Title: STANDARDS OF CONDUCT
1STANDARDS OF CONDUCT
2Motivator
- As soldiers, you are guardians of the public
trust. Your loyalty to bear true faith and
allegiance is to the Constitution of the United
States of America, as well as to the Army, your
unit, and other soldiers. You must obey the laws
of the land and adhere to the highest standards
of ethical conduct.
3Lead-in
- Public service is a public trust. This means
that as public employees, you must place loyalty
to the Constitution, the laws, and ethical
principles above any desire for private gain.
You must perform your job and act in such a way
as to convince the public at large that you are
working towards the public good and not your own
good. As military members, you are federal
employees, subject to the standards of conduct
rules applicable to all federal employees. Army
personnel must comply with the standards of
conduct rules implemented in the Department of
Defense Joint Ethics Regulation (JER), a
regulation that applies to all the services.
4Gifts from outside sources
- Army personnel may not solicit a gift or accept
a gift from an outside source if the gift is (1)
from a prohibited source or (2) given because
of your official position with the Army. This
standard makes it clear the rules regarding gifts
are very different for Army personnel than they
are for civilians in the US business world.
Giving gifts to customers is a common practice in
the business world it is, however, generally
prohibited for an Army employee to accept a
job-related gift. It is also important to know
that gifts given to your parent, spouse, or child
are considered gifts under these rules.
5Gifts from outside sources
- The rules define a gift as anything having value,
so a gift can be just about anything. - A prohibited source is any person, business,
or organization that does business with the Army
who can gain or lose by actions you take on the
job. This also can be someone who seeks to do
business with the Army or seeks some official
action by the Army, such as a government
contractor. -
6When May You Accept Gifts From Outside Sources
- The biggest exception is the donut rule. This
allows employees to accept small amounts of food
or refreshment from an outside source. For
example, if you are representing the Army by
participating in a community parade and a company
that does business with the Army provides
refreshments afterwards, you may accept it
because it is offered to everyone who
participated and it is of little value.
7When May You Accept Gifts From Outside Sources
- You also may accept greeting cards, plaques, or a
favorable discount if it is offered to the public
or to all members of the Department of Defense.
The rules allow an employee to accept any gift
which is worth less than 20 (such as a mug or a
paperweight), and you may accept several gifts
worth less than 20 in a year from the same
source as long as the total of all the gifts is
not more than 50. Additionally, you may accept
a gift if it is given to you because of a
personal relationship with the giver. You may
always pay market value for a gift.
8When May You Accept Gifts From Outside Sources
- Gifts from foreign governments or their
representatives are governed by special rules.
Army personnel may accept a gift from a
representative of a foreign government if the
gift is of minimal value. Minimal value
changes every three years, so personnel should
consult their SJA. Gifts over minimal value must
be shipped or reported to DA, PERSCOM.
9Gifts Between Employees
- The first category is gifts given on holidays and
birthdays. These gifts may not exceed 10. - The second category of gifts is gifts between
employees given when the senior/subordinate
relationship ends, such as retirement, transfer,
or a permanent change of station. Gifts on
these ocasions generally may not be more than
300 per donating group. The same person may not
be a member of (i.e. donate to) more than one
donating group.
10Gifts Between Employees
- Soldiers may not be required or pressured to
donate money to buy a gift for a superior who,
for example, is sick, being reassigned, or
retiring. However, it is OK for someone to ask
you to make a small contribution, such as 10,
for a gift to a departing superior, as long as it
is made clear you are free to contribute less or
nothing at all. It is also OK for someone to
distribute an announcement of a party for a
superior who is leaving and include a small
amount for a departure gift in the fee for the
party.
11Gifts Between Employees
- A superior never may solicit a subordinate for
the superiors own gift. Also, it is never
appropriate to coerce, force, intimidate, or
otherwise improperly pressure a subordinate into
giving a gift to a superior. Remember, when
soliciting a subordinate to contribute to another
superiors gift, a superior may not ask for more
than 10. Soldiers always should know their
donation is strictly voluntary.
12Gifts Between Employees
- Also, you as a soldier may not be forced to
collect money for a gift. The collection is a
totally voluntary, unofficial undertaking.
13Gifts From Official Travel
- Often when Army personnel fly on official
business, employees will register their travel
with their airlines frequent flyer program. Any
frequent flyer benefits or miles gained from
official travel are government property. An
example of official travel would include you
leaving basic training and going to another
military installation at the governments
expense. Personal use of those miles is a crime.
14Gifts From Official Travel
- If your government travel includes personal
travelssuch as during leave or passthe miles
attributable to the personal travel are
considered your property. You are required,
however, to keep strict records of which miles
are personal and which are official. If you
choose not to keep a record, all the miles belong
to the government.
15Gifts From Official Travel
- Once the miles are turned in to the government,
soldiers may use government frequent flyer miles
only for two purposes to offset the cost of
future official travel and to upgrade to premium
class on an official flight
16Gifts From Official Travel
- As a soldier, you may accept an upgrade at no
cost to the government if the upgrade is not
offered because of your official position. - The free upgrade may even be to first class,
unless you are in uniform. Soldiers may never
fly first-class in uniform.
17Gifts From Official Travel
- Army personnel also often receive benefits during
official travel when a flight is full and
passengers are being bumped from the flight. - Often, airlines offer free tickets to persons who
are bumped from a flight. If you are bumped
involuntarily, then the free ticket is government
property. - If, however, you volunteer to be bumped, then the
free ticket is your personal property. This can
occur only if you have the leeway during travel
to delay the travel, and the time spent in a
delayed status is considered leave or pass time. -
18Gifts From Official Travel
- Army employees may not misuse their military
position for private gain. As a soldier, you
must be familiar with the conflict of interest
provisions of the JER. Although you may not be
faced with a conflict of interest in the near
future, understanding conflict of interest
restrictions will prepare you to do the right
thing if you ever are faced with one of these
situations.
19Conflict of Interest
- Generally, a conflict of interest is a situation
where an employee is acting in an official matter
but the employee somehow is going to be affected
personally by his or her official action. - The prime example involves a conflicting
financial interestwhere an employee who holds
stock in a corporation is participating in an
Army contract action with that same company. - An example of a non-financial conflict of
interest is when an Army employee, who is a
manager in a local private organization, takes
some official action regarding that organization,
such as approving a request for use of a
government building for a meeting.
20Conflict of Interest
- Each case involves an improper conflict of
interest because the employees personal interest
is going to be affected by the employees
official action. The conflict of interest rules
also state that the financial interests of an
employees spouse, including the spouses
employer, are considered to be the employees
financial interests.
21Conflict of Interest
- It is also illegal and a conflict with an
employees official duties for an employee to
receive compensation, other than the employees
government pay, for the performance of official
duties. Additionally, employees may not receive
compensation for teaching, speaking, and writing
which relates to the employees official duties.
22Solicitation Prohibitions
- These prohibitions do not apply, however, to
non-business sales of personal property or real
property (a home or land) or to sales that occur
off-duty in an established retail business. For
example, your supervisor may sell his or her
house to you without violation of the ethics
rules.
23Solicitation Prohibitions
- These rules would prohibit a squad leader or
supervisor who sells a product or service in
his/her off-duty time from soliciting a
subordinate to purchase the product or service.
For example, if your supervisor works for a mass
marketing organization, he or she may not
approach you on or off duty to buy any of the
company products. Doing this would violate the
Army core values of selfless service, loyalty,
integrity, duty and honor. However, the rules
would not prohibit the squad leader or supervisor
who works at a local eating establishment from
selling a meal to the subordinate.
24Employment Prohibitions
- Army employees may not engage in any outside
employment that conflicts with the performance of
their official duties. For example, you may not
work a 12-hour day with the Army and work another
8 hours on a part-time job. This could hinder
you from performing up to standards on your
military job and, depending on your MOS, may
cause grave danger to the mission. Any outside
employment must be approved by your immediate
supervisor.
25Employment Prohibitions
- Additionally, ethics rules prohibit Army
employees from acting in an official matter if
that matter involves a company that the employee
is seeking to work for. - Finally, Army personnel who work in the
contracting field have very specific limitations
on post-government employment. Post-government
employment matters should be referred to the
Staff Judge Advocate (SJA) for resolution. -
26Prohibited Use of Government Resources
- An example is a local card and flower fund, a
local soldiers organization, or just about any
organization with the word Association in it.
These prohibitions are consistent with the
principle that public service is a public trust. - The rules regarding use of property also stem
from the basic rule that federal employees must
protect and conserve Federal property and shall
not use it for other than authorized purposes.
Consistent with this rule is the principle that
federal employees shall disclose waste, fraud,
abuse, and corruption they are aware of.
Violating the Joint Ethics Regulation and rules
not only makes your personal integrity suspect,
but is also illegal.
27Prohibited Use of Government Resources
- These prohibitions do not apply only to support
for non-federal entities but also to improper use
for personal purposes. It may be just as
improper to use a copier or government telephone
for your own personal use as it would be to use a
copier or government telephone for the business
of a private organization you belong to or want
to support.
28Prohibited Use of Government Resources
- Government property and personnel should be used
only for government purposes. For example, it
would be wrong for you to type a personal letter
on a Government computer or take pens and paper
bought by the Army for your personal use. It
also would be wrong to use a government telephone
to make a personal long-distance call, unless you
use your calling card to pay for it.
29Prohibited Use of Government Resources
- In addition to using government property only for
official purposes, Army employees may not use
official, nonpublic government information for
their own personal purposes. This means you may
not use nonpublic information, classified or not,
for your personal financial gain or any personal
gain.
30Prohibited Use of Government Resources
- Also, the Privacy Act, which carries criminal
penalties, prohibits the dissemination of someone
elses personal information, such as their social
security number, address, or home phone number,
without his or her permission or unless
authorized by the Privacy Act.
31Authorized Use of Government Resources
- Generally, the use may not be adverse to the
Armys interests, such as accessing internet
pornography on a government computer system.
Incidentally, the ethics rules state that by
using government computers and telephones for
personal, authorized purposes, individuals
consent to government monitoring of those
systems, including internet sites accessed and
information downloaded.
32Authorized Use of Government Resources
- Personal, authorized use may not be at any
additional cost to the government. In the
absence of a command policy regarding personal
use, a commissioned officer that is a supervisor
(or a GS-11 civilian employee supervisor) may
approve the personal use of government resources
for a subordinate. For instance, you may be
authorized to use the computer to complete
homework or use the internet to conduct research
for off-post courses however, this must first be
approved. In addition, this use must not
interfere with your military obligation.
33Proper Use of Government Time
- Standards of Conduct rules also address the
proper use of government time--both an employees
own time and that of the employees subordinates.
For example, a supervisor may not require
subordinates to help paint his or her house
during duty hours or give them time off from work
for compensation. Again, official time should be
spent on official government business. Army
personnel shall put forth an honest effort in
the performance of their duties. Supervisors
also have a duty to safeguard their subordinates
time. An Army employee may not direct, coerce,
or otherwise force a subordinate to use official
time for unofficial or unauthorized activities.
This is a criminal prohibition
34Official Support
- Army personnel in their official capacities may
not endorse a non-federal entity or its
fundraising activities. There are a few
exceptions, however, including endorsement of the
Combined Federal Campaign (CFC) and the Army
Emergency Relief (AER). Army personnel may
endorse these organizations and their fundraising
efforts but may never coerce or direct a
subordinate to give to the organizations.
35Official Support
- Commanders may provide information to service
members through official channels about private
organizations that may be beneficial to soldiers
and their families. It is important to remember,
however, that the Army may never selectively
benefit one organization over another that is
similarly situated. If support is provided to
one group, it should be provided to another
similar group. Also, official support may never
detract from readiness.
36Official Support
- As a soldier, it is improper for anyone to
require or pressure you to join the enlisted club
or any private organization. However, it is OK
for someone, even a superior, to tell you about
the benefits of joining a club or private
organization, as long as he or she makes it clear
that you are free to join or not join as you
desire, and that you will not be punished if you
choose not to join.
37Personal Relationship/Support
- Army personnel have a personal capacity and an
official capacity. Personnel act in their
official capacity when they perform acts in the
performance of their official duties. Even if
not actually performing official duties,
personnel could appear to be acting in their
official capacity, such as when wearing the
uniform. It is important to distinguish personal
and official capacities when engaging in
activities related to private organizations.
38Personal Relationship/Support
- Army personnel may join, manage, or otherwise
participate in private organizations as long as
it does not conflict with the performance of
official duties. - For example, a soldier who is a president of a
local organization may not act on a request from
that organization to use a unit day room. A
conflict of interest exists between the soldiers
personal activities and official duties.
Soldiers may endorse a private organization in
their personal capacity. The rules allow
soldiers to use their rank and service (SFC John
Smith, US Army) in an endorsement, but not the
soldiers official title.
39Personal Support
- Army personnel may assist voluntarily and
participate in private organizations, including
the fundraising efforts of private organizations.
Fundraising must be voluntary and unofficial.
Soldiers may not use their official title or
represent the Army while fundraising.
Fundraising usually does not occur in uniform.
Fundraising may not occur on the Army
installation without permission of the
installation commander, usually through the
Director of Personnel and Community Activities.
Some fundraising, such as raffles and bingo, may
be strictly regulated. Remember, when in doubt,
always check with your supervisor or the ethics
counselor.
40Prohibited Gambling
- Gambling in the military is, in most cases, a
criminal activity. Criminal laws prohibit
gambling on any federal property, whether it is
leased or owned by the federal government. It is
also a crime to gamble with a subordinate,
whether or not it is on federal property.
41Prohibited Gambling
- The rules allow limited private wagers among
friends in quarters if the local state law allows
such wagers. These private wagers may never be
with a subordinate. - Limited gambling may be allowed at installation
clubs, for example, when a Monte Carlo Night or
a Casino Night is approved by the command.
42SCENARIO 1 TIME TO GIVE
- Your supervisor called a shop meeting and
informed everyone that he thought it would be a
good idea if the shop got together to give a gift
for the commanders retirement. He also informed
the shop personnel that he already had selected
the gift, which cost 350, and that each person
was required to give 15 to cover the cost.
43SCENARIO 2 The Pushy Salesman
- You and a friend of yours from BCT are going
through AIT together. You know from
conversations during BCT that Gary is a real
hustler when it comes to making money on the
side. He was always talking about different ways
he had made money in the past. Some sounded
neat others were a little more suspect.
44SCENARIO 2 The Pushy Salesman
- One day during lunch, Gary told you about his
latest money-making project. He told you that
your squad leader had heard about his gift of
money and asked if he'd like to make some extra
money selling long-distance service at a
discount. Gary told you that he has already
signed up half the platoon on behalf on the squad
leader and wants to cut you in on the action. He
said all you have to do is sell the plan to the
soldiers in the other platoons and you'd get a
cut of their long-distance spending. You think
this sounds like a good idea, especially since it
will save soldiers a lot of money on their calls
home. However, you're not sure whether you can
sell products to your fellow soldiers.