Title: Pulmonary Function Studies
1Pulmonary Function Studies
- The Role of the Therapist in COPD Diagnosis
- S. Lande Lambert, CRT
2(No Transcript)
3(No Transcript)
4SPIROMETRY FOR HEALTH CARE PROVIDERSGlobal
Initiative for Chronic Obstructive Lung Disease
(GOLD)
5CONTENTS
- I. INTRODUCTION
- II. BACKGROUND INFORMATION
- A. What Is Spirometry?
- B. Why Perform Spirometry?
- C. Spirometry in Primary Care
- D. Screening for Airway Obstruction in Primary
Care - E. Recognizing COPD
- III. USING SPIROMETRY IN CLINCIAL PRACTICE
- A. Types of Spirometers
- B. Information Provided by the Spirometer
- C. Diagnosis of Airway Obstruction
- Figure 1. GOLD Spirometric Criteria for COPD
Severity
6CONTENTS (contd)
- IV. SPIROGRAM INTERPRETATION
- A. Normal Lung Function
- Figure 2. Normal Spirogram Volume-Time
Curve - B. Bronchodilator Reversibility Testing in COPD
- C. Patterns of Spirometric Curves
- Figure 3. Volume-Time Curves (before and
after bronchodilator) - Figure 4. Features of Ventilatory Abnormality
in Spirometry - Figure 5. Patterns of Ventilatory
abnormalities - D. Flow-Volume Measurement
7CONTENTS (contd)
- V. PERFORMING SPIROMETRY
- A. Preparing the Patient
- Figure 6A. Normal Flow-Volume Curve
- Figures 6B, 6C, 6D. Patterns of Flow-Volume
Curves Showing Ventilatory Abnormalities - B. Measuring FEV1, FVC, and Flow-Volume
Curves - C. Differential Diagnosis
8CONTENTS (contd)
- VI. TROUBLESHOOTING
- A. Accuracy and Quality of Readings
- Figure 7. Examples Poorly Performed Curves
- B. Equipment Maintenance and Calibration
- C. Infection Control
- D. When to Refer for Further Respiratory
Function Testing - REFERENCES
9I.INTRODUCTION
10I. Introduction
- Chronic Obstructive Pulmonary disease (COPD) is a
clinical diagnosis that should be based on
carefully history taking, the presence of
symptoms and assessment of airway obstruction
(also called airflow limitation). The GOLD
international COPD guidelines1, as well as
national guidelines2, advise spirometry as the
gold standard for accurate and repeatable
measurement of lung function. Evidence is
emerging that when spirometry confirms a COPD
diagnosis, doctors initiate more appropriate
treatment. Spirometry is also helpful in making a
diagnosis in patients with breathlessness and
other respiratory symptoms and for screening in
occupational environments.
11I. Introduction (Contd)
- Although the use of spirometers in primary care
is increasing, in some countries uptake is still
low. In those countries where spirometry is in
more common usage, there are major concerns
regarding the technical ability of operators to
perform the test and interpret its results. Many
primary care physicians, nurses, and other health
care providers have had little formal training in
spirometry. More accredited courses are appearing
but these are often time consuming and fairly
expensive. Many clinicians feel apprehensive
about purchasing a spirometer because of
uncertainties about performing and interpreting
spirometry. Epidemiologic studies confirm that
both late diagnosis and under-diagnosis of COPD
are commonproblems that wider use of spirometry
could help to address.
12I. Introduction (Contd)
- There is therefore a considerable need to
- Encourage the use of spirometers in primary
care - Explain the importance of spirometry in the
management of COPD - Provide information on how to perform
spirometry correctly - Explain interpretation of spirometry results
Most guidelines recommend the use of spirometers
that provide a real-time trace to help assess the
quality and repeatability of blows. Such
spirometers tend to be quite expensive and
expectations that these could be used widely in
poorer countries are unrealistic. Cheaper
substitutes are available at relatively low cost
these can provide the basic indices accurately
but give little indication as to how well
patients perform the test.
13II.BACKGROUND INFORMATION
14 A. What Is Spirometry?
- Spirometry is a method of assessing lung function
by measuring the volume of air that the patient
can expel from the lungs after a maximal
inspiration. - The indices derived from this forced exhaled
maneuver have become the most accurate and
reliable way of supporting a diagnosis of COPD.
When these values are compared with predicted
normal values determined on the basis of age,
height, sex, and ethnicity, a measure of the
severity of airway obstruction can be determined.
It is on these values that COPD guidelines around
the world base the assessment of mild, moderate,
and severe disease levels.
15A. What Is Spirometry? (contd)
- Spirometry is however only one way of
interpreting COPD disease severity. Other
measures, such as the MRC dyspnea scale for
measuring breathlessness, exacerbation
frequency, body mass index, quality of life
assessment, and exercise capacity all help to
build a more complete picture2.
16B. Why Perform Spirometry?
- Spirometry is the best way of detecting the
presence of airway obstruction and making a
definitive diagnosis of asthma and COPD. Its
major uses in COPD are to - Confirm the presence of airway obstruction
- Confirm an FEV1/FVC ratio lt 0.7 after
bronchodilator - Provide an index of disease severity
- Help differentiate asthma from COPD
- Detect COPD in subjects exposed to risk
factors, predominantly tobacco smoke,
independently of the presence of respiratory
symptoms - Enable monitoring of disease progression
- Help assess response to therapy
17 B. Why Perform Spirometry? (contd)
- Aid in predicting prognosis and long-term
survival - Exclude COPD and prevent inappropriate
treatment if spirometry is normal
Spirometry has many other applications in
assessing and managing respiratory disease. These
include measuring the presence and severity of
restrictive lung defects, screening of the
workforce in hazardous occupational environments,
pre-employment screening for certain occupations,
and assessing fitness to dive. Some believe it
may be useful as a motivating tool to help
smokers to quit, but solid scientific evidence on
this point is lacking at present, and research
findings have been equivocal.
18C. Spirometry in Primary Care
- The development of COPD is slow and insidious and
symptoms tend to be noted by patients only after
there has been a significant loss of lung
function, often to 50-60 of predicted value.
People with COPD often present far too late to
their doctor because they accept cough or mild
breathlessness as a normal result of years of
smoking or because they do not wish to be told
that they have to stop smoking. However, stopping
smoking is key. It is the most important way of
slowing disease progression, and it is most
beneficial in the early stages of COPD. - COPD is markedly under-diagnosed, with recent
estimates of between 25 and 50 of patients with
clinically important disease being undetected or
misdiagnosed. (contd)
19 C. Spirometry in Primary Care (contd)
- Although awareness has increased in the last 10
years, the management and diagnosis of COPD in
primary care is still poor. The wrong diagnosis
is commonsome patients who have a clinical
diagnosis of COPD are found to have normal lung
function, many patients with COPD are
undiagnosed, and there is much confusion
regarding labeling patients with COPD or asthma. - Primary care physicians are in an ideal position
to be able to detect COPD in its early stages and
perform spirometry to confirm the diagnosis3,4.
Management of COPD is largely carried out in
primary care and much can now be done to improve
symptoms and quality of life, and to reduce the
frequency and impact of exacerbations. Such
information is clearly set out in most national
and international guidelines.
20D. Screening for Airway Obstruction in Primary
Care
- The role of screening at-risk populations in
primary care is more controversial. When
assessing the efficacy of screening programs, a
number of important factors need to be
considered. These include the criteria for the
population to be screened, the percentage of
positive results, and the cost effectiveness of
screening. It is crucial to assess the clinical
outcomes of screening. Although we have some
answers to these questions, the main issue of
whether detecting early disease in relatively
asymptomatic smokers significantly increases quit
rates has still to be resolved. - The most cost-effective method would appear to be
a case-finding technique, performing spirometry
in those atrisk of COPD. In a Dutch study5, 27
of smokers or exsmokers over 35 years of age
who also had a persistent cough were found to
have airway obstruction.
21E. Recognizing COPD
The GOLD guidelines1 define COPD as A
preventable and treatable disease with some
significant extrapulmonary effects that may
contribute to the severity in the individual
patient. Its pulmonary component is characterized
by airflow limitation that is not fully
reversible. The airflow limitation is usually
progressive and associated with an abnormal
inflammatory response of the lung to noxious
particles or gases.
- The main clinical features of COPD are
- Chronic cough, which may be daily and
productive, but can also be intermittent and
unproductive - Breathlessness on exertion, initially
intermittent and becoming persistent
22E. Recognizing COPD (contd)
- Sputum production any pattern of sputum
production may indicate COPD - Frequent exacerbations of bronchitis
- A history of exposure to risk factors,
especially tobacco smoke, occupational dusts,
home cooking and biomass fuels.
The GOLD guidelines recommend that clinicians
should suspect COPD and perform spirometry
whenever any of these indicators are present in
an individual aged over 40 years. When these
features are present it is crucial to ask, COULD
IT BE COPD?
23III.USING SPIROMTERYIN CLINICAL PRACTICE
24A. Types of Spirometers
- There are many different types of spirometer with
costs varying from 1003,000 Euros/502,000 USD. - Bellows or rolling seal spirometers are large
and not very portable, and are used predominantly
in lung function laboratories. They require
regular calibration with a 3-liter syringe and
are very accurate. - Electronic desktop spirometers are compact,
portable, and usually quick and easy to use. They
have a real-time visual display and paper or
computer printout. Some require calibration with
the 3-liter syringe others can be checked for
accuracy with the syringe but require any changes
to be performed by the manufacturer. (contd)
25A. Types of Spirometers (contd)
- Generally they need little attention other than
cleaning. They maintain accuracy over years and
are ideal for primary care. - Small, inexpensive hand-held spirometers
provide a numerical record of blows but no
printout. It may be necessary to look up
predicted values in tables, but some include
these in their built-in software. Recent models
allow pre-programming of patient details so that
the spirometer also gives percent predicted
values. These are good for simple screening and
are accurate for diagnosis if the more expensive
desktop form is impractical or too expensive.5
26A. Types of Spirometers (contd)
- Many spirometers provide two forms of traces. One
is the standard plot of volume exhaled against
time. The other is a plot of flow (L/sec) on the
vertical axis versus volume expired (L) on the
horizontal axis. This is a flowvolume trace and
is most helpful in diagnosing airway obstruction. - In some countries a printed record of spirometry
is essential for claiming insurance/practitioner
reimbursement. The type of spirometer to be used
may need to be considered in the light of this,
as some automatically produce a printout, others
can store data to be printed later from a PC, and
others do not have printing capacity at all.
27B. Information Provided by the Spirometer
The standard spirometry maneuver is a maximal
forced exhalation (greatest effort possible)
after a maximum deep inspiration (completely full
lungs). Several indices can be derived from this
blow.
- FVC Forced Vital Capacity the total volume
of air that the patient can forcibly exhale in
one breath. - FEV1 Forced Expiratory Volume in One Second
the volume of air that the patient is able to
exhale in the first second of forced expiration. - FEV1 /FVC the ratio of FEV1 to FVC expressed
as a fraction (previously this was expressed as a
percentage).
28B. Information Provided by the Spirometer
(contd)
- Values of FEV1 and FVC are measured in liters and
are also expressed as a percentage of the
predicted values for that individual. - The ratio of FEV1/FVC is normally between 0.7 and
0.8. Values below 0.7 are a marker of airway
obstruction, except in older adults where values
0.650.7 may be normal. Caution particularly
needs to be taken in patients over 70 years,
where the use of predicted values extrapolated
from the younger population may result in
over-diagnosing COPD. In people over 70 years
old, the FEV1/FVC ratio may need to be lowered to
0.65 as a lower limit of normal. Conversely, in
people under 45, using a ratio of 0.7 may result
in under-diagnosis of airway obstruction. To
avoid both of these problems, many experts
recommend use of the lower limit of normal for
each population.
29B. Information Provided by the Spirometer
(contd)
- Predicted values are calculated from thousands of
normal people and vary with sex, height, age and
ethnicity. The standard predicted values in most
of Europe are those established by the European
Respiratory Society or the European Community
Health and Respiratory Survey (ECHRS), but other
values may be used in different countries. Those
values most appropriate for the local population
should be used. - FlowVolume Measurement - Many electronic desktop
spirometers and spirometers used in lung function
laboratories utilize a pneumotachograph measuring
gauge, which measures airflow and integrates the
signal to derive volume. This allows the
spirometer to plot traces of flow rate against
the volume of air exhaled, producing a
flowvolume curve. On many spirometers such
curves provide the main initial visual realtime
display when patients are performing their blows.
30B. Information Provided by the Spirometer
(contd)
- FEV6 - This is a more recently derived value
which measures the volume of air that can
forcibly be expired in 6 seconds. It approximates
the FVC and in normal people the two values would
be identical. Using FEV6 instead of FVC may be
helpful in patients with more severe airflow
obstruction who make take up to 15 seconds to
fully exhale. As they find this difficult and
often stop before full exhalation, the FVC, and
hence the severity of airway obstruction, may be
underestimated. Some new hand-held spirometers
from Vitalograph use the FEV6 instead of FVC and
have predicted tables to match. The FEV1/FEV6 is
well validated and is an acceptable alternative
to FEV1/FVC6,7.
31B. Information Provided by the Spirometer
(contd)
- Slow VC Slow Vital Capacity the patient takes
a full breath in as before but exhales slowly in
their own time. In patients with COPD with more
marked airway obstruction and dynamic
compression, the slow vital capacity may exceed
the FVC by gt 0.5 liters. This index is not used
routinely in primary care. However, ATS /ERS
guidelines are increasingly suggesting FEV1/ Slow
VC as the preferred ratio6.
32C. Diagnosis of Airway Obstruction
- The spirometric criterion required for a
diagnosis of COPD is an FEV1/FVC ratio below 0.7
after bronchodilator. - Go to Figure 1.
33(No Transcript)
34IV.SPIROGRAM INTERPRETATION
35A. Normal Lung Function
- Interpretation of spirometry involves looking at
the absolute values of FEV1, FVC, and FEV1/FVC,
comparing them with predicted values, and
examining the shape of the spirograms. Patients
should complete three blows that are consistent
and within 5 of each othermany electronic
spirometers automatically provide this
information. - In a patient with normal lung function, the
volumetime curve should rise rapidly and
smoothly and plateau within 3-4 seconds. With
increasing degrees of airway obstruction it takes
longer to blow out the airup to 15 secondsand
the upward slope of the spirogram is much less
steep. - Go to Figure 2.
36(No Transcript)
37B. Bronchodilator Reversibility Testing in COPD
- Assessing bronchodilator reversibility is
important to determine whether fixed airway
narrowing is present8. In patients with COPD,
post-bronchodilator FEV1/FVC remains lt 0.7.
However, the FEV1 may improve significantly after
bronchodilator, and a change of gt 12 AND gt 200
mL in FEV1 can occur in COPD1. In addition, the
degree of bronchodilator reversibility can vary
from day to day. Larger changes in FEV1 do not
negate a diagnosis of COPD, although the greater
these changes are the greater the likelihood that
the patient has asthma, either instead of or in
addition to COPD.
38B. Bronchodilator Reversibility Testing in COPD
(contd)
- Bronchodilator reversibility testing is best done
as a planned procedure, as it is time consuming.
If the patient is undiagnosed and on no therapy,
acute reversibility can be assessed on the first
visit. Short-acting bronchodilators need to be
withheld for at least 4 hours prior to testing,
and long-acting bronchodilators for 12 hours.
Recent treatment with inhaled glucocorticosteroids
can also reduce bronchodilator reversibility
because the pre-bronchodilator FEV1 may improve
significantly with inhaled glucocorticosteroid
therapy, especially if asthma is present.
39B. Bronchodilator Reversibility Testing in COPD
(contd)
Reversibility testing needs to be interpreted in
the light of the patients clinical history and
examination. Some patients with COPD can have
greater reversibility and some, especially those
with late-onset or longstanding asthma,
demonstrate very little FEV1 change in response
to bronchodilators.
- Spirometry should be undertaken when the
patient is clinically stable and free from a
respiratory tract infection. - Short-acting bronchodilators should be
withheld for the previous 6 hours, long-acting
bronchodilators for 12 hours, and sustained
release theophylline for 24 hours.
40B. Bronchodilator Reversibility Testing in COPD
(contd)
- FEV1/FVC should be measured before and 15-20
minutes after bronchodilator is given. - The bronchodilator should be given by metered
dose inhaler, ideally through a spacer. A
nebulizer may be used but generally larger doses
are delivered by this route. - The dose administered should be high on the
dose-response curve. - Possible dose protocols include 400 µg
salbutamol, up to 160 µg ipratropium, or the two
combined.
41B. Bronchodilator Reversibility Testing in COPD
(contd)
- Calculating bronchodilator reversibility
- FEV1 Reversibility Post-bronchodilator
FEV1 - Pre-bronchodilator FEV1 x 100
- Pre-bronchodilator FEV1
- In the example shown in Figure 3
- FEV1 reversibility 2.2 2.0
x 100 10 -
2.0 - As a general rule spirometry that becomes normal
after bronchodilator is not COPD!
42C. Patterns of Spirometric Curves
- There are 3 basic patterns to recognize
- NORMAL FEV1 and FVC above 80 predicted
FEV1/FVC ratio above 0.7 - OBSTRUCTIVE FEV1 below 80 predicted
- FVC can be normal or reduced usually to a
lesser degree than FEV1 - FEV1/FVC ratio below 0.7
- RESTRICTIVE FEV1 below 80 predicted
- FVC below 80 predicted
- FEV1/FVC ratio normal - above 0.7.
- Spirometry may show a restrictive pattern,
suggesting the patient's dyspnea is due to a
restrictive lung disease, and not COPD. In this
case, the patient should be referred for further
lung function testing and investigations.
43(No Transcript)
44(No Transcript)
45D. FlowVolume Measurement
- Many electronic desktop spirometers and
spirometers used in lung function laboratories
utilize a pneumotachograph measuring gauge, which
measures airflow and integrates the signal to
derive volume. This allows the spirometer to plot
traces of flow rate against the volume of air
exhaled, producing a flowvolume curve. On many
spirometers such curves provide the main initial
visual realtime display when patients are
performing their blows. - The interpretation of flowvolume curves is less
well understood in primary care as it may not be
taught in basic spirometry courses. Nevertheless
the curve is a most helpful addition when
interpreting lung function results, and provides
a quick and simple check on whether or not airway
(contd)
46D. FlowVolume Measurement (contd)
obstruction is present. It is also a tool for
identifying the early stages of airway
obstruction and provides additional help in the
interpretation of a mixed pattern of obstruction
and restriction. In the simplest terms it is
adequate to look at the shape of the curve and
compare it with the shape of the predicted
curveusually a dotted lineconstructed by the
spirometer.
- A normal trace (Figure 6A) will have a rapid
rise to maximal expiratory flow and then an
almost linear, uniform decline in flow until all
the air is expelledthe point of intersection
with the x axis is the FVC.
47D. FlowVolume Measurement (contd)
- In airflow obstruction (Figure 6B) there is a
concave dip in the second part of the curve which
will become more marked with increasing
obstruction. This will be seen in COPD and asthma
and any other disease causing airflow
obstruction. - In more severe emphysema (Figure 6C) where
loss of airway elasticity causes the airways to
collapse when forced exhalation occurs (dynamic
compression), there will be a characteristic
sudden fall in flow after maximal expiratory flow
is reachedthe steeple pattern. - In restrictive lung abnormalities (Figure 6D)
the shape of the flowvolume curve is normal but
there is a reduction in lung volume which moves
the FVC point to the left compared with the
predicted curve.
48V.PERFORMING SPIROMETRY
49A. Preparing The Patient
- It is important to explain the purpose of the
test and describe clearly what the patient will
be asked to do. It is often helpful to
demonstrate or mimic the procedure yourself and
emphasize the importance of taking a full breath
and blowing out as fast and hard as possible. - Before starting the patients age, sex, and
height need to be recorded and entered into the
spirometer so that predicted curves and values
can be calculated by the spirometer. If the
patient is of Asian or Afro-Caribbean origin you
may need to adjust the normal values as these
tend to be about 10 less in these groups than in
Caucasians. Many spirometers do this adjustment
for you.
50A. Preparing The Patient (contd)
- Inquire and record the time of last
bronchodilator inhaler use, particularly if
performing a reversibility test. The patient
should be comfortable and preferably have
recently emptied their bladder the procedure
can cause urinary incontinence. Ideally, they
should be seated for the procedure as there is a
small risk of syncope, which is greater if
standing. - Go to Figure 6A.
- Go to Figure 6B.
51(No Transcript)
52(No Transcript)
53B. Measuring FEV1, FVC, and FlowVolume Curves
- Attach a clean, disposable, one-way mouthpiece
to the spirometer. - Instruct the patient to breathe in fully until
the lungs feel full. - The patient should hold their breath long
enough to seal their lips tightly around the
mouthpiece. - Blast the air out as forcibly and fast as
possible until there is no more air left to
expel. The operator should verbally encourage the
patient to keep blowing and keep blowing during
this phase. Watch the patient to make sure a good
mouth seal around the mouthpiece is achieved.
54B. Measuring FEV1, FVC, and FlowVolume Curves
(contd)
- Check that an adequate trace has been
achieved. Sometimes with electronic spirometers
the patient may leak a small volume of air into
the mouthpiece while sealing the lips which will
register as the blow. - Repeat the procedure at least twice until
three acceptable and reproducible blows are
obtained. Maximum of 8 efforts. - There should be three readings, of which the
best two are within 100 mL or 5 of each other
and best. - Depending on the model of spirometer, the
numbers appear as a table of actual and predicted
figures together with volumetime and flowvolume
traces. The best readings of FEV1 and FVC are
usually recorded.
55B. Measuring FEV1, FVC, and FlowVolume Curves
(contd)
- The use of a nose clip is uncommon in primary
care but it can be helpful alternatively, ask
the patient to pinch their nose if they are
having difficulties with blowing correctly. - Spirometers with real-time traces and printouts
are preferred as they provide helpful information
about the quality and acceptability of the blows.
56C. Differential Diagnosis
- If spirometry confirms airway obstruction, the
main differential diagnoses are COPD and asthma.
These two conditions can often be differentiated
through a careful clinical history and smoking or
other exposure patterns. However, at times
certainty is not possible. Although FEV1
reversibility of more than 12 favors a diagnosis
of asthma, reversibility of this magnitude and
higher is seen in COPD, even if less frequently.
57C. Differential Diagnosis (contd)
- A history of childhood wheezing, atopic symptoms,
and diurnal variation in peak flow gt 20 (as
established by monitoring at home twice daily for
2 weeks) may all favor a diagnosis of asthma.
Similarly, a therapeutic trial of prednisolone 30
mg daily for 2 weeks, or of inhaled
corticosteroids for 2-4 weeks, that leads to
marked improvement in FEV1 may help to identify
asthma as the more likely diagnosis. The British
NICE COPD Guidelines2 suggest a greater than 400
mL increase in FEV1 after treatment trial
indicates asthma. A reduced diffusing capacity in
addition to airflow limitation is characteristic
of emphysema.
58VI.TROUBLESHOOTING
59A. Accuracy and Quality of Readings
- The most common reason for inconsistent readings
is patient technique. Errors may be detected by
observing the patient throughout the maneuver and
by examining the resultant traces. - Spirometry becomes much easier to perform and
interpret with practice. Despite this, some
patients find it a difficult test, and will not
be able to perform repeatable curves. Do not be
discouraged this can occur even for
professionals in respiratory function
laboratories. However, familiarity with the
spirometer is important, and adopting the same
careful approach each time will help you gain
confidence. Common problems are shown below but
do not be discouraged by the long list it is
simply to alert you to points you need to watch
closely.
60A. Accuracy and Quality of Readings (contd)
Common problems (and examples of traces where
appropriate) include
- Inadequate or incomplete inhalation (Figure
7C, 7E) - Lack of blast effort during exhalation
sub-maximal effort (Figure 7E) - Delayed onset of maximal effort
under-estimates FEV1 (Figure 7D) - Incomplete emptying of lungs common in COPD
where this can take up to 15 seconds, and in more
elderly and infirm patients (Figure 7E) - Additional breath during maneuver
- Lips not tight around mouthpiece (leaks
under-estimate FEV1 and FVC)
61A. Accuracy and Quality of Readings (contd)
Common problems (and examples of traces where
appropriate) include (Contd)
- A slow start to the blow - under-estimates FEV1
(Figure 7D) - Exhaling in part through the nose
- Coughing (Figure 7A)
- Glottic closure
- Obstruction of mouthpiece by teeth or tongue
- Poor posturee.g., leaning forward or
slouching - Poor operator knowledge and training
- Poorly maintained and calibrated spirometer
- Go to Figure 7A, B, C, D, E.
62(No Transcript)
63B. Equipment Maintenance and Calibration
- In order to provide accurate and repeatable
results, spirometers must be regularly cleaned
and maintained as directed in the manufacturers
instructions. The correct functioning must be
frequently checked with some form of calibration.
- Ideally, calibration should be performed with a
3-liter syringe which will allow validation of
spirometer accuracy. Some electronic spirometers
can be recalibrated by the user but others only
by returning them to the manufacturer. Most
modern electronic spirometers, however, drift
very little from the set calibration levels so
use of the 3-liter syringe helps to check that
levels are unchanged.
64B. Equipment Maintenanceand Calibration (contd)
- An alternative is to assess overall performance
of the spirometer by regularly testing of a
healthy individual every weeka biological
control. Generally a variation of more than 5
in FEV1 or FVC should alert you to a problem
which may necessitate further testing and
possible return to the manufacturer.
65C. Infection Control
- Precautions must be taken to minimize any cross
infection via the spirometer. The use of
low-resistance barrier filters and disposable
mouthpieces significantly reduces the risk of
infection and also helps to protect the equipment
from exhaled secretions. A new filter must be
used for each patient.
66D. When To Refer For Further Respiratory
Function Testing
- Many physicians do not have the time to perform
their own spirometry, and their practice nurse or
assistant physician may undertake spirometry.
Some studies suggest that superior results
(reliability and validity) are obtained this way.
When spirometry is abnormal but not diagnostic,
or if the test cannot be performed reproducibly,
it is preferable for patients to be referred to a
lung function laboratory or a specialist, for
optimal performance and interpretation of
spirometry. In addition, further lung function
testing that includes more comprehensive tests
will assist in making a definitive diagnosis.
These tests may include full lung volumes,
diffusing capacity, bronchial provocation
testing, skin-prick testing, exhaled breath
testing, and arterial blood gas measurements. A
restrictive or mixed obstructive-restrictive
spirometric pattern almost always requires more
complete lung function testing before a final
diagnosis can be made.
67REFERENCES
68- 1. Global Initiative for Chronic Obstructive
Lung Disease. Global strategy for the diagnosis,
management, and prevention of chronic obstructive
pulmonary disease. (Updated 2007).
http//www.goldcopd.org. - 2. National Collaborating Centre for Chronic
Conditions. Chronic obstructive pulmonary
disease national clinical guideline on
management of chronic obstructive pulmonary
disease in adults in primary and secondary care.
Thorax 2003, 59 (Suppl 1) 1-232. - 3. Dales RE, Vandemheen KL, Clinch J, et al.
Spirometry in the primary care setting. Influence
on clinical diagnosis and management of airflow
obstruction. Chest 2005, 128 2443 7. - 4. Enright P. Does screening for COPD by Primary
Care Physicians have the potential to cause more
harm than good? Chest 2006, 129 833-4. - 5. van Schayck CP,Loozen JM, Wagena et al.
Detecting patients at high risk of developing
chronic obstructive pulmonary disease in general
practice cross-sectional case-finding study. BMJ
2002, 324 1370-4. - 6. Miller MR, Hankinson J, Brusasco V, et al.
ATS-ERS taskforce Standardisation of Lung
Function Testing. Standardisation of spirometry.
Eur Respir J 20052631938 - 7. Vandevoorde J, Verbanck S, Schuermans D,
Kartounian J, Vincken W. FEV1/FEV6 and FEV6 as
alternative for FEV1/FTC and FVC in the
spirometric detection of airway obstruction and
restriction. Chest 20051271560-64. - 8. Johannsen A, Lehmann S, Omenaas E R, et al.
Post bronchodilator spirometry reference values
in adults and implications for disease
management. Am J Respir Crit Care Med 2006, 73
1316 -257.
69lobal Initiative for Chronicbstructiveungisease
G OLD
70GOLD Structure
- GOLD Executive Committee
- Roberto Rodriguez-Roisin, MD Chair
- Klaus Rabe, MD, PhD Co-Chair
Dissemination/Implementation Task Group
Christine Jenkins, MD - Chair
Science Committee Peter Calverley - Chair
71GOLD Executive Committee
Y. Fukuchi, Japan, APSR C. Jenkins, Australia A.
Kocabas, Turkey E. Nizankowska, Poland T. van der
Molen, Netherlands C. Van Weel, Netherlands ,WONCA
- R. Rodriguez-Roisin, Chair, Spain
- K. Rabe, Co-Chair, Netherlands
- A. Anzueto, US, ATS
- P. Calverley, UK
- A. Casas, Columbia, ALAT
- A. Cruz, Switzerland, WHO
- T. DeGuia, Philippines
72GOLD Science Committee
P. Jones K. Rabe R. Rodriguez-Roisin J.
Vestbo J. Zielinski
- P. Calverley, Chair
- A. Agusti
- A. Anzueto
- P. Barnes
- M. Decramer
- Y. Fukuchi
73Description of Levels of Evidence
74Bangladesh
Saudi Arabia
Slovenia
Germany
Ireland
Brazil
Yugoslavia
Croatia
United States
Australia
Canada
Austria
Taiwan ROC
Portugal
Philippines
Thailand
Malta
Norway
Greece
Moldova
China
Syria
South Africa
United Kingdom
Hong Kong ROC
Italy
New Zealand
Israel
Chile
Nepal
Argentina
Mexico
Russia
Pakistan
United Arab Emirates
Japan
Peru
GOLD National Leaders
Korea
Poland
Netherlands
Egypt
Venezuela
Switzerland
India
Georgia
France
Macedonia
Iceland
Denmark
Czech Republic
Turkey
Belgium
Slovakia
Singapore
Spain
Ukraine
Columbia
Romania
Uruguay
Sweden
Vietnam
Kyrgyzstan
Albania
75GOLD Structure
- GOLD Executive Committee
- Roberto Rodriguez-Roisin, MD Chair
- Klaus Rabe, MD, PhD Co-Chair
Dissemination/Implementation Task Group
Christine Jenkins, MD - Chair
Science Committee P. Calverley - Chair
76GOLD Website Address
http//www.goldcopd.org
77lobal Initiative for Chronicbstructiveungisease
G OLD
78GOLD Objectives
- Increase awareness of COPD among health
professionals, health authorities, and the
general public. - Improve diagnosis, management and prevention of
COPD. - Stimulate research in COPD.
79Global Strategy for Diagnosis, Management and
Prevention of COPD
- Definition, Classification
- Burden of COPD
- Risk Factors
- Pathogenesis, Pathology, Pathophysiology
- Management
- Practical Considerations
80Definition of COPD
- COPD is a preventable and treatable disease with
some significant extrapulmonary effects that may
contribute to the severity in individual
patients. - Its pulmonary component is characterized by
airflow limitation that is not fully reversible. - The airflow limitation is usually progressive and
associated with an abnormal inflammatory response
of the lung to noxious particles or gases.
81Classification of COPD Severity by Spirometry
Stage I Mild FEV1/FVC lt 0.70
FEV1 gt 80 predicted Stage II Moderate
FEV1/FVC lt 0.70
50 lt FEV1 lt 80 predicted Stage III Severe
FEV1/FVC lt 0.70
30 lt FEV1 lt 50 predicted Stage IV Very
Severe FEV1/FVC lt 0.70 FEV1
lt 30 predicted or FEV1 lt 50 predicted
plus chronic respiratory failure
82At Risk for COPD
- COPD includes four stages of severity classified
by spirometry. - A fifth category--Stage 0 At Risk--that appeared
in the 2001 report is no longer included as a
stage of COPD, as there is incomplete evidence
that the individuals who meet the definition of
At Risk (chronic cough and sputum production,
normal spirometry) necessarily progress on to
Stage I Mild COPD. - The public health message is that chronic cough
and sputum are not normal remains important -
their presence should trigger a search for
underlying cause(s).
83Global Strategy for Diagnosis, Management and
Prevention of COPD
- Definition, Classification
- Burden of COPD
- Risk Factors
- Pathogenesis, Pathology, Pathophysiology
- Management
- Practical Considerations
84Burden of COPD Key Points
- COPD is a leading cause of morbidity and
mortality worldwide and results in an economic
and social burden that is both substantial and
increasing. - COPD prevalence, morbidity, and mortality vary
across countries and across different groups
within countries. - The burden of COPD is projected to increase in
the coming decades due to continued exposure to
COPD risk factors and the changing age structure
of the worlds population.
85Burden of COPD Prevalence
- Many sources of variation can affect estimates of
COPD prevalence, including e.g., sampling
methods, response rates and quality of
spirometry. - Data are emerging to provide evidence that
prevalence of Stage I Mild COPD and higher is
appreciably higher in - - smokers and ex-smokers
- - people over 40 years of age
- - males
86COPD Prevalence Study in Latin America
The prevalence of post-bronchodilator FEV1/FVC lt
0.70 increases steeply with age in 5 Latin
American Cities
Source Menezes AM et al. Lancet 2005
87Burden of COPD Mortality
- COPD is a leading cause of mortality worldwide
and projected to increase in the next several
decades. - COPD mortality trends generally track several
decades behind smoking trends. - In the US and Canada, COPD mortality for both men
and women have been increasing. - In the US in 2000, the number of COPD deaths was
greater among women than men.
88Percent Change in Age-Adjusted Death Rates, U.S.,
1965-1998
Proportion of 1965 Rate
3.0
Coronary Heart Disease
Stroke
Other CVD
COPD
All Other Causes
2.5
2.0
1.5
1.0
0.5
59
64
35
163
7
0
1965 - 1998
1965 - 1998
1965 - 1998
1965 - 1998
1965 - 1998
Source NHLBI/NIH/DHHS
89Of the six leading causes of death in the United
States, only COPD has been increasing steadily
since 1970
Source Jemal A. et al. JAMA 2005
90COPD Mortality by Gender,U.S., 1980-2000
Number Deaths x 1000
Source US Centers for Disease Control and
Prevention, 2002
91Global Strategy for Diagnosis, Management and
Prevention of COPD
- Definition, Classification
- Burden of COPD
- Risk Factors
- Pathogenesis, Pathology, Pathophysiology
- Management
- Practical Considerations
92Risk Factors for COPD
- Genes
- Exposure to particles
- Tobacco smoke
- Occupational dusts, organic and inorganic
- Indoor air pollution from heating and cooking
with biomass in poorly ventilated dwellings - Outdoor air pollution
Lung growth and development Oxidative
stress Gender Age Respiratory infections Socioecon
omic status Nutrition Comorbidities
93Risk Factors for COPD
Nutrition
Infections
Socio-economic status
Aging Populations
94Global Strategy for Diagnosis, Management and
Prevention of COPD
- Definition, Classification
- Burden of COPD
- Risk Factors
- Pathogenesis, Pathology, Pathophysiology
- Management
- Practical Considerations
95(No Transcript)
96Pathogenesis of COPD
Cigarette smoke Biomass particles Particulates
Host factors Amplifying mechanisms
LUNG INFLAMMATION
Anti-oxidants
Anti-proteinases
Oxidative stress
Proteinases
Repair mechanisms
COPD PATHOLOGY
Source Peter J. Barnes, MD
97Changes in Lung Parenchyma in COPD
Alveolar wall destruction
Loss of elasticity
Destruction of pulmonary capillary bed
? Inflammatory cells macrophages, CD8
lymphocytes
Source Peter J. Barnes, MD
98Pulmonary Hypertension in COPD
Chronic hypoxia
Pulmonary vasoconstriction
Muscularization Intimal hyperplasia Fibrosis Obli
teration
Pulmonary hypertension
Cor pulmonale
Edema
Death
Source Peter J. Barnes, MD
99ASTHMA
Allergens
Mast cell
Ep cells
CD4 cell (Th2)
Eosinophil
Bronchoconstriction AHR
Airflow Limitation
Reversible
Irreversible
Source Peter J. Barnes, MD
100Global Strategy for Diagnosis, Management and
Prevention of COPD
- Definition, Classification
- Burden of COPD
- Risk Factors
- Pathogenesis, Pathology, Pathophysiology
- Management
- Practical Considerations
101Four Components of COPD Management
- Assess and monitor disease
- Reduce risk factors
- Manage stable COPD
- Education
- Pharmacologic
- Non-pharmacologic
- Manage exacerbations
102GOALS of COPD MANAGEMENT VARYING EMPHASIS WITH
DIFFERING SEVERITY
- Relieve symptoms
- Prevent disease progression
- Improve exercise tolerance
- Improve health status
- Prevent and treat complications
- Prevent and treat exacerbations
- Reduce mortality
103Four Components of COPD Management
- Assess and monitor disease
- Reduce risk factors
- Manage stable COPD
- Education
- Pharmacologic
- Non-pharmacologic
- Manage exacerbations
104Management of Stable COPD Assess and Monitor
COPD Key Points
- A clinical diagnosis of COPD should be considered
in any patient who has dyspnea, chronic cough
or sputum production, and/or a history of
exposure to risk factors for the disease. - The diagnosis should be confirmed by spirometry.
A post-bronchodilator FEV1/FVC lt 0.70 confirms
the presence of airflow limitation that is not
fully reversible. - Comorbidities are common in COPD and should be
actively identified.
105Diagnosis of COPD
EXPOSURE TO RISK FACTORS
SYMPTOMS
cough
tobacco
sputum
occupation
shortness of breath
indoor/outdoor pollution
è
è
è
SPIROMETRY
106Management of Stable COPD Assess and Monitor
COPD Spirometry
- Spirometry should be performed after the
administration of an adequate dose of a
short- acting inhaled bronchodilator to minimize
variability. - A post-bronchodilator FEV1/FVC lt 0.70 confirms
the presence of airflow limitation that is not
fully reversible. - Where possible, values should be compared to
age-related normal values to avoid overdiagnosis
of COPD in the elderly.
107Spirometry Normal and Patients with COPD
108Differential Diagnosis COPD and Asthma
COPD
ASTHMA
- Onset early in life (often childhood)
- Symptoms vary from day to day
- Symptoms at night/early morning
- Allergy, rhinitis, and/or eczema also present
- Family history of asthma
- Largely reversible airflow limitation
- Onset in mid-life
- Symptoms slowly progressive
- Long smoking history
- Dyspnea during exercise
- Largely irreversible airflow
- limitation
-
109COPD and Co-Morbidities
- COPD patients are at increased risk for
- Myocardial infarction, angina
- Osteoporosis
- Respiratory infection
- Depression
- Diabetes
- Lung cancer
110COPD and Co-Morbidities
- COPD has significant extrapulmonary
- (systemic) effects including
- Weight loss
- Nutritional abnormalities
- Skeletal muscle dysfunction
111Four Components of COPD Management
- Assess and monitor disease
- Reduce risk factors
- Manage stable COPD
- Education
- Pharmacologic
- Non-pharmacologic
- Manage exacerbations
112Management of Stable COPD Reduce Risk Factors
Key Points
- Reduction of total personal exposure to tobacco
smoke, occupational dusts and chemicals, and
indoor and outdoor air pollutants are important
goals to prevent the onset and progression of
COPD. - Smoking cessation is the single most effective
and cost effective intervention in most people
to reduce the risk of developing COPD and stop
its progression (Evidence A).
113Brief Strategies to Help the Patient Willing to
Quit Smoking
- ASK Systematically identify all tobacco
users at every visit. - ADVISE Strongly urge all tobacco users to
quit. - ASSESS Determine willingness to make a
quit attempt. - ASSIST Aid the patient in quitting.
- ARRANGE Schedule follow-up contact.
114Management of Stable COPD Reduce Risk Factors
Smoking Cessation
- Counseling delivered by physicians and other
health professionals significantly increases quit
rates over self-initiated strategies. Even a
brief - (3-minute) period of counseling to urge a
smoker to quit results in smoking cessation rates
of 5-10. - Numerous effective pharmacotherapies for smoking
cessation are available and pharmacotherapy is
recommended when counseling is not sufficient to
help patients quit smoking.
115Management of Stable COPD Reduce Risk Factors
Indoor/Outdoor Air Pollution
- Reducing the risk from indoor and outdoor air
pollution is feasible and requires a combination
of public policy and protective steps taken by
individual patients. - Reduction of exposure to smoke from biomass fuel,
particularly among women and children, is a
crucial goal to reduce the prevalence of COPD
worldwide.
116Four Components of COPD Management
- Assess and monitor disease
- Reduce risk factors
- Manage stable COPD
- Education
- Pharmacologic
- Non-pharmacologic
- Manage exacerbations
117Management of Stable COPD Manage Stable COPD
Key Points
- The overall approach to managing stable COPD
should be individualized to address symptoms and
improve quality of life. - For patients with COPD, health education plays an
important role in smoking cessation (Evidence A)
and can also play a role in improving skills,
ability to cope with illness and health status. - None of the existing medications for COPD have
been shown to modify the long-term decline in
lung function that is the hallmark of this
disease (Evidence A). Therefore, pharmacotherapy
for COPD is used to decrease symptoms and/or
complications.
118Management of Stable COPD Pharmacotherapy
Bronchodilators
- Bronchodilator medications are central to the
symptomatic management of COPD (Evidence A).
They are given on an as-needed basis or on a
regular basis to prevent or reduce symptoms and
exacerbations. - The principal bronchodilator treatments are
ß2- agonists, anticholinergics, and
methylxanthines used singly or in combination
(Evidence A). - Regular treatment with long-acting
bronchodilators is more effective and convenient
than treatment with short-acting bronchodilators
(Evidence A).
119Management of Stable COPD Pharmacotherapy
Glucocorticosteroids
- The addition of regular treatment with inhaled
- glucocorticosteroids to bronchodilator
treatment is appropriate for symptomatic COPD
patients with an FEV1 lt 50 predicted (Stage III
Severe COPD and Stage IV Very Severe COPD) and
repeated exacerbations (Evidence A). - An inhaled glucocorticosteroid combined with a
long-acting ß2-agonist is more effective than the
individual components (Evidence A).
120Management of Stable COPD Pharmacotherapy
Glucocorticosteroids
- The dose-response relationships and long-term
safety of inhaled glucocorticosteroids in COPD
are not known. - Chronic treatment with systemic
glucocorticosteroids should be avoided because of
an unfavorable benefit-to-risk ratio (Evidence A).
121Management of Stable COPD Pharmacotherapy
Vaccines
- In COPD patients influenza vaccines can reduce
serious illness (Evidence A). - Pneumococcal polysaccharide vaccine is
recommended for COPD patients 65 years and older
and for COPD patients younger than age 65 with an
FEV1 lt 40 predicted (Evidence B).
122Management of Stable COPDAll Stages of Disease
Severity
- Avoidance of risk factors
- - smoking cessation
- - reduction of indoor pollution
- - reduction of occupational exposure
- Influenza vaccination
123 IV Very Severe
III Severe
II Moderate
I Mild
Add regular treatment with one or more
long-acting bronchodilators (when needed) Add
rehabilitation
Add inhaled glucocorticosteroids if repeated
exacerbations
Add long term oxygen if chronic respiratory
failure. Consider surgical treatments
124Management of Stable COPD Other Pharmacologic
Treatments
- Antibiotics Only used to treat infectious
exacerbations of COPD - Antioxidant agents No effect of
n-acetylcysteine on frequency of exacerbations,
except in patients not treated with inhaled
glucocorticosteroids - Mucolytic agents, Antitussives, Vasodilators
Not recommended in stable COPD
125Management of Stable COPD Non-Pharmacologic
Treatments
- Rehabilitation All COPD patients benefit from
exercise training programs, improving with
respect to both exercise tolerance and symptoms
of dyspnea and fatigue (Evidence A). - Oxygen Therapy The long-term administration of
oxygen (gt 15 hours per day) to patients with
chronic respiratory failure has been shown to
increase survival (Evidence A).
126Four Components of COPD Management
- Assess and monitor disease
- Reduce risk factors
- Manage stable COPD
- Education
- Pharmacologic
- Non-pharmacologic
- Manage exacerbations
127Management COPD Exacerbations Key Points
An exacerbation of COPD is defined as An
event in the natural course of the disease
characterized by a change in the patients
baseline dyspnea, cough, and/or sputum that is
beyond normal day-to-day variations, is acute in
onset, and may warrant a change in regular
medication in a patient with underlying COPD.
128Management COPD Exacerbations Key Points
- The most common causes of an exacerbation are
infection of the tracheobronchial tree and air
pollution, but the cause of about one-third of
severe exacerbations cannot be identified
(Evidence B). - Patients experiencing COPD exacerbations with
clinical signs of airway infection (e.g.,
increased sputum purulence) may benefit from
antibiotic treatment (Evidence B).
129Manage COPD Exacerbations Key Points
- Inhaled bronchodilators (particularly inhaled
ß2-agonists with or without anticholinergics)
and oral glucocortico- steroids are effective
treatments for exacerbations of COPD (Evidence
A).
130Management COPD Exacerbations Key Points
- Noninvasive mechanical ventilation in
exacerbations improves respiratory acidosis,
increases pH, decreases the need for endotracheal
intubation, and reduces PaCO2, respiratory rate,
severity of breathlessness, the length of
hospital stay, and mortality (Evidence A). - Medications and education to help prevent future
exacerbations should be considered as part of
follow-up, as exacerbations affect the quality of
life and prognosis of patients with COPD.
131Global Strategy for Diagnosis, Management and
Prevention of COPD
- Definition, Classification
- Burden of COPD
- Risk Factors
- Pathogenesis, Pathology, Pathophysiology
- Management
- Practical Considerations
132Translating COPD Guidelines into Primary CareKEY
POINTS
- Better dissemination of COPD guidelines and their
effective implementation in a variety of health
care settings is urgently required. - In many countries, primary care practitioners
treat the vast majority of patients with COPD and
may be actively involved in public health
campaigns and in bringing messages about reducing
exposure to risk factors to both patients and the
public.
133Global Strategy for Diagnosis, Management and
Prevention of COPDSUMMARY
- Definition, Classification
- Burden of COPD
- Risk Factors
- Pathogenesis, Pathology, Pathophysiology
- Management
- Practical Considerations
134Global Strategy for Diagnosis, Management and
Prevention of COPD Summary
- COPD is increasing in prevalence in many
countries of the world. - COPD is treatable and preventable.
- The GOLD program offers a strategy to identify
patients and to treat them according to the best
medications available.
135Global Strategy for Diagnosis, Management and
Prevention of COPD Summary
- COPD can be prevented by avoidance of risk
factors, the most notable being tobacco smoke. - Patients with COPD have multiple other conditions
(comorbidities) that must be taken into
consideration. - GOLD has developed a global network to raise
awareness of COPD and disseminate information on
diagnosis and treatment.
136Bangladesh
Saudi Arabia
Slovenia
Germany
Ireland
Brazil
Yugoslavia
Croatia
United States
Australia
Canada
Austria
Taiwan ROC
Portugal
Philippines
Thailand
Malta
Norway
Greece
Moldova
China
Syria
South Africa
United Kingdom
Hong Kong ROC
Italy
New Zealand
Israel
Chile
Nepal
Argentina
Mexico
Russia
Pakistan
United Arab Emirates
Japan
Peru
GOLD National Leaders
Korea
Poland
Netherlands
Egypt
Venezuela
Switzerland
India
Georgia
France
Macedonia
Iceland
Denmark
Czech Republic
Turkey
Belgium
Slovakia
Singapore
Spain
Ukraine
Columbia
Romania
Uruguay
Sweden
Vietnam
Kyrgyzstan
Albania
137GOLD Website Address
http//www.goldcopd.org
138ADDITIONAL SLIDES WITH NOTES PREPARED
BY PROFESSOR PETER J. BARNES, MD NATIONAL HEART
AND LUNG INSTITUTE LONDON, ENGLAND
139Changes in Large Airways of COPD Patients
Mucus hypersecretion
Neutrophils in sputum