Title: Common law, case law
1Common law, case law precedent
- Gary Lynch-Wood
- Jackson Magoato
2Common law
- This term is used
- to describe law that is common throughout the
land - to describe judge-made law, or precedent
- to distinguish law applied in the common law
courts from that applied in the Chancery Court
(equity) - to distinguish systems without a codified base
3Precedent
- Precedent is a term is used to describe law found
in courts decisions - Modern law is based heavily on legislation, but
legislation once played a secondary role to
judge-made law - A judge does not have the same freedom to make
law as the legislature, and must not be seen to
be usurping its powers - When writing essays and answering problem
questions - a key skill you must develop is the ability to
identify precedents that support your argument
4The importance of common law
- Some branches of our law are almost entirely the
product of judges decisions (e.g. contract law) - Their reasoned judgments have been reported in
various law reports for nearly 700 years - Other branches of law are based on statutes (e.g.
environmental law) - Case law has played an important part in the
interpretation of those statutes - Much of English law derives from statute and
common law - The function of the judge is to interpret the one
and evolve the other
5Understanding casesand statutes
6K. Llewellyn, The Bramble Bush (1996)
- Case decisions
- Radical shifts are unusual
- A judge makes his rule in and around a specific
case (and looking backward) - His rule is commonly good sense, and very narrow
- Any innovation is confined regularly within
rather narrow limits (partly by the practice of
trying hard to square the new decision with old
law - Case law rules are applied as if they had always
been the law - Case law is flexible round the edges the rules
are commonly somewhat uncertain in their wording,
and not too easy to make definite
7K. Llewellyn, The Bramble Bush (1996)
- Statute law
- Statutes are made relatively in the large, to
cover wider sweeps, and looking forward - They apply only to event and transactions
occurring after they come into force - They are recognised machinery for readjustment of
the law - They represent not single disputes, but whole
classes of disputes - They are political, not judicial in their nature
8The meaning of precedent
9The meaning of precedent
- In law, precedent has a meaning similar to its
everyday use - It relates to how later cases are affected by
previous cases - It is based on a general principle a rule of
law that like should be treated alike
(uniformity / certainty) - It may be binding or persuasive (depends on the
court hierarchy and the circumstances of the
case) - It can be avoided in a case that demonstrates
sufficient differences
10Precedent (a wide view)
- The idea that it is desirable for similar cases
to be decided in similar ways - The principle that consistency is an important
aspect of justice - Improved efficiency once a point of law has
been decided it can be subsequently applied (no
need for re-argument) - Judicial comity mutual respect that judges have
for their colleagues
11Precedent (a wide view)
- Lord MacKay (ex Lord Chancellor) Who Makes the
Law?, The Times, 3 December (1987) - A scheme of precedent is clearly capable of
providing important benefits. It assists
litigants to assess the nature and scope of legal
obligations and, to the extent that it enables
them to predict the likely outcome of disputes,
it restricts the scope of litigation. By allowing
the vast bulk of disputes to be settled in the
shadow of the law, a system of precedent prevents
the legal apparatus from becoming clogged by a
myriad of single instances. It reflects a basic
principle of the administrations of justice that
like cases should be treated alike and therefore
generates a range of expectations from different
participants in the legal process. Rules of law
based on a system of precedent are therefore
likely to exhibit characteristics of certainty,
consistency and uniformity
12Precedent (a narrow view)
- Courts may regard themselves as being bound by
earlier decisions - Peculiar to English Law (and some common law
jurisdictions) - Encapsulated by the doctrine of stare rationibus
decidendis, or stare decisis - All courts bind other lower courts, and some
courts may bind themselves (vertical and
horizontal dimensions of precedent)
13Listen up! A cautionary note about the word
decision
14The decision
- The decision of a case can mean different things
- Consider a case where Lynch-Wood won and
Magoato Lost - Here (subject to an appeal) Lynch-Wood and
Magoato are bound by the decision - This is res judicata, or a matter adjudicated
upon - In the context of legal analysis, a decision is
something wider - The reasoning process that went into the
particular decision - Why did Lynch-Wood win (or Magoato lose)?
15The development of case law principles
16Development of case law principles
- To understand case law.is to understand how it
is that particular decisions by particular judges
concerning particular parties to particular cases
can be used in the construction of general rules
applying to the actions and transactions of
persons at large - N MacCormick Why Cases have Rationes and What
These Are. In L Goldstein (ed.) Precedent in Law
(Clarendon Press, Oxford 1987).
17Development of case law principles
- Principles of law derive from observing a line of
cases on a specific topic - Principles do not develop unless claimants bring
cases - A judge in each case draws on the principles
established in earlier cases - This can make the development of the law
piecemeal (case-by-case) - Lord Wright (in 1938) described how judges
- proceed from case to case, like the ancient
Mediterranean mariners, hugging the coast from
point to point, and avoiding the dangers of the
open sea
18Development of case law principles
- Imagine
- A case in 1920 decided that any person selling
parrots was under an implied contractual duty to
ensure the parrot could talk - Lawyers immediately think of the wider
ramifications - Does this principle apply if the seller informed
the customer that the parrot couldnt talk? - Does this principle apply to related birds
(budgerigars)? - Wider still, is there a general principle to be
found which might mean that a similar duty
standards of health may apply to other animals? -
- (J. Holland and Webb, J. Learning Legal
Rules, OUP, 2010).
19Development of case law principles
- This simple case may eventually be seen as
producing a more general principle on the duties
of sellers towards buyers a duty to deal in good
faith - Eventually, a textbook writer may sum up the case
law in one general statement on the duties owned
by vendors of goods - On reflection, we might find that one case
concerning a mute parrot is now applied to all
cases on defective merchandise - The process of moving from specific disputes to
the development of general rules (i.e.
precedents) which are then applicable to a wider
range of cases, is central to common law
reasoning - Dead snails and exploding underpants
- Donoghue v Stevenson 1932 AC 562
- Grant v Australian Knitting Mills 1936 AC
20The elements of precedent
Youre bound by this decision. But, come to
think about it, so am I
21The elements of precedent
- Ratio decidendi the reason(s) for the decision
- vital element
- discovering it is not easy
- art of interpretation
- Obiter dictum things said by the way
- not a vital part of the decision
- does not bind future courts
- persuasive properties (persuasiveness often
depends on who made them and where) - Old distinction An opinion given in court, if
not necessary to the judgment given of record,
but that it might have been as well given if no
such, or a contrary had been broachd, is no
judicial opinion but a mere gratis dictum
(Vaughan CJ, 1673 )
22Ratio decidendi
- R. Cross, Precedent in English Law (Clarendon
Press, Oxford, 1977) -
- Any rule of law expressly or impliedly treated
by the judge as a necessary step in reaching his
decision, having regard to the line of reasoning
adopted by him - J. Salmond, Jurisprudence (Seventh Edition,
1924). - A precedent, therefore, is any judicial
decision which contains in itself a principle.
The underlying principle which thus forms its
authoritative element is often termed the ration
decidendi. The concrete decision is binding
between the parties to it, but it is the abstract
ratio decidendi which alone has the force of law
as regards the world at large
23Ratio decidendi
- J. Gray, The Nature and Sources of the Law
(Second Edition, 1921) - It must be observed that at the Common Law not
every opinion expressed by a judge forms a
Judicial Precedent. In order that an opinion may
have the weight of a precedent, two things must
concur it must be, in the first place, an
opinion given by a judge, and, in the second
place, it must be an opinion the formation of
which is necessary for the decision of a
particular case in other words, it must not be
obiter dictum. - A Goodhart Determining the Ratio Decidendi of a
Case, Yale Law Journal (1930) 40, 161 - With the possible exception of the legal term
malice, it is the most misleading expression in
English law
24Ratio decidendi
- It is, in part, the notion of ratio which gives
the current English system of precedent it
relatively strict character - Being required to look at previous cases for
ideas on how to deal with a new case is in itself
something that reduces the range of options which
is open to a judge - But, as cases grow so the range of cases grow
- If a judge can choose amongst different
(previous) decisions, and amongst different parts
of different decisions, then a skilful or
knowledgeable judge (or lawyer) will find it
easier to find previous judgments which justify
any decision they wish to arrive at - But, the use of ratio calls for a much more
precise use of previous cases - Its not about finding arguments that we find
useful, but about looking at past cases for lines
of reasoning that are binding
25Ratio decidendi
- If the facts of cases were identical, our task
would be easy - But they are not - facts change from case to case
- We must show that two (or more) cases are
sufficiently similar to illustrate the same
principle, so that the doctrine of precedent can
be applied - Comparing facts is important, but we must also
try to see if the reasoning in the earlier case
can be applied to the new set of facts in our
case - lawyers cite cases to give authority to their
argument - is there a case that provides authority for the
point I want to make?
26Ratio decidendi
- Holland and Webbs Zebras on the North Circular
- case 1 a man driving a Ford Mondeo runs over an
old lady using a zebra crossing the man is held
liable in negligence - case 2 a woman driving a BMW runs over an old
man who was crossing the road - Should the woman in case 2 be found liable?
27Ratio decidendi
- Dont jump to conclusions.its not enough to say
its obvious, because it might not be! - You may see a knight move and conclude that all
chess pieces move in an L shape! - Its not enough to say case 2 is the same as case
1 (with no explanation) - You must ask why was the man liable in case 1?
- there may be a law against driving Ford Mondeos
- there may be a law against running people over on
zebra crossings (but not on any other part of the
road) - what was the whether like? how fast was the man
driving in case 1?
28Finding the ratio
29Finding the ratio
- Referring to the work of Sir John Salmond and
Professor John Chipman Gray, Arthur Goodhart
says - Both the learned authors, on reaching this
point of safety, stop. Having explained to the
student that it is necessary to find the ratio
decidendi of the case they make no further
attempt to state any rules by which it can be
determined. -
- A. Goodhart Determining the Ratio Decidendi
of a Case, Yale Law Journal (1930) 40, 161 - .
30Finding the ratio
- It can be difficult judgements can be long
- A judge in a later case may perceive the
principle (ratio) that is to be derived from the
earlier case as something different from that
which the original judge intended - why do you shop at the local mall rather than use
the town centre? - You wont find the sentence heres my ratio.
- Its a matter of skill and interpretation, built
on experience
31Finding the ratio
- A Goodhart Essays in Jurisprudence and the Common
Law (Cambridge University Press, 1931) - To determine the principle of a case, the first
and most essential step is to establish what were
the material facts on which the judge based his
conclusion - Common law legal reasoning is always reasoning
about something it is never reasoning about an
abstract concept - Rations are statements of reasons about the law
in relation to particular facts - Goodharts phrase material facts is an
important part of his theory of how to identify
his ratio - Facts are material when vital to the legal
decision - The ratio of the case is the conclusion based on
the material facts
32Finding the ratio
- A Goodhart Essays in Jurisprudence and the Common
Law. (Cambridge University Press, 1931) - The final step is to determine whether or not
it is a binding precedent for some succeeding
case in which the facts are prima facie similar.
This involves a double analysis. We must first
state the material facts in the precedent case
and then attempt to find the materials ones in
the second one. If these are identical, then the
first case is a binding precedent for the second,
and the court must reach the same conclusion as
it did in the first one
33Finding the ratio
- Some of Goodharts suggestions are problematic
- Stone J (1959) The Ratio of the Ratio
Decidendi. Modern Law Review 22(6), 597. - there will often be the gravest doubt as to what
facts the precedent court explicitly or
implicitly determined to be material - If we cannot know, with certainty, what a
material fact is how, when this lies at the
centre of Goodharts thesis, are we to use the
method? - See also
- Montrose J (1957) Ratio Decedendi and the House
of Lords. Modern law Review 20, 124 - Simpson A (1957) The Ratio Decedendi of a Case.
Modern Law Review 20, 413 - Andrews N (1985) Reporting case law unreported
cases, the definition of a ratio and the criteria
for reporting decision. Legal Studies 5, 205.
34Finding the ratio
- Cross R (1977) Precedent in English Law.
Clarendon Press, Oxford. - It is impossible to devise formulae for
determining the ratio decidendi of a case - Twining W, and Miers D (1999) How to do things
with rules. Weidenfeld Nicolson, London. - Talk of finding the ratio decidendi of a case
obscures the fact that the process of
interpreting cases is not like a hunt for buried
treasure, but typically involves an element of
choice from a range of possibilities
35Finding the ratio
- You have to ask why did the outcome happened?
- It involves some explanation of the case
- Youre looking for the legal reasoning, coupled
with your view of the material facts - Ratio should be expressed as a principle
possessing generality capable of being applied
later - Legal reasoning which does not decide the case
cannot be ratio (it will be obiter) - You may have multiple or inconclusive rationes
- Chaplin v Boys 1971 AC 256 where the HL agreed
on the result, but were faced with three possible
grounds for reaching their decision - Read the Headnote but dont rely on it
36Obiter dictum
- Cross R (1977) Precedent in English Law.
Clarendon Press, Oxford. - It is a truism.that dicta are of varying
degrees of persuasiveness Dicta of the highest
degree of persuasiveness may often, for all
practical purposes, be indistinguishable from
pronouncements which must be treated as ratio. - MacCormick, Legal Reasoning and Legal Theory
- statements of opinion upon the law and its
values and principles in their bearing on the
instant decision, statements which in some way go
beyond the point or points necessary to be
settled in deciding the case.
37Obiter dictum
- The main difference between obiter and ratio
- Courts must follow a ratio (whether they like it
or not) - Obiter statements are reflection on the law
- (Like the work of academic lawyers), they may
convince others by their logic or rhetoric - They are capable of being persuasive in the sense
that anyones argument is capable of being
persuasive - W B Anderson Sons v. Rhodes 1967 2 All ER 850
(Cairns J) when all five members of the House
of Lords have all said, after close examination
of the authorities, that a certain type of tort
exists, I think that judge of first instance
should proceed on the basis that it does exist
38Obiter dictum
- Ask yourself did this line of reasoning affect
the outcome? - Look for classic signs
- if the situation had been this, then
- in other cases it might be necessary to look at
things differently - I do not have to make a finding on this
- if I had not been bound by the ruling in
- A judge may say what he would have decided had he
not been bound by stare decisis
39Obiter dictum
- DPP v Smith 2006 (QBD) 1 WLR 1571
- Def, who cut off the victims ponytail and some
other hair on top of her head, was charged with
assault occasioning ABH contrary to s.47 of the
Offences Against the Person Act 1861 - At the close of the prosecution case, the def
submitted that there was no case for him to
answer as no ABH had been caused - Justices concluded that it had not been
established that the victim had been caused ABH - Appeal by way of case stated
- Judges concluded that cutting off a persons hair
amounted to ABH - Obiter if paint or some other unpleasant
substance were put on the victim's hair which
marked or damaged it that could amount to ABH
40Obiter dictum
- Obiter statements do not necessarily relate to
the material facts - Donoghue v Stevenson 1932 Lord Atkin made a
number of observations about liability for
negligent acts. - one observation was that one owed a duty of case
not to injure ones neighbour a person so
closely affected by my acts that one must take
care not to injure them - This is an obiter statement it is not directly
related to the facts -
- Dont think obiter is unimportant
-
- One persons obiter may be the next persons
ratio - Lord Atkins neighbour principle has been
extended to all manufacturers, repairers,
consumer items, industrial accidents, road
accidents, misstatements etc
41Obiter dictum
- R. v Gotts 1992 2 AC 412
- Duress is not available as a defence to a charge
of attempted murder. - A pleaded not guilty to a charge of attempted
murder and sought to raise a defence of duress. - The trial judge ruled that this defence was not
available on such a charge. - Conviction was upheld by the Court of Appeal
- HL on a matter of policy the defence of duress
is not available to a charge of attempted murder - Dicta of Lord Griffiths in R. v. Howe 1987
C.L.Y. 800 applied
42Law Reporting
43Law reporting
- Approximately, 200,000 cases are dealt with each
year, but only about 25,000 are reported - Law reporting dates back to medieval times with
the publication of the Year Books in Anglo-Norman - A landmark in the history of law reporting
occurred in 1865 when the Inns of Court set up
the Council of Law Reporting - Popular reports are the Weekly Law Reports, the
All England Law Reports and the Times Law Reports
44The Courts
45The courts
- Supreme Court / House of Lords
- Court of Appeal (Civil)
- Court of Appeal (Criminal)
- High Court
- Crown Court
- Inferior courts
46The Supreme Court
- Much of what is said about precedent in the HL
will apply to the Supreme Court - It is assumed the new Court will follow the same
approach - It is assumed it will normally treat itself as
bound by previous decisions of the House - Decisions of the HL are binding on all courts in
the country accept the House itself - Historically, until 1966 the HL was bound by its
own decisions - But in 1966.......
47The Supreme Court
- The Practice Statement 1966 1 WLR 1234
- Too rigid adherence to precedent may lead to
injustice in a particular case and also unduly
restrict the proper development of the law. They
propose therefore to modify their present
practice and, while treating former decisions of
this House as normally binding, to depart from a
previous decision when it appears right to do so. - In this connection they will bear in mind the
danger of disturbing retrospectively the basis on
which contracts, settlements of property, and
fiscal arrangements have been entered into and
also the special need to certainty as to the
criminal law - This announcement is not intended to affect the
use of precedent elsewhere than in this House.
48Use of the Practice Statement
- Used sparingly
- R v. National Insurance Commissioners (ex parte
Hudson) 1972 AC 944 (at p. 966) (Lord Reid) - The Practice Statement was intended to apply only
in a small number of cases in which previous
decisions of the House were thought to be
impeding the proper development of the law or to
have led to results which were unjust or contrary
to public policy - Two years passed before the Court first exercised
the power - Conway v. Rimmer 1968 AC 910, where the HL
unanimously overruled Duncan v. Cammell, Laird
Co. 1942 AC 624 on a question of the discovery
of documents
49Use of the Practice Statement
- Addie Sons v. Dubreck 1929 AC 358
- The HL had held that an occupier of premises was
only liable to a trespassing child who was
injured by the occupier intentionally or
recklessly - British Railways Board v. Herrington 1972 1 All
ER 749 - While an occupier does not owe the same duty of
care to a trespasser which he owes to a visitor,
he owes a trespasser a duty to take such steps as
common sense or common humanity would dictate, to
exclude or warn or otherwise, within reasonable
and practicable limits, reduce or avert a danger - An electrified railway line owned by the BRB
fences in poor condition children seen on line
plaintiff aged 6 injured and claimed damages
for negligence - Held that rule in Addie had been rendered
obsolete by changes in physical and social
conditions, and no longer provided a
comprehensive statement of the occupier's duty
towards a trespasser
50Use of the Practice Statement
- Miliangos v. George Frank (Textliles) Ltd 1976
AC 433 - The HL overruled Re United Railways of the Havana
Regla Warehouses Ltd 1961 AC 1007 - In the Re United Railways case, it had been held
that damages in an English civil case could only
be awarded in sterling - In Miliangos the HL held that damages can be
awarded in the currency of the foreign country
specified in the contract - Lord Wilberforce once a clear conclusion is
reached as to what the law now ought to be,
declaration of it by this House is appropriate.
The law on this topic is judge-made it has been
built up over the years from case to case. It is
entirely within this Houses duty to give the
law a new direction in a particular case where,
on principle and in reason, it appears right to
do so. I cannot accept the suggestion that
because a rule is long-established only
legislation can change it
51Use of the Practice Statement
- See also income tax case
- Vesty v. Commissioners of Inland Revenue 1979
3 All ER 976 the HL overruled its decision in
Congreve v. Commissioners of Inland Revenue
1948 1 All ER 948 - See also case relating to the frustration of
contracts - Paal Wilson Co. A/S v. Paartenrederei Hannah
Blumenthal 1983 1 All ER the HL declined an
invitation to depart from it previous decision
given only two years earlier in Bremer Vulkan v.
South India Shipping Corpn 1981 AC 909 - NB A second attempt to persuade the HL to
depart from the Bremer Vulkan decision was
unsuccessful in Food Corp of India v. Antclizo
Shipping Corp 1988 2 All ER 513 - Bremer Wilson decisions ultimately modified by
the Arbitration Act 1950 (s.13A)
52Use of the Practice Statement
- Anderton v. Ryan 1985 AC 560
- The appellant, on a construction of the Criminal
Attempts Act 1981, was held not guilty of
attempting dishonestly to handle a stolen video
recorder - She thought the goods had been stolen but in
fact there was not evidence that there had been - R v. Shivpuri 1986 2 All ER 334
- Another case on the Criminal Attempts Act 1981
the appellant was held to be guilty of attempting
to commit a drugs offence - Hed been caught with a suitcase which he
thought contained prohibited goods in fact, it
contained harmless matter - See over....
53Use of the Practice Statement
- R v. Shivpuri 1986 2 All ER 334
- His conviction was upheld by the HL because he
had intended to commit the full offence and had
done acts which were more than mere preparatory
to the commission of the intended offence within
the meaning of s.1(2) of the 1981 Act. - Mrs Ryan had escaped conviction in spite of the
clear words of s.1(2) a person may be guilty of
attempting to commit an offence to which this
section applies even though the facts are such
that the commission of the offence is impossible - In Anderton v. Ryan the HL had held, in effect,
that these plain words did not mean what they said
54Use of the Practice Statement
- See also
- R v. G 2003 1 WLR 1060 HL overruled its
decision in R v. Caldwell 1982 AC 341 on the
meaning of the word reckless in s.1 of the
Criminal Damage Act 1971 - On the same day as it decided R v. G, the HL in
Rees v. Darlington Memorial Hospital NHS Trust
2003 3 WLR 1091 refused to overrule McFarlane
v. Tayside Health Board 2000 2 AC 59 - In McFarlane, it had been held that the cost of
bringing up a normal healthy child (born as a
result of negligent sterilisation advice given to
the parents) was not recoverably in the law of
tort -
- In Rees, the claimant, who suffered from severe
visual impairment and was afraid she would be
unable to care for the child, underwent a
negligently performed sterilisation operation at
the def hospital she gave birth to a normal
health child - All 7 judges said McFarlane was correctly
decided
55Use of the Practice Statement
- See also
- In R v Purdy v. Director of Public Prosecutions
2009 3 WLR 403 the HL departed from R (Pretty)
v. Director of Public Prosecutions 2001 3 WLR
1598 in which it had been held that Art. 8
(respect for private life) of the European
Convention on Human Rights did not confer a right
to decide when or how to die - The HL in Purdy preferred instead to apply the
decision to apply the decision of the European
Court of Human Rights in Pretty v. United Kingdom
(2002) 35 EHRR 1 - The European Court had disagreed with the Houses
decision in the Pretty case
56Avoiding precedents
57Avoiding precedents
- Affirming and reversing
- Both refer to the judgment of the appeal court in
respect of the judgment of a lower court and in
respect of the same case - Affirming the appeal court agrees and confirms
the judgment - Reversing the appeal court disagrees and
overturns the judgment - Neither denote an issue of precedent
- Both could be used in conjunction with another
term relating to a previous case
58Avoiding precedents
- Approving, overruling, distinguishing,
disapproving - Where a court considers a precedent which is
relevant but not binding (e.g. from a lower court
or obiter) - Approving the court agrees with the precedent
and follows it - Overruling the court considers the precedent is
wrong and therefore should be abandoned - Distinguishing a precedent that would otherwise
cover the case is different in some material way - Disapproving a less drastic alternative - the
effect of expressing such dissent is to weaken
the authority of the earlier case
59Pros and cons
60Pros
- Notions of equity/justice similar cases should
be treated in the same way - Can bring about law reform much quicker than the
Parliamentary process - Promotes certainty
- Relies on the idea of decisions being promoted
from the top of the system decisions, which are
made by the best judges, are perpetuated and
guide the lower courts - Makes life easier for lawyers!
61Cons
- Makes life harder for lawyers!
- Does it work properly?
- May impede the proper development of the law
- Places undue stress on the past
- Bad rulings are perpetuated - fixity
- Judges can only rule on the cases before them
- Do we trust the judges?
- Gives false appearance of coherence
- Legitimacy problem judges are unelected
62Cons
- Precedent can have drawbacks if judges feel bound
to follow a previous case even if this means that
a later decision seems unjust. - Elliot v C (A Minor) 1983 2 All ER 1005 (Goff
LJ) - although, of course, the courts of this
country are bound by the doctrine of precedent,
sensibly interpreted, nevertheless it would be
irresponsible for judges to act as automata,
rigidly applying authorities without regard for
consequences. - In this case, the CA reluctantly followed the
authority of a previous case (R v Caldwell
1981) and upheld the conviction of a 14 year
old girl with learning difficulties for criminal
damage, even though she herself could not have
appreciated the risk her actions posed.