DUNDEE PRIVATE INVESTORS INC' DPII NOMINEE ACCOUNTS

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DUNDEEPRIVATE INVESTORS INC. (DPII) NOMINEE
ACCOUNTS
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TOPICS COVERED

• Introduction
• What is a Nominee Account?
• What are the differences from the account(s) I
  have now?
• What are the benefits of switching to Nominee?
• What are the costs involved?
• What paperwork is needed?

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Introduction

• Life is hectic. You sometimes feel like youre
  being pulled in several directions at once.
  Although your finances are very important to you,
  we understand how time consuming and frustrating
  it can be to keep up with all of the paperwork
  involved with your account.

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• We know how busy you are, and know how much of an
  inconvenience it is to have to make time to do
  paperwork for every change you make to your
  account (i.e. change in phone, fund switches,
  fund purchases or withdrawals, increases or
  decreases to PACs and SWPs, etc.)

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• Thats why we think that a DPII Nominee Account
  will be of interest and great value to you and
  your family!

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What is a Nominee Account?

• A Nominee Account is an account where investments
  are held in trust by DPII, and DPII is authorized
  to facilitate changes upon receipt of client
  authorization without client signature.
• Client signature is still applicable in certain
  circumstances.

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What are the differences from the account(s) I
have now?

• You may currently have an account that is held
  in-trust already by either MRS Trust or B2B
  Trust. If that is the case, then you are paying
  them annual trustee fees in order to have as many
  funds and fund companies as you want under one
  account number. If your account is quite active,
  and you hold funds with several fund companies,
  the paperwork you get really adds up!

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• You also may hold a Client Name account, which
  means that you have no trustee (and pay no
  trustee fees), but may have several fund
  companies you like to use. With no trustee, you
  are required to fill in a separate form for every
  fund company in your portfolio. To do one simple
  change such as an address or banking information
  change, you may be filling out up to 10 different
  pieces of paper.

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What are the benefits of switching to Nominee?

• By switching your accounts to a DPII Nominee
  Account, DPII is authorized to facilitate changes
  and transactions upon receipt of your
  authorization.
• In many instances where you require a change in
  your account, DPII can facilitate these changes
  upon receipt of your authorization. In these
  cases your authorization can take the form of an
  e-mail, fax, or phone call. You wont see any
  paperwork unless you request a copy of the form
  once its processed.
• Client signature is still applicable in certain
  circumstances.

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• If you currently have MRS or B2B as your trustee,
  DPII will cover the transfer-out fee incurred
  to move your funds from their trust and closing
  the account.
• Dundees annual trustee fee (for Registered
  accounts) is less than MRSs or B2Bs.
• For Registered accounts, if you hold more than
  50,000 in Dundee funds in your account (ie.
  Radiant funds), Dundee will waive your annual
  trustee fee.

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• You will receive only ONE consolidated quarterly
  statement from Dundee (unless otherwise stated)
  rather than several statements throughout the
  year from several fund companies as well as
  Dundee.
• We offer a very extensive list of approved
  products that you can hold in your Nominee
  Account. There are no restrictions on the
  transfer of funds to a DPII Nominee Account.
• For non approved funds, fees are applicable
  after 90 Days.

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What are the costs involved?

• The trustee fee attached to holding a Registered
  Dundee Nominee Account is 115 GST per year.
• There is NO fee for holding a NON-Registered
  Dundee Nominee Account

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What paperwork is needed?

• Setting up a Nominee Account does require
  paperwork, but its worth it. Once the paperwork
  is in place and we have all the initial
  authorization documents, you can make many types
  of changes and transactions with one phone call,
  e-mail, or fax to us.

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Standard Set-Up Paperwork Includes

• NCAF (New Client Application Form)
• Questionnaire Short Form (so we can learn your
  goals, preferences, risk tolerance, investment
  objectives, etc.)
• Nominee RSP Application
• Transfer Authorization for Registered Plans
• Nominee Frequent Purchase Plan form (if
  applicable)
• EFT Form (if applicable)
• DSC Authorization Form
• Mutual Fund Disclosure Form
• for RRSP accounts

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Summary

• Switching to a Nominee Account (whether
  Registered or Non-Registered) can be a great way
  to limit the amount of paperwork and time you put
  into your funds, while still staying on top of
  them.
• There is a lot of freedom and flexibility, yet
  control and consistency, for a nominal cost.
• Please call our office to set up a meeting to
  further discuss this option.

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Any Questions?