Navigating FCA Compliance: Expert Guidance and Tailored Solutions - PowerPoint PPT Presentation

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Title:

Navigating FCA Compliance: Expert Guidance and Tailored Solutions

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This presentation provides an overview of the essential services and support offered by expert FCA compliance consultants. It highlights the importance of adhering to FCA regulations, the critical role consultants play in helping firms stay compliant, and the key factors to consider when selecting a compliance service provider. The presentation also outlines the comprehensive range of services offered, including horizon scanning, regulatory training, and ongoing compliance support, and emphasizes why MEMA Consultants is the trusted choice for navigating complex regulatory landscapes. – PowerPoint PPT presentation

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Date added: 4 September 2024
Slides: 8
Provided by: memaconsultants
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Title: Navigating FCA Compliance: Expert Guidance and Tailored Solutions


1
Introduction to FCA Compliance Services
Navigating the complexities of FCA regulations is
crucial for firms to avoid penalties. Staying
compliant with the evolving FCA rulebook is
essential for businesses of all sizes.
2
Role of FCA Compliance Consultants
  • Compliance consultants help authorized firms and
    those seeking authorization adhere to FCA
    regulations.
  • While compliance cannot be outsourced,
    consultants offer cost-effective solutions.
  • Consultants should have up-to-date knowledge,
    capacity, and the ability to provide actionable
    solutions.

3
Key Considerations in Choosing FCA Compliance
Services
Evaluate the consultants expertise in relevant
compliance areas. Ensure the consultant has the
resources and backup plans. Consultants should
work well with key individuals and add value to
the firm.
4
Comprehensive Compliance Services Offered
  • Horizon Scanning
  • Regulatory Training
  • FCA Complaints Handling
  • Financial Crime Prevention
  • Regulatory Compliance Documentation
  • Compliance Advisory
  • Ongoing FCA Compliance Support

5
Why Choose MEMA for FCA Compliance?
Supporting firms in FCA compliance since
2019. Blend of experience from ex-regulators and
big 4 consultants. Bespoke services aligned with
client needs. Deep understanding of complex
regulatory requirements and compliance needs.
6
CONTACT US



contact_at_memaconsultants.com
03301330811



Suite 1810, Unit 3a,34-35 Hatton Gardens,
Holborn, EC1N 8DX

https//www.memaconsultants.com/


7
Let's Work Together



03301330811

contact_at_memaconsultants.co
m

Suite 1810, Unit 3a,34-35 Hatton Gardens,
Holborn,


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