Title: Local Knowledge, Science
1Local Knowledge, Science Dryland Environmental
Management Dr Andy Dougill -
www.see.leeds.ac.uk/research/sri/
School of Earth and Environment FACULTY OF
ENVIRONMENT
- Personal Research Journey Experiences
- Multi- , inter- trans-disciplinary debates
literature lessons for participatory adaptive
management / sustainability science - Botswana Case Study Links to Dryland Others
2My Views Context !?
- Worked extensively with Kalahari pastoralists in
Botswana since 1992 - Worked on DFID projects on Natural Resource
Issues across Sn Africa Nepal - Supervised Env Development PhD projects from
across Africa Latin America (incl. with POLIS!) - Taught Env and Development for over 14 years and
now involved in various strategic initiatives at
Leeds (e.g. Human Health Food Security in
Sub-Saharan Africa Transformation Fund Project)
advising UN, DFID, NERC etc. - See also major IAASTD Report on Agriculture
the Need for Change - http//www.agassessment.org
/
3Research vision The interface between plant
harvest and human health
- How do we feed the world?
- human population will increase from 6 billion now
to 8.3 billion in 2030 - most population growth in 50 least developed
countries - we need 109 ha more agricultural land
- or improved productivity to reduce this land
demand - In most areas, primary food resource is crops
- Projected annual growth of world agricultural
output is falling (FAO) - was 2.3/y from 1961 until now
- down to 1.5/y by 2030
- falls to 0.9/y by 2050
- Both quality and produce range has important
implications for both short and long-term health
4Research vision Food security and future
harvests in Africa
- Sub-Saharan Africa has the highest proportion of
the food insecure (32) - Need gt50 increase in food production
- Africa lacks an appropriate science
infrastructure in contrast to - China
- India
- Populist perception one of pop growth, CC
biofuel rush as key drivers gt oversimplified !
undernourished (FAO)
5Research vision Climate change and food
security in 2030
- Climate change
- Ensures future food supply is an even greater
challenge - Prioritizing
- Crop choice as climate changes
- Improving plants to withstand increased stress
- Farmer adaptation capacity links to land
degradation problems
Predicted world surface temperature change
6Research vision the influence of climate
change on future yields of Africas main crops
- Large negative effects
- Millet in Central Africa (CAF)
- Cowpea in East Africa (EAF)
- Maize and wheat in Southern Africa (SAF)
- Crop research to mitigate these effects
- Increased dependence on resilient crops?
- negative consequences
- e.g. cassava based dependence
- Stressed plants
- less adequate for human consumption
Projected change to 2030
7External landscape Africa is a major issue of
international concern
Source FAO
- No improvement in Sub-Saharan Africa
- Africa will have
- 35 share of population growth to 2015
- Only 6 of income growth
- Call for African crop improvement
- Kofi Annan
- A range of other stakeholders
- See http//www.new-agri.co.uk/07/04/pov.php
8Transformative potential a University-wide
research opportunity
- Lead Faculties
- Biological Sciences
- Medicine and Health
- LIGHT Nuffield
- Environment
- Next phase
- Mathematics Physical Sciences
- Food Science
- ESSL
- School of Sociology Social Policy
- Centres for Development and African Studies
- Others?
- Recruit through champions
9Research Question
- Do participatory approaches as currently
formulated facilitate community empowerment on
natural resource management issues?
10Global Environmental Conventions / Protocols
- 1972 UN Conference on Human Development,
Stockholm created UNEP - 1987 World Commission on Environment
Development published Brundtland Report, Our
Common Future - 1987 Montreal Protocol on Substances that
Deplete the Ozone Layer - 1992 Rio Earth Summit published Agenda 21,
- 1992 UN Framework Convention on Climate Change
(UNFCCC) 1997 Kyoto Protocol - 1992 UN Convention on Biological Diversity
(UNCBD) - 1995 UN Convention to Combat Desertification
(UNCCD) - 2000 Millennium Development Goals
- 2002 Johannesburg Declaration (WSSD), including
MDG 7 ensure environmental sustainability
11Environmental Mega-Conferences An Analysis
(Seyfang, 2003)
- UN Summits seek to perform
- Setting Global Agendas
- Facilitating joined-up thinking
(interdisciplinary) - Endorsing common principles
- Providing global leadership
- Building institutional capacity
- Legitimising global governance through
inclusivity - (they) do serve an important function even
though they are not the panaceas that some had
originally hoped they might be (Seyfang, 2003
p.224) - Task remains for UN to incorporate citizens and
NGO views, and build on bottom-up activism, at
the same time as top-down governmental
decision-making - UN undermined by USs stance on Kyoto?
12Contemporary Environmentalism - Environmental
Social Stakeholders
- Global Citizens - as individuals, voters,
scientists making informed ethical decisions - Communities - Group action, political pressure
and Community Based Natural Resource Management
(CBNRM) - Business Capability, if not corporate
responsibility - State - not a guardian angel - short-term and
bureaucratic - International Community - limited actual
regulatory power - rhetoric as opposed to reality
- Links critical, especially from community upwards
13School of Earth and Environment FACULTY OF
ENVIRONMENT
- Further Information Sources on which talk today
based - 1. General Methodological Debates
- AAAS Sustainability Science - http//www.sustainab
ilityscience.org/ - Resilience Alliance - http//www.resalliance.org/
- 2. My take on such debates
- Stringer, L.C., Dougill, A.J., Fraser, E.D.G.,
Hubacek, K., Prell, C. Reed, M.S. (2006).
Unpacking participation in the adaptive
management of socialecological systems a
critical review. Ecology and Society 11(2) 39. - Fraser, E.D.G., Dougill, A.J., Mabee, W., Reed,
M.S. and McAlpine, P. (2006) Bottom up and top
down Analysis of participatory processes for
sustainability indicator identification as a
pathway to community empowerment and sustainable
environmental management. Journal of
Environmental Management 78, 114-127.
14School of Earth and Environment FACULTY OF
ENVIRONMENT
- Further Information Sources on which talk today
based - 3. Case Specific Articles / Texts Used Today
- Reed, M.S., Dougill, A.J. Baker, T. (2008).
Participatory Indicator Development What can
ecologists and local communities learn from each
other? Ecological Applications, in press. - Stringer, L.C., Reed, M.S., Dougill, A.J., Seely,
M.K. Rokitzki, M. (2007). Implementing the
UNCCD participatory challenges. Natural
Resources Forum, 31, 198-211. - Reed, M.S., Dougill, A.J. Taylor, M.J. (2007).
Integrating local and scientific knowledge for
adaptation to land degradation Kalahari
rangeland management options. Land Degradation
Development. 17, 1-19. - Thomas, D.S.G. C. Twyman. 2004. Good or bad
rangeland? Hybrid knowledge, science, and local
understandings of vegetation dynamics in the
Kalahari. Land Degradation Development
15215231 - Dougill, A.J., Twyman, C., Thomas, D.S.G. and
Sporton, D. (2002) Soil degradation assessment in
mixed farming systems of southern Africa use of
nutrient balance studies for participatory
degradation monitoring. The Geographical Journal,
168 (3), 195-210. - Stocking, M.A., and Murnaghan, N. 2001. Handbook
for the field assessment of land degradation.
Earthscan Publications, London.
15School of Earth and Environment FACULTY OF
ENVIRONMENT
- My Trans-Disciplinary Research Profile
- BSc Geography
- PhD Soil Hydrochemistry Rangeland
Environmental Change in the Kalahari, Botswana - Ongoing Kalahari env change studies integrating
ecological, soil, satellite, microbial social
science approaches to ensure scientific advances
social inclusion / empowerment
policy-relevance - Transfer of approaches into integrated studies in
UK Europe (e.g. methods applied in RELU EU
DESIRE studies) - Integrated vulnerability assessments linking
local level degradation / policy studies to
broad-scale models / analyses of climate change
(NERC QUEST) -
16School of Earth and Environment FACULTY OF
ENVIRONMENT
- Multi-, Inter- Trans-Disciplinarity
- Despite numerous calls for inter-disciplinarity,
much less consensus on what this means in
practice (see Robinson, 2008 review in this
months Futures) - Typically viewed as hierachy from
multi-disciplinarity (combining of disciplinary
expertise), to inter-disciplinarity (some
integration of disciplinary work) to
trans-disciplinarity (new conceptual frameworks
provided by synthesising ideas methods) - Recent calls state that inter-
trans-disciplinarity should be less about new
theories and unity of knowledge, than with
problem- solution-oriented research
incorporating participatory approaches to address
societal problems (Klein, 2004) ie. issue-driven
interdisciplinarity rather than
discipline-based interdisciplinarity
17www.see.leeds.ac.uk/sustainableuplands
Related Contextual Framings
- Sustainability Science Indicators new ways
of doing inter-connected science (Kates et al.,
2001) providing measures of sustainability
(Reed et al., 2006) www.sustainabilityscience.org/
- Participatory Adaptive Management embeds
Learning from the South approach of learning
from developing world participatory rural
development experiences (Chambers, 1983 Dougill
et al., 2006) - Conceptual Mediated Modelling need for
integrated models addressing social, economic
environmental futures (Prell et al., 2007) - Social Learning Behavioural Change
co-evolution of environment human behaviour
(Blackstock et al., 2006) culture (Zimmerer,
2007) - Participatory Governance need for national
international environmental policy to include
local scientific knowledge (Stringer et al.,
2007) to ensure local relevance of policy
interventions
A joint Research Councils Research Project
co-sponsored by DEFRA SEERAD
18School of Earth and Environment FACULTY OF
ENVIRONMENT
- Participatory Adaptive Management
- Combines iterative learning from adaptive
management with stakeholder participation to
foster more robust governance of
social-ecological systems in which strategies
contribute to system resilience and
sustainability, and are sensitive to feedbacks
from social and ecological systems (Resilience
Alliance) - A focus on learning-by-doing
- Integration of different knowledge systems
- Collaboration and power-sharing among
stakeholders from different groups and across
different spatial scales to enable management
flexibility - Recognises the role of social capital, meaningful
interactions and trust as the basis for
governance in social-ecological systems
19How we learn
Concrete experience
Reflective observation
Active experiment-ation
Abstract conceptual-isation
Kolb (1984)
20Participatory Rangeland Monitoring
Methods for Reed et al., 2006 etc.
21School of Earth and Environment FACULTY OF
ENVIRONMENT
- Enhancing Participation in Environmental Research
Learning from the South More widely across
Regions - Growing recognition in EU US-based
Environmental Literature that best practice
examples of community participation in natural
resource management decision-making (whether
land, water, forest etc.) applied research can
be found in the developing world - Participation been a central theme in Development
research for over 20 years (e.g. Chambers, 1983
arguments on development biases) - Formalised in UN Conventions that environmental
management must be developed from the bottom-up
increasingly central to research funding
22- Bush encroachment problematic in Botswana
23- Gullying erosion problematic on Swazilands
rangeland
24Weeds problematic in Swazilands arable areas
25Global Environmental Conventions / Protocols
School of Earth and Environment
- United Nations Convention to Combat
Desertification (UNCCD) - International agreement
- Views land degradation as a sustainable
development issue - People-centred - sees land users as part of the
solution - Promotes local level decision-making
community participation - All countries produced a National Action
Programme (NAP) national control still
paramount - Involves long-term integrated strategies that
focus simultaneously, in affected areas, on
improved productivity of land, the
rehabilitation, conservation sustainable
management of land water resources, leading to
improved living conditions, in particular at the
community level.
26School of Earth and Environment
- Role of UNCCD UNEP Funds
- Technical financial support provided to
National Action Programmes in 28 African
countries to sub-regional programmes - Provision of catalytic funding to local level
community projects (e.g. UN IVP described later) - Thematic support provided for projects on
- Promoting farmer innovation
- Drought preparedness and mitigation
- Environmental information systems (EIS) support
- Local community level initiatives
- New funding to be provided for Land Degradation
Assessment in Drylands (LADA)?
27School of Earth and Environment
- Example NAP - Botswana
- Finalised in 2006 after 9 years in draft form
- Priority issues are poverty alleviation
community empowerment (NAP 2006 p.2) - Stakeholder engagement / participation conducted
through stakeholder workshops co-ordinated by
Government gt - the main constraints of NAP development so far
have been inadequate capacity amongst
stakeholders, inadequate consultation at the
village level inadequate research information
on desertification drought issues (NAP, 2006
p.3) - More on this later!
28Global Environmental Conventions / Protocols
School of Earth and Environment
- Institutional Challenge How to Empower Local
Communities to Enable Sustainable Land Management
?
Oba et al., 2007
29Global Environmental Conventions / Protocols
School of Earth and Environment
- Management Challenge How to Empower Local
Communities to Enable Sustainable Land Management
? - Many issues highlighted in recent Ecology
Society (v.11, issue 2) - Matches pervasive difficult cross-scale
cross-level interactions in managing (any aspect
of) the environment (Cash et al., 2006) - the advent of co-management structures
conscious boundary management that includes
knowledge co-production, mediation, translation
negotiation across scale-related boundaries may
facilitate solutions to complex problems that
decision makers have historically been unable to
solve (Cash et al., 2006) - In identifying successful case study research it
is essential to unpack the links between
science, institutions, knowledge power .. to
show how stakeholder engagement may contribute to
adaptive management (Stringer et al., 2006)
30School of Earth and Environment
- Challenges for Land Degradation Research
- Requires a completely new way of doing research
to match holistic view of farming systems and
farmers livelihoods - Soil science has been brilliantly informed by
reductionist physics and chemistry, poorly
informed by ecology and geography, and largely
uninformed by the social sciences - Swift (1998) quoted from Scoones et al., 2001
- Land degradation cannot be judged independently
of its spatial, temporal, economic, environmental
and cultural context. Evaluations are therefore
almost infinitely variable and very dynamic - Warren, 2002 p.49.
- Key aspect is that Environmental Change ?
Degradation - Global / regional / national estimates contain
major uncertainties / oversimplifications making
local scale, holistic, case study research vital
31Key Features of Successful Projects
School of Earth and Environment
- Key Features of Successful Projects
- van Rooyen (1998) suggests a perfect project -
where rural communities can apply the information
received in partnership with researchers to
improve their environment - Termed Participatory Technology Development -
move to train extension workers in such
approaches across Africa (Reij Waters-Bayer,
2001) - Approaches need to be institutionalised and
supported by policy frameworks land tenure
security aimed at livelihood diversification and
sustainability - Stocking Murnaghan (2001) provide good overview
of simple methods of arable farming systems BUT
recognised that information on rangelands remains
vastly different between local and scientific
knowledge (e.g. Thomas Twyman, 2004)
32School of Earth and Environment
Facilitating Participation in Monitoring
Evaluation
POL Policy development, sector planning, and
programme formulation ID Programme and project
identification PREP Programme and project
preparation APP Programme and project appraisal
and approval IMP Implementation and monitoring
OP Operation and monitoring NEXT Extensions or
Next phase programme and project identification
EVAL Evaluation
33Key Features of Successful Projects
School of Earth and Environment
- But whats still missing?
- Clear reporting of case studies on how to ( how
not) integrate participatory research with
environmental change assessments for improved
problem identification, project implementation,
policy advice community empowerment - Case study analysis of assumed trade-offs
between meaningful participation scientific
rigour to include assessment of tools required to
integrate findings from different approaches /
disciplines / scales of analysis - Assessment of how institutional / policy tools
(e.g. UNCCD) can be used as a guide to influence
community participation engagement in problem
definition, assessment rehabilitation (see
Stringer et al., 2007 for analysis from
Swaziland, Botswana Namibia)
34School of Earth and Environment
- Different Methods, Different Problems The Case
of Botswana - Context of UNCCD its links to UNCBD
UNFCCC - National Action Programmes (NAPs) - Institutional Steps from Global to Local (see
Stringer et al., 2007) - Problem Definition Example of Dryland
Degradation Assessment in Botswana (see Handout
based on Reed et al., in press )
35Kalahari Participatory Environmental Research
- Work presented here links to National Policy
recognition (NAP) International Project Funding
(UN GEF support of Indigenous Vegetation Project
IVP) - Methodologically our work complements similar
initiatives across Southern Africa (Dahlberg,
2000 Ward et al., 2000 Hoffman Ashwell, 2001
Friedel et al., 2003 Esler et al., 2006
Stringer et al., 2007 Klintenberg et al., 2007)
in other regions - Links to UNCCD Policy Implementation Debates
(Stringer et al., 2007) - Transfer of approaches developed now being
undertaken in UK uplands, Europe China
36Botswana NAP Ongoing National Policy Debates
- NAP recognises the link between poverty land
degradation the need to adopt plans, strategies
legislation aimed at addressing poverty at
community level - Recognises major problem of inadequate
consultation at village level, inadequate
co-ordination amongst stakeholders inadequate
research information on desertification drought
issues in Botswana (NAP, 2006 p.3-4) - Notable policies cross many spheres / Depts
- eg. National Development Plan 9 Agricultural
Resources Conservation Act, Forestry Policy, NR
Conservation Development Policy, Wildlife
Conservation NPs Act - Institutional support now Ministry of Envt
Wildlife
37UN Project Support Indigenous Vegetation
Project (IVP)
- UN-funded IVP run from 2002 aims to empower
pastoral communities to monitor manage their
rangeland to develop, adapt apply traditional
innovative rangeland management strategies - Established Community Rangeland Committees in
three degraded regions of Kalahari in an attempt
to transfer community-based natural resource
management initiatives away from a sole focus on
wildlife management areas - IVP aimed to co-ordinate efforts of Government
(based in Ministry of Agriculture), local
community groups NGOs as part of NAP
initiatives of UNCCD - Commissioned our research in 2 of its study
areas, following success of our work in S
Kgalagadi (Tshabong) Reed et al., (2007) Site
1 Tshabong, 2 Mid-Boteti, 3 SW Kgalagadi
381. The nature of land degradation
multi-dimensional, contextual and dynamic
39Methods for Assessing Land Degradation
- Expert opinion - e.g. Global Assessment of Soil
Degradation (GLASOD) - Use Indicators - Remote sensing - satellite monitoring e.g for
green biomass cover - Field monitoring - ecological or soil-based
- Productivity changes - crop yields, biomass
production or livestock outputs (FAO statistics) - Participatory approaches at household / farmer
level
40N
GLASOD map
41Expert Views of Degradation in Botswana
- Combined Index from Expert Panel (10 respondents
equally weighted)
42Expert Views of Degradation in Botswana
43Expert Views of Degradation in Botswana
44Implications of Remote Sensing Studies
- However - Bots Govt / DFID-funded BRIMP produced
widely displayed alternative map of degradation
problem areas
Mid-Boteti region
Sn Ghanzi District
Sn Kgalagadi District
gt All in Kalahari, but includes wildlife areas,
shows rainfall / veg gradient
45Productivity Changes
- Village-scale data shows v. variable livestock
production - Herd size tracks rainfall in 30 of villages
- Non-equilibrium dynamics? But also poor data
quality
Villages in South Kgalagadi District
46Productivity Changes
- Trends apparent when aggregate to district-scale
- No correlation with rainfall
South Kgalagadi District
Cattle (head)
47Productivity Changes
- When aggregated to national scale, a decline in
cattle but increase in goats is apparent over the
last 20 years
48Productivity Changes in Veterinary Districts
- Analysed cattle smallstock trends over 1980
1998 to identify problem areas of declining
productivity
Village district data came from here
49Productivity Changes in Veterinary Districts
- Overall TLU trend shows little evidenceof
degradation - Data qualityuncertain will have changed
intime
50Field Monitoring Southern Kgalagadi
- Problems of the localised scale of environmental
studies (e.g. Dougill et al., 1999) addressed by
link to participatory analysis in collaboration
with MoA UN IVP (Reed et al., 2006)
51Participatory Rangeland Monitoring
- The only valid assessment (of land degradation)
is by those who may suffer the consequences - Warren (2002 p.457)
- Move to include pastoralists in assessments (e.g.
Reed et al., 2006 Twyman et al., 2002) catching
up work with arable farmers studies (Stocking
Murnaghan, 2001)
52Participatory Rangeland Monitoring
- Needs to involves pastoralists in identifying,
evaluating applying indicators of rangeland
condition - Typically involves semi-structured interviews,
focus groups, range walks evaluation between
researchers, pastoralists extension workers
(Dougill Reed, 2004)
53Participatory Rangeland Monitoring
54Participatory Rangeland Monitoring
- Maps produced for Tshabong Bray Bokspits
Struizendam in Sn Kgalagadi District - Now adopted by UN IVP at 3 study Districts, UB
at 1, with view that MoA can adopt nationally - IVP replicated in Mali Kenya
- Lessons disseminated widely to try to guide
future UNCCD efforts UN Climate Change
Adaptationassessments
55Kalahari Results
- A wealth of local knowledge (140 indicators
quoted), thinly spread (avg of 6 per farmer) - Focus on bush encroachment problems animal
health concerns (not soil erosion as per NAP)
56Site 1
Site 2
Site 3
Holistic vegetation, livestock, wild animal and
socio-economic indicators soil indicators
57Multi-criteria evaluation of indicators in
community focus groups
58Quantitative evaluation of indicators
59Overlap and adaptation of technical indicators
60Meaningful participation and scientific rigour
61Participatory Rangeland Monitoring
- Can produce rangeland maps at community scale
which can be repeated to gain District level
overview
62Management
- What do we do with the information indicators
local degradation maps provide us with?
63Local ideas
64Ideas combined and discussed
65Decision-Support Systems
66(No Transcript)
67- Dissemination
- Linked indicators to variety of management
options in manuals - Farmers can monitor and record rangeland
degradation indicators qualitatively using wheel
charts
- And respond appropriately
68Best Practice for Interdisciplinary Maps
- Multi-source multi-scale scale up from the
local - Community assessment of degradation problems the
most legitimate starting point, given weaknesses
in regional environmental economic assessments - Pastoralist assessments need evaluation against
local livestock data, community decision-making
field ecological assessments to assess if changes
have reduced resource potential - Environmental process studies can determine if
ecological changes are effectively permanent - BUT results remain focused on local to
sub-District scale would need significant
funding to produce integrated maps on a national
scale
69Problems Remaining Challenges
- Dissemination of manuals ( summary / translation
to Tswana) beset by delays associated with work
of IVP their link to external researchers - Problems in communication between IVP staff
Government staff (both decision-makers
extension workers in study sites) - Staffing changes at IVP delay in commissioning
of outreach work to hand-out evaluate
decision-support manuals - Findings focused on communal land management
systems that remain threatened by Govt Policy
Reform - Research Methods show promise, BUT institutional
political problems have prevented any real
applied value - Unless such deliverables produced such further
studies unlikely
70Challenges for UNCCD implementation in Botswana
- Consultations project experiences identify the
following major challenges - Need for formal Govt implementation of NAP
- Lack of clear framework for implementation at
national level (e.g. which Ministry to
co-ordinate?) - Lack of co-ordination between Govt, NGOs, CBOs
and research efforts - Inadequate awareness among communities with
regard to how to access money for projects - Limited capacity and resources to implement
community projects
71However.
- Dont forget some of the problems with
participation e.g. - How can we make sure everyone is included?
- How can we manage local power dynamics?
- How can we make sure that participation is
meaningful and not just a tick-box exercise?
72Key Lessons
- That participation need not loss of scientific
rigour (Reed et al., 2007) with sciences role
key in explaining processes of change thus
management priorities - Need for greater role for participatory
approaches in national desertification policy
process, in terms of policy planning, monitoring
evaluation and management decision-making (Reed
et al., 2006 Stringer et al., 2007) - Methodological approaches are transferable from
the dryland south to the temperate north (e.g.
Dougill et al., 2006) thus to other
agri-ecosystems e.g. learning across regions
agenda being explored with studies in Eastern
Europe / Central Asia
73Future Research Questions
- Many difficulties are highlighted that need to be
addressed to ensure future rangeland research
development projects are - - Community-led ?
- Policy-relevant ?
- Fundable by suitable donors ?
- Conducted on an appropriate scale ?
74Where Next ?
- For Botswana studies further outreach
dissemination in local communities this July -
but needs greater Govt institutional support for
long term management changes to be enabled - Wider African-scale national analysis on links
between trends in food security, production
climate change (NERC QUEST) with scope for future
participatory analysis in vulnerability hotspots
(ESRC) but needs greater integration of
disciplinary funding processes - Needs people like you to drive such sustainable
development agendas forward in whatever sphere!
but needs you !? - Questions Now or to A.J.Dougill_at_leeds.ac.uk