Axar Digital- Leading Insider Trading Compliance Software Provider in India

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Insider Trading Compliance Software
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About Us

• Governance is the key requirement for top
  managements of organizations. Governance means
  ensuring that the interests of the stake-holders
  is appropriately taken care of. Axar ensures that
  Corporate Governance remains the primary focus of
  all its solutions and its products help the
  clients to take care of the following primary
  stakeholder groups
• Shareholders those who brought the company into
  existence
• Customers those who are the reason for the
  companys existence
• Employees those who ensure that the company
  stays in existence, grows and provides increasing
  happiness to all stakeholders

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• Worried about complying with SEBIs new
  regulations on insider trading?

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• With effect from April 01, 2019, structured
  digital databasecontaining the names of such
  persons or entities as the case may be with whom
  information is shared under this regulation along
  with the Permanent Account Number or any other
  identifier authorized by law where Permanent
  Account Number is not available. Such databases
  shall be maintained with adequate internal
  controls and checks such as time stamping and
  audit trails to ensure non-tampering of the
  database.
• Regulation 3(5) of SEBI (Prohibition of Insider
  Trading) Regulations, 2015, with Amendment
  Regulations announced in 2018.

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What do companies that dont comply stand to
lose?

• Currently, Compliance Officer and Insiders need
  to watch out for two types of offences in this
  context
• Trading Offence An insider (person with
  privileged information, not available to general
  public) may be liable to be booked for this
  offense if he or she has engaged in trading while
  in possession of UPSI (Undisclosed Price
  Sensitive Information)
• Communication Offense An insider may be liable
  to be booked for this offense if he or she is
  found to have disclosed UPSI to another
  individual, except for a legitimate purpose or as
  required for performance of duty or discharge of
  legal obligations.

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How InsiderLens helps mitigate risk of regulatory
action

• InsiderLens is an insider trading compliance
  platform which can be used by Compliance Officer
  to effectively manage and regulate several
  processes which may impact fair trading. The use
  of an ITMS platform helps insulate compliance
  officer from legal or regulatory actions in case
  of violations by Insiders or Connected Persons.
  The platform ensures adherence to best trading
  practices and helps the Compliance Officer, as
  well as senior management, gain peace of mind in
  terms of compliance with regulations.

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Key Features

• 1)Alert for window closure to all Designated
  Persons
• 2)BenPos reconciliation
• 3) Recording of declarations by Designated
  Persons
• 4)Easy reporting of trades and disclosures
• 5)Timely alerts and reminders to prevent Insiders
  from trading in violation of the Regulations
• 6)Keeping track of trade intimations and trade
  requests

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Contact Us

• Email info_at_axardigital.com
• Call 91 20 4014 9976
• Visit us https//www.axardigital.com/
• Schedule Demo https//www.axardigital.com/inside
  rlensdemo/