legal compliance checklist

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legal compliance checklist
http//compliancechecklist.in
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What Legal Compliance mean?
Legal Compliance means an activity that an
Companies needs to perform in order to comply
with the applicable laws.
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Get checklist
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TYPES OF Compliance

• One Time - Needs to be done only once by the
  business
• Periodic - As prescribed in the law (eg
  Weekly, Monthly, Quarterly, Yearly)
• Ongoing - Needs to be done regularly
• Event Based - Needs to be done only on occurence
  of specific events/conditions

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Why Legal Compliance is important?

• New Companies Act substantively raises the bar on
  governance and thrusts greater responsibility and
  obligation on the Board of Directors and
  Management in Indian business
• Apart from statutory requirements, there are
  other reasons for business to focus on Legal
  Regulatory Compliances such as
• Compultion from Regulators
• Media and Shareholders
• Loss of reputation
• Cost of non-compliance is higher than cost of
  compliance

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Compliance MANAGEMENT FRAME WORK
POLICY AND PROCEDURERISK AND ASSESMENTTRAINING
AND COMMITMENT
PREVENT
MONITORINGAUDIT OMBUDSPERSON
DETECT
INVESTIGATION COMMUNICATIONIMPROVEMENTS
RESPOND
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CONTACT US
The Capital, 202, B Wing, Baner-Pashan Link
Road, Next to Rolling Hill, Baner Pune -
411045 contactus_at_lexcareglobal.com 91 20
69400480 http//www.lexcareglobal.com
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