risk management

1
RISK MANAGEMENT
TSP-1
2
Battle and Non-Battle Casualties
Rate per 1,000 soldiers and percent
NTC FY93 (BLUFOR-GROUND)
W.W.II 1942-45
Korea 1950-53
Vietnam 1965-72
DS/S 1990-91
Army
95.57 56
2.23 3
11.14 75
154.66 54
120.33 44
Accident
1.50 1
3.03 1
2.67 1
.68 5
7.87 9
Friendly Fire
Enemy Action
73.61 43
148.56 55
131.20 45
2.90 20
74.17 88
Per 12 months for W.W.II, Korea and Vietnam 14
months for DS/S per rotation NTC. Deaths and
injuries (ground and aviation) for entire
war/operation. Research based estimate (2 of
all direct- and indirect- fire losses).
Simulated (MILES) direct fire vehicle kills.
TSP-2
3
TSP-3
4
TSP-4
5
SOURCES OF CAUSE FACTORS EXAMPLES
Individual Failure - Soldier knows there is a
requirement to be certified on servicing tires
and although he isnt certified, he attempts to
service the tire anyway so he wont have to wait
for maintenance personnel. Cant be that
hard. Leader Failure - Supervisor sees the
soldier changing the tire and doesnt stop
him. Training Failure - Soldier has never had any
training on how to service split rims and didnt
know that a tire cage and air extension is
required for inflation. Standards Failure - The
unit SOP requires the use of a tire cage, however
it does not require the use of a twelve foot air
gage extension. Support Failure - The unit tire
cage was not properly constructed and the unit
does not have a twelve foot extension for the air
gage.
TSP--4A
6
TSP-5
7
TSP-6
8
TSP-7
9
TSP-8
10
TSP-9
11
Risk ManagementProcess

• Identify Hazards. Identify hazards to the
  force. Consider all aspects of current and
  future situations, environment, and known
  historical problem areas.

Assess hazards
IDENTIFY HAZARDS
Implement controls
Supervise evaluate
TSP-10
12
METT-T
Mission- Specified, implied and subtasks. Enemy
- Size and capability (SALUTE).
Terrain/Weather - Environmental conditions.
Troops and Equipment - - Troops - training,
type, number, and physical condition. -
Equipment - amount, type, design, and
condition. Time available - plan, rehearse, and
conduct .
TSP-11
13
ID HAZARDS - OBJECTIVE
OBJECTIVE - Identified those hazards most likely
to result in loss of combat power CRITERIA For
Most Likely Hazard - Hazard is not adequately
controlled at this echelon or next lower
echelon. - Hazard should be tracked via risk
management work sheet.
TSP-12
14
IS THE HAZARD ADEQUATELY CONTROLLED?
Adequate YES NO
-Support - Is type/amount/capability/condition
of support adequate to control
hazard? - Personnel
- Equipment/material -
Supplies - Services/facilities

-Standards - Is guidance/procedure adequately
clear/ practical/specific
to control hazard?
Identified METT-T hazard
- Training - Is training adequately thorough and
recent to control hazard?
- Leader - Are leaders ready, willing and able to
enforce standards required to
control hazard?
- Individual - Is soldier performance and conduct
sufficiently self-disciplined
to control hazard?
A - If all yes, no further action. - If
one or more no, risk manage this hazard.
TSP-13
15
TSP-14
16
WHILE YOU ARE DOING THIS
TROOP LEADING PROCEDURES - RECEIVE THE
MISSION - ISSUE THE WARNING ORDER -
MAKE A TENTATIVE PLAN
DO THIS
IDENTIFY HAZARDS
TSP-15
17
Risk ManagementProcess.

• Assess Hazards. Assess hazards to determine
  risks. Assess the impact of each hazard in
  terms of potential loss and cost, based on
  probability and severity.

ASSESS HAZARDS
Implement controls
Supervise evaluate
TSP-16
18
TSP-17
19
TSP-18
20
SEVERITY
Death or permanent total disability, system loss,
major property damage.
Catastrophic
SEVERITY
Permanent partial disability, temporary total
disability in excess of 3 months, major system
damage, significant property damage.
Critical
Minor injury, lost workday accident, compensable
injury or illness, minor system damage, minor
property damage.
Marginal
First aid or minor supportive medical treatment,
minor system impairment.
Negligible
TSP-19
21
WHILE YOU ARE DOING THIS
TROOP LEADING PROCEDURES
- MAKE A TENATIVE PLAN - MAKE AN
ESTIMATE OF THE SITUATION - DEVELOP
SITUATION AND COA - ANALYZE COURSES OF
ACTION - DETAILED MISSION ANALYSIS
DO THIS
ASSESS THE HAZARDS
TSP-20
22
Risk Management Process.

• Develop Controls and Make Risk Decisions.
• Develop control measures that eliminate the
  hazard or reduce its risk. As control measures
  are developed, risks are reevaluated until all
  risks are reduced to a level where benefits
  outweigh potential cost.

DEVELOP CONTROLS MAKE RISK DECISION
Assess hazards
Implement controls
Supervise evaluate
TSP--21
23
Develop Controls Make Risk Decision
CONTROLS

• For each hazard
• Implement existing controls if adequate, if not
• Adjust to make adequate or develop new controls
• Consider
• Realism, time, money and resources
• Minimize chance of accidents
• Maximize chance of mission accomplishment

DECISION

• Determine level of residual risk
• Have the appropriate level of command accept risk

TSP-22
24
WHILE YOU ARE DOING THIS
TROOP LEADING PROCEDURES
- COMPARING COURSES OF ACTION -
MAKING DECISION - EXPANDING SELECTED COA
INTO A TENTATIVE PLAN
DO THIS
DEVELOP CONTROLS AND MAKE RISK DECISION
TSP-23
25
Risk Management Process

• Implement Controls.
• Put controls in place that eliminate the
  hazards or reduce their risks.

Assess hazards
IMPLEMENT CONTROLS
Supervise evaluate
TSP--24
26
IMPLEMENT CONTROLS

• Standing Operating Procedures (SOP'S)
• Orders
• Briefings and back-briefs
• Training
• Rehearsals
• New equipment

TSP-25
27
WHILE YOU ARE DOING THIS
TROOP LEADING PROCEDURES - INITIATING
MOVEMENT - RECONNOITERING -
COMPLETING THE PLAN - ISSUING THE ORDER
DO THIS
IMPLEMENT CONTROLS
TSP-26
28
Risk ManagementProcess
Supervise Evaluate. Perform to, and
enforce standards and controls. Evaluate the
effectiveness of controls and adjust/ update as
necessary.
Assess hazards
Implement controls
SUPERVISE EVALUATE
TSP-27
29
Supervise

• All Soldiers responsible (self-discipline) for
• Performing to standard
• Executing controls
• Recognizing unsafe acts or conditions
• Leaders are also responsible for enforcement

Evaluate

• Effectiveness of Controls (adjust/update)
• Feedback - AARs

TSP-28
30
WHILE YOU ARE DOING THIS
TROOP LEADING PROCEDURES - SUPERVISE AND
REFINE THE PLAN
DO THIS
SUPERVISE AND EVALUATE
TSP-29
31
Risk management is the Armys principal
risk-reduction process to protect the force. Our
goal is to make risk management a routine part of
planning and executing operational missions.
Chief of Staff, Army, July 1995
TSP--30
32
RISK MANAGEMENT WORKSHEET
1
PAGE ___ of ____
1. MSN/TASK

2. DTG
BEGIN 3. DATE
PREPARED

END
4. PREPARED BY
RANK/LAST NAME/DUTY POSITION
13.
C O N T R O L S
E F F E C T I V E
6. INITIAL RISK LEVEL
8. RESIDUAL RISK LEVEL
11. HOW TO IMPLEMENT
12. HOW TO SUPERVISE
5. HAZARDS
7. CONTROLS

B-8

10. RISK DECISION AUTHORITY
9. OVERALL RISK LEVEL AFTER CONTROLS ARE
IMPLEMENTED (CIRCLE ONE)
LOW MODERATE HIGH EXTREMELY HIGH
RANK/LAST NAME/DUTY POSITION
33
RISK MANAGEMENT WORKSHEET
PAGE ___ of ____
B-9
34
RISK MANAGEMENT WORKSHEET
1
PAGE ___ of ____
1. MSN/TASK

2. DTG
BEGIN 3. DATE
PREPARED

END
4. PREPARED BY
RANK/LAST NAME/DUTY POSITION
13.
C O N T R O L S
E F F E C T I V E
6. INITIAL RISK LEVEL
8. RESIDUAL RISK LEVEL
11. HOW TO IMPLEMENT
12. HOW TO SUPERVISE
5. HAZARDS
7. CONTROLS

E-2

10. RISK DECISION AUTHORITY
9. OVERALL RISK LEVEL AFTER CONTROLS ARE
IMPLEMENTED (CIRCLE ONE)
LOW MODERATE HIGH EXTREMELY HIGH
RANK/LAST NAME/DUTY POSITION
35
RISK MANAGEMENT WORKSHEET
PAGE ___ of ____
E-3
36
RISK MANAGEMENT WORKSHEET
SAMPLE
SOLUTION - SCENARIO 1
1
PAGE ___ of __2__
1. MSN/TASK

2. DTG
BEGIN 3. DATE
PREPARED

END
021500MAR97 050600MAR97
Execute Attack ARTEP 7-8-MTP (7-3/4-1100)
2 MAR 97
2LT Eager 1st Plt Ldr Co. B
4. PREPARED BY
RANK/LAST NAME/DUTY POSITION
13.
C O N T R O L S
E F F E C T I V E
6. INITIAL RISK LEVEL
8. RESIDUAL RISK LEVEL
11. HOW TO IMPLEMENT
12. HOW TO SUPERVISE
5. HAZARDS
7. CONTROLS
Enemy obstacles H M Attach Engineer Sqd to
the plt OPORD Direct Sprv Develop obstacle
reduction Unit TACSOP Cont Sprv
plan OPORD Eng Handbook Rehearse
obstacle reduction Unit TACSOP Cont Sprv
techniques FM 5-34 Eng
Handbook Adverse environmental conditions
E Adjust SP time to allow for adverse H OPORD Dire
ct Sprv - cold, rain/snow weather
conditions Proper protective gear worn
Unit TACSOP PCC/PCI
Brief techniques for cold weather Unit TACSOP
Buddy Sys injury
recognition and administering Soldiers Man
Spot check first aid. FM 21-11 - limited
visibility (night, snow/rain) Use NVDs Unit
TACSOP PCC/PCI OPORD Rehearse movement
techniques OPORD Cont sprv Recon the
route Unit TACSOP Cont sprv OPORD Adjust
movement interval to meet OPORD Cont sprv
existing conditions

10. RISK DECISION AUTHORITY
9. OVERALL RISK LEVEL AFTER CONTROLS ARE
IMPLEMENTED (CIRCLE ONE)
CPT BRADLEY, COMMANDER
LOW MODERATE HIGH EXTREMELY HIGH
RANK/LAST NAME/DUTY POSITION
37
RISK MANAGEMENT WORKSHEET
PAGE _2_ of ___2_
SAMPLE
SOLUTION-SCENARIO 1
13.
C O N T R O L S
E F F E C T I V E
8. RESIDUAL RISK LEVEL
6. INITIAL RISK LEVEL
12. HOW TO SUPERVISE
11. HOW TO IMPLEMENT
5. HAZARDS
7. CONTROLS
Inexperienced soldiers E Buddy team
experienced soldiers H Battle roster Cont
Sprv with inexperienced - Terrain
(cliffs, ravines, open areas) Use climbing
ropes TC 90-6-1 Cont Sprv Use rope
bridges Mountaineering Bypass Cross at
night OPORD Spot rpt Use
smoke Unit TACSOP Cont Sprv Practice
techniques Verbal/Rehearse Direct Sprv
Unit TACSOP Cont Sprv -
Misidentification of friendly vs. threat Use
visual recognition markings Unit TACSOP Cont
Sprv personnel and equipment
Ranger Hndbk Squad leader initiates
fires OPORD Cont Sprv Conduct
opportunity training on ID Verbal Buddy Sys -
Unfamiliar with new TACSOP Drill procedures
that apply to mission Rehearse/brief Direct Sprv
38
RISK MANAGEMENT WORKSHEET
SAMPLE
SOLUTION - SCENARIO 2
PAGE 1 of _2___
1. MSN/TASK

2. DTG BEGIN
3. DATE PREPARED

END 27 MAR XX

271500MARXX 281800MARXX
Perform an Attack by Fire 17-237-10-MTP, (
17-3-0219 ) 2 Lt Washington Plt Ldr 2nd
Plt B Co 2 /66th Armor
4. PREPARED BY
RANK/LAST NAME/DUTY POSITION
13.
C O N T R O L S
E F F E C T I V E
6. INITIAL RISK LEVEL
8. RESIDUAL RISK LEVEL
11. HOW TO IMPLEMENT
12. HOW TO SUPERVISE
5. HAZARDS
7. CONTROLS
Obstacles - Enemy Tank Ditch - Enemy Wire Obstacle
Look for By Pass Route Request Engineer Support
for Breeching Operation Actions at an Obstacle
Drills
E
H
Unit TACSOP, FM 17-15 OPORD Rehersal
Cont Supervision Cont Supervision Cont
Supervision
Enemy Forces - 1 Chemical Attack Company -
Chemical Agents - Maneuvering in a Chemical
Environment
OPORD Unit TACSOP Unit TACSOP, FM 17-15 TM
9-2350-264-10
Cont Supervision Cont Supervision Cont
Supervision Cont Supervision
SP in MOPP II Mount M8 Alarm on Vehicle Use Tank
NBC System when Alarm goes off Perform PMCS on
Tank NBC System

E
H
Cont Supervision Cont Supervision
Verbal Unit TACSOP, Verbal
M
H
Brief Leaders and Soldiers on proper Uniform
Brief Leaders and Soldiers on importance of
PMCS and Discipline
Unreliable Soldier Discipline - Uniform - PMCS
Graphic Control Measures, Situational
Awareness Positive ID Communication , Cross-Talk
OPORD ,Unit TACSOP Unit TACSOP Spot
Report Situation Report,
Cont Supervision Cont Supervision Verbal Cont
Supervision
Friendly Fire - Converging Forces - Friendly
Artillery Fire and Smoke
E
H
Implement Hydration Plan Monitor Diet Establish
Rest Plan
Adverse Environmental Conditions - Extreme Heat
Monitor Spot Check Monitor
OPORD, TACSOP Unit TACSOP Verbal Instruction
M
H
10. RISK DECISION AUTHORITY
9. OVERALL RISK LEVEL AFTER CONTROLS ARE
IMPLEMENTED (CIRCLE ONE)

LOW MODERATE HIGH EXTREMELY HIGH
CPT Greenwood Cdr B Co 2/66th Armor
RANK/LAST NAME/DUTY POSITION
39
RISK MANAGEMENT WORKSHEET
PAGE _2__ of ___2_
SAMPLE
SOLUTION-SCENARIO 2
13.
C O N T R O L S
E F F E C T I V E
8. RESIDUAL RISK LEVEL
6. INITIAL RISK LEVEL
12. HOW TO SUPERVISE
11. HOW TO IMPLEMENT
5. HAZARDS
7. CONTROLS
Terrain - Steep Inclines - Rocky Cropping - Deep
Ravines
Cont Supervision Spot Report Cont
Supervision Cont Supervision
M M H M M
Select Most Experienced Driver Conduct Map Recon
of Routes IN / Out Adjust Speed and Distance to
Fit Condition Conduct Roll-Over Drills prior to
SP Establish a Rest / Sleep Plan Decrease Work
Load Allow Time to Prepare for Upcoming
Mission
Battle Roster Unit TACSOP, FM 17-15 Verbal
Instruction Rehersal OPORD Verbal
Instruction Unit TACSOP
H H E H H
Continuous Operation - High Tempo - Fatigue
Monitor Cont Supervision Cont Supervision
Inexperienced Soldiers Mishandling of Ammo
During Cross - Leveling
Cont Supervision Cont Supervision Direct Sprv
Unit TACSOP, FM 17-15 Rehersal , FM 17-15 Verbal
Create Learning Environment / Walk
through Rehearse Battle Tasks Monitor and
Supervise Closely
Direct Supervision Cont Supervision
Unit TACSOP Unit TACSOP Verbal
Enforce Proper Loading / Unloading
Procedure Enforce No Smoking ON / IN Vehicles
Cont Supervision Cont Supervision
Unit TACSOP TM 9-2350-264-10
Request Resupply of NBC Gear
Utilize Tank NBC System
Equipment Unserviceable - Unserviceable MOPP Gear
40
SOLUTION - SCENARIO 3
RISK MANAGEMENT WORKSHEET
PAGE 1 of _2_
1. MSN/TASK


2. DTG BEGIN
032100NovXX 3. DATE PREPARED


END 040230NovXX 03 NOV
xx
RELOCATE FARP OPERATIONS
1LT KEROSENE POL PLATOON LEADER
4. PREPARED BY

RANK/LAST NAME/DUTY POSITION
6. INITIAL RISK LEVEL
8. RESIDUAL RISK LEVEL
11. HOW IMPLEMENTED
12. HOW SUPERVISED
5. HAZARDS
7. CONTROLS
Rehearse React to Near/Far Ambush MOPP II at
LZ Ensure M-8 Alarms Operational Rehearse React
to artillery fires/ADA fire
DIRECT SPV DIRECT SPV PCC/PCI DIRECT SPV
VERBAL OPORD OPORD/PMCS FM 17-12-1,2
H
M
Enemy Operations - Possible ADA threat
E
Insufficient number and types of personnel to
complete mission - Number of personnel -
Inexperienced soldiers - Unreliable soldier
discipline
M
Request supplemental personnel or relief from
other commitments until completion of the
mission. Put experienced personnel with
inexperienced/high risk soldiers
VERBAL REQUEST BATTLE ROSTER VERBAL ORDER
DIRECT SPV DIRECT SPV

9. MISSION/TASK RISK AFTER CONTROLS ARE
IMPLEMENTED (CIRCLE ONE)

10. RISK DECISION AUTHORITY
1LT KEROSENE, POL PLATOON LEADER
LOW MODERATE HIGH EXTREMELY HIGH
Rank/Last Name/Duty Position
41
RISK MANAGEMENT WORKSHEET
PAGE __2_ of __2__
SAMPLE
SOLUTION-SCENARIO 3
13.
C O N T R O L S
E F F E C T I V E
8. RESIDUAL RISK LEVEL
6. INITIAL RISK LEVEL
12. HOW TO SUPERVISE
11. HOW TO IMPLEMENT
5. HAZARDS
7. CONTROLS
E E
M M
Limited Visability conditions - Night -
Dust/Brown out conditions - Slingload
Operations (Blivets) - Misidentification of
Friendly Forces (Friendly Fire)
DIRECT SPV PCC/PCI DIRECT SPV PCC/PCI SITREP DI
RECT SPV
Establish adequate LZ spacing at FARP Ensure
NVD/NVGs Operational Re-emphisize brown- out
reaction proceedures to ground
personnel Ensure flight crews are currrent in
NVG sling load Ops. Establish Fire Support
Coordination Measures
OPORD/TACSOP PMCS BREIFING OPORD/ATM Trng
Records OPORD
Construct hasty fighting positions upon arrival
Ensure best use of available cover S-3
provide individual familiar with area to augment
platoon during insertion
Terrain - Open exposure to enemy fires -
Limited access to natural cover -Unfamiliar
location
DIRECT SPRV DIRECT SPRV DIRECT SPRV
OPORD Briefing Verbal Request
42
RISK MANAGEMENT WORKSHEET
SAMPLE
SOLUTION - SCENARIO 4
1
PAGE ___ of __2_
010300MarXX Completion
1. MSN/TASK

2. DTG
BEGIN 3. DATE
PREPARED

END
201300FebXX
2LT Pegleg. PLT LDR
4. PREPARED BY
RANK/LAST NAME/DUTY POSITION
13.
C O N T R O L S
E F F E C T I V E
6. INITIAL RISK LEVEL
8. RESIDUAL RISK LEVEL
11. HOW TO IMPLEMENT
12. HOW TO SUPERVISE
5. HAZARDS
7. CONTROLS
Spot Check Direct Sprv Direct Sprv Spot
Check Direct Sprv Sr Occp Sprv Sr Occp
Sprv
H H H H
Reiterate to all leaders that sleep/rest plans
must be enforced. Have leaders turn in shift
schedules. Conduct train-up on desert ops and
hazards. Decrease in convoy speed
(preposition stationary elements to assure
continual support). Conduct dry run. Ensure
driver and assistant have NVDs. TC must request
confirmation through PLT LDR for permission to
fire if aircraft cannot be positively
identified.
Brief/TACSOP Brief/ TACSOP NTC Study
Gde Briefing OPORD BRIEF Rehearsal TACSOP B
riefing
L M M M
Soldier fatigue Unfamiliar Environment-desert
ops Rocky/steep Terrain Adverse
environment- Limited visibility - 5
illumination (road hazards firing on
friendly)

9. OVERALL RISK LEVEL AFTER CONTROLS ARE
IMPLEMENTED (CIRCLE ONE)
10. RISK DECISION AUTHORITY
CPT SCUDBUSTER, COMMANDER
LOW MODERATE HIGH EXTREMELY HIGH
RANK/LAST NAME/DUTY POSITION
43
RISK MANAGEMENT WORKSHEET
PAGE _2__ of _2___
SAMPLE
SOLUTION-SCENARIO 4
13.
C O N T R O L S
E F F E C T I V E
8. RESIDUAL RISK LEVEL
6. INITIAL RISK LEVEL
12. HOW TO SUPERVISE
11. HOW TO IMPLEMENT
5. HAZARDS
7. CONTROLS
Firing outside sector of fire - (firing on
friendly) Incorrect vehicle intervals
when firing - (backblast)
E E
Conduct Battery lanes trng for convoy ops,
concentrating on communication between fire
units. Check range cards for accuracy and
understanding. Conduct intense
threat/friendly identification training. Use IR
markings. Conduct estimating distance
training. Reiterate proper vehicle
intervals for convoy ops. Conduct Plt firing
on the move drills.
Direct Sprv Direct Sprv Spot Check Spot
Check Direct Sprv Direct Sprv Direct Sprv
Rehearsal Verbal Order FM Training Oportuni
ty Trng OPORD Brief FM Training TACSOP
Brief Rehearsals
H M
44
RISK MANAGEMENT WORKSHEET
SAMPLE
SOLUTION-SCENARIO 5
1
1
PAGE ___ of ____
240400FebXX Unknown
1. MSN/TASK

2. DTG
BEGIN 3. DATE
PREPARED

END
DELIVERY ARTILLLERY FIRES (ARTEP 6-511-MTP)
211200FebXX
CPT BLACK, BATTERY COMMANDER
4. PREPARED BY
RANK/LAST NAME/DUTY POSITION
13.
C O N T R O L S
E F F E C T I V E
6. INITIAL RISK LEVEL
8. RESIDUAL RISK LEVEL
11. HOW TO IMPLEMENT
12. HOW TO SUPERVISE
5. HAZARDS
7. CONTROLS
Enemy - obstacles
Request engineer support. Pre- mission briefing
with engineers to identify marking of obstacle
lanes
Coordination with higher command FRAGO
Direct Sprv
E
H
Rehearse procedures of electronic equipment and
manual fire direction drills

Inexperienced personnel - New equipment -
Proficiency in fire procedures - reaction to
enemy counter-fire. Adverse environmental
conditions - (Severe winds, sandstorms, dust)
- Equipment damage/failure - limited
visibility
Direct Sprv
FRAGO Crew drills
H
E
Practice procedures for tactical displacement.
Direct Sprv
Rehearsals
Spot check Direct Sprv Direct Sprv
FRAGO TM -10, OPORD Coordination with higher
command
Ensure all exposed equipment is secured. Ensure
PMCS for extreme conditions is
conducted. Request additional stockage of
electronic LRUs for PLL. Personnel wear
protective goggles. Decrease vehicle speed and
intervals
M
H
OPORD OPORD
Spot check Spot check
Continuous operations during mission-
(Soldier fatigue)
Plenty of rest before SP. Go to minimum manning
(rest) when the tactical situation
permits. Forward periodic reports to higher on
physical condition of personnel.
H
Verbal Order FRAGO Sit Report
Spot check Direct Sprv
M

10. RISK DECISION AUTHORITY
9. OVERALL RISK LEVEL AFTER CONTROLS ARE
IMPLEMENTED (CIRCLE ONE)
LTC BLUE, BATTALION COMMANDER
LOW MODERATE HIGH EXTREMELY HIGH
RANK/LAST NAME/DUTY POSITION
45
RISK MANAGEMENT WORKSHEET
SAMPLE
SOLUTION - SCENARIO 6
1
PAGE ___ of __2__
1. MSN/TASK

2. DTG
BEGIN 3. DATE
PREPARED

END
11230ONovXX 112400NovXX
Conduct Breaching Operations
1 Nov XX
1LT Oasis / Safety Officer, A Co / 22nd EN BN
4. PREPARED BY
RANK/LAST NAME/DUTY POSITION
13.
C O N T R O L S
E F F E C T I V E
6. INITIAL RISK LEVEL
8. RESIDUAL RISK LEVEL
11. HOW TO IMPLEMENT
12. HOW TO SUPERVISE
5. HAZARDS
7. CONTROLS
Enemy Operations -Motorized Rifle
Platoon -Obstacle Adverse environmental
conditions -Dry / Dusty -Wind -Cold Terrain
conditions -Steep ravines -Sandy areas -Loose
rocks
E H H
Train on breaching obstacles while under enemy
observation / fire. Rehearse with fire support
personnel on calls for fire. Preplan targets
with TF on known enemy locations. Conduct
training on desert weather and terrain. Ensure
soldiers have appropriate cold weather / desert
equipment Depart earlier so that troop
movement can travel slower. Travel in Ranger
file formation with one arm intervals.
TACSOP OPORD Opportunity
Trng OPORD OPORD
H M L
Spot Check/ Direct Sprv Direct Sprv PCC
/ PCI Direct Sprv

9. OVERALL RISK LEVEL AFTER CONTROLS ARE
IMPLEMENTED (CIRCLE ONE)
10. RISK DECISION AUTHORITY
LTC BLAST, COMMANDER
LOW MODERATE HIGH EXTREMELY HIGH
RANK/LAST NAME/DUTY POSITION
46
RISK MANAGEMENT WORKSHEET
PAGE _2__ of __2__
SAMPLE
SOLUTION-SCENARIO 6
13.
C O N T R O L S
E F F E C T I V E
8. RESIDUAL RISK LEVEL
6. INITIAL RISK LEVEL
12. HOW TO SUPERVISE
11. HOW TO IMPLEMENT
5. HAZARDS
7. CONTROLS
E E H
Inexperienced / untrained soldiers -Breaching
force -Support force -Assault force Limited
Visibility -Night operations -Shortage of
operational NVGs Continuous Operations
M M M
Identify soldiers with experience and assign to
breaching forces. Rehearse on the task. Team up
inexperienced soldiers with experienced
ones. Hand receipt NVGs from TF. Collect all
NVGs and redistribute based on mission
priorities. Establish sleep/rest plans
Spot Check/ Direct Sprv Direct
Sprv Direct Sprv
OPORD TACSOP OPORD OPORD
47
RISK MANAGEMENT WORKSHEET
SAMPLE
SOLUTION - SCENARIO 7
1
PAGE ___ of __2__
070400NOVXX 071700NOVXX
1. MSN/TASK

2. DTG
BEGIN 3. DATE
PREPARED

END
PLAN OCCUPATION OF A NEW AREA OF OPERATION
040600NOVXX
CPT GREYHOUND, COMMANDER
4. PREPARED BY
RANK/LAST NAME/DUTY POSITION
13.
C O N T R O L S
E F F E C T I V E
6. INITIAL RISK LEVEL
8. RESIDUAL RISK LEVEL
11. HOW TO IMPLEMENT
12. HOW TO SUPERVISE
5. HAZARDS
7. CONTROLS
Direct Sprv Spot Check Spot Check Direct
Sprv Direct Sprv Spot Check Spot
Check Direct Sprv Direct Sprv
Enemy indirect fire and dismounted
patrols. Possible enemy employment of
NBC - unit untrained in crossing contaminated
area. Possible mine fields Adverse
terrain- new area.
E E E H
OPORD TACSOP OPORD Verbal rehearse Briefing OP
ORD Rehearsal Verbal Order PCI Verbal
OPORD Verbal TACSOP Verbal OPORD Brief
H M M L
Send advance element recon route and to clear and
secure new area. Coordinate fire
support. Rehearse react to near/far ambush
and actions on contact. Increase intervals
between vehicles. BN NBC team check route in
advance. Conduct drills for crossing an NBC
area. SP in MOPP II. Mount M-8
alarms. Coordinate engineer suport to mark/clear
obstacles. Ensure all soldiers have strip maps
with authorized routes and danger areas
marked. Coordinate engineer support to grade
area and spread gravel on internal
roads. Ensure ground guides do not walk
directly in front of vehicles.

9. OVERALL RISK LEVEL AFTER CONTROLS ARE
IMPLEMENTED (CIRCLE ONE)
10. RISK DECISION AUTHORITY
LTC BIGRIG, COMMANDER
LOW MODERATE HIGH EXTREMELY HIGH
RANK/LAST NAME/DUTY POSITION
48
RISK MANAGEMENT WORKSHEET
PAGE __2_ of __2__
SAMPLE
SOLUTION-SCENARIO 7
13.
C O N T R O L S
E F F E C T I V E
8. RESIDUAL RISK LEVEL
6. INITIAL RISK LEVEL
12. HOW TO SUPERVISE
11. HOW TO IMPLEMENT
5. HAZARDS
7. CONTROLS
Cont Sprv Spot check Spot Check Direct
Sprv Direct Sprv Spot check Direct Sprv Spot
check Spot check Cont Sprv Spot check Cont
Sprv Cont Sprv/ Buddy Sys Spot chk Buddy
Sys Cont Sprv Direct Sprv
Brief OPORD PCC/PCI PCC/PCI Brief
OPORD Verbal rehearse FRAGO Briefing Verba
l Briefing Briefing PCC/PCI FRAGO Verbal
TACSOP Brief PCI Brief, TACSOP
PCI Training
Decrease speed. Ensure BO markers are
operational. Ensure NVDs are on
hand/operational. Establish check
points. Conduct refresher night drivers training
and NVD familiarization. Use experienced
operators for deployment with inexperienced
operators as TCs. Rebrief hazards associated
with M939. NCOs TC M939 vehicles. Re-emphasize
seatbelt use. Ensure throttle control not
engaged once vehicle is in gear. Check tire
pressure. Enforce speed limitations. Identify
all personnel whom are previous cold weather
casualties. Check often. Conduct periodic
inspections of soldiers feet, hands etc..
daily. Hydration diet. Establish required
extra clothing to be carried with the soldier
for missions which take the soldier outside the
cantonment area and/or for guard. Conduct
refresher cold weather trng.
E H H
M M L
Convoy during limited visibility Improper
operation of M939 vehicle Inclement
weather - cold and damp. .

49
RISK MANAGEMENT WORKSHEET
SAMPLE
SOLUTION - SCENARIO 8
1
1
PAGE ___ of ____
1. MSN/TASK

2. DTG
BEGIN 3. DATE
PREPARED

END
080530MarXX 080900MarXX
Install LOS Radio Terminal AN/TRC 190 (V)
0709007 MarXX
2LT Sparky, PLT LDR
4. PREPARED BY
RANK/LAST NAME/DUTY POSITION
13.
C O N T R O L S
E F F E C T I V E
6. INITIAL RISK LEVEL
8. RESIDUAL RISK LEVEL
11. HOW TO IMPLEMENT
12. HOW TO SUPERVISE
5. HAZARDS
7. CONTROLS
M M M L M
E H H M H
FRAGO VERBAL ORDER OPORD FRAGO VERBAL
ORDER
Enemy Operations- Sqd size patrol
probes Inexperience Soldiers Rough Terrain and
Visibility Limited by Dust Adverse
Environment- Cold weather Continuous
Operations - (Soldier fatigue)
Request additional personnel for security. Team
up experienced with inexperienced
personnel. Adjust speed and interval to meet
current conditions. Ensure soldiers wear and
take proper cold weather gear Ensure leaders
turn-in shift schedules.
Direct Sprv Spot Check Assist
Driver PCC/PCI Spot Check Direct Sprv

9. OVERALL RISK LEVEL AFTER CONTROLS ARE
IMPLEMENTED (CIRCLE ONE)
10. RISK DECISION AUTHORITY
2LT SPARKY, PLT LDR
LOW MODERATE HIGH EXTREMELY HIGH
RANK/LAST NAME/DUTY POSITION