Title: Interest Groups
1Interest Groups
Government in America People, Politics, and
Policy Edwards/Wattenberg/Lineberry Ch
11 Keeping the Republic Barbour Wright Ch
13 Living Democracy Shea/Green/Smith Ch 13
2The Role of Interest Groups
- Interest group an organization of people with
shared policy goals entering the policy process
at several points to try to achieve those goals - Interest groups pursue their goals in many
arenas. - Interest groups distinguishable from parties.
- Political parties fight election battles
interest groups do not field candidates for
office but may choose sides. - Interest groups are policy specialists political
parties are policy generalists.
3Groups in America
- Alexis de Tocqueville
- Amazed how Americans joined various groups from
social to religious to political a nation of
joiners - Compared to Europeans, Americans much stronger
tendency to join together to solve problems, to
articulate collective interests and to form
social and political relationships - People living in democratic nations must join
together to preserve their independence and
freedoms - The liberty of association has become a
necessary guarantee against the tyranny of the
majority. The most natural privilege of man,
next to the right of acting for himself, is that
of combining his exertions with those of his
fellow-creatures, and of acting in common with
them. I am therefore led to conclude that the
right of association is almost as inalienable as
the right of personal liberty.
4- Robert Putnam
- Bowling Alone membership in traditional
organizations from the PTA, bowling leagues,
fraternities, etc decreased significantly - many Americans dont even know the names of their
neighbors - Computer technology creating a society of loners
- Critics argue increase in involved in
grassroots local issues and youth sports clubs,
reading clubs, bunko groups, crime patrols,
advocacy groups, etc
5Interest groups Compare
- Faction a group of citizens united by some
common passion or interest and opposed to the
rights of other citizens or to the interests of
the whole community - Interest group an organization of individuals
who share a common political goal and are united
for the purpose of influencing government
decisions - Political action committee (PAC) the fundraising
arm of an interest group
6Roles of interest groups
- Represent specific public interests govt
allocates more attention to large groups than to
individuals - Lobbying interest group activities aimed at
persuading policymakers to support the groups
positions - Provide a means of political participation
- Educate the public thru research, congressional
testimonies and public relations - Agenda building - creates awareness of issues
- Provision of program alternatives
- Program monitoring assesses effectiveness of
programs - BEWARE ALWAYS BIASED!
7Key difference with party
- Interest groups seek to
- influence, not elect
8Why number of IGs grown so rapidly since the
1960s?
- 1) Cleavages divisions of people based on at
least one social characteristic, such as
educational attainment or race - IG strive to gather supporters across social
cleavages, serving as a unifying factor in a
fragmented society - 2) Federal system for IGs, dif access points or
additional opportunities to petition govt - 3) David Trumans disturbance theory theory
that groups form whenever other interests are
perceived as threatening or whenever the status
quo is disturbed - As society becomes more complex, divisions
emerge, which then become the basis for new groups
9Proliferation of IGs (cont.)
- 4) Growth of govt itself IGs form as people try
to gain a piece of the action or attempt to
influence how govt allocates resources in
exercising its new responsibilities - 5) Americans are better educated and have more
disposable income making them more likely to join
IGs technology makes it easier to target and to
contact potential members
10Theories of Interest Group Politics
- Pluralist Theory
- Politics is mainly a competition among groups,
each one pressing for its own preferred policies. - Elite Theory
- Societies are divided along class lines and an
upper-class elite rules, regardless of the formal
niceties of governmental organization. - Hyperpluralist Theory
- Groups are so strong that government is weakened.
This is an extreme, exaggerated form of pluralism.
11Theories of Interest Group Politics
- Pluralism and Group Theory
- Groups provide a key link between the people and
the government. - Groups compete and no one group will become too
dominant. - Groups play by the rules of the game.
- Groups weak in one resource may use another.
- Lobbying is open to all so is not problematical.
12Theories of Interest Group Politics
- Elites and the Denial of Pluralism
- Real power is held by the relatively few.
- The largest corporations hold the most power.
- Elite power is fortified by a system of
interlocking directorates of these corporations
and other institutions. - Other groups may win many minor policy battles,
but elites prevail when it comes to big policy
decisions. - Lobbying is a problem because it benefits the few
at the expense of the many.
13Theories of Interest Group Politics - Elitism
14Theories of Interest Group Politics
- Hyperpluralism and Interest Group Liberalism
- Subgovernments consist of a network of groups
that exercise a great deal of control over
specific policy areas. - Also known as iron triangles
- Consist of interest groups, government agency,
and congressional committees that handle
particular policies - The hyperpluralist critique
- Groups have become too powerful as the government
tries to appease every interest. - Many subgovernments (iron triangles issue
networks) aggravate the process. - Trying to please every group results in
contradictory policies and policy gridlock.
15Formulation of interest groups
- Common problem or threat
- Resource advantages
- Can pool together to stretch resources further
- Effective leadership
- Interest group entrepreneurs
- E.g., MADD, 9/11 Widows
16What Makes an Interest Group Successful?
Top 25 most POWERFUL lobbying groups in 2001
17What Makes an Interest Group Successful?
- The Surprising Ineffectiveness of Large Groups
- Potential group all the people who might be
interest group members because they share a
common interest - Actual group the part of the potential group
consisting of members who actually join - Collective good a good or service, thaqt by its
very nature, cannot be denied to anyone who wants
to consume it ex. Public safety, clean air, natl
defense
18What Makes an Interest Group Successful?
- Free-Rider problem Some people dont join
interest groups because they benefit from the
groups activities without officially joining. - Bigger the group, larger the problem
- Large groups are difficult to organize
- Olsons law of large groups
- The larger the group, the further it will fall
short of providing an optimal amount of a
collective good. - Overcome Olsons law by providing selective
benefits - Goods that a group can restrict to those who pay
their annual dues
19What Makes an Interest Group Successful?
- Small groups are better organized and more
focused on the groups goals. - Multinational corporations are successful because
there are few of them and, therefore, have an
easier time organizing for political action. - Consumer groups have a difficult time getting
significant policy gains because the benefits are
spread over the entire population. - Public interest lobbies seek a collective good,
the achievement of which will not selectively and
materially benefit the membership activities of
the organization.
20Overcoming the free rider problem
- Selective incentives benefits available only to
group members as inducements to get them to join - Material benefit selective incentive in the form
of a tangible reward - Discounts on air fares/hotels cheaper insurance
rates free trips - Solidary benefit selective incentive related to
the interaction and bonding among group members - Training classes, competitions, contests, hosts
dinners
21Overcoming the free riderproblem, contd.
- Selective incentives, contd.
- Expressive or Purposive benefit selective
incentive that derives from the opportunity to
express values and beliefs and to be committed to
a greater cause - Expanding rights, increasing democracy
- Interest groups use a mix of incentives to
encourage group membership
22What Makes an Interest Group Successful?
23What Makes an Interest Group Successful?
- Intensity
- Single-Issue groups groups that focus on a
narrow interest, dislike compromise, and often
draw membership from people new to politics - Groups may focus on an emotional issue, providing
them with a psychological advantage. - Intensity encourages non-conventional means of
participation. I.e.- protests
24What Makes an Interest Group Successful?
- Financial Resources
- Not all groups have equal amounts of money.
- Monetary donations usually translate into access
to the politicians, such as a phone call,
meeting, or support for policy. - Wealthier groups have more resourcesand
presumably more accessbut they do not always win
on policy.
25The Interest Group Explosion
26Types of Interest Groups
- Economic Interests
- Labor
- Agriculture
- Business
- Environmental Interests
- Equality Interests
- Consumer and Public Interest Lobbies
27Types of interest groups
- Economic interest groups organize to influence
government policy for the benefit of members - Corporations and business associations
- E.g., National Association of Manufacturers,
Chamber of Commerce, Tobacco Institute, General
Electric - Unions and professional associations
- E.g., AFL-CIO, Teamsters, AMA, ABA
- Agricultural interest groups
- E.g., American Farm Bureau, Altria, ConAgra
28Types of interest groups, contd.
- Equal opportunity interest groups organize to
promote the civil and economic rights of
underrepresented or disadvantaged groups - Age
- E.g., AARP, Childrens Defense Fund
- Race and Ethnicity
- E.g., NAACP, LULAC, AIM
- Gender
- E.g., NOW, EMILYs List, Eagle Forum
- Sexual orientation
- E.g., GLAD, PFLAG, Log Cabin Republicans
29Types of interest groups, contd.
- Public interest groups organize to influence
government to produce collective goods or
services that benefit the general public - Environmental groups
- E.g., Sierra Club, Greenpeace
- Consumer groups
- E.g., Public Citizen, Consumers Union
- Religious groups
- E.g., Christian Coalition, Anti-Defamation League
30Types of interest groups, contd.
- Public interest groups, contd.
- Second Amendment groups
- E.g., NRA, Brady Campaign to Prevent Gun Violence
- Reproductive rights groups
- E.g., Planned Parenthood, National Right to Life
Committee - Human rights
- E.g., ACLU, Amnesty International
- Animal rights
- E.g., Humane Society, PETA
31Types of interest groups, contd.
- Government interest groups organize to lobby the
U.S. federal government to influence national
policy - Foreign governments
- E.g., Japan
- State and local governments
- E.g., National Governors Association, National
Conference of State Legislatures, U.S. Conference
of Mayors - Intergovernmental interests
32How Groups Try to Shape Policy
- Lobbying
- communication by someone other than a citizen
acting on his own behalf, directed to a
governmental decisionmaker with the hope of
influencing his decision (Lester Milbrath) - Two basic types of lobbyists
- Regular, paid employees of a group
- Temporary hires
- Sometimes referred to as policy entrepreneurs
33How Groups Try to Shape Policy
- Lobbying
- Lobbyists
- are a source of information
- help politicians plan political strategies for
legislation - help politicians plan political strategies for
reelection campaigns - are a source of ideas and innovations
- Mixed evidence as to whether lobbying works
34Interest group politics
- Direct lobbying direct interaction with public
officials for the purpose of influencing policy
decisions - Indirect lobbying attempts to influence
government policymakers by encouraging the
general public to put pressure on them
35Direct lobbying Congress
- Strategies for congressional lobbying
- Personal contacts target congressional leaders
and committee members, not whole HR or S - Campaign contributions
- PACs recent regulations and loopholes coalition
- Use of professional lobbyists
- Revolving door tendency of public officials,
journalists, and lobbyists to move between public
and private sectors - Providing expert testimony
- Accurate information to Congress
36Direct lobbying Congress, contd.
- Lobbying reform
- Federal Regulation of Lobbying Act, 1946
- Lobbying Disclosure Act, 1995
- Employs a strict definition of lobbyist
- Requires lobbyists to
- Register with the clerk of the House and the
secretary of the Senate - Report their clients and issues and the agency or
house they lobbied - Estimate the amount they are paid by each client
- Makes it easier for watchdog groups to track the
lobbying activity - Subsequent easing of restrictions
- Abramoff scandal increase pressure to reform
then faded as other intersts (eco!) took headlines
37Direct lobbying, contd.
- The president
- Target president and Executive Office of the
White House - Office of Public Liaison
- Revolving door exists here as well
- The bureaucracy
- Lobby to get laws implemented favorably
- Strong relationship with regulators and private
sector - Iron triangles
- Issue networks
- The judiciary
- Can take two forms
- Direct sponsorship, ie. File suit
- Filing amicus curiae briefs
- Brief that informs the court of the groups
policy preferences, generally in guise of legal
arguments - Interest groups also attempt to influence who is
nominated and placed on the bench
38Indirect lobbying the public
- Education place issues on publics agenda using
media, direct mail, and publicity stunts - Issue advocacy ads
- Reforms
- 527 groups
- Mobilize the public
- Larger membership groups are more successful
- Get-out-the-vote
39Indirect lobbying the public, contd.
- Social protest and mass movements public
activities designed to bring attention to
political causes usually done by those without
access to conventional means of expressing their
views - Unconventional tactics
- Violence! Ex. Bombings and burnings
40Astroturf political campaigns
- Grassroots lobbying indirect lobbying efforts
that spring from widespread public concern - Astroturf lobbying indirect lobbying efforts by
interest groups that manipulate or create public
sentiment, astroturf being artificial
grassroots - Pure grassroots lobbying is becoming increasingly
rare, but astroturf public interest lobbying is
growing - Lobbying moving away from Congress to public, but
this may not be any more democratic
41How Groups Try to Shape Policy
- Electioneering
- Direct group involvement in the election process
- Groups can help fund campaigns, provide
testimony, and get members to work for
candidates some form PACs. - Political Action Committee (PAC) Political
funding vehicles created by 1974 campaign finance
reforms, PACs are used by interest groups to
donate money to candidates. - PACs help pay the bill for increasing campaign
costs. - Most PAC money goes to incumbents.
42How Groups Try to Shape Policy
- Litigation
- If an interest group fails in one arena, the
courts may be able to provide a remedy. - Interest groups can file amicus curiae briefs to
influence a courts decision. - amicus curiae briefs submitted by a friend of
the court to raise additional points of view and
present information not contained in the briefs
of the formal parties - Class Action lawsuits permit a small number of
people to sue on behalf of all other people
similarly situated.
43How Groups Try to Shape Policy
- Going Public
- Because public opinion makes its way to
policymakers, groups try to - cultivate a good public image to build a
reservoir of goodwill with the public - use marketing strategies to influence public
opinion of the group and its issues - advertise to motivate and inform the public about
an issue
44Understanding Interest Groups
- Interest Groups and Democracy
- James Madisons solution to the problems posed by
interest groups was to create a wide-open system
in which groups compete. - Pluralists believe that the public interest would
prevail from this competition. - Elite theorists point to the proliferation of
business PACs as evidence of interest group
corruption. - Hyperpluralists maintain that group influence has
led to policy gridlock.
45Understanding Interest Groups
- Interest Groups and the Scope of Government
- Interest groups seek to maintain policies and
programs that benefit them. - Interest groups continue to pressure government
to do more things. - As the government does more, does this cause the
formation of more groups?
46Summary
- Group theories pluralism, elitism, and
hyperpluralism - A number of factors influence a groups success.
I.e., being small or large - Interest groups affect policy process through
lobbying, electioneering, litigation, and going
public.
47Vocab
- Honoraria fees for giving speeches at special
events/dinners - Advertorials advertisements presented as an
editorial, not to promote a good or service but
rather to promote a positive image or to advance
a policy - Ex. Oil company ad showing how they take pains to
protect the environment - Think tank nonprofit institutions or group of
individuals that conduct research on issues of
public interest or a particular area of public
policy - Revolving door practice of public officials,
journalists and lobbyists to move between public
and private sector jobs - Sen Tom DeLay and Sen Bob Dole are now lobbyists
for large corporate industries
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49ISSUE NETWORKShttp//www.issue.net/
- Sometimes iron triangles face challenges for
control of the bureaucracy from issue networks.
These consist of political executives, career
bureaucrats, management and policy consultants,
academic researchers, journalists, foundation
officers, and White House aides, all of whom want
fundamental change in the way a bureau operates
its programs. They think about the issues in a
broader context than do members of iron
triangles,... Competition among issue networks,
and between them and iron triangles, is good for
the White House and good for the country. ... It
serves as an antidote for entrenched bureaucratic
interests and political privilege. It enables
outside policy entrepreneurs to gain access and
compete with the iron triangles.
50Network vs. Triangle
- Issue networks are an alliance of various
interest groups and individuals who unite in
order to promote a single issue in government
policy. Issue networks can be either domestic or
international in scope, and many are active
solely within the domain of the internet. - Usually, issue networks push for a change in
policy within the government bureaucracy. An
example includes the wide ranging network of
environmental groups and individuals who push for
more environmental regulation in government
policy. Other issue networks revolve around such
controversial issues as abortion, gun ownership
rights, and drug laws. - In the United States, the various parties within
an issue network include political executives,
career bureaucrats, management and policy
consultants, academic researchers, journalists,
foundation officers, and White House aides. - Iron triangles are the mutually beneficial
relationships between interest groups, usually
private businesses and corporations,
congressional oversight committees, and federal
agencies. The relationships within Iron Triangles
seek only to benefit the three actors involved by
pursuing a favorable policy for the interest
group, at the expense of the constituencies that
Congress and the Federal bureaucracy are supposed
to represent, namely the general public. - Issue Networks differ from Iron Triangles in that
they seek to support the public interests, not
private ones, by seeking to benefit a wide
ranging constituency that supports their side of
the issue. Issue networks can be antagonistic to
iron triangles as they may oppose a policy pushed
by a private interest group, and carried out by a
government agency. This is particularly the case
in regards to environmental issue networks that
disagree with the lax environmental standards
pursued by private energy companies. It is also
important to note that different Issue networks
also compete with one another, as in the case of
proponents and opponents of abortion rights.
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