AI-Driven Alert Transparency to Financial Compliance - Shield

1
AI-Driven Alert Transparency to Financial
Compliance
Shield
2
Today weve announced our powerful Alert
Transparency capabilities, bringing unmatched
understanding to compliance alerts and triggers
through artificial intelligence (AI), Natural
Language Processing, and other backend
technologies.
3
As regulators across the globe seek to define and
understand AIs role within financial
institutions and AI-driven fintech companies
struggle to offer true transparency because of
their proprietary black box solutions, Alert
Transparency provides detailed insight into why
an alert was triggered so financial organizations
can detect possible market manipulations, which
has been particularly prevalent in todays new
hybrid work from home environment.
4
With the already proven ability to automate
surveillance through its award-winning artificial
intelligence platform, Shields Alert
Transparency provides compliance teams with an
in-depth analysis and understanding of
communication triggers, including the scenario,
the rule that was compromised, and an overall
relevancy score.
5
A complete Workplace Intelligence platform,
Shields Alert Transparency is able to pinpoint
various risks across communication channels,
including insider trading, spoofing,
front-running, and even sexual harassment and
racism.
6
Now, more than ever before, there is an immense
need to address compliance across all
communication channels, especially given the new
workplace environment where many are working from
home in some sort of hybrid model, said Nicole
Aviv, Head of Product at Shield.
7
AI is not going anywhere as its potential value
to financial organizations is too great to halt
adoption, but it does require a level of human
oversight that will be crucial to ensure it meets
regulatory standards. As organizations seek out
AI-driven fintech solutions that simplify daily
workflows and processes, Shield is
well-positioned to offer a transparent and
reliable solution that can eliminate dangerous
market manipulations.
8
, Shields AI platform provides organizations
with an easy to implement and intuitive solution
to maintain market integrity which is
particularly crucial in todays digital climate,
as most banking and financial transactions are
conducted online and many employees at financial
institutions are working remotely.
9
Stay Connected
www.shieldfc.com
10
Thank You