What Are Your Options as an RIA?

1
What Are Your Options as an RIA?
2

• Registered Investment Advisors (RIAs) are among
  some of the top professionals in the finance
  field.

3

• What separates them from the rest of those in the
  industry is that they have to register with the
  SEC because they manage more than 25 million in
  assets.

4

• Those managing smaller investments only have to
  register with the state securities authority.

5

• An RIA's investments will be scrutinized by a
  higher office and will have to adhere to more
  regulations, meaning that investors are better
  protected.

6

• For those seeking to become RIAs there are
• many options.

7

• This is why contacting a financial advisor
  recruiting firm is a good way to find the right
  opportunity.

8

• Moving Up or Over to Bigger Firms

9

• When you have a client list you
• have power.

10

• That power is over your own destiny, and it is an
  amazing thing.

11

• For RIAs who find themselves in situations that
  are untenable, they do not have to sit back and
  deal with the hassles that are causing them so
  much stress.

12

• This is because the relationships they have
  developed with their clients ensure the clients
  will want to stay with them even if they make a
  move.

13

• For example, one of the most well-known
  investment advisors is Alex Ehrlich.

14

• Mr. Ehrlich is a great investor and also very
  generous with his time toward good causes (he is
  on the board of Portfolios With Purpose), and if
  he was to make a move to JP Morgan, Barclay's, or
  even a boutique firm, his clients would follow
  because they know that it's not the company he
  works for that makes them so much money, it's him.

15

• Move to Leadership Roles Elsewhere

16

• This understanding of business cycles, handling
  funds, and turning money into more money is the
  very reason that many investment professionals
  get recruited to companies in large and small
  cities around the world.

17

• A business leader from the investment world has a
  hand in
• most - if not all - areas of business through the
  allocation of
• raised capital.

18

• Most lucrative, important leadership roles in the
  industry are brokered through financial advisor
  recruiting firms to find the very best of the
  best.

19

• A business leader from the investment world has a
  hand in
• most - if not all - areas of business through the
  allocation of
• raised capital.

20
Rhino Search Group is a financial services
recruiting firm known for its valuable client
relationships with the most trusted financial
brands.
21
Contact our financial advisor recruiters if you
are looking to make a move, or buy/sell a book of
business.
22
Visit the site www.rhinosearchgroup.com
23
Rhino Search Group 8970 E Raintree Drive Suite
300 Scottsdale AZ 85260 Phone
480-361-9490 Email pk_at_rhinosearchgroup.com