Title: Music and Emotion
 1Music and Emotion
- Perfecto Herrera 
- Music Perception and Cognition 
2(No Transcript) 
 3Music and Emotion
- Does music convey specific emotions? How do we 
 experience that?
- Does music really evoke emotions? 
- If music evokes emotions, why do we emotionally 
 react to it?
- Is it possible to turn a emotionless performance 
 into another one that conveys some emotion?
- Do we really want to know the answer to the 
 previous questions or are we going to destroy the
 magic of music?
- Is it possible a music-based emotion engineering? 
4What is an emotion (I)?
- "everyone knows what an emotion is, until asked 
 to give a definition"
- (Fehr  Russell, 1984, p.464) 
- Emotion in both an everyday concept and a 
 scientific construct
- Involves both an implicit and an explicit body of 
 knowledge
- Emotion as opposed to reason (Descartes error, 
 Damasio 1994)
- Emotions have survival value, they are not bells 
 and whistles of behavior
5Affective phenomena (from Scherer, 2000) 
 6What is an emotion (II)?
- Emotion is a complex set of interactions among 
 subjective and objective factors, mediated by
 neural/hormonal systems, which can
- give rise to affective experiences such as 
 feelings of arousal (activation at different
 behavior levels), pleasure/displeasure
- generate cognitive processes (e.g. increasing 
 attention, appraisals, labeling processes)
- activate widespread physiological adjustments 
 (e.g., increasing heart-rate, sweating, crying)
- lead to behavior that is often, but not always, 
 expressive, goal-directed, and adaptive (e.g.,
 running away, reiterating exposure)
7The limbic system
Prefrontal cortex modulation of the action plans
Auditory cortex
Nuclueus accumbens reward
Hippocampus episodic memory links to past 
experiences
Amygdala survival value/behavior good, bad, 
fly, chase, mate
Hypothalamus-hypophysis hormonal release 
 8The amygdala
- Connecting (associating) external stimuli with 
 internal values
- Not active when parents heard children crying 
 that were not their own
- More active when listening emotional music with 
 eyes closed (eyes-closed  increasing danger
 potential -gt more alert)
- A modulator to ensure that emotional responses 
 are appropriate to the external stimuli and to
 the social context
- Active role in different emotion-related tasks 
 fear conditioning, contextual conditioning,
 recognition of fearful facial expressions, and
 emotion-guided decision making
9Primary and secondary emotions
- Primary (limbic, fast circuit thalamus-amygdala) 
 versus secondary (cortical, slow circuit
 thalamus-cortex-amygdala) emotions
- Primary emotions require external input 
 secondary emotions can be generated by internal
 working (thoughts)
- Somatic marker hypothesis (Damasio, 1994) when 
 a thought generates a frontal cortex emotional
 response, the thought is "marked" by the physical
 emotion.
- Likewise, cognitive processing of the thought is 
 affected by the neurotransmitters evoked by the
 emotion. Further processing of the thought will
 be inhibited by negative emotions, and
 facilitated by positive emotions.
- The frontal cortices send signals to the limbic 
 system to generate an emotional response. These
 signals may be full-fledged emotions, or may only
 produce part of the response spectrum, such as
 neurotransmitter release.
10Music and emotion
- Gabrielsson (1995) 
- There is an isomorphism between the structure of 
 music and the structure of feelings
- Wagner 
- Music begins when language ends 
- Music is the language of passion 
- Stravinsky 
- Music by its nature, is essentially powerless to 
 express anything at all expression has never
 been an inherent property of music
11Music as a way of conveying emotions
- Langner (1942) 
- Music represents the dynamic form of emotional 
 life, not specific emotions
- Music is a tonal analogue to emotive life 
- Music reveals the nature of feelings that 
 language cannot approach
12Music as a way of conveying emotions 
 13Methodological issues
- How to measure emotion in musical-listening 
 contexts?
- Word-lists, ratings and self-reports 
- Facial expression (micro changes detectable with 
 electromyography)
- Behavioral changes (crying, avoidance) 
- Physiological parameters (breath and heart rate, 
 skin conductance changes)
- fMRI and ERP 
- Between-subjects variability 
- Within-subject reliability 
- Reactivity (what we try to measure disappears 
 or fades because of the laboratory conditions)
- Cultural issues (emotions are expressed 
 differently in different cultures equivalent
 words in 2 languages cannot be emotionally
 equivalent)
14Music-induced vs. music-expressed emotions
- Induced Music affects the emotional state of the 
 listener
- Expressed Music is categorized as an emotional 
 content conveyor
15Why does music convey emotion?
- Hearing resemblance between the music and the 
 natural expression of the emotion (similarity to
 speech).
- One example can be anger where the loudness and 
 the spectral dissonance (derived from frequency
 ratios and harmonic coincidence based on
 psychoacoustic tests) are two components we can
 find in both an angry voice and music.
- Accumulated connotations a certain musical 
 phenomena acquire in a culture we learn in our
 culture which musical cues correspond to which
 feeling.
- One example can be brass instrumentation and slow 
 tempo meaning solemnity
- Kivy (1989)
16Why does music induce emotions?
- Musical expectation we continuously generate and 
 hold expectations, that the music
 as-it-develops-in-time confirms or denies (Meyer,
 1956)
- Arousal music acts as a source of cognitive 
 activation by means of its speed, complexity,
 beauty or familiarity. Arousal might follow the
 amount of complexity we find in stimuli (we tend
 to prefer and enjoy moderate levels of
 complexity, beauty, etc. (U-shaped function by
 Berlyne, 1971)
- Mood contagion there are similarities between 
 emotional language features and musical features
 (e.g., pitch contour, prosody) finding them in
 music makes the learned emotion to be developed.
 Contagiousness can also be developed by observing
 audiences happy music induces more smiles, sad
 music induces frowning, these behaviors can be
 unconsciously imitated, and then the emotion can
 be activated (inverse process of emotion
 induction)
17Why does music induce emotions?
- Associations music-activated emotions reflect 
 personal and specific associations that can be
 arbitrary with respect to the music content.
 Non-musical features can affect the emotional
 reaction (e.g. they are playing our song).
 Association is learnt by conditioning, not
 needing our conscious will. Recall from episodic
 memory can be favored by music when subjects have
 memory impairments (Sacks, 2007) .
- Music imagery We do not need the acoustic 
 stimulus of music. Our musical imagination, by
 means of association can activate mental images
 related to emotionally-charged activities,
 persons, places.
18Basic emotions
- They are easily distinguished in all the 
 nonverbal modalities (see photo)
- They are linked to survival issues danger, 
 competition, loss  cooperation
- Complex emotions (anger, contentment, curiosity, 
 disgust, fear, happiness, jealousy, love, pride,
 sadness, shame, and tenderness) are more
 difficult to communicate by musical means and to
 detect by visual inspection of fMRI
19Musical expectation  emotions as a function of 
monitoring match and mismatch
- Most compositional systems (e.g., tonal systems) 
 provide a set of dimensions that establish
 psychological distance from 'home' or 'stability
 point'
- Proximity or approach to this resting point 
 involves reduction of tension
- Distance can be measured on a number of 
 dimensions such as rhythm and meter (strong
 beats are stable, weak beats and syncopations are
 unstable) and tonality (the tonic is stable,
 non-diatonic notes are unstable)
- A moderate amount of surprise and fulfillment of 
 expectations (tension-relaxation) is preferred
 (again the inverted-U curve proposed by Berlyne)
20Musical expectation  emotions as a function of 
monitoring match and mismatch
-  If musical expectation is really the key to 
 emotional intensity, how is it that we can feel
 emotions to music we are highly familiar with?
21Musical expectation  emotions as a function of 
monitoring match and mismatch
- Many of the violations of expectations may occur 
 on a subconscious level
- Even when the musical 'narrative' is familiar to 
 us, we may still be able to enjoy it. We can
 appreciate the twists and turns (like re-watching
 a great movie)
- Iconic and associative sources of emotion, such 
 as emotional contagion and memories, may remain
 much the same throughout repeated listening to
 the same piece of music
- Familiarity with an object itself might increase 
 our liking of that object up to a certain point
- It is possible that some effects of music 
 processing is executed by a processor whose
 responses are 'hard-wired' in regard to certain
 perceptual primitives
22Categorical representation
Adjectives and clusters, inspiredin Hevner 
(1936) 
 23- Hevner, 1935 
- Stimulus 
- 10 short musical excerpts by Schumann, Bach, 
 Beethoven, Gluck
- 2 versions major / minor 
- Similar performances 
- Subjects / Procedure 
- Students, 4 groups 
- Each heard 5 major  5 minor 
- Replicated by Terwogt  van Grinsven (1991) 
- Adults more reliable than children or youngsters 
- Anger and fear tend to be confused
24Dimensional representation
Russells (1980) circumplex model 2-D space 
spanned by valence and arousal emotion 
categories are defined by different combinations 
of them 
 25Dimensional representation with determining 
features 
From Juslin (2001)
Positive Valence
 TENDERNESS slow mean tempo (Ga96) slow tone 
attacks (Ga96) low sound level (Ga96) small sound 
level variability (Ga96) legato articulation 
(Ga96) soft timbre (Ga96) large timing variations 
(Ga96) accents on stable notes (Li99) soft 
duration contrasts (Ga96) final ritardando (Ga96)
 HAPPINESS fast mean tempo (Ga95) small tempo 
variability (Ju99) staccato articulation 
(Ju99) large articulation variability (Ju99) high 
sound level (Ju00) little sound level variability 
(Ju99) bright timbre (Ga96) fast tone attacks 
(Ko76) small timing variations (Ju/La00) sharp 
duration contrasts (Ga96) rising micro-intonation 
(Ra96) 
High Activity
Low Activity
 ANGER high sound level (Ju00) sharp timbre 
(Ju00) spectral noise (Ga96) fast mean tempo 
(Ju97a) small tempo variability (Ju99) staccato 
articulation (Ju99) abrupt tone attacks 
(Ko76) sharp duration contrasts (Ga96) accents on 
unstable notes (Li99) large vibrato extent 
(Oh96b) no ritardando (Ga96) 
 FEAR staccato articulation (Ju97a) very low 
sound level (Ju00) large sound level variability 
(Ju99) fast mean tempo (Ju99) large tempo 
variability (Ju99) large timing variations 
(Ga96) soft spectrum (Ju00) sharp 
micro-intonation (Oh96b) fast, shallow, irregular 
vibrato (Ko00)
 SADNESS slow mean tempo (Ga95) legato 
articulation (Ju97a) small articulation 
variability (Ju99) low sound level (Ju00) dull 
timbre (Ju00) large timing variations (Ga96) soft 
duration contrasts (Ga96) slow tone attacks 
(Ko76) flat micro-intonation (Ba97) slow vibrato 
(Ko00) final ritardando (Ga96) 
Negative Valence 
 26Factors used to express emotions 
 27Factors used to express emotions
- Laurier et al. (simple rules using 
 acoustic/musical descriptors capable to predict
 with correctnessgt80 the expressed emotions in
 MP3 collections)
- dissonance_dvar lt 0.002717 aggressive 
- dissonance_dvar gt 0.002717 
- AND spectral_complexity_mean lt 13.557088 
 not_aggressive
- AND spectral_complexity_mean gt 13.557088  
 aggressive
- Lyrics content analysis added lt5 of additional 
 labelling power
28Extended lens model (Brunswik  Juslin  
Lindström) 
 29Synthesis of Emotion
An example of the analysis by synthesis 
strategy different renditions of the same piece 
are synthesized by changing musical parameters, 
then we study the effect of the parameter-tuning 
on the perceived emotions 
 30Emotion in time 
 31Social-emotional aspects
- Massive surveys on music preference and 
 personality features
- Relationships between personality traits and 
 music preference
- Relationships between social groups and music 
 preference
- Music as the preferred way to present oneself 
 to others, specially for teenagers and youngsters
- Heartgraves  North 
- http//www.peopleintomusic.com/ 
- Rentfrow  Gosling Short Test on Musical 
 Preferences (STOMP)
- http//www.outofservice.com/music-personality-test
 /
- http//www.signalpatterns.com/
32- P.N. Juslin  J.A. Sloboda (Eds)(2001). Music and 
 Emotion. Oxford Oxford University Press
- Jourdain. R. (1997). Music, the Brain, and 
 Ecstasy How Music Captures Our Imagination. New
 York William Morrow and Company
- Course on Music and Emotion by David Huron 
 http//csml.som.ohio-state-edu/Music829D.html