SMSF Entity Services

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SMSF Entity Services
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SMSF Advisory is currently the Responsible
Entity/Trustee for more than 200 managed
investment schemes. SMSF Advisory can offer a
unique solution in the market should the
investment manager wish, members of the SMSF
Advisory can undertake the Responsible Entity,
Custody, Registry and Fund Administration
services for a fund or, alternatively, the
investment managers can choose a single service
or combination of services. SMSF Advisory has
worked with numerous investment managers to
establish registered schemes in a variety of
asset classes and the team is well-positioned to
assist investment managers looking for a
qualified and experienced Responsible Entity for
hire.
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Each registered managed investment scheme is
governed by a constitution. The constitution must
be lodged with Australian Securities and
Investment Commission. A compliance plan must
also be prepared for each registered scheme which
describes the key processes, systems and
structures that the Responsible Entity will apply
to ensure compliance with the Corporations Act,
the schemes constitution and financial services
laws. The compliance plan is required to be
audited annually and the audit report is lodged
with the Australian Securities and Investments
Commission. The role of the Responsible Entity
includes responsibility for compliance with the
managed investment scheme constitution and
compliance plan, and ongoing satisfaction of
legislative and regulatory requirements.
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WHEN ACTING AS A RESPONSIBLE ENTITY FOR HIRE,
SMSF Advisory SERVICES CAN INCLUDE
Scheme registration Production of
offer/disclosure documents Designing compliance
plans Monitoring of compliance with the
Corporations Act, PDS, constitution and
compliance plan Liaison with ASIC Managing
adherence to legislative and regulatory
requirements Custody services Appointment and
monitoring of external service providers
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A Responsible Entitys role is similar to that of
a Trustee with a wholesale managed investment
scheme, however a Responsible Entity has
additional obligations and responsibilities. SMSF
Advisory acts as Responsible Entity assisting
investment managers with listed and unlisted
funds with wholesale and/or retail investors.
Should you be seeking a Responsible Entity to
assist with the establishment of a registered
managed investment scheme, please contact us.
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For more update , visit us
https//www.smsfadvisory.com/entity-services