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Country Bio Japan
  • Population
  • 127.1 million
  • Jiangsu and Zhejiang Provinces combined
  • Territory
  • 145,882 square miles
  • Smaller than Yunnan Province
  • Year of Independence
  • 660 B.C.

3
Country Bio Japan
  • Year of Current Constitution
  • 1947
  • Head of State
  • Emperor Akihito
  • Head of Government
  • Prime Minister Naoto Kan

4
The Tokugawa Clan 1600-1868
  • In 1600, the Tokugawa clan finally managed to
    achieve preeminence and a considerable degree of
    national unity.
  • The Tokugawa family ruled from Edo, present-day
    Tokyo, from 1600 to 1868.
  • After over 250 years of virtual isolation, a U.S.
    naval officer, Commodore Matthew C. Perry, sailed
    a small fleet into what is now known as Tokyo Bay
    in 1853.

5
The Meiji Restoration 1868
  • This action emboldened regional barons to depose
    the Tokugawa clan and restore the emperor to
    power.
  • The Meiji Restoration (1868), as this transition
    is called, was named for the young Emperor Meiji,
    who was nominally installed as the supreme
    political and religious leader.

6
The Meiji Restoration 1868
  • Although the new oligarchs had no intention of
    democratizing politics on any mass level, they
    did relent to the establishment of a constitution
    with an elected legislature.
  • The government established the Diet, a bicameral
    legislative body, on the model of European
    parliamentary democracy.

7
The 1889 Constitution
  • The 1889 constitution had given the Diet the
    ability to reject certain governmental actions
    (specifically the budget), so that the cabinet
    had to bargain with nascent political parties on
    many issues.
  • This creeping democratization reached its prewar
    apex from 1918 to 1932.

8
The Occupation
  • It was not until Japans surrender in August
    1945, and its subsequent occupation by the Allied
    powers, that the militarys role in politics was
    ended and civilian democracy was allowed to
    flourish.
  • The Allied Occupation of Japan was administered
    by the Supreme Commander for the Allied Powers
    (SCAP), under the direction of U.S. General
    Douglas MacArthur.

9
The Occupation
  • Its initial objectives were to demilitarize and
    democratize Japan, to render Japan unable and
    unwilling to wage war ever again.
  • This idealism was discarded rather quickly in the
    face of Communist advances in China and
    increasing conflict between the United States and
    the Soviet Union.

10
The 1947 Constitution
  • Perhaps the best known provision of the Japanese
    Constitution is Article 9, the Peace Clause, in
    which Japan renounces the right to wage war or
    even to maintain a military capability.
  • Conservative governments and courts have
    interpreted the provision flexibly (to say the
    least) to allow for a defensive capability.

11
The 1951 Peace Treaty
  • The priorities of SCAP shifted from the
    demilitarization of Japan to securing Japan as a
    reliable ally in the Cold War.
  • In September 1951, Japan signed a general peace
    treaty in San Francisco with all Allied powers
    except the Soviet Union (and China), formally
    ending the Occupation and ceding Japans postwar
    autonomy.

12
The US-Japan Security Treaty
  • At the same time, the U.S.-Japan Mutual Security
    Treaty was signed.
  • This treaty allowed the United States to station
    troops in Japan and to continue to occupy Okinawa
    as a military base, a vital link in the U.S.
    anticommunist containment strategy during the
    Cold War.

13
Watershed Events since WWII
  • Postwar Japanese politics is chock-full of
    fascinating personalities and episodes, but four
    watershed events stand out.
  • The first was the promulgation of the postwar
    Constitution in 1947, which established Japans
    political institutions and specified their
    relative shares of political power.

14
Watershed Events since WWII
  • The second was the 1955 party merger that
    resulted in the formation of the Liberal
    Democratic Party (LDP), which was to govern Japan
    for the next four decades.

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Watershed Events since WWII
  • The third was the 1960 U.S.-Japan Mutual Security
    Treaty crisis, which both crystallized the
    foreign policy cleavage that persisted until the
    end of the Cold War and induced the government to
    downplay such issues and instead place economic
    growth squarely on the front burner.

17
Watershed Events since WWII
  • The fourth was the temporary fall of the LDP from
    power in 1993, and the subsequent adoption of new
    electoral rules in 1994.

18
The National Diet
  • Japans system of government is parliamentary,
    bicameral, and, despite the existence of elected
    local governments, nonfederal.
  • Article 41 of the Constitution specifies that the
    parliament, the National Diet, shall be the
    highest organ of state power, and shall be the
    sole law-making organ of the State.

19
The National Diet
  • Thus, there is no separately elected executive
    with whom the Diet must share policymaking
    authority.
  • The Diet consists of two legislative chambers
  • the House of Representatives (the Lower House)
  • and the House of Councillors (the Upper House).

20
The National Diet
  • Both chambers must pass a bill in identical form
    for it to become law, with three important
    exceptions
  • the House of Representatives alone
  • chooses the prime minister,
  • passes the budget,
  • and ratifies treaties.

21
The House of Representatives
  • As in all parliamentary systems, the first
    business that any new parliament must conduct
    (after an election) is to elect one of its
    members to serve as prime minister.
  • The person elected is usually, but not always,
    the leader of the largest party in the Lower
    House.
  • During the LDPs long reign as majority party,
    the LDP leader always won that prize.

22
The House of Representatives
  • The new prime minister then appoints a cabinet,
    at least half of whose members must be
    legislators.
  • These appointees head up the cabinet-level
    ministries and agencies that comprise the central
    government bureaucracy.

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Local Government
  • Japan is divided administratively into
    forty-seven prefectures, each of which elects its
    own governor and legislature.
  • The countrys hundreds of municipalities elect
    their own mayors and city councils as well.
  • Nevertheless, Japan is not a federal system all
    local government authority is delegated, and may
    be retracted, by the national government.

25
The Judiciary
  • The Japanese legal system ostensibly features the
    same degree of judicial independence that courts
    in the US enjoy.
  • Such independence is guaranteed in the
    Constitution.
  • Nonetheless, independence does not appear to be
    the reality in Japan.

26
The Judiciary
  • Political domination and manipulation of the
    courts have arisen from a combination of the
    LDPs long reign and its ability to use
    appointment powers and bureaucratic mechanisms to
    avoid putting courts into positions where they
    might render decisions anathema to LDP interests.

27
The Judiciary
  • In a unitary parliamentary system, especially one
    with a long-tenured majority party, there are
    fewer checks and balances, and hence fewer
    conflicts for courts to mediate, other things
    equal.
  • It will be interesting to see if this practice
    changes now that LDP control of government is
    over.

28
The Judiciary
  • The Cabinet directly appoints the fifteen members
    of the Supreme Court, and indirectly, through the
    administrative apparatus of the Supreme Court,
    helps to determine all lower court appointments
    as well.
  • The Supreme Court, through its Secretariat,
    controls the career paths of lower court judges.

29
Electoral Systems
  • The two chambers of the National Diet use
    different electoral rules.
  • The rules for the more powerful House of
    Representatives were changed in 1994.
  • According to the Constitution, members of the
    House of Representatives are elected to four-year
    terms, but these terms usually end early, as the
    prime minister may dissolve the chamber and call
    elections at any time.

30
New Electoral Rules
  • In January 1994, several months after wresting
    power from the LDP, a seven-party coalition
    government enacted a major restructuring of the
    Lower House electoral rules.
  • The new rules set the size of the House of
    Representatives at 500 seats, later reduced to
    480.

31
New Electoral Rules
  • Of these, 300 are elected on the basis of
    equal-sized single-member districts, and 180
    (originally 200) are elected from eleven regional
    districts by proportional representation (PR).
  • Each voter casts two votes one for a candidate
    in the single-member district, and one for a
    party in the PR region.

32
New Electoral Rules
33
Political Participation
  • By international standards, the political
    involvement of ordinary Japanese is low.
  • Voters generally identify with political parties
    based on personal identification with a candidate
    or association with a party-affiliated interest
    group.

34
Voter Turnout in Elections
  • Voter turnout at election time has been declining
    steadily on a nationwide basis.
  • Recently, party identification has declined as
    well, as self-proclaimed independents now make
    up the largest group of respondents in public
    opinion polls.

35
Voter Turnout in Elections
  • It is unclear whether it represents a worrisome
    new political alienation or whether it is simply
    a sign that Japanese democracy has matured,
  • now that Japanese voters seem as apathetic and
    complacent about politics as their counterparts
    in other advanced democracies.

36
Political Culture
  • In discussions of Japanese political culture, the
    concepts of hierarchy, homogeneity, and
    conformity to group objectives take center stage.
  • Social hierarchy governs most Japanese
    relationships.
  • In the family, in the workplace, and in politics,
    the hierarchical traits of loyalty and obligation
    can be found.

37
Political Culture
  • Japanese political behavior and economic success
    have also been attributed, at least in part, to
    ethnic and cultural homogeneity.
  • This homogeneity has been credited with allowing
    Japan to focus in a unified manner on national
    goals, the foremost being economic growth.

38
Political Culture
  • An understanding of why the Japanese feel
    confident that they are homogeneous may be found
    in the lack of strong issue cleavages.
  • Indeed, one reason the LDP was so successful for
    so long at implementing a campaign strategy that
    downplayed issues in favor of the distribution of
    private goods was the simple absence of many
    common issue cleavages.

39
Political Culture
  • Studies of Japanese culture also stress the
    Japanese emphasis on conformity, the belief that
    individual goals should be sublimated to the
    objectives of the group.
  • But by itself, reference to culture can not
    explain many things that are interesting about
    Japanese politics.

40
The Policymaking Process
  • Japan is a parliamentary democracy, with both
    houses of the National Diet directly elected, and
    with the prime minister and the cabinet chosen
    by, and accountable to, the Lower House.
  • In practice, the Diet, like all parliaments,
    tends to leave the proposal of legislation to the
    Cabinet, reserving the right to pass, reject, or
    amend those proposals as it sees fit.

41
The Policymaking Process
  • The Cabinet, in turn, delegates the task of
    drafting legislation - everything from regulation
    to the budget - to policy experts in the
    bureaucracy.
  • The Cabinet ministers oversee this process in the
    broadest sense, but most of the expertise
    resides, and most of the action takes place, in
    the various bureaus and departments of the
    government ministries and agencies.

42
How a Bill Becomes a Law
  • Members of either house of the Diet may submit
    legislation, and they do so quite often.
  • But these member bills are almost always
    exercises in grandstanding for the sponsors
    constituencies, where the proposal itself is the
    point, and they rarely have any hope of passing
    into law.

43
How a Bill Becomes a Law
  • The typical path for new legislation proceeds as
    follows.
  • A ministry drafts legislation for some policy
    change in its jurisdiction and submits the bill
    to the Cabinet.
  • The Cabinet may send the bill back, reject it, or
    amend it in any way it wishes, but if and when it
    is satisfied, it submits the bill to the Diet.

44
How a Bill Becomes a Law
  • The Diet may then do whatever it wants with the
    bill.
  • Normal legislation must be passed in identical
    form by both houses, unless the Lower House can
    muster a two-thirds majority to override Upper
    House objections.

45
How a Bill Becomes a Law
  • Again, if the bill is the annual budget, or a
    treaty to be ratified, then only the Lower House
    need pass it
  • the Upper House may delay that passage for up to
    thirty days, but it may not stop it.
  • Any bill passed by the Diet becomes the law of
    the land.

46
How a Bill Becomes a Law
  • There is no separately elected president who may
    veto Diet actions, and Diet laws supersede any
    local laws that might conflict.
  • The Supreme Court may declare a law
    unconstitutional, but this is exceedingly rare.

47
How a Bill Becomes a Law
  • The final steps in the process involve
    implementation.
  • The Diet can pass legislation, but it delegates
    to the bureaucracy the job of implementing and
    enforcing the new rules.
  • Indeed, laws are often so vague that the
    bureaucrats must do considerably more than
    robotically carry out the Diets orders.

48
Industrial Policy and the Miracle
  • Perhaps the most well-known aspect of postwar
    Japanese history has been the countrys
    remarkable economic development.
  • As the first industrial democracy in East Asia,
    Japan has been looked to as a model for other
    industrializing countries in the region.

49
Industrial Policy and the Miracle
  • Arguments over who should receive credit for
    Japans economic growth have raged for years,
    with three major theories contending.
  • The role of government intervention in the
    economy is at the center of each of these
    explanations.

50
Industrial Policy and the Miracle
  • The first theory stresses the role that market
    fundamentals have played in directing Japanese
    economic growth.
  • Japans high postwar growth is simply a result of
    returning to the growth path established before
    World War II.
  • This theory discounts any positive role for
    interventionist government policy in explaining
    Japans economic miracle.

51
Industrial Policy and the Miracle
  • A second theory, widely subscribed to both inside
    and outside Japan, contends that Japans
    government (or more precisely its well-trained
    bureaucrats) is the source of economic success.
  • In this account, skillful use of government in
    providing firms with access to capital was
    crucial to Japans economic rebirth.

52
Industrial Policy and the Miracle
  • Further, the Ministry of International Trade and
    Industry (MITI - since renamed), the bureaucratic
    agency in charge of industrial policy decision
    making, used its administrative authority to
    point firms in fruitful directions.

53
Industrial Policy and the Miracle
  • Government is also credited with retreating
    intelligently and carefully from declining
    economic sectors, such as coal, that were
    unlikely to prove beneficial in the future.
  • This view argues that MITI was adept at picking
    industries that would become profitable, and
    discarded losing economic sectors to enhance the
    economy as a whole.

54
Industrial Policy and the Miracle
  • A third view suggests that Japan has maintained a
    form of strategic capitalism requiring
    cooperation between the firms in an economic
    sector and the government over the type and depth
    of government involvement.
  • Government is most involved in economic decision
    making when firms can agree to limit competition
    among themselves.

55
Industrial Policy and the Miracle
  • Since the beginning of the 1990s, Japan has
    reeled from one recession to the next, from bad
    economic straits to worse.
  • Deflation, unemployment, and bankruptcies, all
    unheard of for decades, have stagnated the
    economy and shocked the national psyche.
  • Fiscal deficits are worse than ever.

56
Security and Foreign Policy
  • Japans postwar security and foreign policy have
    focused on maintaining a close relationship with
    the United States.
  • Bargaining from a position of weakness, Japan has
    been on the receiving end of most U.S. foreign
    policy decisions.
  • With the end of the Cold War, Japanese voters
    have become more ambivalent about the alliance.

57
Security and Foreign Policy
  • With national security taken care of by the
    U.S.-Japan Mutual Security Treaty, the Japanese
    government was able to focus its foreign policy
    on economic matters.
  • Recently, however, Japan has been obliged to pay
    for a large share of the U.S. defense commitment
    to all of East Asia.
  • Japan now pays fully 50 of all costs of
    deploying U. S. troops on Japanese soil.

58
Welfare Policy Health Care
  • Health care in Japan is universally covered
    through a government-administered, single-payer
    program that requires all individuals to pay a
    health insurance premium based on income level.

59
Welfare Policy Health Care
  • Standards of service are below what is commonly
    found in the U.S. private system, but the
    coverage ensures widespread access to basic
    health services.
  • Despite many failings, the benefits of Japans
    health care system are clear.

60
Welfare Policy Health Care
  • Infant mortality is the lowest among
    industrialized nations, and life expectancy is
    the highest.
  • The Japanese accomplish this even though public
    spending on health care constitutes a smaller
    percentage of GNP in Japan than in the US (6.6),
    Britain (5.8), France (8), or Germany (8.2).

61
Welfare Policy Pensions
  • On pension policies, the Japanese government has
    been much less active.
  • Public and private pensions are meager.
  • Nonetheless, overall welfare spending has grown
    steadily as Japanese society has aged.

62
Welfare Policy Pensions
  • An aging society in Japan will exacerbate the
    costs of present welfare benefits and increase
    the political desirability of expanding such
    programs.
  • Reductions of existing benefits may become more
    common as the government strives to keep up with
    the demographic changes that increase the number
    of people demanding assistance.

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