ERM at UTSA

1
UNIVERSITY RISK MANAGEMENT PROCESS
Executive Compliance Committee Oversight of
Institutional Compliance Program
Institutional Risk Assessment Top 10 Annual
facilitation session with Executive Officers and
others

• Level 2
• Risk Assessment of Top 10
• VPs of affected area
• Clarification of Top 10 risks
• EOs will assign responsible parties for
  COMPLIANCE risks
• EOs will act on their on discretion for
  non-compliance risks

• Level 3
• Compliance Risks
• Responsible parties/assigned personnel
• Perform risk assessment
• Develop risk management plans
• ICRS facilitates process
• Reviewed and approved
• Institutional Compliance Committee oversight

• Level 3
• Non-compliance Risks
• At EOs discretion
• Responsible parties/assigned personnel
• Perform risk assessment
• Develop risk management plans
• ICRS facilitates process if requested