Title: This is simple demographic data that provides
 1STEP-BY-STEP ILLUSTRATION FOR PREPARING A 
MORTALITY REPORT
The Connecticut report is very visual, relying 
on a lot of graphs to illustrate patterns and 
trends. This approach was used  as opposed to a 
narrative dense format  to make it easier for 
general readers to understand the data. Such an 
approach does, however, take a bit more time to 
prepare, and requires setting up complimentary or 
linked excel charts and graphs. The report is 
published in powerpoint (only because I find that 
easier to work in than word). It can be prepared 
with almost any publishing software, as long as 
you can easily import tables and graphs. The 
following pages present a step-by-step 
illustration of how to set up and prepare the 
report. Obviously, available data and areas of 
interest will determine the exact format and 
information that is included in your report.
This is simple demographic data that provides a 
general overview of the population served by the 
agency. It can be configured in any way that 
makes sense for your agency. 
 2This data simply reflects the no. and percent of 
deaths by where people lived (categories). You 
can configure any way you want (usually it is 
helpful to distinguish between persons who 
receive direct residential services from those 
who do not and from those for whom another agency 
may have responsibility (e.g., LTC).
Health  Mortality Review ANNUAL REPORT September 
2002
Mortality Trends
An important component of the risk management 
systems present within DMR involve the analysis 
and review of deaths to identify important 
patterns and trends that may help increase 
knowledge about risk factors and provide 
information to guide system enhancements. 
Consequently, DMR collects information on the 
death of all individuals served by the 
department. The following section provides a 
general description of the results of this 
analysis for Fiscal Year 2002 (July 2001 through 
June 2002).
Excel chart set up as follows
Type of Residential Support At Time of Death
Mortality and Residence During the 12 month time 
period between July 1, 2001 and June 30, 2002 a 
total of 178 out of the 19,500 individuals 
served by DMR passed away. As can be seen in 
the graph to the right approximately half died 
while being served in a residential setting 
operated, funded or licensed by DMR (blue 
section). The other half were living at home 
(family home or independently), in a 
long-term care facility (e.g., nursing home), or 
other non-DMR setting . This general pattern is 
consistent with that observed last fiscal year, 
although there was a slight reduction in the 
relative percentage of deaths that occurred in 
CLAs, Supported Living and Long-Term Care 
facilities. The average Death Rate is expressed 
as the no. of deaths per 1000 people served. It 
compares the number of deaths to the number of 
persons served in each type of setting (no. 
deaths /population X1000), and continues to show 
a predictable pattern In general, the higher 
need for specialized care, the higher the average 
rate of death.
This data represents death RATE, with table set 
up so that it moves from lowest to highest. Rate 
is a good indicator since it allows general 
comparisons that compensate for differences in 
the population size. (If you use similar 
groupings you will have CT and MA data as a 
benchmark.)
This graph shows the number of people who died 
 for every 1000 people served in each type of 
 setting. The settings to the left tend to 
provide less comprehensive care and support than 
the settings to the right. This often reflects 
the level of disability and specialized care 
needs of the people who generally live in each 
type of setting. For example, persons living in 
LTC (nursing homes) tend to be older than other 
people served by DMR, and, usually went to a 
nursing home because they needed skilled 
nursing care. Their death rate is much 
higher than for other people served by DMR.
Excel chart set up as follows
 In this report we use the term average death 
rate to reflect what is more commonly referred 
to as the crude death rate in mortality and 
epidemiological research.
-2-
Home  people living with families or 
independently SL  supported living CTH 
Community Training Home (foster care) 
CLA Community Living Arrangement (group home) 
Campus  regional centers and STS (institutions) 
LTCLong Term Care (Nursing Homes, SNFs, etc.) 
Other  Everything else. 
 3This data simply compares the past two years in 
terms of the total no. deaths and the death 
rates. As time goes on, additional years 
(reflecting trends) will be included.
Health  Mortality Review ANNUAL REPORT September 
2002
Health  Mortality Review ANNUAL REPORT September 
2002
Excel chart set up as follows
The two graphs to the right compare the number of 
deaths within the population served by DMR and 
the average death rate for fiscal years 2001 and 
2002. As can be seen, FY02 experienced a slight 
decrease in both measures.
 This graph compares the death rate (the 
number deaths per 1000 persons served) for 
fiscal year 2002 with that for last fiscal year 
(FY2001) by type of residential setting. Small 
differences can be seen, with the rate 
 decreasing for persons living in CLAs (group 
 homes) and in Campus settings (STS and regional 
 centers). The most pronounced decrease 
occurred for persons receiving Supported Living 
services. Slight increases in the mortality 
 rate occurred for persons living in 
 Long-Term-Care facilities and their family homes
Rate by residential setting across the two years 
is shown here. This is useful to identify any 
emerging trends.
Uses same excel chart as above
Caution must be exercised in reviewing this data 
since the actual number of deaths in each of 
these settings was relatively small. The 
differences across this time period are therefore 
most likely not statistically significant. 
Comparison of death rate by gender is a common 
(and almost expected) type of analysis. It is 
useful since there is a lot of data of 
differential rates (e.g., CDC). Make sure you 
also look at age  higher death rates for women 
may be reflective of the fact that their average 
age is higher.
Gender and Mortality During Fiscal Year 2002 a 
little over half (52) of the 178 individuals who 
passed away were men. However, DMR serves more 
men than women. The No. Deaths per 1000 people 
served shows that women tend to have a higher 
death rate. It is important to note, however, 
that the average age of women served by DMR is 
greater than the age of men, with almost two 
times as many females over the age of 85-yrs than 
males. Thus, a higher death rate for women would 
be expected since they are, as a group, older 
than the men served by the department.
Excel chart set up as follows
-3- 
 4Age is probably the most common type of analysis 
for mortality since it is the strongest predictor 
of death and there are numerous benchmarks you 
can look at (including data specific to a given 
state). Data reflects a basic frequency 
distribution, converted to rates (no. divided by 
total no. served in the age range). You can 
expand or compress the age ranges to best reflect 
the population you serve or specific 
program/service categories.
Health  Mortality Review ANNUAL REPORT September 
2002
Age and Mortality
Excel chart set up as follows
The relationship between age and mortality shows 
the expected trend, with the mortality rate 
increasing as people served by DMR get older. As 
seen here, at around 70 -yrs of age there is a 
dramatic rise in mortality, again, in line with 
expectations and the trends observed in the 
general population.
Individuals living at home (especially those 
living with their family) are younger than the 
other persons served by DMR. They also have a 
much younger average age at death. The oldest 
group served by DMR are living in LTC facilities. 
 They have the highest average age at death.
This table is a summary of above data used for 
direct import into the report.
As can be seen in this graph there is a 
relatively strong relationship between the 
average age of the population living in each type 
of residential setting and their average age at 
death. The largest difference between the two 
variables exists in CLAs, where the average age 
of death is 13-yrs higher than the average age of 
the population living in this type of setting.
This analysis may not be necessary. It was 
included due to erroneous reporting by the 
Hartford Courant and to illustrate that there is 
NOT any adverse risk for people living in CLAs. 
If you decide to include something like this, it 
will be necessary to compute the average age of 
persons in each type of residential setting and 
the average age of death for people in those 
settings.
-4- 
 5This data simply reflects the relationship 
between MR level and mortality rate. You can do 
something very similar with any data re client 
characteristics as long as you can group your 
population according to the variable (e.g., ICAP 
scores on selected functional or diagnostic 
categories/levels). The average rate is 
illustrated by the dashed line (to allow easy 
identification of levels above and below the 
average).
Health  Mortality Review ANNUAL REPORT September 
2002
Level of Disability and Mortality
In addition to age and gender, the level of 
mental retardation is another factor that affects 
a persons life expectancy. Persons with more 
severe levels of disability typically have many 
co-morbid conditions (other medical diagnoses 
such as epilepsy, cerebral palsy, etc.), 
including mobility and eating impairments. These 
disabilities have a significant effect on 
morbidity (illness) and mortality. As can be seen 
in this graph, the relationship between level of 
mental retardation and mortality shows the 
expected trend. Persons with the most 
significant levels of mental retardation (severe 
and profound) have a much higher rate of 
mortality.
Excel chart set up as follows
No MR or ND category Includes children receiving 
DMR services through the Birth-to-Three system 
who are too young to test for mental retardation 
and adults for whom the DMR has limited 
responsibility under the Federal Nursing Home 
Reform Act (OBRA 87) who do not have mental 
retardation. It may include some DMR clients who 
were DMR clients prior to Connecticuts current 
statutory definition of mental retardation.
During FY 2002 (July 1, 2001 to June 30, 2002) 
123 cases were formally reviewed by DMR 
Mortality Review Committees. The information 
presented in the next section summarizes ONLY 
those deaths that were reviewed and will 
therefore be different from the numbers discussed 
in the preceding section. Information regarding 
FY02 reviews will be presented for ALL CASES 
REVIEWED and for only those deaths that OCCURRED 
DURING FY02. 
The following sections of the report require 
additional data that may not be readily available 
without a specific database associated with the 
process of mortality review. You do have data on 
whether the death was natural or accidental 
as well as a few other very general categories. 
(Recommend you decide what type of information 
you want to report on and then incorporate into 
your reporting format and process.)
DMR Mortality Review DMR policy establishes 
formal mechanisms for the careful review of 
consumer deaths by local regional Mortality 
Review Committees and a central Medical Quality 
Assurance Board. This latter entity, modified by 
the Governors Executive Order No. 25, is now 
called the Independent Mortality Review Board 
(IMRB) and includes representation from a number 
of outside agencies as well as a consultant 
physician. During FY02 a total of 123 cases were 
reviewed by these local committees and the 
central IMRB. Of these, 58 cases were referred 
by local committees to the IMRB, and an 
additional 14 (11) cases of the 65 closed at the 
local level were reviewed centrally as a quality 
assurance audit. Of the 123 cases that were 
reviewed, 41 represented deaths that occurred 
during FY02. Information regarding these deaths 
is summarized separately below. IMPORTANT 
FINDINGS From Mortality Reviews
This data reflects deaths associated with hospice 
(and therefore expected.
Community Hospice Support is routinely provided 
for persons served by DMR in all types of 
residential settings, including regional centers 
and STS, CLAs, CTHs, and for individuals 
receiving supported living services when death is 
anticipated, usually due to a terminal 
illness. ALL CASES REVIEWED Hospice support 
was provided in 24 of the 123 cases reviewed 
(20) FY02 DEATHS ONLY Hospice support was 
provided for 14 of the 41 individuals who died 
(34) 
Excel chart set up as follows
-5- 
 6All of this data had to be reported in two 
different ways since the mortality review process 
is always a bit behind the actual fiscal year, 
and, given the heightened attention to death that 
year, it was important to present info on both 
the total no. of reviews as well as only those 
deaths that occurred in that year. Most of the 
data is self-explanatory. The categories chosen 
for inclusion tended to be hot button issues 
where real objective information can calm the 
storm.
Health  Mortality Review ANNUAL REPORT September 
2002
Autopsies are performed by the Office of the 
Chief Medical Examiner for those cases in which 
the OCME accepts jurisdiction or by private 
hospitals when DMR requests and the family 
consents to the autopsy. ALL CASES REVIEWED 
Of the 123 individuals reviewed, autopsies had 
been requested for 48 (or 39 of the sample), 
and consent was obtained and autopsies performed 
for 26 (21 of the sample). The OCME accepted 
jurisdiction and performed autopsies for 15 of 
these cases, and private autopsies were 
conducted for 11. FY02 DEATHS ONLY Of the 41 
deaths that occurred during FY02, autopsies were 
requested for 22 (54). A total of 8 autopsies 
were performed (20), 5 of which were conducted 
by the OCME. Special Note A recent report by 
the Columbus Organization found that the average 
rate of autopsy for persons served by those state 
MR/DD agencies they surveyed was 11.7. This 
compares to the 20-21 rate noted above for cases 
reviewed by mortality review committees in 
Connecticut during FY02. Predictability. ALL 
CASES REVIEWED In 64 of the cases reviewed 
(n79), the death was anticipated and related to 
the diagnosis. In another 24 of the cases 
(n29) the death was not anticipated, but was 
directly related to the existing diagnosis. In 
12  (n15) the death was not anticipated and 
 not related to the diagnosis, as follows 1  
heart anomaly 2  asphyxia (drowning) 3  
cardiovascular disease 1  subdural hematoma 1 
 adverse drug reaction 1  stroke 2  
pulmonary embolism (1 following surgery) 1  
pneumonia 2  inhalation of food 1  cause 
undetermined by OCME FY02 DEATHS ONLY 
Of the 41 deaths reviewed that occurred in FY02, 
56 (n23) were anticipated and related to the 
known diagnosis, 32 (n13) were not anticipated 
but were related to the existing diagnosis, and 
12 (n5) were not anticipated and not related to 
the diagnosis, as follows (also included 
above) 1  cardiovascular disease 1  
stroke 1  adverse drug reaction 1  
pulmonary embolism following orthopedic 
surgery 1  cause undetermined by OCME DNR. 
Do Not Resuscitate (DNR) orders are sometimes 
utilized when individuals reach the terminal 
phase of an illness. DMR has an established 
policy that includes specific criteria that must 
be met along with a review process for all DNR 
orders issued for persons served by the 
department. ALL CASES REVIEWED Of the 123 
cases reviewed, 71 people (or 58) had DNR 
orders, indicating that their condition was 
terminal. Of these, 67 were formally reviewed by 
DMR. For the remaining four individuals, DMR was 
not notified as required by policy, but in all 
cases the DNR was appropriate and would have met 
established criteria. Of these four, two occurred 
at a LTC facility, one at an acute care hospital 
, and the fourth at a Hospice facility. All 
facilities received additional training regarding 
 required notification to DMR. FY02 DEATHS ONLY 
 Of the 41 deaths that occurred in FY02, 15 had 
DNR orders (37). All met DMR policy 
requirements (met criteria, and both notification 
and review took place as required). Risk. 
Mobility impairments and need for special 
assistance eating are two factors that place 
individuals at significantly higher risk of 
death. The mortality review process therefore 
looks carefully at the presence of these two 
personal characteristics. ALL CASES REVIEWED 
Of the 123 individuals reviewed, 54  or 44 were 
non-ambulatory. 62, or 50, were not able to 
eat independently. FY02 DEATHS ONLY Of the 41 
FY02 deaths reviewed, 18 (44) had mobility 
impairments (non- ambulatory) and 10 (24) were 
not able to eat independently. 
Excel charts set up as follows
Note your mortality review process will need to 
be structured to generate specific kinds of data 
and conclusions in order to provide this type of 
data for a report.
-6- 
 7Context is similar to the data you collect. 
(Recommend you carefully review the reliability 
of the reporting, especially to see if later 
review causes changes to be made.)
Health  Mortality Review ANNUAL REPORT September 
2002
SUMMARY Deaths that Occurred and Were Reviewed 
between 7/1/01  6/30/02
Context. ALL DEATHS REVIEWED The vast 
majority  over 90 - of all deaths reviewed were 
classified as due to Natural Causes. Six 
(6)deaths were associated with an Accident. Of 
these, 2 were related to choking, 2 were related 
to drowning, and 2 appear to be related to a 
fall. One case was a Homicide and in one case 
the context was not able to be determined by the 
OCME. FY02 DEATHS ONLY 39 deaths  or 95 - of 
the 41 reviewed were related to natural causes. 
1 death was accidental and 1 was not able to be 
determined by the OCME. The accidental death was 
related to a fall. Neglect. ALL DEATHS 
REVIEWED There were a total of 18 allegations 
of abuse or neglect that occurred within 6 months 
of death for the cases reviewed. Of these, 2 
were not substantiated, 8 are still under 
investigation, and 8 were substantiated. In 4 of 
these latter cases, the neglect appeared to be 
related to the cause of death, as follows 2 - 
asphyxia resulting from drowning (private CLAs) 
 1- anoxia, associated with nursing failure to 
properly assess (LTC) 1 - anoxia resulting 
from choking on food (private day program) 
Enforcement action was taken in 3 of the 4 cases 
and included 2 dismissals from service by the 
provider with arrest by police and 1 citation 
with monetary fine by DPH (1). In the fourth 
case there were inconsistent findings regarding 
the culpability of the involved staff member. 
In all four instances family members were 
 notified of findings. FY02 DEATHS ONLY Of the 
41 deaths that occurred in FY02 there were a 
total of 8 that included an allegation of abuse 
or neglect within 6-months of death. Of these, 1 
was not substantiated, 5 are still under 
investigation, and in two cases the neglect was 
substantiated. In both of these latter two cases 
it was not possible to determine if the neglect 
was the direct cause of the deaths. Both cases 
involved nursing personnel where enforcement 
action included appropriate reporting to the 
Department of Public Health and Nursing Board. 
Excel chart set up as follows
-  34 of the people had Hospice support. 
-  20 had an Autopsy. 
-  56 of the deaths were Anticipated and 
 related to the existing diagnosis. In 12 the
 death was not anticipated and not related to
 the existing diagnosis.
-  37 had a DNR order. All met DMR criteria. 
-  44 of the people could Not Walk (i.e., were 
 non-ambulatory).
-  24 could Not Eat without assistance. 
-  95 of all the deaths reviewed were due to 
 Natural causes.
-  1 death was classified as Accidental. 
-  2 cases involved Neglect that was 
 substantiated. In both cases it was not
 possible to determine if the neglect was related
 to the cause of death.
Neglect data reflects whether or not there was an 
allegation of abuse or neglect within 6 mo. of 
the death. Therefore, it was important to also 
note whether or not the neglect was related to 
the death (which only an investigation or 
mortality review process can determine)
Excel chart set up as follows
-7- 
 8Location at time of death may be important to 
look at, particularly if questions get raised 
about the care being provided within programs 
operated or funded by your agency. It can be 
useful to show that a majority of deaths take 
place within hospitals and LTC (as would be 
expected). However, to do this, you will need to 
capture that data either on the IR form or 
through mortality review.
Health  Mortality Review ANNUAL REPORT September 
2002
Location at Time of Death As can be seen in this 
graph over 60 of the individuals reviewed by the 
mortality review committee in FY02 passed away 
outside of a DMR - operated or funded residential 
setting. Most died in the hospital or long term 
care facility. The table below shows both the 
number of individuals who died by location as 
well as the relative percentage by location. 
Excel chart set up as follows
Where People Died FY 2002 Mortality Reviews
 LEADING CAUSES OF DEATH A review of data from 
Connecticut and two other New England states 
suggests that the leading causes of death for 
people with mental retardation are somewhat 
different than for the general population. Heart 
disease is the no. 1 cause of death  for all 
groups. However, unlike the general population, 
deaths due to respiratory conditions are the 
second leading cause of death for individuals 
served by DMR. This is expected due to the high 
percentage of deaths for persons with severe and 
profound mental retardation and the high 
incidence of co-morbid conditions in that group, 
including conditions such as cerebral palsy, 
dysphagia, gastro-esophageal disorders, all of 
which carry a heightened risk of aspiration 
pneumonia. It should be noted that increasing 
age is an important factor that increases risk 
for aspiration pneumonia as documented in the 
National Vital Statistics Report published by the 
CDC.1 This report states that a major cause of 
death concentrated among the elderly, is a 
pneumonia resulting from aspirating materials 
into the lungs. Diseases of the nervous 
system are the third leading cause of death for 
DMR consumers. These include Alzheimers 
Disease  which has a very high incidence in 
people with Down Syndrome - and Seizure 
Disorders, again a condition that has a much 
higher incidence in people with mental 
retardation. Interestingly, deaths due to 
accidents are much lower for people with mental 
retardation than for the general U.S. or 
Connecticut population. Deaths due to injuries or 
accidents are the 5th leading cause of death in 
the general population , but are only the 8th 
highest cause of death for people reviewed by 
DMRs mortality review committees.
Leading causes of death is VERY important. IT is 
also a variable that has ample benchmarks. You 
can use SD data as well as national data (for 
both the general population and, given published 
mortality reports, for the MR/DD population as 
well  just make sure there is an ability to 
directly compare DD populations since some states 
only serve MR, some report only on adults, etc.).
Leading Causes of Death
-8- 
 9Health  Mortality Review ANNUAL REPORT September 
2002
Benchmarking is becoming more and more critical 
since it provides a means to assess whether or 
not your state is typical or an outlier. It 
will be important to scan the web and stay in 
touch with other states to get copies of 
mortality data and reports as they become 
available. Be very CAREFUL, however  not all 
data is comparable. CT and MA have similar 
systems  communicate a lot  and therefore can 
usually use one another as a benchmark. (Check 
with Wanda to see if she was able to get the 
report from Gerry Morrisey.)
BENCHMARKS While there is a dearth of objective 
information regarding mortality in persons with 
mental retardation being served by state agencies 
from across the country, this section will 
provide comparative analysis when appropriate 
benchmarks do become available. 
Massachusetts DMR The Massachusetts Department of 
Mental Retardation has recently enhanced and 
expanded its mortality reporting requirements and 
has issued an annual report. This 2000 
Mortality Report was prepared by the University 
of Massachusetts Medical School/Shriver, Center 
for Developmental Disabilities Evaluation and 
Research2. The report covers the calendar year 
January 1 through December 31, 2000. Mortality 
statistics pertaining to persons 18-years and 
older served by DMR were analyzed according to a 
number of variables not dissimilar from many of 
those contained in the first part of this report. 
 Consequently, it is possible to use some of the 
Massachusetts data for comparative purposes. It 
should be noted that the Massachusetts DMR 
system, although larger, is very similar to 
Connecticuts (e.g., population served, type of 
services and supports, organization). However, 
there are differences in reporting requirements, 
age limits, and and categorization of service 
types. It is therefore important that readers 
exercise caution when reviewing comparative 
information. 
Overall Death Rate A comparison of the overall 
death rate for persons served by the Connecticut 
DMR with similar rates for the general population 
in the U.S. and the DMR population in 
Massachusetts are presented in this graph. The 
overall Connecticut DMR death rate of 12.1 deaths 
per thousand people is higher than the rate of 
8.7 deaths per thousand people in the general 
population, as would be expected due to the many 
health and functional complications associated 
with disability and mental retardation. A 
comparison of the Connecticut DMR with 
Massachusetts DMR shows a slightly higher death 
rate in Connecticut for the adult population 
(people older than 18-yrs of age.) of 0.8 deaths 
per thousand people served. This difference does 
not appear to be significant and may be a 
reflection of the aforementioned differences in 
the populations being served.
Excel charts set up as follows
Residential Analysis A comparison of average 
death rates by where people live is presented 
here. The general pattern for rates by type of 
setting is quite similar across the two states, 
with the exception of the Other category. This 
is most likely a reflection of differences in the 
populations included in this cluster. 
Death rates in DMR would therefore appear to be 
very consistent with an available benchmark as 
reported in Massachusetts.
-9- 
 10This page is purely optional. Including it shows 
that the department is paying attention to what 
is happening nationally, and in a way forces 
staff to take time to scan national literature. 
If you conduct any statistical studies (e.g., 
relationship between ICAP and mortality, or other 
types of incidents and mortality) it would be 
most beneficial to summarize findings in this 
section of the report.
Health  Mortality Review ANNUAL REPORT September 
2002
RESEARCH  REPORTS OF INTEREST This section will 
report on selected research, reviews, and other 
information from Connecticut and around the 
country that is related to mortality and health 
care in mental retardation and developmental 
disabilities systems.
- Connecticut DMR Independent Study on Mortality 
- The Connecticut DMR retained the services of two 
 outside consultants to conduct a comprehensive
 analysis of mortality and basic demographic
 trends from 1997 to 2002 within the population of
 individuals served by DMR. The study was
 designed to provide
- Descriptive Overview of People Served by DMR 
- Predictive Mortality Analysis 
- Cross-sectional Analysis of People Served 
- Longitudinal Analysis (Changes over Time) 
- Using sophisticated statistical procedures the 
 study authors found that
- Changes in mortality rates over time are not 
 significant
- As expected, mortality is highly related to 
 client age
- Women served by DMR are older than men, and hence 
 have a higher mortality rate
- Increased levels of disability are inter-related 
 and correlated with higher risk of mortality
- The strongest predictors of mortality are age, 
 mobility status, and amount of supervision
 provided
- The aging in place phenomenon is leading to 
 increased risk of mortality since individuals
 served by DMR are becoming older and more
 disabled over time.
- Copies of the report3 and a graphical summary can 
 be obtained by contacting
DMR Strategic Leadership Center 860-418-6163 or 
steven.staugaitis_at_po.state.ct.us
- California Study of National Mortality Review 
 Systems
- The Columbus Organization conducted a survey of 
 national mortality review practices in MR/DD
 systems for the California DDS4. Survey findings
 indicate that
- The majority of states require reporting of 
 deaths for persons served by state DD agencies at
 both the local and statewide level.
- In most instances the determination to perform an 
 autopsy is based upon the unique circumstances of
 each case, with an average of 11.7 of all cases
 having an autopsy.
- About half of the states use a set of 
 standardized criteria to review deaths.
- The majority of states have established databases 
 to track mortality information.
- The Columbus report was published in May of 2002. 
 Copies can be obtained by contacting Columbus at
 
- 800-229-5116.
References 1 Minino, M.P.H., Arialdi, M. and 
Smith, Ed., S.B., CDC National Vital Statistics 
Reports National Vital Statistics System, 
 Deaths Preliminary Data for 2000, Volume 49, 
Number 12, October 9, 2001. 2 2000 Mortality 
Report A Report on DMR Deaths January 1  
December 31, 2000. Prepared for the 
Massachusetts Department of Mental Retardation 
by the Center for Developmental Disabilities 
Evaluation and Research at the University of 
Massachusetts Medical School/Shriver. March 4, 
2002. 3 Gruman, C.  Fenster, J. A Report to 
the Department of Mental Retardation 1996 
through 2002 Data Overview Completed April 
2002. 4 The Columbus Organization. Mortality 
Review Survey Survey of the States. Submitted 
to the California Department of Developmental 
Services. May, 2002.
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 11Health  Mortality Review ANNUAL REPORT September 
2002
This section of the report is also optional. It 
does, however, allow the agency to publicize new 
initiatives and efforts to enhance services and 
systems that reduce risk (e.g., improving your IR 
and MR system).
ENHANCEMENTS Executive Order No. 25 A number 
of important enhancements to the risk management 
and mortality review systems in DMR are being 
implemented in response to Governor Rowlands 
Executive Order No. 25. All of these changes are 
designed to improve communication with families, 
assure that a rigorous and objective evaluation 
and review of circumstances surrounding untimely 
deaths takes place,and to make sure that the 
review process is independent and free from the 
potential for conflict of interest. Some of 
these enhancements include 
Stronger Role for Investigations Unit The 
Connecticut DMR has a unique relationship with 
the State Police that includes the assignment of 
a senior Officer to oversee and manage the 
Investigations Unit. Two trained clinical nurse 
investigators have joined the units staff and 
are conducting preliminary screening on all 
deaths that occur in DMR operated or funded 
settings to immediately assess the need for a 
complete A/N investigation. In addition, a 
Special Investigative Assistant has been 
appointed to oversee and monitor investigations 
conducted within the private sector. New 
Independent Mortality Review Board The Medical 
Quality Assurance Board has been transformed into 
a new Independent Mortality Review Board that 
increases outside representation. The 
Chairperson was appointed by the Commissioner of 
DMR, in consultation with the Director of the 
Office of Protection and Advocacy (OPA). The 
independent medical professional (physician)and 
an independent representative from a private 
sector agency were jointly appointed by the DMR 
Commissioner and OPA Director. In addition, OPA 
now has two members. The new IMRB began meeting 
in March, 2002. Increased Communication with 
OPA The department is notifying the Executive 
Director of the Office of Protection and Advocacy 
of all deaths that occur for persons served by 
DMR. The Director may request an expedited 
review by the IMRB, or, may direct that an 
abuse/neglect investigation be initiated for any 
case. Consistent Notification of Families New 
policies and procedures have been implemented to 
assure that families and guardians are 
consistently notified of all deaths and the 
results of investigations and mortality reviews. 
Families are provided with an opportunity to meet 
with DMR personnel to review all 
findings. Posting of Licensing Inspection 
Reports The department is now requiring visible 
notice to consumers, families and guardians that 
the results of DMR licensing inspections are 
available for review. In addition, DMR is 
posting summary reports of inspections on the DMR 
website in order to make access to the 
information much easier and more widely available 
to the public. Results of licensing inspections 
can be viewed at www.dmr.state.ct.us/license.htm. 
The Next Health and Mortality Review UPDATE 
 Will be issued in March of 2003. For more 
information or to contact DMR please visit us at 
www.dmr.state.ct.us
Prepared by Steven Staugaitis, Director, 
Strategic Leadership Center Marcia Noll, 
Director, Health and Clinical Services
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