
13 2. Properties of Alcohols and Phenols
Hydrogen Bonding
- The geometry around the O atom of an alcohol
(ROH) and phenol (ArOH) is similar to that of
water (HOH) - The C-O-H bond angle has the tetrahedral value
- The O atom is sp3-hybridized
14- Alcohols and phenols have much higher boiling
points than alkanes and alkyl halides with
similar MW
15- Alcohols and phenols have high boiling points
because they form hydrogen bonds (like H2O) in
solution - A hydrogen bond is a weak attraction between a H
bonded to an electronegative atom and an electron
lone pair on another electronegative atom - This intermolecular force elevates the boiling
point
16- The attraction of a d H atom of OH from one
molecule to a lone pair of electrons on a d- O
atom of another molecule produces a force that
holds the two molecules together - This intermolecular attraction (present in
solution but not in the gas phase) must be
overcome for the molecules to enter the gas
phase, thus elevating the boiling point of the
solution
17Practice Problem The following data for isomeric
four-carbon alcohols show that there is
a decrease in boiling point with
increasing substitution. How might you
account for this trend?
1-Butanol, bp 117.5oC 2-Butanol, bp
99.5oC 2-Methyl-2-propanol, bp 82.2oC
18 3. Properties of Alcohols and Phenols
Acidity and Basicity
- Alcohols and phenols are both weakly basic and
weakly acidic - They act as Brønsted bases in the presence of a
strong acid - They act as Brønsted acids in the presence of a
strong base
19- Alcohols and phenols are weak Brønsted bases
- They are protonated by strong acids to yield
oxonium ions, ROH2
20- Alcohols and phenols are weak Brønsted acids
- They can transfer a proton to water to a very
small extent - They produce H3O and an alkoxide ion, RO?, or a
phenoxide ion, ArO?
21Brønsted Acidity Measurements
- The acidity constant, Ka, measures the extent to
which a Brønsted acid transfers a proton to water
?
?
HA H2O A? H3O
A? H3O
Ka Keq H2O
HA
- A larger value of Ka indicates a stronger acid
22pKa The acid strength scale
- Acid strength is expressed using pKa values
- pKa - log Ka
- The free energy in an equilibrium is related to
-ln of Keq -
- DG -RT ln Keq
- Relative acidities are more conveniently
presented on a logarithmic scale, pKa, which is
directly proportional to the free energy of the
equilibrium
23- Differences in pKa correspond to differences in
free energy
DpKa log Keq2/Keq1
- DpKa can be used to calculate the extent of H
transfer
24- H will always go from the stronger acid to the
stronger base - The stronger the acid, the weaker its conjugate
base. The weaker the acid, the stronger the
conjugate base.
25The larger the Ka, the smaller the pKa, the
stronger the acid
26Alcohol Acidity
- Simple alcohols are about as acidic as water
- pKa H2O 15.74
- pKa CH3OH 15.54
- pKa CH3CH2OH 16.00
- Factors that affect alcohol acidity include
- Alkyl Substitution (Steric Effects)
- Inductive Effects
27- Effect of Alkyl Substitution
- Higher alkyl groups decrease the acidity of an
alcohol due to decreased solvation of the
alkoxide ion - The less easily the alkoxide ion is solvated by
water, the less stable, the less its formation is
energetically favored, the lower the acidity - Steric hindrance on alkoxide ion decreases
solvation
28- Steric hindrance on alkoxide ion decreases
solvation - CH3OH has an unhindered O on the methoxide ion,
CH3O- - (CH3)3OH has a hindered O on the t-butoxide ion,
(CH3)3O-
29- Inductive Effects
- Electron-withdrawing groups make an alcohol a
stronger acid by stabilizing the conjugate base
(alkoxide)
Nonafluoro-t-butoxide ion t-butoxide
ion
30Alcohols generate alkoxides
- Alcohols are weak acids. They require a strong
base - They form alkoxides upon reaction with
- alkali metals,
- sodium hydride (NaH),
- sodium amide (NaNH2), and
- Grignard reagents (RMgX)
- Alkoxides are used as basic reagents in organic
chemistry
31Alcohols form alkoxides upon reaction with
alkali metals, NaH, NaNH2, and Grignard reagents
(RMgX)
32Phenol Acidity
- Phenols (pKa 10) are much more acidic than
alcohols (pKa 16) due to resonance
stabilization of the phenoxide ion
33- The resonance-stabilized phenoxide anion is more
stable than the methoxide anion. The negative
charge in phenoxide is delocalized (spread over)
from O to the ring.
34- Phenols react with NaOH solutions (but alcohols
do not), forming salts that are soluble in dilute
aqueous solutions - A phenolic component can be separated from an
organic solution by extraction into basic
aqueous solution followed by addition of acid
into the solution
35Effect of Substitution on phenol acidity
- Substituted phenols can be more or less acidic
than phenol itself - An electron-withdrawing substituent makes a
phenol more acidic because it delocalizes the
negative charge - An electron-donating substituent makes a phenol
less acidic because it concentrates the charge -
36- Nitro phenols
- Phenols with nitro groups at the ortho and para
positions are much stronger acids - The pKa of 2,4,6-trinitrophenol is 0.6, a very
strong acid
37Practice Problem Is p-cyanophenol more acidic or
less acidic than phenol?
C?N, an electron-withdrawing group, increases
the acidity of phenol by stabilizing the negative
charge on the phenoxide ion.
38Practice Problem Rank the following substances
in order of increasing acidity
- (CH3)2CHOH, HC?CH, (CF3)2CHOH, CH3OH
- Phenol, p-methylphenol, p-(trifluoromethyl)phenol
- Benzyl alcohol, phenol, p-hydroxybenzoic acid
39Practice Problem p-Nitrobenzyl alcohol is more
acidic than benzyl alcohol but
p-methoxybenzyl alcohol is less acidic.
Explain
40 4. Preparation of Alcohols A Review
- Alcohols are very useful in synthesis because
- They can be derived from many types of compounds
- They can be converted to many other types of
compounds (with different functional groups)
41(No Transcript)
42Preparation of Alcohols by Regiospecific
Hydration of Alkenes
- Hydroboration/oxidation syn, non-Markovnikov
hydration - Oxymercuration/reduction Markovnikov hydration
43Preparation of 1,2-Diols
- Cis-1,2-diols Hydroxylation of an alkene with
OsO4 followed by reduction with NaHSO3 - Trans-1,2-diols Acid-catalyzed hydrolysis of
epoxides
44- There is a new nomenclature for cis and trans
diols - Select a reference substituent r (with lowest
sequence number or with higher Cahn-Ingold-Prelog
priority) - Assign the other either cis (c) or trans (t) to
the reference
1-methyl-r1,c2-cyclo- -hexanediol
1-methyl-r1,t2-cyclo- -hexanediol
45Practice Problem Predict the products of the
following reactions
(c) cis-5-decene
?
46 5. Alcohols from Reduction of Carbonyl
Compounds
- Reduction of a carbonyl compound in general gives
an alcohol - Note that organic reduction reactions add the
equivalent of H2 to a molecule
47Reduction of Aldehydes and Ketones
- Aldehydes are reduced to give primary alcohols
- Ketones are reduced to give secondary alcohols
48Reduction Reagent Sodium Borohydride (NaBH4)
- NaBH4 is not sensitive to moisture and it does
not reduce other common functional groups - It adds the equivalent of H-
49Reduction Reagent Lithium Aluminum Hydride
(LiAlH4)
- LiAlH4 is more powerful, less specific, and very
reactive with water - Like NaBH4, it adds the equivalent of H-
50Reduction of Carboxylic Acids and Esters
- Carboxylic acids and esters are reduced to give
primary alcohols - LiAlH4 is used because NaBH4 is not effective for
carboxylic acids and esters
51Reduction Reagent Lithium Aluminum Hydride
(LiAlH4)
- LiAlH4 is used because NaBH4 is not effective
- It adds the equivalent of two H-
52Mechanism of Reduction
- The mechanism involves
- Addition of nucleophilic hydride ion, H-, to the
positively polarized electrophilic carbon of CO
to form an alkoxide ion intermediate - Protonation of the alkoxide ion intermediate
53Practice Problem What carbonyl compounds would
you reduce to obtain the following
alcohols?
54Practice Problem What reagent would you use to
accomplish each of the following
reactions?
55Practice Problem What carbonyl compounds give
the following alcohols on reduction
with LiAlH4? Show all possibilities
56 6. Alcohols from Reaction of Carbonyl
Compounds with Grignard Reagents
- Alkyl, aryl, and vinylic halides react with Mg in
ether or THF to generate Grignard reagents, RMgX - Grignard reagents react with carbonyl compounds
to yield alcohols
57Grignard addition to carbonyl compounds
- Formaldehydes react with Grignard reagents to
give primary alcohols
Formaldehyde
58- Aldehydes react with Grignard reagents to give
secondary alcohols
59- Ketones react with Grignard reagents to give
tertiary alcohols
60Examples of Reactions of Grignard Reagents with
Carbonyl Compounds
61- Esters react with Grignard reagents to give
tertiary alcohols in which two of the
substituents R on OH-bearing carbon come from the
Grignard reagent
62- Grignard reagents do not add to carboxylic acids
- They undergo an acid-base reaction, generating
the hydrocarbon of the Grignard reagent and the
carboxylic acid salt
Base Acid ? Hydrocarbon
Salt
63Limitations of the Grignard Reaction
- Grignard reagents can't be prepared from
alkylhalides if there are reactive functional
groups, FG, in the same molecule, including
proton donors
64Mechanism of the Addition of a Grignard Reagent
- There are two steps
- Grignard reagents act as nucleophilic carbon
anions (carbanions, R?) in adding to a
carbonyl group - The intermediate alkoxide is then protonated to
produce the alcohol
65Practice Problem How would you use the addition
of a Grignard reagent to a ketone to
synthesize 2-phenyl-2- propanol?
66Practice Problem How would you use the reaction
of a Grignard reagent with a carbonyl
compound to synthesize
2-methyl-2-pentanol?
OR
67Practice Problem Show the products obtained from
addition of methylmagnesium bromide to
the following compounds
- Cyclopentanone
- Benzophenone (diphenyl ketone)
- 3-Hexanone
68Practice Problem Use a Grignard reaction to
prepare the following alcohols
- 2-Methyl-2-propanol
- 1-Methylcyclohexanol
- 3-Methyl-3-pentanol
- 2-Phenyl-2-butanol
- Benzyl alcohol
69Practice Problem Use the reaction of a Grignard
reagent with a carbonyl compound to
synthesize the following compound
70 7. Some Reactions of Alcohols
- There are two general classes of alcohol
reactions - At the carbon of the CO bond
- At the proton of the OH bond
71Dehydration of Alcohols to Yield Alkenes
- Dehydration of alcohol involves loss of O-H and H
of the neighboring CH to give a ? bond (an
alkene) - Specific reagents are needed
- Acid catalysts (H3O)
- Phosphorus oxychloride in pyridine
(POCl3/pyridine)
72Acid-Catalyzed Dehydration
- Acid-catalyzed dehydration usually follows
Zaitsevs rule - It produces the more stable (more highly
substituted) alkene
73- It is an E1 process with a three-step mechanism
- protonation of the alcohol O
- spontaneous loss of H2O to yield a carbocation
intermediate - loss of proton H from the neighboring carbon
74- The reactivity order for acid-catalyzed
dehydration is - Tertiary alcohols are readily dehydrated with
acid - Secondary alcohols require severe conditions (75
H2SO4, 100C) - Sensitive molecules don't survive - Primary alcohols require very harsh conditions
Impractical
75- The reactivity order is the result of the
stability of the carbocation intermediate
Primary lt Secondary lt Tertiary Carbocation Carboc
ation Carbocation
76Dehydration with POCl3
- Phosphorus oxychloride POCl3 in the amine solvent
pyridine can lead to dehydration of secondary 2o
and tertiary 3o alcohols at low temperatures
77- It is an E2 process via an intermediate ester of
POCl2 - reaction of the alcohol O with POCl3 to form a
dichlorophosphate intermediate - abstraction of H by pyridine and loss of OPOCl2
78Practice Problem What product(s) would you
expect from dehydration of the
following alcohols with POCl3 in
pyridine? Indicate the major product in
each case.
79Conversion of Alcohols into Alkyl Halides
- 3 alcohols are converted into alkyl halides by
HCl or HBr at low temperature - 1 and 2o alcohols are resistant to acid They
are converted into alkyl halides by SOCl2 or PBr3
SN1
SN2
80- The reaction of 3o alcohol with HX occurs by an
SN1 mechanism - protonation of the alcohol O
- spontaneous loss of H2O to yield a carbocation
intermediate - Attack by nucleophilic halide ion on the
carbocation
81- The reactions of 1o and 2o alcohols with SOCl2 or
PBr3 occur by SN2 mechanisms - Reaction of SOCl2 or PBr3 converts the OH into
OSOCl or OPBr2 (better leaving groups than OH) - Backside nucleophilic substitution of Cl- or Br-
expels OSOCl or OPBr2
82Conversion of Alcohols into Tosylates
- Alcohols react with p-toluenesulfonyl chloride
(tosyl chloride, p-TosCl) in pyridine to yield
alkyl tosylates, ROTos - Formation of the tosylate does not involve the
CO bond so configuration at a chirality center
is maintained - Alkyl tosylates behave like alkyl halides (SN1
and SN2 reaction)
83- Stereochemical Uses of Tosylates
- The SN2 reaction of an alcohol via an alkyl
halide proceeds with two inversions, giving
product with same absolute stereochemistry as
starting alcohol - The SN2 reaction of an alcohol via a tosylate,
produces one inversion at the chirality center,
giving product with opposite absolute
stereochemistry to starting alcohol
84Practice Problem How would you carry out the
following transformation, a step used
in the synthesis of (S)-ibuprofen?
85 8. Oxidation of Alcohols
- Alcohols undergo oxidation reactions to yield
carbonyl compounds
86- Primary alcohols yield aldehydes or carboxylic
acids - Secondary alcohols yield ketones
- Tertiary alcohols do not react with oxidizing
agents
87- The oxidation of primary and secondary alcohols
can be accomplished by inorganic reagents, such
as KMnO4, CrO3, and Na2Cr2O7 or by more
selective, expensive reagents
88Oxidation of Primary Alcohols
- Primary alcohols are converted to
- aldehydes via pyridinium chlorochromate (PCC,
C5H6NCrO3Cl) in dichloromethane - carboxylic acids via other reagents (CrO3, )
89Oxidation of Secondary Alcohols
- Secondary alcohols are converted to ketones
- This is effective with inexpensive reagents such
as Na2Cr2O7 in acetic acid - PCC is used for sensitive alcohols at lower
temperatures
90Mechanism of Chromic Acid Oxidation
- It is an E2-like mechanistic pathway
- Alcohol reacts with Cr(VI) to form a chromate
ester followed by elimination of Hs and
expulsion of Cr (the leaving group) to give
carbonyl product - The mechanism was determined by observing the
effects of isotopes on rates
91Practice Problem What alcohols would give the
following products on oxidation?
92Practice Problem What products would you expect
from oxidation of the following
compounds with CrO3 in aqueous acid?
With pyridinium chlorochromate?
- 1-Hexanol
- 2-Hexanol
- Hexanal
93 9. Protection of Alcohols
- Hydroxyl groups can easily transfer their proton
to a basic reagent - This can prevent desired reactions
- Converting the hydroxyl to a (removable)
functional group without an acidic proton
protects the alcohol
94- When one functional group in a molecule
interferes with an intended reaction, it is
possible to avoid the problem by protecting the
interfering functional group by - introducing a protecting group to block the
interfering function - carrying out the desired reaction
- removing the protecting group
95Common Method to Protect Alcohols
- Reaction with chlorotrimethylsilane in the
presence of base yields an unreactive
trimethylsilyl (TMS) ether - The base (usually triethylamine) helps to form
the alkoxide anion and to remove the HCl
by-product
96- The ether can be cleaved with acid or with
fluoride ion to regenerate the alcohol - The ether has no acidic Hs and is protected from
oxidizing agents, reducing agents, and Grignard
reagents
97Protection-Deprotection An Example
- Use of TMS-alcohol protection during Grignard
reaction of 3-bromo-1-propanol to acetaldehyde
98- A nucleophile reacts with Si of TMS via SN2 even
though Si is a 3o center - Si is less hindered. It is larger than C and
forms longer bonds
99Practice Problem TMS ethers can be removed by
treatment with fluoride ion as well as
by acid-catalyzed hydrolysis. Propose
a mechanism for the reaction of
cyclohexyl TMS ether with LiF.
Fluorotrimethylsilane is a product.
100 10. Preparation and Uses of Phenols
- Phenols can be prepared by
- reaction of chlorobenzene with NaOH at high
temperature and pressure - reaction of cumene (isopropylbenzene) with O2,
followed by treatment with acid - alkali fusion of aryl sulfonate
101- Phenol is prepared on an industrial scale by
treatment of chlorobenzene with dilute aqueous
NaOH at 340C under high pressure
102- Another industrial process of phenol synthesis
involves readily available cumene and O2/H3O - It forms cumene hydroperoxide with O2 at high
temperature - It is converted into phenol and acetone by acid
(H3O)
103- Cumene hydroperoxide is acid-catalyzed to form
phenol - protonation of O
- rearrangement of the phenyl group from C to O
with simultaneous loss of H2O - readdition of H2O then yields a hemiacetal
intermediate, which breaks down to phenol and
acetone
104- A laboratory preparation of phenols involves
melting aromatic sulfonic acids with NaOH at high
temperature -
- It is limited to the preparation of
alkyl-substituted phenols
105- Phenol is the starting material for synthesis of
- chlorinated phenols (eg. pentachlorophenol,
2,4-D, hexachlorphene,)
106- Phenol is the starting material for synthesis of
- food preservatives BHT (butylated hydroxytoluene)
and BHA (butylated hydroxyanisole)
107Practice Problem p-Cresol (p-methylphenol) is
used both as an antiseptic and as a
starting material to prepare the food
additive BHT. How would you prepare
p-cresol from benzene?
108Practice Problem Show the mechanism of the
reaction of p- methylphenol with
2-methylpropene and H3PO4 catalyst to
yield the food additive BHT
109 11. Reactions of Phenols
- Phenols can undergo
- Electrophilic Aromatic Substitution Reactions
- Oxidations
110Electrophilic Aromatic Substitution Reactions
- The hydroxyl group is strongly activating, ortho-
and para-directing - Phenols are highly reactive substrates for
electrophilic aromatic reactions - halogenation,
- nitration,
- sulfonation, and
- FriedelCrafts reactions
111Oxidation of Phenols Quinones
- Reaction of a phenol with strong oxidizing agents
yields a quinone (or 2,5-cyclohexadiene-1,4-dione)
- Fremy's salt (KSO3)2NO, potassium
nitrosodisulfonate works under mild conditions
through a radical mechanism
112Oxidation-reduction of quinones
- Quinones can be easily reduced to hydroquinones
(p-dihydroxybenzenes) by NaBH4 or SnCl2 - Hydroquinones can be easily reoxidized to
quinones by Fremy's salt
113Quinones in nature
- Ubiquinones, also called coenzymes Q, mediate
electron-transfer processes involved in energy
production through their redox reactions
114 12. Spectroscopy of Alcohols and Phenols
- Alcohols and phenols can be identified by
- Infrared Spectroscopy
- Nuclear Magnetic Resonance Spectroscopy
- Mass Spectrometry
115Infrared Spectroscopy
- Alcohols have a characteristic OH stretching
absorption at 3300 to 3600 cm-1 in the IR
spectrum - Sharp absorption near 3600 cm-1 except if
H-bonded then broad absorption 3300 to 3400 cm-1
range - Strong CO stretching absorption near 1050 cm-1
Cyclohexanol
116- Phenol OH absorbs near 3500 cm-1
117Practice Problem Assume that you need to
prepare 5-cholestene- 3-one from
cholesterol. How could you use IR
spectroscopy to tell whether the reaction was
successful? What differences would you look
for in the IR spectra of starting
material and product?
118Nuclear Magnetic Resonance Spectroscopy
- 13C NMR C bonded to electron-withdrawing -OH is
deshielded and absorbs at a lower field, ? 50 to
80
119- 1H NMR H bonded on the O-bearing C is deshielded
by electron-withdrawing effect of the nearby O
it absorbs at ? 3.5 to 4.5 - Usually no spin-spin coupling between OH proton
and neighboring protons on C due to exchange
reactions with moisture or acids - Spinspin splitting is observed between protons
on the oxygen-bearing carbon and other neighbors - Phenol OH protons absorb at ? 3 to 8
120- Usually no spin-spin coupling between OH proton
and neighboring protons on C due to exchange
reactions with moisture or acids
Adding D2O makes the OH proton absorption
disappear
121- Spinspin splitting is observed between protons
on the oxygen-bearing carbon and other neighbors - Example 1-propanol
122Practice Problem When the 1H NMR spectrum of an
alcohol is run in DMSO solvent rather
than chloroform, exchange of the OH
proton is slow and spin- spin splitting
is seen between the OH proton and CH
protons on the adjacent carbon. What
spin multiplicities would you expect for the
hydroxyl protons in the following alcohols?
- 2-Methyl-2-propanol
- Cyclohexanol
- Ethanol
- 2-propanol
- Cholesterol
- 1-Methylcyclohexanol
123Mass Spectrometry
- Alcohols undergo
- alpha (?) cleavage, a CC bond nearest the
hydroxyl group is broken, yielding a neutral
radical plus a charged oxygen-containing fragment - dehydration, loss of H-OH yielding an alkene
radical cation
124- alpha (?) cleavage a CC bond nearest the
hydroxyl group is broken, yielding a neutral
radical plus a charged oxygen-containing fragment
125- Dehydration loss of H-OH yielding an alkene
radical cation
126- Example Mass spectrum of 1-butanol
127Chapter 17
The End