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Classification%20with%20Decision%20Trees%20II

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Requirements for an algorithm to be useful in a wide range ... still a main-memory algorithm. Best known algorithms: ID3. C4.5. C5. 47. Efforts on Scalability ... – PowerPoint PPT presentation

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Title: Classification%20with%20Decision%20Trees%20II


1
Classification with Decision Trees II
  • Instructor Qiang Yang
  • Hong Kong University of Science and Technology
  • Qyang_at_cs.ust.hk
  • Thanks Eibe Frank and Jiawei Han

2
Part II Industrial-strength algorithms
  • Requirements for an algorithm to be useful in a
    wide range of real-world applications
  • Can deal with numeric attributes
  • Doesnt fall over when missing values are present
  • Is robust in the presence of noise
  • Can (at least in principle) approximate arbitrary
    concept descriptions
  • Basic schemes (may) need to be extended to
    fulfill these requirements

3
Decision trees
  • Extending ID3 to deal with numeric attributes
    pretty straightforward
  • Dealing sensibly with missing values a bit
    trickier
  • Stability for noisy data requires sophisticated
    pruning mechanism
  • End result of these modifications Quinlans C4.5
  • Best-known and (probably) most widely-used
    learning algorithm
  • Commercial successor C5.0

4
Numeric attributes
  • Standard method binary splits (i.e. temp lt 45)
  • Difference to nominal attributes every attribute
    offers many possible split points
  • Solution is straightforward extension
  • Evaluate info gain (or other measure) for every
    possible split point of attribute
  • Choose best split point
  • Info gain for best split point is info gain for
    attribute
  • Computationally more demanding

5
An example
  • Split on temperature attribute from weather data
  • Eg. 4 yeses and 2 nos for temperature lt 71.5 and
    5 yeses and 3 nos for temperature ? 71.5
  • Info(4,2,5,3) (6/14)info(4,2)
    (8/14)info(5,3) 0.939 bits
  • Split points are placed halfway between values
  • All split points can be evaluated in one pass!

64 65 68 69 70 71 72 72 75 75 80 81 83 85 Yes No Yes Yes Yes No No Yes Yes Yes No Yes Yes No
6
Avoiding repeated sorting
  • Instances need to be sorted according to the
    values of the numeric attribute considered
  • Time complexity for sorting O(n log n)
  • Does this have to be repeated at each node?
  • No! Sort order from parent node can be used to
    derive sort order for children
  • Time complexity of derivation O(n)
  • Only drawback need to create and store an array
    of sorted indices for each numeric attribute

7
Notes on binary splits
  • Information in nominal attributes is computed
    using one multi-way split on that attribute
  • This is not the case for binary splits on numeric
    attributes
  • The same numeric attribute may be tested several
    times along a path in the decision tree
  • Disadvantage tree is relatively hard to read
  • Possible remedies pre-discretization of numeric
    attributes or multi-way splits instead of binary
    ones

8
Example of Binary Split
Agelt3
Agelt5
Agelt10
9
Missing values
  • C4.5 splits instances with missing values into
    pieces (with weights summing to 1)
  • A piece going down a particular branch receives a
    weight proportional to the popularity of the
    branch
  • Info gain etc. can be used with fractional
    instances using sums of weights instead of counts
  • During classification, the same procedure is used
    to split instances into pieces
  • Probability distributions are merged using weights

10
Stopping Criteria
  • When all cases have the same class. The leaf node
    is labeled by this class.
  • When there is no available attribute. The leaf
    node is labeled by the majority class.
  • When the number of cases is less than a specified
    threshold. The leaf node is labeled by the
    majority class.

11
Pruning
  • Pruning simplifies a decision tree to prevent
    overfitting to noise in the data
  • Two main pruning strategies
  • Postpruning takes a fully-grown decision tree
    and discards unreliable parts
  • Prepruning stops growing a branch when
    information becomes unreliable
  • Postpruning preferred in practice because of
    early stopping in prepruning

12
Prepruning
  • Usually based on statistical significance test
  • Stops growing the tree when there is no
    statistically significant association between any
    attribute and the class at a particular node
  • Most popular test chi-squared test
  • ID3 used chi-squared test in addition to
    information gain
  • Only statistically significant attributes where
    allowed to be selected by information gain
    procedure

13
The Weather example Observed Count
Play ? Outlook Yes No Outlook Subtotal
Sunny 2 0 2
Cloudy 0 1 1
Play Subtotal 2 1 Total count in table 3
14
The Weather example Expected Count
If attributes were independent, then the
subtotals would be Like this
Play ? Outlook Yes No Subtotal
Sunny 22/64/31.3 21/62/30.6 2
Cloudy 21/30.6 11/30.3 1
Subtotal 2 1 Total count in table 3
15
Question How different between observed and
expected?
  • If Chi-squared value is very large, then A1 and
    A2 are not independent ? that is, they are
    dependent!
  • Degrees of freedom if table has nm items, then
    freedom (n-1)(m-1)
  • If all attributes in a node are independent with
    the class attribute, then stop splitting further.

16
Postpruning
  • Builds full tree first and prunes it afterwards
  • Attribute interactions are visible in fully-grown
    tree
  • Problem identification of subtrees and nodes
    that are due to chance effects
  • Two main pruning operations
  • Subtree replacement
  • Subtree raising
  • Possible strategies error estimation,
    significance testing, MDL principle

17
Subtree replacement
  • Bottom-up tree is considered for replacement
    once all its subtrees have been considered

18
Subtree raising
  • Deletes node and redistributes instances
  • Slower than subtree replacement (Worthwhile?)

19
Estimating error rates
  • Pruning operation is performed if this does not
    increase the estimated error
  • Of course, error on the training data is not a
    useful estimator (would result in almost no
    pruning)
  • One possibility using hold-out set for pruning
    (reduced-error pruning)
  • C4.5s method using upper limit of 25
    confidence interval derived from the training
    data
  • Standard Bernoulli-process-based method

20
Training Set
21
Post-pruning in C4.5
  • Bottom-up pruning at each non-leaf node v, if
    merging the subtree at v into a leaf node
    improves accuracy, perform the merging.
  • Method 1 compute accuracy using examples not
    seen by the algorithm.
  • Method 2 estimate accuracy using the training
    examples
  • Consider classifying E examples incorrectly out
    of N examples as observing E events in N trials
    in the binomial distribution.
  • For a given confidence level CF, the upper limit
    on the error rate over the whole population is
    with CF confidence.

22
Pessimistic Estimate
  • Usage in Statistics Sampling error estimation
  • Example
  • population 1,000,000 people, could be regarded
    as infinite
  • population mean percentage of the left handed
    people
  • sample 100 people
  • sample mean 6 left-handed
  • How to estimate the REAL population mean?

15
U0.25(100,6)
L0.25(100,6)
23
Pessimistic Estimate
  • Usage in Decision Tree (DT) error estimation for
    some node in the DT
  • example
  • unknown testing data could be regarded as
    infinite universe
  • population mean percentage of error made by this
    node
  • sample 100 examples from training data set
  • sample mean 6 errors for the training data set
  • How to estimate the REAL average error rate?

Heuristic! But works well...
U0.25(100,6)
L0.25(100,6)
24
C4.5s method
  • Error estimate for subtree is weighted sum of
    error estimates for all its leaves
  • Error estimate for a node
  • If c 25 then z 0.69 (from normal
    distribution)
  • f is the error on the training data
  • N is the number of instances covered by the leaf

25
Example for Estimating Error
  • Consider a subtree rooted at Outlook with 3 leaf
    nodes
  • Sunny Play yes (0 error, 6 instances)
  • Overcast Play yes (0 error, 9 instances)
  • Cloudy Play no (0 error, 1 instance)
  • The estimated error for this subtree is
  • 60.20690.14310.7503.273
  • If the subtree is replaced with the leaf yes,
    the estimated error is
  • So the pruning is performed and the tree is
    merged
  • (see next page)

26
Example continued
Outlook
sunny
cloudy
yes
overcast
yes
yes
no
27
Example
Combined using ratios 626 this gives 0.51
f5/14 e0.46
f0.33 e0.47
f0.5 e0.72
f0.33 e0.47
28
Complexity of tree induction
  • Assume m attributes, n training instances and a
    tree depth of O(log n)
  • Cost for building a tree O(mn log n)
  • Complexity of subtree replacement O(n)
  • Complexity of subtree raising O(n (log n)2)
  • Every instance may have to be redistributed at
    every node between its leaf and the root O(n log
    n)
  • Cost for redistribution (on average) O(log n)
  • Total cost O(mn log n) O(n (log n)2)

29
The CART Algorithm
30
Numeric prediction
  • Counterparts exist for all schemes that we
    previously discussed
  • Decision trees, rule learners, SVMs, etc.
  • All classification schemes can be applied to
    regression problems using discretization
  • Prediction weighted average of intervals
    midpoints (weighted according to class
    probabilities)
  • Regression more difficult than classification
    (i.e. percent correct vs. mean squared error)

31
Regression trees
  • Differences to decision trees
  • Splitting criterion minimizing intra-subset
    variation
  • Pruning criterion based on numeric error measure
  • Leaf node predicts average class values of
    training instances reaching that node
  • Can approximate piecewise constant functions
  • Easy to interpret
  • More sophisticated version model trees

32
Model trees
  • Regression trees with linear regression functions
    at each node
  • Linear regression applied to instances that reach
    a node after full regression tree has been built
  • Only a subset of the attributes is used for LR
  • Attributes occurring in subtree (maybe
    attributes occurring in path to the root)
  • Fast overhead for LR not large because usually
    only a small subset of attributes is used in tree

33
Smoothing
  • Naïve method for prediction outputs value of LR
    for corresponding leaf node
  • Performance can be improved by smoothing
    predictions using internal LR models
  • Predicted value is weighted average of LR models
    along path from root to leaf
  • Smoothing formula
  • Same effect can be achieved by incorporating the
    internal models into the leaf nodes

34
Building the tree
  • Splitting criterion standard deviation reduction
  • Termination criteria (important when building
    trees for numeric prediction)
  • Standard deviation becomes smaller than certain
    fraction of sd for full training set (e.g. 5)
  • Too few instances remain (e.g. less than four)

35
Pruning
  • Pruning is based on estimated absolute error of
    LR models
  • Heuristic estimate
  • LR models are pruned by greedily removing terms
    to minimize the estimated error
  • Model trees allow for heavy pruning often a
    single LR model can replace a whole subtree
  • Pruning proceeds bottom up error for LR model at
    internal node is compared to error for subtree

36
Nominal attributes
  • Nominal attributes are converted into binary
    attributes (that can be treated as numeric ones)
  • Nominal values are sorted using average class
    val.
  • If there are k values, k-1 binary attributes are
    generated
  • The ith binary attribute is 0 if an instances
    value is one of the first i in the ordering, 1
    otherwise
  • It can be proven that the best split on one of
    the new attributes is the best binary split on
    original
  • But M5 only does the conversion once

37
Missing values
  • Modified splitting criterion
  • Procedure for deciding into which subset the
    instance goes surrogate splitting
  • Choose attribute for splitting that is most
    highly correlated with original attribute
  • Problem complex and time-consuming
  • Simple solution always use the class
  • Testing replace missing value with average

38
Pseudo-code for M5
  • Four methods
  • Main method MakeModelTree()
  • Method for splitting split()
  • Method for pruning prune()
  • Method that computes error subtreeError()
  • Well briefly look at each method in turn
  • Linear regression method is assumed to perform
    attribute subset selection based on error

39
MakeModelTree()
  • MakeModelTree (instances)
  • SD sd(instances)
  • for each k-valued nominal attribute
  • convert into k-1 synthetic binary attributes
  • root newNode
  • root.instances instances
  • split(root)
  • prune(root)
  • printTree(root)

40
split()
  • split(node)
  • if sizeof(node.instances) lt 4 or
  • sd(node.instances) lt 0.05SD
  • node.type LEAF
  • else
  • node.type INTERIOR
  • for each attribute
  • for all possible split positions of the
    attribute
  • calculate the attribute's SDR
  • node.attribute attribute with maximum SDR
  • split(node.left)
  • split(node.right)

41
prune()
  • prune(node)
  • if node INTERIOR then
  • prune(node.leftChild)
  • prune(node.rightChild)
  • node.model linearRegression(node)
  • if subtreeError(node) gt error(node) then
  • node.type LEAF

42
subtreeError()
  • subtreeError(node)
  • l node.left r node.right
  • if node INTERIOR then
  • return (sizeof(l.instances)subtreeError(l)
  • sizeof(r.instances)subtreeError(r))
  • /sizeof(node.instances)
  • else return error(node)

43
Model tree for servo data
44
Variations of CART
  • Applying Logistic Regression
  • predict probability of True or False instead
    of making a numerical valued prediction
  • predict a probability value (p) rather than the
    outcome itself
  • Probability odds ratio

45
Other Trees
  • Classification Trees
  • Current node
  • Children nodes (L, R)
  • Decision Trees
  • Current node
  • Children nodes (L, R)
  • GINI index used in CART (STD )
  • Current node
  • Children nodes (L, R)

46
Previous Efforts on Scalability
  • Incremental tree construction Quinlan 1993
  • using partial data to build a tree.
  • testing other examples and mis-classified ones
    are used to rebuild the tree interactively.
  • still a main-memory algorithm.
  • Best known algorithms
  • ID3
  • C4.5
  • C5

47
Efforts on Scalability
  • Most algorithms assume data can fit in memory.
  • Recent efforts focus on disk-resident
    implementation for decision trees.
  • Random sampling
  • Partitioning
  • Examples
  • SLIQ (EDBT96 -- MAR96)
  • SPRINT (VLDB96 -- SAM96)
  • PUBLIC (VLDB98 -- RS98)
  • RainForest (VLDB98 -- GRG98)
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