Title: CHAPTER 11 Alkenes and Infrared Spectroscopy
 1CHAPTER 11Alkenes and Infrared Spectroscopy 
 2Naming the Alkenes
11-1
Alkenes are characterized by the presence of a 
double bond. The general formula of an alkene is 
CnH2n, the same as for a cycloalkane. Common 
nomenclature for alkenes replaces the 
corresponding alkane suffix ane with -ylene. 
 3IUPAC nomenclature replaces the alkane suffix 
ane with ene (ethene, propene, etc.) Rules for 
naming alkenes Rule 1 Find the longest chain 
that includes both carbons of the double bond. 
 4Rule 2 Indicate the location of the double bond 
in the main chain by number starting at the end 
of the chain closest to the double bond. The two 
double bond carbons in cycloalkenes are numbered 
1 and 2.
Alkenes with the same formula, but differing in 
the location of the double bond are called 
double-bond isomers. A 1-alkene is referred to 
as a terminal alkene the others are called 
internal. 
 5Rule 3 Add substituents and their positions as 
prefixes to the alkene stem. If the stem is 
symmetric, begin from the end giving the first 
substituent the lowest possible number 
 6Rule 4 Identify any cis/trans stereoisomers. 
These are examples of diastereomers 
stereoisomers that are not mirror inages of each 
other.
In cycloalkenes, trans isomers are stable only 
for the larger ring sizes. 
 7Rule 5 Use the IUPAC E,Z system when cis/trans 
labels are not applicable (3 or 4 different 
substituents attached to the double bond 
carbons). Apply the sequence rules devised for 
R,S substituent priorities to the two groups on 
each double bond carbon. If the two groups of 
highest priority are on the same side of the 
double bond the molecule is a Z isomer. If they 
are on opposite sides of the double bond the 
molecule is an E isomer. 
 8Rule 6 Give the hydroxy functional group 
precedence over the double bond in numbering a 
chain. Alcohols containing double bonds are named 
alkenols. The stem incorporating both functions 
is numbered to give the OH carbon the lowest 
possible assignment. The last e and alkene is 
dropped in naming alkenols. 
 9Rule 7 Substituents containing a double bond 
are named alkenyl
The numbering of a substituent chain containing a 
double bond begins at the point of attachment to 
the basic stem. 
 10Structure and Bonding in Ethene The Pi Bond
11-2
The double bond consists of sigma and pi 
components. Ethene is planar. It contains two 
trigonal carbon atoms having bond angles close to 
120o. The hybridization of the carbon atoms is 
best described as sp2. The three sp2 orbital on 
each carbon form ? bonds to two hydrogen atoms 
and to the other carbon atom. The remaining 
unhybridized p orbital on each carbon overlap to 
form a ? bond. The electron density of the ? 
bond is equally distributed above and below the 
plane of the molecule. 
 11The pi bond in ethene is relatively weak. The 
overlap of the two sp2 orbitals to form the ? 
bond connecting the two carbon atoms is much 
greater than the overlap of the two p orbitals to 
form the ? bond. As a consequence, the ? bond 
contributes more to the double bond strength than 
does the ? bond. 
 12The relative energies of the bonding and 
antibonding ? and ? orbitals can be summarized 
 13Thermal isomerization allows us to measure the 
strength of the pi bond. Thermal isomerization 
involves the interconversion of the cis form and 
the trans form of a double bond at high 
temperature. During the isomeration process, the 
? bond between the two carbon atoms is broken and 
 the p orbitals on the two carbon atoms become 
perpendicular to each other (transition state).
The activation energy for this process is roughly 
the same as the ? contribution to the double bond 
energy. 
 14The measured activation energy for this process 
is about 65 kcal mol-1. The total energy of the 
ethene double bond is 173 kcal mol-1, which means 
the ? bond energy must be about 108 kcal mol-1.
The alkenyl hydrogens are more tightly held in 
alkenes than the C-H bonds in the corresponding 
alkanes. As a result, addition to the weaker ? 
bond characterizes the reactivity of alkenes in 
radical reactions, rather than hydrogen 
abstraction. 
 15Physical Properties of Alkenes
11-3
The boiling points of alkenes are very similar to 
the corresponding alkanes. The melting points of 
alkenes are lower than those of the corresponding 
alkanes. The presence of a trans double bond 
lowers the melting point slightly, while the 
presence of a cis double bond lowers the melting 
point significantly more. The effect of a double 
bond on melting point is due to the disruption of 
packing of molecules in the crystal lattice 
compared to the packing of saturated molecules. 
 16(No Transcript) 
 17Cis double bonds often exhibit weak dipolar 
character. The degree of s orbital character in 
a sp2 carbon is larger than in an sp3 carbon 
(alkane) which makes the sp2 carbon a weak 
electron withdrawing group. Trans double bonds, 
on the other hand, generally have little dipolar 
nature since the dipoles involved oppose each 
other. 
 18The electron-attracting character of the sp2 
carbon also accounts for the increased acidity of 
the alkenyl hydrogen, compared to its saturated 
counterpart.
Ethene is still a very poor source of protons 
compared to alcohols or carboxylic acids. 
 19Nuclear Magnetic Resonance of Alkenes
11-4
The pi electrons exert a deshielding effect on 
alkenyl hydrogens. The proton NMR spectra of 
trans-2,2,5,5-tetramethyl-3-hexene shows only two 
peaks. The methyl protons and alkenyl protons 
are too far from each other to produce detectable 
coupling.
The resonanance of the allenyl protons at 5.30 
ppm is typical of hydrogens bound to alkenyl 
carbons. Terminal alkenyl hydrogens (RRCCH2) 
resonate at 4.6-5.0 ppm. Internal alkenyl 
hydrogens (RCHCHR) resonate at 5.2-5.7 ppm 
 20The deshielding for alkenyl hydrogens has two 
causes. Less important is the electron 
withdrawing effect of the sp2 hybridized 
carbon. More important is the effect of the 
external magnetic field on the ? cloud of 
electrons. The ? electrons are forced to assume 
a circular motion when the magnetic field is 
perpendicular to the double bond axis. The 
circular motion of the ? electrons induces a 
second magnetic field which reinforces the 
external field. 
 21Cis coupling through the double bond is different 
from trans. Unsymmetrically substituted double 
bonds lead to non-equivalent alkenyl hydrogens 
which leads to spin-spin coupling. Within a set 
of cis/trans isomers, the coupling constant, J, 
for the trans isomer is always larger than for 
the cis isomer. 
 22Coupling between hydrogens on adjacent carbons is 
called vicinal. Coupling between hydrogens on the 
same carbon is called geminal, and is usually 
small in alkenes. Coupling to neighboring alkyl 
hydrogens (allylic) and 1,4- or long range 
coupling is also possible which may produce 
complicated spectral patterns. 
 23Further coupling leads to more complex spectra.
In 3,3-dimethyl-1-butene Ha resonates at 5.86 ppm 
in the form of a doublet with two relatively 
large coupling constants (Jab18 Hz, Jac10.5 
Hz). Hb and Hc also absorb as doubles due to 
their coupling to Ha and their mutual coupling 
(Jbc 1.5 Hz) 
 24In 1-pentene, there is additional coupling to the 
attached alkyl group. In addition, the double 
bond causes a slight deshielding of the allylic 
CH2 group. The coupling between the allylic 
hydrogens and the neighboring alkenyl hydrogen is 
about the same as the coupling with the two CH2 
hydrogens on the other side. As a result, the 
multiplet for the allylic CH2 group appears as a 
quartet. 
 25Alkenyl carbons are deshielded in 13C 
NMR. Relative to alkanes, corresponding alkene 
carbons absorb at about 100 ppm lower field. 
 26Infrared Spectroscopy
11-5
IR Spectroscopy measures the vibrational 
excitation of atoms around the bonds that connect 
them. The positions of the absorption lines are 
related to the types of functional groups 
present. The IR spectrum as a whole is unique for 
each individual substance. 
 27Absorption of infrared light causes molecular 
vibrations. The range of the electromagnetic 
spectrum just below visible light is the infrared 
region. Absorption of light of this wavelength 
causes vibrational excitation of the bonds in a 
molecule. Middle infrared light (?2.5-16.7 µm, 
or 600-4000 cm-1) has energys from 1 to 10 kcal 
mol-1 and is most useful to the chemist. 
 28Hookes law relates the parameters affecting the 
vibrational frequency of two weights connected by 
a spring. The vibrational frequency of two atoms 
connected by a bond is also accurately described 
by Hookes law 
 29The infrared spectrum of a molecule is 
significantly more complex than the vibrational 
frequencies of all of the bonds present, 
however. Various bending motions, and 
combinations of stretching and bending are also 
excited by IR radiation which leads to 
complicated patterns. 
 30Fortunatelly,the vibrational bands of many 
functional groups appear at characteristic 
wavenumbers, and the entire IR spectrum of a 
given compound is unique and can be distinguished 
from that of any other substance. 
 31Functional groups have typical infrared 
absorptions. 
 32Compare the IR spectra of pentane and hexane
Above 1500 cm-1 the C-H stretching absorptions 
typical of alkanes can be seen. Since no function 
groups are present, no absorptions are seen in 
the region from 2840-3000 cm-1. Below 1500 cm-1, 
the fingerprint region, C-C stretching and C-C 
and C-H bending motions absorb to give 
complicated patterns All saturated hydrocarbons 
show peaks at 1460, 1380, and 730 cm-1. 
 33Now compare hexane to 1-hexene
An additional peak at 3080 cm-1 can be seen which 
is due to the stronger Csp2-H bond. The CC 
stretching band should appear between 1620 and 
1680 cm-1 and is seen at 1640 cm-1. The two 
signals at 915 and 995 cm-1 are characteristic of 
a terminal alkene. 
 34Several other strong bending modes are 
characteristic for the substitution patterns in 
alkenes 
 35The O-H stretching absorption is the most 
characteristic band in the IR spectra of 
alcohols. This appears as a broad band over the 
range 3200-3650 cm-1. This due to hydrogen 
bonding. Dry, dilute alcohols show a sharp narrow 
band in the range 3620-3650 cm-1. Haloalkane C-X 
stretching frequencies are too low (lt800 cm-1) to 
be useful for characterization. 
 36Degree of Unsaturation Another Aid to 
Identifying Molecular Structure
11-6
Knowledge of the degree of unsaturation, defined 
as the numbers of rings and ? bonds present in a 
molecule, is useful information when determining 
the structure of a compound. 
 37A fully saturated hydrocarbon will have 2n2 
hydrogen atoms for every n carbon atoms. Consider 
the compounds in the class C5H8. This compound 
is 4 hydrogens short of being saturated, so its 
degree of unsaturation is 4/2  2. All 
molecules having this formula must have a 
combination of rings and ? bonds adding up to 2. 
 38The presence of heteroatoms may affect the 
calculation. The presence of a halogen atom 
decreases the number of hydrogens by one. The 
presence of a nitrogen atom increases the number 
of hydrogens by one. The presence of oxygen or 
sulfur does not affect the number of 
hydrogens. To determine the degree of 
unsaturation Step 1 Hsat  2nC  2  nX  
nN Step 2 Degree of unsaturation  (Hsat  
Hactual)/2 
 39Catalytic Hydrogenation of Alkenes Relative 
Stability of Double Bonds
11-7
Hydrogen gas and an alkene will react when mixed 
in the presence of a catalyst such is platinum or 
palladium. Two hydrogen atoms are added to the 
alkene in a reaction called hydrogenation, which 
is very exothermic. The heat released is called 
the heat of hydrogenation and has a typical value 
of about -30 kcal mol-1 per double bond. 
 40The heat of hydrogenation is a measure of 
stability. The relative stabilities of related 
alkenes can be determined by measuring their 
heats of combustion.
The thermodynamic stability of the butenes 
increases in the order 1-butene lt cis-2-butene 
lt trans-2-butene. 
 41Highly substituted alkenes are most stable trans 
isomers are more stable than cis. The relative 
stability of the alkenes increases with 
increasing substitution (hyperconjugation), and 
trans isomers are usually more stable than cis 
isomers (crowding). 
 42An exception to this stability rule is in 
medium-ring and smaller cycloalkenes. The trans 
isomers of cycloalkenes are much more strained 
than are the corresponding cis isomers. The 
smallest isolated simple trans cycloalklene is 
trans-cyclooctene which is 9.2 kcal mol-1 less 
stable than the cis isomer is highly twisted. 
 43Preparation of Alkenes from Haloalkenes and Alkyl 
Sulfonates Bimolecular Elimination Revisited
11-8
Two approaches to the synthesis of alkenes are 
elimination reactions and the dehydration of 
alcohols. 
 44Regioselectivity in E2 reactions depends on the 
base. Haloalkanes (or alkyl sulfonates) in the 
presence of strong base can undergo elimination 
of HX with the simultaneous formation of a CC 
double bond. In the cases where the hydrogen atom 
can be removed from more than one carbon atom in 
the structure, the regioselectivity of the 
reaction can be controlled to a limited extent. 
 45Consider the dehydrobromination of 
2-bromo-2-methylbutane.
Elimination of HBr proceeds through attack by the 
base on one of the neighboring hydrogens situated 
anti to the leaving group. The transition state 
leading to 2-methyl-2-butene is slightly more 
stabilized than the one leading to 
2-methyl-1-butene. The more stable product is 
formed faster because the structure of the 
transition state resembles that of the products. 
 46Elimination reactions that lead to the more 
highly substituted alkene are said to follow the 
Saytzev rule. The double bond preferentially 
forms between the carbon that contained the 
leaving group and the most highly substituted 
adjacent carbon that bears a hydrogen. 
 47When a more hindered base is used, more of the 
thermodynamically less favored terminal alkene is 
generated.
Removal of a secondary hydrogen (C3 in the 
starting bromide) is sterically more difficult 
than abstracting a more exposed methyl hydrogen 
when a hindered base is used. The transition 
state leading to the more stable product is 
increased in energy by steric inteference with 
the bulky base. An E2 reaction that generates the 
thermodynamically less favored isomer is said to 
follow the Hofmann rule. 
 48(No Transcript) 
 49E2 reactions often favor trans over cis. The E2 
reaction can lead to cis/trans alkene mixtures, 
in some cases with selectivity.
This and related reactions appear to be 
controlled to some extent by the relative 
thermodynamic stabilities of the products, the 
more stable trans double bond being formed 
preferentially. Complete selectivity is rare in 
E2 reactions, however. 
 50Some E2 processes are stereospecific. The 
preferred transition state of elimination places 
the proton to be removed and the leaving group 
anti with respect to each other.
When Z or E isomers are possible, stereospecific 
reactions may occur. 
 51Preparation of Alkenes by Dehydration of Alcohols
11-9
When alcohols are treated with mineral acid at 
elevated temperatures, dehydration (E1 or E2) 
occurs, resulting in alkene formation.
As the hydroxy bearing carbon becomes more 
substituted, the ease of elimination of water 
increases. 
 52Secondary and tertiary alcohols dehydrate by an 
E1 mechanism. The protonated hydroxy forms an 
alkyloxonium ion providing a good leaving group 
water. Loss of water forms a secondary or 
tertiary carbocation. Deprotonation forms the 
alkene. Carbocation side reactions (hydrogen 
shifts, alkyl shifts, etc.) are possible. 
 53The thermodynamically most stable alkene or 
alkene mixture usually results from unimolecular 
dehydration in the presence of acid. Whenever 
possible, the most highly substituted system is 
generated. Trans-substituted alkenes predominate 
if there is a choice. Treatment of primary 
alcohols with mineral acids at high temperatures 
also leads to alkenes. The reaction of propanol 
yields propene.
The reaction proceeds by protonation of the 
alcohol, followed by attack by HSO4- or another 
alcohol molecule (E2 reaction) to remove a proton 
from one carbon atom and water from the other. 
 54Important Concepts
11
- Alkenes - Unsaturated molecules. 
 - IUPAC names derived from longest chain containing 
the double bond as the stem.  - Double bond isomers terminal, internal, cis, 
and trans.  - Tri and tetra substituted alkenes named according 
to the E,Z system.  - Double Bond - Consists of a ? bond and a ? bond. 
 - ? bond overlap of two sp2 hybrid lobes on 
carbon.  - ? bond overlap of two remaining p orbitals. 
 - ? bond E (65 kcal/mol) ? bond E (108 kcal/mol)
 
  55Important Concepts
11
- Alkene Properties  
 - Flat, sp2 hybridization. 
 - Dipoles possible. 
 - Alkenyl hydrogen is relatively acidic. 
 - NMR  
 - Alkenyl hydrogens and carbons appear at low 
field  - 1H (d  4.6 - 5.7 ppm) 13C (d  100 -140 ppm) 
 - Jtrans gt Jcis jgeminal very small Jallylic 
variable, small.  - IR - Measures vibration excitation. 
 - 1-10 kcal/mol (2.5-16.7 µm 600-4000 cm-1) 
 - Characteristic peaks for stretching, bending and 
other vibrational modes.  - Fingerprint region (lt1500 cm-1)
 
  56Important Concepts
11
- Alkane IR  
 - C-H Stretching 2840 to 3000 cm-1 
 - CC Stretching 1620 to 1680 cm-1 
 - Alkenyl C-H Stretching 3100 cm-1 
 - Bending Modes below 1500 cm-1 
 - Alcohols Broad O-H stretch between 3200 and 
3650 cm-1  - Degree of Unsaturation - Number of rings  
number of ? bonds  - Degree of unsaturation  (Hsat  Hactual)/2 
 - Hsat  2nC  2  NX  NN (disregard oxygen and 
sulfur)  
  57Important Concepts
11
- Heats of Hydrogenation  Indicate relative 
stability of isomeric alkenes.  - Stability decreases with decreasing substitution 
 - Trans isomers are more stable than cis. 
 - Eliminations of Haloalkanes  (and other alkyl 
derivatives)  - Follow the Sayzex rule (non-bulky base, internal 
alkene formation) or the Hofmann rule (bulky 
base, terminal alkene formation)  - Trans alkene products predominate over cis. 
 - Elimination is stereospecific (dictated by the 
anti transition state) 
  58Important Concepts
11
- Dehydration of Alcohols - Dehydration in the 
presence of strong acid results in a mixture of 
products (major constituent is the most stable 
alkene).