Fca Application PowerPoint PPT Presentation

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Title: Fca Application


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Fca regulation
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  • We created FCA ASSIST because since the Financial
    Services Act 2012 came into force on the 1st
    April 2013.
  • A new regulatory framework is in place in the
    United Kingdom for the regulation of the
    financial services industry, to include Banks,
    Consumer Credit Organisations.
  • Insurance providers and any other organisation
    connected with the provision of financial
    services.

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  • Many consultants are hired who work for FCA and
    they are termed as FCA compliance consultants.
  • These consultants give compliance advice to their
    customers on the topic of financial adviser firms
    i.e. how to invest and how to increase the
    profit.
  • We have a complete knowledge of solving
    compliance issues. We provide a complete
    compliance support that covers all the compliance
    obligations that took place in investment firm.

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  • We are here to hire and looking for an FCA
    compliance consultant.Our FCA compliance
    consultants who are already working with us are
    highly experienced in their respective field.
  • Our consultant team provide high standard
    services to their clients.
  • They share their experience and knowledge with
    you wheneverrequired.
  • We provide FCA compliance consultancy services
    to various FCA regulated firms.

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  • We deal with small as well as medium sized
    financial firms that help to meet FCA ongoing
    compliance obligations.
  • Our consultants follow the rules set by FCA
    Regulation and thus provide expert advice to
    their clients.
  • We have well experience to tackle all the
    consultancy services such as handle acquisitions,
    client money and sale, prepare regulations, legal
    status, etc.

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Purpose of FCA compliance consultants
  • Handle all the complaints related to finical firm
    in the mostefficient manner
  • Can recruit new advisers and get them FCA
    authorized
  • Maintain relationship of their clients with FCA
  • Handle and maintain competence scheme with RDR
    complaint training
  • Operate new and effective range of outsourced
    compliance scheme
  • Explore acquisitions and their mergers
  • Manage complete capital adequacy

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More Details
  • Address
  • 113a Jermyn Street 
    St James,  London 
    SW1Y 6HJ ENGLAND
  • Phone 44 02070788866
  • Email contactus_at_fcaassist.co.uk
  • Website http//www.fcaassist.co.uk

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THANK YOU
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