Preparing for Quality System Certification

1
Preparing for Quality System Certification
U.S. Senator Byron Dorgans Aerospace Defense
Manufactures Roundtable
2
Discussion Topics

• Quality system development
• Certification process
• ISO 9001 myths and misconceptions
• ISO 9001 interpretation of requirements

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Quality System Development

• Establish unity of purpose throughout the
  organization
• What are we try to achieve with ISO 9001?
• How do we want to improve our business
  performance?
• Eight Quality Management Principles
• (ISO 90002000)
• Customer focus
• Leadership
• Involvement of people
• Process approach
• Systems approach to management
• Continual improvement
• Factual approach decision making
• Mutually beneficial supplier relationships

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Quality System Development

• Prepare a project plan to manage implementation
• Establish scope for the quality management system
• Design and manufacture of fluid power controls
• Establish quality policy
• Identify processes required to satisfy the scope
• Customer orientated
• Product realization processes
• Support processes
• Management processes
• Start defining process details, resources and
  implementation actions (See 4.1 General
  requirements)
• Monitor, measure and analyze process performance
• Set initial quality objectives, plans and
  communication
• Monitor the project progress at the management
  level

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Quality Systems Development

• Tips for developing your quality system
• Establish awareness that the QMS is the
  foundation for managing the business
• No single business related activity should exist
  outside of the scope of the system
• Include the management staff in the initial
  development of the system
• Include the internal auditors in the system
  development
• Work according to a project plan
• Identify information technology (IT) needs up
  front

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Quality Systems Development

• Tips for developing your quality system
• Keep the documentation light, easy to use and to
  the point.
• Use mix of text and graphical formats
• Use simple systems to control the documentation
• A picture says a thousand words

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Quality Systems Development

• Build working engines before building
  documentation
• Engines are vital and essential work processes
  that make the ISO 9001 system work
• Management processes
• Information collection and analysis processes
• Supplier management processes
• Improvement processes (C/A, P/A, auditing)
• Employee development processes

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Quality Systems Development
Establish a culture for planning and execution of
improvement actions
Plan
Quality Improvement
Do
Act
Check
Quality Policy
Plan
Productivity Improvement
Do
Act
Check
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Quality Systems Development

• Critically examine legacy documentation
• May not contain vital information
• See ISO 90012000 4.1 General requirements
• May not be user friendly
• May cause challenges for internal auditors
• Dont be afraid to start over!

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Quality System Development (ISO 90012000)
ISO 90012000 promotes the PDCA methodology for
processes
(See ISO 90012000 page VI)
PLAN establish the objectives and processes
necessary to deliver results in accordance with
customer requirements and organizational policies
Plan
DO implement the processes
Act
Do
CHECK monitor and measure processes and product
against policies, objectives and requirements
Check
ACT take actions to continually improve process
performance.
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Quality System Development

• The Process Approach
• ISO 90012000 promotes the adoption of a process
  approach to manage the organization. (see ISO
  90012000 page V)
• Provides a focus on inputs, process, and outputs
• Enables a systems view by looking at the
  interconnection and interaction of individual
  processes
• Processes are planned, resourced, implemented and
  validated/verified.

Input
Process
Output
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Quality System Development
The Process Approach

• 4.1 General requirements
• The organization shall establish, document,
  implement and maintain a quality management
  system and continually improve its effectiveness
  in accordance with the requirements of this
  International Standard
• The organization shall
• Identify the processes needed for the QMS and
  their application
• Determine the sequence and interaction of these
  processes
• Determine criteria and methods needed to ensure
  both the operation and control of processes are
  effective
• Ensure the availability of resources and
  information as necessary
• Monitor, measure and analyze these processes
• Implement actions necessary to achieve planned
  results and continual improvement of these
  processes

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ISO 9001 Myths and Misconceptions

• Documentation efforts will cripple my company!
• Quality manual
• Quality policy and objectives
• Six required procedures
• Other documents needed by the organization
• The organization is responsible to determine the
  level of documentation required
• Document format and media is company choice

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ISO 9001 Myths and Misconceptions

• ISO 9001 will require us to change the way we
  manage our business!
• ISO 9001 provides a framework
• Management determines the methods and manner of
  operations
• Helps management to mitigate risks
• Based on Plan-Do-Check-Act cycle

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ISO 9001 Myths and Misconceptions

• Well spend all of our time filling out records!
• Twenty (20) record categories
• Records are determined by the organization
• Used as collectors for process performance
  information
• Channels information into analysis processes
• Enables management to make improvements

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ISO 9001 Myths and Misconceptions

• Well I have to hire more employees to manage the
  system?
• The ISO 9001 requires management to provide
  resources necessary to achieve customer
  satisfaction
• Resources are a business case decision
• The resources are an investment in achieving the
  organizations goals and customer satisfaction

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Certification Process

• Selection of a registrar
• Initial visit and document review
• Pre-audit
• Registration audit
• Post audit corrective actions
• Verification of actions
• Certificate released, registered in public
  listing
• Surveillance auditing begins at appropriate
  intervals

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What is ISO 90012000?

• ISO 90012000 is a quality management system
• Interconnected and interdependent processes
• Provides a systematic approach to delivering
  products or services meeting customer
  requirements
• Enables continuous improvement in achieving
  defined objectives

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Overview of ISO 90012000
ISO 90012000 is focused on processes
Product realization processes
Support processes
Customer orientated processes
Management processes
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Overview of ISO 90012000

• Product Realization Processes
• Design, purchasing, manufacturing, maintenance,
  packaging, warehousing.
• Customer Orientated Processes
• Sales, marketing, contracting, after sales
  support, invoicing, managing complaints, product
  literature
• Support Processes
• Training, Calibration, document control, records
• Management Processes (PDCA)
• Strategic planning, management review, internal
  audits

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ISO 90012000 Overview

• ISO 90012000 is contained in three primary
  documents
• ISO 90002000 Quality management systems
  Fundamentals and vocabulary
• ISO 90012000 Quality management systems
  Requirements
• ISO 90042000 Quality management systems
  Guidelines for performance improvements
• A few guidance documents

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ISO 90012000 Requirements

• ISO 90012000 contains five (5) main clauses
  defining the requirements
• 4 Quality management system
• 5 Management responsibilities
• 6 Resource management
• 7 Product realization
• 8 Measurement, analysis and improvement

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ISO 90012000Balancing the Equation


A
B
C
6.2 Human Resources
7 Product Realization 8 Measurement, Analysis and
Improvement

5.4.1 Quality Objectives

6.3 Infrastructure

8.2.1 Customer Satisfaction


6.4 Work Environment
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4 Quality Management System
The Core Requirement

• 4.1 General requirements
• The organization shall establish, document,
  implement and maintain a quality management
  system and continually improve its effectiveness
  in accordance with the requirements of this
  International Standard
• The organization shall
• Identify the processes needed for the QMS and
  their application
• Determine the sequence and interaction of these
  processes
• Determine criteria and methods needed to ensure
  both the operation and control of processes are
  effective
• Ensure the availability of resources and
  information as necessary
• Monitor, measure and analyze these processes
• Implement actions necessary to achieve planned
  results and continual improvement of these
  processes

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4 Quality Management System

• 4.2 Documentation requirements
• The quality management system documentation shall
  include
• Documented statements of quality policy and
  quality objectives
• A quality manual
• Documented procedures required by this
  International Standard
• Documents needed by the organization to ensure
  the effective planning, operation and control of
  its processes, and
• Records required by this International Standard
  (see 4.2.4)

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4 Quality Management System

• 4.2.1 General (Cont.)
• Note 1 The term documented procedure means
  that the procedure is established, documented,
  implemented and maintained.
• Note 2 The extent of the quality management
  system documentation can differ from one
  organization to another due to
• The size of the organization and type of
  activities
• The complexity of processes and their
  interactions
• The competence of personnel
• Note 3 The documentation can be in any medium

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4 Quality Management System

• 4.2.2 Quality Manual
• The organization shall establish and maintain a
  quality manual that includes
• The scope of the quality management system,
  including details of and justification for any
  exclusions (see 1.2)
• The documented procedures established for the
  quality management system, or reference to them,
  and
• A description of the interaction between the
  processes of the quality management system (see
  handout)

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4 Quality Management System

• 4.2.3 Control of documents
• Documents required by the quality management
  system shall be controlled. Records are a
  special type of document and shall be controlled
  according to the requirements given in 4.2.4
• A documented procedure shall be established to
  define controls
• To approve documents for adequacy prior to issue
• To review and update as necessary and re-approve
  documents
• To ensure that changes and the current revision
  status of document are identified
• To ensure that relevant versions of applicable
  documents are available at points of use
• To ensure that documents remain legible and
  readily identifiable
• To ensure that documents of external origin are
  identified and their distribution controlled
• To prevent the unintended use of obsolete
  documents, and to apply suitable identification
  to them if they are retained for any purpose.

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4 Quality Management System

• 4.2.4 Control of records
• Records shall be established and maintained to
  provide evidence of
• Conformity to requirements
• Effective operation of the quality system
• Records shall remain
• Legible
• Ready retrievable
• Documented procedure must be established to
  define
• Identification, storage, protection, retrieval,
  retention time and disposition

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4 Quality Management System

• Key points
• Document control enables creation and revision,
  must not curtail change.
• Record control prevents loss of company
  information

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4 Quality Management System

• Documented procedures 6
• Quality records categories 20

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4 Quality Management System

• Alternatives to documented procedures
• Competent employees - having defined education,
  skills and experience
• Employee training - trained for specific tasks
• Process controls calibrated monitoring and
  measuring equipment, mistake proofing
• Verification and validation product evaluations
  that separate good products from bad

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4 Quality Management System

• Picture if you will.
• A process operated by employees meeting defined
  competence requirements, specifically trained to
  do tasks as expected, using process controls that
  allow adjustment and correction to defined
  parameters, with product verification.
• and no document procedures.

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5 Management Responsibility

• 5.1 Management commitment
• Top management shall provide evidence of its
  commitment to the development and implementation
  of the quality management system and continually
  improving its effectiveness by
• Communicating to the organization the importance
  of meeting customer as well as statutory and
  regulatory requirements
• Establishing the quality policy
• Ensuring that quality objectives are established
• Conducting management reviews and
• Ensuring the availability of resources

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5 Management Responsibility

• 5.2 Customer focus
• Top management shall ensure that customer
  requirements are determined and are met with the
  aim of enhancing customer satisfaction (see 7.2.1
  and 8.2.1)

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5 Management Responsibility

• 5.3 Quality policy
• Top management shall ensure that the quality
  policy
• Is appropriate to the purpose of the organization
• Includes a commitment to comply with requirements
  and continually improve the effectiveness of the
  quality management system
• Provides a framework for establishing and
  reviewing quality objectives
• Is communicated and understood within the
  organization
• Is reviewed for continuing suitablity

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5 Management Responsibility

• 5.4 Planning
• 5.4.1 Quality (business) Objectives
• Top management shall ensure that quality
  objectives, including those needed to meet
  requirements for product (see 7.1 a) are
  established at relevant functions and levels
  within the organization.
• The quality objectives shall be measurable and
  consistent with the quality policy.

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5 Management Responsibility
5.4.2 Organizations must plan on how to meet
objectives
Plan
Quality Improvement
Do
Act
Check
Quality Policy
Plan
Productivity Improvement
Do
Act
Check
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5 Management Responsibility
5.4.1 Quality objectives established at relevant
functions and levels with the organization.
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5 Management Responsibility

• 5.4 Planning
• 5.4.2 Quality management system planning
• Top management shall ensure that
• The planning of the quality management system is
  carried out in order to meet the requirements
  given in 4.1, as well as the quality objectives,
  and
• The integrity of the quality management system is
  maintained when changes to the quality management
  system are planned and implemented.

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5 Management Responsibility

• A simplified view of the components of planning
• Objectives (results expected)
• Quality management processes affected or required
• Resources
• Measurement
• Continual improvement

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5 Management Responsibility

• Quality Management Systems Approach
• Determine customer needs and expectations
• Establish quality policies and objectives
• Determine (and implement) required processes and
  responsibilities
• Determine and provide necessary resources
• Establish measurement methods for each process
• Apply measurements to check effectiveness and
  efficiency
• Determine means of preventing nonconformances and
  elimination of their causes
• Establish and apply a process for continual
  improvement

Plan
Do
Check
Act
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5 Management Responsibility
Business Strategy

• Planning considerations
• Objectives for the strategy
• QMS processes required
• Resources required
• Measurement and analysis
• Improvement opportunities

Plan
Do
Act
Check
Leadership!
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5 Management Responsibility

• The Shall plan requirements found in clauses
• 5.4.2 Quality Management System Planning
• 7.1.1 Planning of Product Realization
• 7.3.1 Design and Development Planning
• 8.1 Plan for Measurement and Monitoring
  Activities
• 8.5.1 Planning for Continual Improvement

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5 Management Responsibility

• Considering the planning requirements, then what
  are plans?
• Quality manual, quality objectives, procedures,
  work instructions, and information documents
  contain the output of most planning requirements.
• Project specific examples
• Design project plans
• Continuous improvement projects
• Corrective and preventive actions
• Employee work plans (e.g. MBO)

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5 Management Responsibility

• 5.5 Responsibility, authority and communication
• 5.5.1 Responsibility and authority
• Top management shall ensure that responsibilities
  and authorities are defined and communicated
  within the organization.

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5 Management Responsibility

• 5.5 Responsibility, authority and communication
• 5.5.2 Management representative
• Top management shall appoint a member of
  management who, irrespective of other
  responsibilities, shall have responsibility and
  authority that includes
• Ensuring that processes needed for the quality
  management system are established, implemented
  and maintained
• Reporting to top management on the performance of
  the quality management system and need for
  improvement, and
• Ensuring the promotion of awareness of customer
  requirements throughout the organization

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5 Management Responsibility

• 5.5 Responsibility, authority and communication
• 5.5.3 Internal communication
• Top management shall ensure that appropriate
  communication processes are established within
  the organization and that communication takes
  place regarding the effectiveness of the quality
  management system.

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5 Management Responsibility

• 5.6 Management review
• 5.6.1 General
• Top management shall review the organizations
  quality management system, at planned intervals
  to ensure its continuing suitability, adequacy
  and effectiveness.
• This review shall include assessing opportunities
  for improvement and the need for changes to the
  quality management system, including the quality
  policy and quality objectives.
• Records from management reviews shall be
  maintained (see 4.2.4)

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5 Management Responsibility

• 5.6 Management review
• 5.6.2 Review input
• The input to management review shall include
• Results of audits
• Customer feedback
• Process performance and product conformity
• Status of preventive and corrective actions
• Follow-up action from previous management reviews
• Changes that could affect the quality management
  system
• Recommendations for improvement

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5 Management Responsibility

• 5.6 Management review
• 5.6.3 Review output
• The output from management review shall include
  any decisions and actions related to
• Improvement of effectiveness of the QMS and its
  processes
• Improvement of product related to customer
  requirements
• Resource needs

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6 Resource Management

• 6.1 Provision of resources
• The organization shall determine and provide the
  resources needed
• To implement and maintain the quality management
  system and continually improve its effectiveness
• To enhance customer satisfaction by meeting
  customer requirements

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6 Resource Management

• 6.2 Human Resources
• 6.2.1 General
• Personnel performing work affecting product
  quality shall be competent on the basis of
  appropriate education, training, skills and
  experience.
• Competence demonstrated ability to apply
  knowledge and skills (ISO 90002000 3.9.12)

54
6 Resource Management

• 6.2 Human resources
• 6.2.2 Competence, awareness and training
• The organization shall
• Determine the necessary competence for personnel
  performing work affecting product quality,
• Provide training or take other actions to satisfy
  these needs
• Evaluate the effectiveness of the actions taken,
• Ensure that its personnel are aware of the
  relevance and importance of their activities and
  how they contribution to the achievement of the
  quality objectives, and
• Maintain appropriate record of education,
  training, skills and experience (see 4.2.4)

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6 Resource Management

• 6.3 Infrastructure
• The organization shall determine, provide and
  maintain the infrastructure needed to achieve
  conformity to product requirements.
  Infrastructure includes, as applicable
• Buildings, workspace and associated utilities
• Process equipment (both hardware and software)
• Supporting services (such as transport or
  communication)

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6 Resource Management

• 6.4 Work environment
• The organization shall determine and manage the
  work environment needed to achieve conformity to
  product requirements.
• Set of conditions under which work is performed
  
• Note Conditions include physical, social,
  psychological and environmental factors (such as
  temperature, recognition schemes, ergonomics and
  atmospheric composition)
• Definition from ISO 90002000

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7 Product Realization

• 7.1 Planning of product realization
• The organization shall plan and develop the
  processes needed for product realization.
• Planning of product realization shall be
  consistent with the requirements of the other
  processes of the quality management system (see
  4.1)

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7 Product Realization

• 7.1 Planning of product realization
• In planning product realization, the organization
  shall determine the following, as appropriate
• Quality objectives and requirements for the
  product
• The need to establish processes, documents and
  provide resource specifics to the product
• Required verification, validation, monitoring,
  inspection and test activities specific to the
  product and the criteria for product acceptance
• Records needed to provide evidence that the
  realization processes and resulting product meet
  requirements (see 4.2.4)
• The output of this planning shall be in a form
  suitable for the organizations method of
  operations.

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7 Product Realization

• 7.2 Customer-related processes
• 7.2.1 Determination of requirements related to
  product
• The organization shall determine
• Requirements specified by the customer, including
  the requirements for delivery and post-delivery
  activities
• Requirements not stated by the customer but
  necessary for specified or intended use,where
  known
• Statutory and regulatory requirements related to
  the product, and
• Any additional requirements determined by the
  organization

60
7 Product Realization

• 7.2 Customer-related processes
• 7.2.2 Review of requirements related to product
• The organization shall review the requirements
  related to product. The review shall be
  conducted prior to the organizations commitment
  to supply a product to the customer (e.g.
  submission of tenders, acceptance of contracts or
  orders, acceptance of changes to contracts or
  orders) and shall ensure that
• Product requirements are defined
• Contract or order requirements differing from
  those previously expressed are resolved, and
• The organization has the ability to meet the
  defined requirements

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7 Product Realization

• 7.2 Customer-related processes
• 7.2.2 Review of requirements related to product
• Records of the results of the review and actions
  arising from the review shall be maintained (see
  4.2.4)
• Where the customer provides no documented
  statement of requirement, the customer
  requirements shall be confirmed by the
  organization before acceptance.
• Where product requirements are changed, the
  organization shall ensure that relevant documents
  are amended and that relevant personnel are made
  aware of the changed requirements.

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7 Product Realization

• 7.2.3 Customer communication
• The organization shall determine and implement
  effective arrangements for communicating with
  customers in relation to
• Product information
• Enquiries, contracts or order handling, including
  amendments, and
• Customer feedback, including customer complaints

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7 Product Realization

• 7.3 Design and development
• 7.3.1 Design and development planning
• The organization shall plan and control the
  design and development of product
• During the design and development planning, the
  organization shall determine
• The design and development stages,
• The review, verification and validation that are
  appropriate to each stage, and
• The responsibilities and authorities

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7 Product Realization

• 7.3.2 Design and development inputs
• Inputs relating to product requirements shall be
  determined and records maintained (see 4.24.)
  This inputs shall include
• Functional and performance requirements
• Applicable statutory and regulatory requirements
• Where applicable, information derived from
  previous similar designs, and
• Other requirements essential for design and
  development

65
7 Product Realization

• 7.3.3 Design and development outputs
• The outputs of design and development shall be
  provided in a form that enables verification
  against the design and development input and
  shall be approved prior to release.
• Design and development outputs shall
• Meet the input requirements for design and
  development
• Provide appropriate information for purchasing,
  production and for service provision
• Contain or reference product acceptance criteria,
  and
• Specify the characteristics of the product that
  are essential for its safe and proper use.

66
7 Product Realization

• 7.3.4 Design and development review
• At suitable stages, systematic reviews of design
  and development shall be performed in accordance
  with planned arrangements (see 7.3.1 planning)
• To evaluate the ability of the results of design
  and development to meet requirements, and
• To identify any problems and propose necessary
  actions.
• Participate in such reviews shall include
  representatives of functions concerned with the
  design and development stage(s) being reviewed.
• Records of the results of the reviews and any
  necessary actions shall be maintained (see 4.2.4)

67
7 Product Realization

• 7.3.5 Design and development verification
• Verification shall be performed in accordance
  with planned arrangements (see 7.3.1) to ensure
  that the design and development outputs have met
  the design and development input requirements.
• Records of the results of the verification and
  any necessary actions shall be maintained (see
  4.2.4)

68
7 Product Realization

• 7.3.6 Design and development validation
• Design and development validation shall be
  performed in accordance with planned arrangements
  (see 7.3.1) to ensure that the resulting product
  is capable of meeting the requirements for the
  specified application or intended use, where
  known.
• Wherever practicable, validation shall be
  completed prior to the delivery or implementation
  of the product.
• Records of the results of validation and any
  necessary actions shall be maintained (see 4.2.4)

69
7 Product Realization

• 7.3.7 Control of design and development changes
• Design and development changes shall be
  identified and records maintained.
• The changes shall be reviewed, verified and
  validated, as appropriate, and approved before
  implemented.
• The review of design and development changes
  shall include evaluation of the effect of the
  changes on constituent parts and product already
  delivered.
• Records of the results of the review of changes
  and any necessary actions shall be maintained
  (see 4.2.4)

70
7 Product Realization

• 7.4.1 Purchasing process
• The organization shall ensure that product
  conforms to specified purchase requirements.
• The type and extent of control applied to the
  supplier and the purchased product shall be
  dependent upon the effect of the purchased
  product on subsequent product realization or
  final product.

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7 Product Realization

• 7.4.1 Purchasing process
• The organization shall evaluate and select
  suppliers based on their ability to supply
  product in accordance with the organizations
  requirements.
• Criteria for selection, evaluation and
  re-evaluation shall be established.
• Records of the results of evaluations and any
  necessary actions arising from the evaluation
  shall be maintained (see 4.2.4)

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7 Product Realization

• 7.4.2 Purchasing information
• Purchasing information shall describe the product
  to be purchased, including where appropriate
• Requirements for approval of product, procedures,
  processes and equipment
• Requirements for qualification of personnel, and
• Quality management system requirements.
• The organization shall ensure the adequacy of
  specified purchase requirements prior to their
  communication to the supplier.

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7 Product Realization

• 7.4.3 Verification of purchased product
• The organization shall establish and implement
  the inspection or other activities necessary for
  ensuring that purchases product meets specified
  purchase requirements.
• Where the organization or its customer intend to
  perform verification at the suppliers premises,
  the organization shall state the intended
  verification arrangements and method of product
  release in the purchasing information.

74
7 Product Realization

• 7.5.1 Control of production and service provision
• The organization shall plan and carry out
  production and service provision under controlled
  conditions. Controlled conditions shall include,
  as applicable
• Availability of information that describes the
  characteristics of the product
• Availability of work instruction, as necessary
• Use of suitable equipment
• Availability and use of monitoring and measuring
  devices
• Implementation of monitoring and measurement, and
  
• Implementation of release, delivery and
  post-delivery activities

75
7 Product Realization

• 7.5.2 Validation of processes for production and
  service provision
• The organization shall validate any processes for
  production and service provision where the
  resulting output cannot be verified by subsequent
  monitoring or measurement.
• This includes any processes where deficiencies
  become apparent only after the product is in use
  or the service has been delivered.

76
7 Product Realization

• 7.5.2 Validation of processes for production and
  service provision
• Validation shall demonstrate the ability of these
  processes to achieve planned results
• The organization shall establish arrangements for
  these processes including
• Defined criteria for review and approval of the
  processes
• Approval of equipment and qualification of
  personnel
• Use of specific methods and procedures
• Requirements for records
• Revalidation

77
7 Product Realization

• 7.5.3 Identification and traceability
• Where applicable, the organization shall identify
  the product by suitable means throughout product
  realization.
• The organization shall identify the product
  status with respect to monitoring and measurement
  requirements
• Where traceability is a requirements, the
  organization shall control and record the unique
  identification of the product (see 4.2.4)

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7 Product Realization

• 7.5.4 Customer property
• The organization shall exercise care with
  customer property while it is under the
  organizations control or being used by the
  organization.
• The organization shall identify, verify, protect
  and safeguard customer property provided for use
  or incorporation into the product.
• If any customer property is lost, damaged or
  otherwise found to be unsuitable for use, this
  shall be reported to the customer and records
  maintained (see 4.2.4)

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7 Product Realization

• 7.5.5. Preservation of product
• The organization shall preserve the conformity of
  product during internal processing and delivery
  to the intended destination.
• This preservation shall include identification,
  handling, packaging, storage and protection.
  Preservation shall also apply to the constituent
  parts of a product.

80
7 Product Realization

• 7.6 Control of monitoring and measuring devices
• The organization shall determine the monitoring
  and measurement to be undertaken and the
  monitoring and measuring devices needed to
  provide evidence of conformity of product to
  determined requirements (see 7.2.1)
• The organization shall establish processes to
  ensure that monitoring and measurement can be
  carried out and are carried out in a manner that
  is consistent with the monitoring and measurement
  requirements.

81
7 Product Realization

• 7.6 Control of monitoring and measuring devices
• Where necessary to ensure valid results,
  measuring equipment shall
• Be calibrated or verified at specified intervals,
  or prior to use, against measurement standards
  traceable to international or national
  measurement standards where no such standards
  exist, the basis for calibration or verification
  shall be recorded
• Be adjusted or re-adjusted as necessary
• Be identified to enable the calibration status to
  be determined
• Be safeguarded from adjustments that would
  invalidate the measurement result
• Be protected from damage and deterioration during
  handling, maintenance and storage.

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7 Product Realization

• 7.6 Control of monitoring and measuring devices
• In addition, the organization shall access and
  record the validity of the previous measuring
  results when the equipment is found not to
  conform to requirements.
• The organization shall take appropriate action on
  the equipment and any product affected. Records
  of the results of calibration and verification
  shall be maintained (see 4.2.4)
• When used in the monitoring and measurement of
  specified requirements, the ability of computer
  software to satisfy the intended application
  shall be confirmed. This shall be undertaken
  prior to initial use and reconfirmed as
  necessary.
• See ISO 10012-1 and ISO 10012-2 for guidance

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8 Measurement, analysis, and improvement

• 8.1 General
• The organization shall plan and implement the
  monitoring, measurement, analysis and improvement
  processes needed
• To demonstrate conformity of the product,
• To ensure conformity of the quality management
  system, and
• To continually improve the effectiveness of the
  quality management system
• This shall include determination of applicable
  statistical methods, including statistical
  techniques, and the extent of their use.

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8 Measurement, analysis, and improvement

• 8.2 Monitoring and measurement
• 8.2.1 Customer satisfaction
• As one of the measurements of the performance of
  the quality management system, the organization
  shall monitor information relating to customer
  perception as to whether the organization has met
  customer requirements.
• The methods for obtaining and using this
  information shall be determined.

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8 Measurement, analysis, and improvement

• Add examples of customer satisfaction measurement
• Expectations for managing the use of the
  information

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8 Measurement, analysis, and improvement

• 8.2.2 Internal audit
• The organization shall conduct internal audits at
  planned intervals to determine whether the
  quality management system
• Conforms to the planned arrangements (see 7.1),
  to the requirements of this International
  Standard and to the quality management system
  requirements established by the organization, and
  
• Is effectively implemented and maintained

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8 Measurement, analysis, and improvement

• 8.2.2 Internal audit
• An audit program shall be planned, taking into
  account the status and importance of the
  processes and areas to be audited, as well as the
  results of previous audits.
• The audit criteria, scope, frequency and methods
  shall be defined.
• Selection of auditors and conduct of audits shall
  ensure objectivity and impartiality of the audit
  process. Auditors shall not audit their own
  work.
• The responsibilities and requirements for
  planning and conducting audits, and for reporting
  results and maintaining records (see 4.2.4) shall
  be defined in a documented procedure.

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8 Measurement, analysis, and improvement

• 8.2.2 Internal audit
• The responsibilities and requirements for
  planning and conducting audits, and for reporting
  results and maintaining records (see 4.2.4) shall
  be defined in a documented procedure.
• The management responsible for the area being
  audited shall ensure that actions are taken
  without undue delay to eliminate detected
  nonconformities and their causes.
• Follow-up activities shall include the
  verification of the actions taken and the
  reporting of verification results (see 8.5.2)

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8 Measurement, analysis, and improvement
ISO 90042000 recommendations for internal
auditing (see ISO 90042000 8.2.1.3)

• Effective implementation of processes
• Opportunities for improvement
• Capability of processes
• Effective and efficient use of statistical
  techniques
• Use of information technology
• Relationships with interested parties

• Analysis of quality cost data
• Effective and efficient use of resources
• Process and product performance results and
  expectations
• Know events
• Adequacy and accuracy of performance measurement
• Improvement activities

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8 Measurement, analysis, and improvement

• 8.2.3 Monitoring and measurement of processes
• The organization shall apply suitable methods for
  monitoring and, where applicable, measurement of
  the quality system processes.
• These processes shall demonstrate the ability of
  the processes to achieve planned results.
• When planned results are not achieved, correction
  and corrective action shall be taken, as
  appropriate, to ensure the conformity of product.

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8 Measurement, analysis, and improvement

• 8.2.4 Monitoring and measurement of product
• The organization shall monitor and measure the
  characteristics of the product to verify that
  product requirements have been met. This shall
  be carried out at appropriate stages of the
  product realization process in accordance with
  the planned arrangements (see 7.1)
• Evidence of conformity with the acceptance
  criteria shall be maintained. Records shall
  indicate the person(s) authorizing release of
  product (see 4.2.4)
• Product release and service delivery shall not
  proceed until the planned arrangements (see 7.1)
  have been satisfactorily completed, unless
  otherwise approved by a relevant authority, and
  where applicable, the customer.

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8 Measurement, analysis, and improvement

• 8.3 Control of nonconforming product
• The organization shall ensure that product which
  does not conform to product requirements is
  identified and controlled to prevent its
  unintended use or delivery.
• The controls and related responsibilities and
  authorities for dealing with nonconforming
  product shall be defined in a documented
  procedure.

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8 Measurement, analysis, and improvement

• 8.3 Control of nonconforming material
• The organization shall deal with nonconforming
  product by one of the following ways
• By taking action to eliminate the detected
  nonconformity
• By authorizing its use, release or acceptance
  under concession by a relevant authority, and
  where applicable, by the customer
• By taking action to preclude its original
  intended use or application
• Records of the nature of nonconformance and any
  subsequent actions taken, including concessions
  obtained, shall be maintained (see 4.2.4)

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8 Measurement, analysis, and improvement

• 8.3 Control of nonconforming material
• When nonconforming product is corrected it shall
  be subject to re-verification to demonstrate
  conformity to the requirements.
• When nonconforming product is detected after
  delivery or use has started, the organization
  shall take action appropriate to the effects, or
  potential affects, of the nonconformity.

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8 Measurement, analysis, and improvement

• 8.4 Analysis of data
• The organization shall determine, collect and
  analyze appropriate data to demonstrate the
  suitability and effectiveness of the quality
  management system and to evaluate where continual
  improvement of the effectiveness of the quality
  management system can be made.
• This shall include data generated as a result of
  monitoring and measurement and from other
  relevant sources.

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8 Measurement, analysis, and improvement

• 8.4 Analysis of data
• The analysis of data shall provide information
  relating to
• Customer satisfaction (see 8.2.1)
• Conformity to product requirements (see 7.2.1)
• Characteristics and trends of processes and
  products including opportunities for preventive
  action, and
• Suppliers

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8 Measurement, analysis, and improvement

• Measurement results are analyzed and driven into
  continuous improvements

8.2.1
Mgmt Review
8.2.2
Analyze 8.4
Process improvement
8.2.3
8.2.4
Improvement!
7.4.1
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8 Measurement, analysis, and improvement

• 8.5.1 Continual improvement
• The organization shall continually improve the
  effectiveness of the quality management system
  through the use of the
• quality policy
• quality objectives
• audit results
• analysis of data
• corrective and preventive actions
• management review.

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8 Measurement, analysis, and improvement

• 8.5.2 Corrective action
• The organization shall take action to eliminate
  the cause of nonconformities in order to prevent
  recurrence.
• Corrective actions shall be appropriate to the
  effects of the nonconformities encountered

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8 Measurement, analysis, and improvement

• 8.5.2 Corrective action
• A documented procedure shall be established to
  define requirements for
• Reviewing nonconformities (including customer
  complaints)
• Determining the causes of nonconformities
• Evaluating the need for action to ensure that
  nonconformities do not recur
• Determining and implementing action needed
• Records of the results of action taken (see
  4.2.4) and
• Reviewing corrective action taken

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8 Measurement, analysis, and improvement

• 8.5.3 Preventive action
• The organization shall determine action to
  eliminate the causes of potential nonconformities
  in order to prevent their occurrence.
• Preventive actions shall be appropriate to the
  affects of the potential problems.

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8 Measurement, analysis, and improvement

• 8.5.3 Preventive action
• A documented procedure shall be established to
  define requirements for
• Determining potential nonconformities and their
  causes
• Evaluating the need for action to prevent
  occurrence of nonconformities
• Determining and implementing action needed,
• Recording the results of action taken (see 4.2.4)
• Reviewing preventive action take.

103
Questions and Answers
104
Acknowledgements(Suggested reading)

• ANSI/ASQ 90002000 Quality Management Systems
  Fundamentals and Vocabulary
• ANSI/ASQ 90012000 Quality Management Systems
  Requirements, December 13,2000