Blue Sky Compliance Services - PowerPoint PPT Presentation

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Blue Sky Compliance Services

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- Our full service Blue Sky filings are made for the companies, themselves, and attorneys or other entities looking to assist companies with their state securities compliance needs. – PowerPoint PPT presentation

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Title: Blue Sky Compliance Services


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(No Transcript)
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States each have their own respective securities
laws, which are typically referred to as
"Blue Sky Laws".
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These laws are designed to reduce any fraudulent
sales practices or activities, for the protection
of both investors and issuers.
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Our full service Blue Sky filings to the States
are made for the companies,themselves, and
attorneys or other entities looking to assist
companies with their State securities compliance
and reporting needs
- Private Offerings Regulation D - Public
Offerings IPOss, Reg A - Secondary Trading
Exemption research and States filing services -
Fund Annual Maintenance Annual Blue Sky filings
and updates
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Colonial can submit your Form D filing to the
SEC, along with the Blue Sky State filings,
helping you maintain compliance on both the
federal and state levels.
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To file, please contact our offices to setup an
account at
(877) 285-8605 or sales_at_colonialstock.com
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Contact Us
Colonial Stock Transfer Company, Inc. 66
Exchange Place, 1st floor Salt Lake City, UT
84111 Phone 801-355-5740 Fax 801-355-6505 www.co
lonialstock.com
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