Reg-X Innovations - Global Regulatory Reporting Company

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ABOUT US
The Reg-X platform supports global regulations
such as MiFID II, EMIR, SFTR, CFTC, SEC, MAS and
ASIC. It is secure, scalable, intuitive and easy
to use with a single interface for all your
regulatory reporting needs. The platform is also
seamless and modular, allowing you to easily
integrate it into your existing systems. With
Reg-X, you can confidently manage the complexity
of regulatory reporting and ensure that your firm
is compliant with all relevant regulations.
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1.MIFID II TRANSACTION REPORTING
MiFID II transaction reporting mandates financial
firms in the European Union to report details of
their financial instrument transactions. This
aims to increase transparency, detect market
abuse, enhance investor protection, and improve
market surveillance. Reported data includes
instrument details, parties involved, execution
venues, and timestamps. Compliance is crucial for
maintaining regulatory standards and avoiding
penalties.
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2.EMIR TRADE REPORTING
EMIR TRADE REPORTING IS THE MANDATORY REQUIREMENT
FOR PARTIES IN THE EU INVOLVED IN DERIVATIVE
TRANSACTIONS TO REPORT TRANSACTION DETAILS TO
AUTHORIZED TRADE REPOSITORIES. REPORTED DATA
INCLUDES PARTIES DETAILS, DERIVATIVE TYPE,
NOTIONAL AMOUNT, TRADE DATE, AND MORE. THE GOAL
IS TO MONITOR ACTIVITY, MITIGATE SYSTEMIC RISK,
DETECT MARKET ABUSE, ASSESS COUNTERPARTY RISK,
AND BOOST INVESTOR CONFIDENCE IN THE EUS
DERIVATIVES MARKET.
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3.SFTR TRADE REPORTING
The Securities Financing Transactions
Regulation (SFTR) was introduced by the European
Union (EU) to regulate the securities finance
market, which is regarded as a major contributor
to the 2008 financial crisis. SFTR trade
reporting is an important requirement of the
regulation, and it aims to enhance the
transparency of the securities finance market
while reducing the risks involved in securities
financing transactions.
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4.SEC REGULATORY REPORTING
SEC REPORTING INVOLVES DISCLOSING FINANCIAL AND
NON-FINANCIAL INFORMATION TO THE U.S. SECURITIES
AND EXCHANGE COMMISSION (SEC). IT INCLUDES
SUBMITTING DOCUMENTS LIKE ANNUAL REPORTS, IPO
REGISTRATION STATEMENTS, AND CURRENT EVENT
REPORTS TO PROVIDE TRANSPARENCY AND COMPLIANCE.
THIS PROCESS GIVES INVESTORS ACCURATE INSIGHTS
INTO A COMPANYS FINANCIAL HEALTH, OPERATIONS,
AND RISKS, AIDING INFORMED INVESTMENT DECISIONS
AND MAINTAINING MARKET INTEGRITY. Terrestrial
Broadband Provider
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5.MAS TRADE REPORTING
MAS trade reporting involves submitting financial
and non-financial data to Singapores central
bank, the Monetary Authority of Singapore (MAS).
Its mandatory for regulated entities like banks
and insurers to provide reports on financial
performance, risk management, and more. These
reports help MAS monitor stability, transparency,
and compliance in Singapores financial sector.
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6.ASIC TRADE REPORTING
ASIC TRADE REPORTING MANDATES MARKET PARTICIPANTS
IN AUSTRALIA TO REPORT OVER-THE?COUNTER (OTC)
DERIVATIVE TRANSACTIONS TO THE AUSTRALIAN
SECURITIES AND INVESTMENTS COMMISSION (ASIC).
THIS REQUIREMENT AIMS TO IMPROVE TRANSPARENCY,
MITIGATE RISKS, AND ENABLE EFFECTIVE OVERSIGHT OF
THE OTC DERIVATIVE MARKET. BY COLLECTING
TRANSACTION DATA, ASIC CAN IDENTIFY POTENTIAL
RISKS AND MARKET ABUSES, ENSURING A STABLE AND
TRANSPARENT FINANCIAL SYSTEM.
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7.CFTC SWAP REPORTING
VCFTC SWAP REPORTING MANDATES THAT PARTICIPANTS
IN THE UNITED STATES REPORT SWAP TRANSACTIONS TO
THE COMMODITY FUTURES TRADING COMMISSION (CFTC).
REPORTING INCLUDES TRANSACTION DETAILS SUCH AS
PARTIES INVOLVED, SWAP TERMS, NOTIONAL AMOUNT,
AND EXECUTION TIME. THE GOALS ARE TO ENHANCE
TRANSPARENCY, MANAGE RISK, OVERSEE MARKETS, AND
ENSURE REGULATORY COMPLIANCE IN THE DERIVATIVES
MARKET.
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44 20 8145 5473
23, 63/66 HATTON GARDEN, FIFTH FLOOR, LONDON
EC1N 8LE, UNITED KINGDOM
https//reg-x.co.uk/