BSA Audit Best Practice

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BSA Audit Best Practices
www.onlinecompliancepanel.com 510-857-5896
customersupport_at_onlinecompliancepanel.com
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Instructor Profile

• Dr. Gina J. Lowdermilk, PhD (ABD),
  CAMS, CRMS is a qualified BSA/AML and Financial
  Regulatory Compliance professional with extensive
  policy and procedure development and
  implementation, training, internal audit,
  monitoring, risk management, and reporting
  experience. Her emphasis has been on working with
  financial institutions that are experiencing
  regulatory concerns and resolutions, including
  enforcement actions such as memorandums of
  understanding and cease and desist orders. Her 15
  years of experience has given her the opportunity
  to work with small community banks to large
  international financial institutions. Her roles
  not only included BSA/AML and Compliance, but
  also operations, lending services, business
  development, marketing, management, department
  development, and asset quality.Ms. Lowdermilk
  has worked with all of the financial regulators
  and examiners. She possesses advanced Microsoft
  Excel, PowerPoint, Word, Internet Explorer,
  Visio, and Access skills. She also has experience
  with FiServ, BAM, CRA Wiz, TeamMate, COGNOS, and
  Metavante banking software. Gina has been
  responsible for creating both recurring and ad
  hoc executive management and board presentations.
  In addition to her above experience, she is also
  an adjunct instructor for the business and
  construction management programs at a local
  college, as well as writes numerous BSA/AML and
  Compliance articles, training materials, and
  manuals as per clients requests. 

www.onlinecompliancepanel.com 510-857-5896
customersupport_at_onlinecompliancepanel.com
3
Why Should you Attend

• To ensure that the financial
  institution performing thorough and comprehensive
  BSA Audits to determine whether the financial
  institution is compliant with BSA and AML rules
  and regulations. 
• Objectives of the Presentation
• To train about BSA/AML Audits best
  practices. 

www.onlinecompliancepanel.com 510-857-5896
customersupport_at_onlinecompliancepanel.com
4
Who can Benefit BSA Officers
Internal Auditors BSA and AML department
staff

• Live Session - How it works
• Username and Password will be sent to you 24
  hours prior to the webinar
• Presentation handouts in pdf formate will be
  mailed to you
• Login to the session using the username and
  password provided to you
• Get answer to your queries through interactive
  QA sessions via chat
• Please let us know your thoughts and views at
  the end of webinar, your valuable feedback will
  help us improve
• Get certification of attendance.

• Recorded Session - How it works
• A link will be provided to you upon purchase of
  the recorded session
• Please click on the link to access the session
• Presentation handouts in pdf formate will be
  mailed to you
• Get certification of attendance.

www.onlinecompliancepanel.com 510-857-5896
customersupport_at_onlinecompliancepanel.com
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About OnlineCompliancePanel

• Online Compliance Panel creates and
  delivers comprehensive industry relevant training
  sessions. These sessions are simple, interactive
  and cost effective. We are a predominantly web
  based information exchange forum. Live
  interactions on compliance training make the
  process holistic and effective. Online Compliance
  Panel largely emphasizes in offering regulatory
  compliance training to compliance professionals
  on varied topics. These primarily include risk
  management, quality management, corporate
  compliance and other regulatory compliances. Some
  of our primary areas of focus include advancement
  and updates in regulatory compliance, best
  practices and market trends.
• For the more information about the webinar
  kindly visit the link given
• http//bit.ly/contractmgnt

www.onlinecompliancepanel.com 510-857-5896
customersupport_at_onlinecompliancepanel.com