PowerPoint PPT Presentation

presentation player overlay
About This Presentation
Transcript and Presenter's Notes

Title:


1
Just Relax, This Will Only Take a Minute
  • Daubert and the Doctor
  • Travis J. Rhoades
  • Samuel C. Hall
  • January 11, 2011

2
Hiring the Doctor
3
The Knoxville, TN College of Faith Healing?
  • Where is Rangoon?
  • Every Litigator has met a Dr. Nicholas Van
    Helsing
  • Doctor hired to play the role of the doctor for
    the purposes of litigation
  • Little interest in conducting a scientific
    analysis of the case
  • Little effort to buttress opinions with actual
    research or citations
  • No demonstrated process of analysis to arrive at
    his conclusions

4
A witness qualified as an expert by knowledge,
skill, experience, training, or educationBefore
February 1, 2011
  • Admissibility
  • The fundamental determination of admissibility
    comes at the time the witness is qualified as
    an expert. In a state such as Wisconsin, where
    substantially unlimited cross-examination is
    permitted, the underlying theory or principle on
    which admissibility is based can be attacked by
    cross-examination or by other types of
    impeachment. State v. Walstad, 119 Wis.2d 483,
    518-19, 351 N.W.2d 469 (1984)
  • Exclusion of Expert on Qualifications
  • The label or title of a witness is not relevant
    to the determination of whether a witness is
    qualified to testify as an expert on a given
    subject. See, e.g ., Karl v. Employers Ins., 78
    Wis.2d 284, 297, 254 N.W.2d 255 (1977) Wester v.
    Bruggink, 190 Wis.2d 308, 319-20, 527 N.W.2d 373
    (Ct.App.1994).

5
New (to Wisconsin) Statute
  • Sec. 907.02. Testimony by experts
  • (1) If scientific, technical, or other
    specialized knowledge will assist the trier of
    fact to understand the evidence or to determine a
    fact in issue, a witness qualified as an expert
    by knowledge, skill, experience, training, or
    education, may testify thereto in the form of an
    opinion or otherwise, if the testimony is based
    upon sufficient facts or data, the testimony is
    the product of reliable principles and methods,
    and the witness has applied the principles and
    methods reliably to the facts of the case.
  • (2) Notwithstanding sub. (1), the testimony of an
    expert witness may not be admitted if the expert
    witness is entitled to receive any compensation
    contingent on the outcome of any claim or case
    with respect to which the testimony is being
    offered.

6
A witness qualified as an expert by knowledge,
skill, experience, training, or educationAfter
February 1, 2011
  • . . .A witness qualified as an expert by
    knowledge, skill, experience, training, or
    education, may testify thereto in the form of an
    opinion or otherwise, if the testimony is based
    upon sufficient facts or data, the testimony is
    the product of reliable principles and methods,
    and the witness has applied the principles and
    methods reliably to the facts of the case.
  • Qualification of Experts to render opinions now
    tied to
  • Sufficient facts or data
  • Reliable principles and methodology
  • Applications of each reliably to the facts of the
    case.

7
Qualifications of the Doctor
  • Education
  • Most Doctors will have graduated from Accredited
    Medical School
  • Any post graduate work proper line of questioning
  • If the Doctor went to the Knoxville,TN College of
    Faith Healing you might want to explore that a
    bit

8
Qualifications of the Doctor
  • Training
  • Careful Examination of Post- Medical School
    Experience Should Illustrate Whether Doctor has
    Specific Training to Opine Regarding the Issues
    of the Case
  • Residency
  • Internships
  • Board certifications
  • Consolidated Coal Co. v. Director, Office or
    Workers Compensation Programs, 294 F.3d 885 (7th
    Cir. 2002)
  • Plaintiff offers 2 B-readers who opine that
    Petitioner has black lung disease after review of
    x-rays
  • Petitioner offers pulmonologist who reviewed CT
    scan to opine no black lung disease
  • Argument that CT much more precise and therefore
    more reliable than x-ray
  • 7th Circuit Affirms ALJ decision that Plaintiff
    offered properly qualified B-readers, conducting
    recognized tests for presence of pneumoconiosis
  • Respondent failed to properly qualify
    pulmonologistCourt held that typical
    interpreters of CT scans are Radiologists, who
    are sometimes B-readers
  • Respondents expert is neither a radiologist or a
    B-reader
  • Respondent failed to establish that pulmologist
    had any training or experience
  • Reading CT scans for the presence of
    pneumoconiosis
  • Reading CT scans for the purpose of diagnosis (as
    opposed to treatment)
  • ALJ held pulmonologist opinions unreliable

9
Qualifications of the Doctor
  • Experience
  • Experience with an Subject Gained by Virtue of
    Position Can Qualify a Witness to Offer Opinion
    on Subject not Specifically a Portion of Formal
    Training or Education
  • Walker v. SOO Line Railroad Co., 208 F.3d 581
    (7th Cir. 2000)
  • Plaintiff allegedly struck by lightning while
    working in rail yard tower
  • Sued SOO under Federal Employers Liability Act
  • Plaintiff Evaluated by the University of Chicago
    Electrical Trauma Research Program
  • Evaluation included psychologist examination,
    battery of tests conducted by technicians
  • MD that headed the clinical team opined that the
    Plaintiff suffered Post Traumatic Stress Disorder
    as a result of the lighting strike
  • District Court Qualified the Doctor as an Expert
    on Electrical Trauma BUT her Barred Her Testimony
    entirety-
  • Dr. not qualified as a psychiatrist or
    psychologist
  • Her conclusions were founded only on limited
    physical examination and her review of the work
    of others on her team
  • 7th Circuit held that
  • Proper for professional in the doctors position
    to rely on work of team members to formulate
    opinions
  • The leader of that team is chosen because of her
    ability to assess accurately the role that each
    member of the team ought to play and to
    reconcile, when necessary, competing
    perspectives. Walker, at 589
  • Dr. might not be able to opine on the diagnosis
    of PTSD outside the arena of electrical trauma,
    but she was qualified to make the diagnosis in
    that limited arena

10
Qualifications of the Doctor
  • A physician must possess some specialized
    knowledge in the particular field of medicine
    about which she is to testify. Everett v.
    Georgia-Pacific Corp., 959 F. Supp. 856, 857
    (S.D. Ga. 1996).
  • The lack of specialization of a physician does
    not affect the admissibility of the testimony,
    but rather goes to its weight. Payton v. Abbott
    Labs, 780 F. 2d 147, 155 (1st Cir., 1985).
  • The focus is not whether a physician is generally
    qualified, but rather whether her qualifications
    provide a foundation for her to answer a specific
    question. Gayton v. McCoy, 593 F.3d 610, 617
    (7th Cir. 2010).

11
Gayton v. McCoy, 593 F.3d 610, (7th Cir. 2010)
  • Plaintiffs decedent dies in Jail from elevated
    heartbeat coupled with Congestive Heart Failure
  • Decedent not provided medications
  • Plaintiffs expert concludes that
  • Decedent would not have died had she been
    administered her prescribed cardiac medications
  • Doctor offered no evidence he was specially
    qualified in either pharmacology or cardiology
  • No basis for opinion that drugs would have
    prevented death
  • No special knowledge as to how the drugs
    function, or explanation as to how decedents
    irregular use of the medications prior to her
    incarceration affected her condition
  • NOT ADMITTED
  • Decedents untreated and uncontrolled vomiting
  • Effect of vomiting on potassium levels not
    specialized knowledge outside the scope of
    Plaintiffs expert as treating physician
  • Plaintiffs Expert Qualified to opine that
    combination of diuretics and vomiting affects
    potassium and electrolytes which can lead to
    tachycardia
  • ADMITTED
  • Goes without saying but record must be made for
    each opinion

12
Methodology
  • Has the theory or technique in question been
    tested?
  • Has it been been subjected to peer review and
    publication?
  • What are its known or potential error rates?
  • Do maintenance standards exist controlling its
    operation?
  • Has it attracted widespread acceptance within the
    medical community?
  • Is the opinion generated independent of the
    litigation, or expressly for the purposes of
    testifying?
  • Is the opinion the result of an illogical or
    unfounded extrapolation of an accepted medical
    premise?
  • Are alternate explanations considered and
    rejected?
  • Is the field in which the expert practices known
    for generating reliably founded opinions?
  • Has the expert applied the same methodology to
    her litigation opinion as she does to her
    non-litigation work?

13
Because I Said So
  • Medical experts not allowed to rely on title and
    training as the basis of all medical opinion
    testimony
  • No More Ipse Dixit Opinions
  • Physicians can and should be examined vigorously
    on the information that forms the foundations of
    their opinions

14
Zarecki v. National R.R. Passenger Corp., 914
F.Supp. 1566, (N.D.Ill. 1996)
  • 1. I have been retained as an expert witness with
    respect to the above entitled cause on behalf of
    the Plaintiff, Judy Zarecki.
  • 2. I make this Affidavit in opposition to the
    Defendant National Railroad Passenger
    Corporation's Motion for Summary Judgment.
  • 3. My present business address is 7600 College
    Dr., Palos Heights, Illinois 60463.
  • 4. I am duly licensed to practice medicine in the
    State of Illinois, and I am board certified in
    orthopaedic surgery in the State of Illinois.
  • 5. I have examined the Plaintiff in this case,
    Judy Zarecki.
  • 6. I have reviewed the medical records of Judy
    Zarecki.
  • 7. It is my opinion based upon a reasonable
    degree of medical certainty that the Bilateral
    Carpal Tunnel Syndrome sustained by Judy Zarecki,
    was caused by her work duties as assigned by the
    Defendant National Railroad Passenger
    Corporation.
  • 8. It is also my opinion that the nature of the
    work duties at the Defendant National Railroad
    Passenger Corporation was such that it was
    reasonably foreseeable that Judy Zarecki, could
    sustain Bilateral Carpal Tunnel Syndrome in her
    hands or wrist or sustain some other hand/wrist
    injury.
  • 9. I make this affidavit upon my personal and
    professional knowledge and upon my examination of
    Judy Zarecki, the medical records of Judy
    Zarecki, and, if sworn as a witness, I can and
    will testify competently to the facts
    hereinbefore stated.

15
Zarecki v. National R.R. Passenger Corp., 914
F.Supp. 1566, 1574 (N.D.Ill. 1996)
  • Opinion is not based on any discernable
    scientific methodology
  • Conclusions are subjective beliefs of the expert
    as to the cause of Zarecki's carpal tunnel
    syndrome
  • None of the Daubert factors support the notion
    that the opinion constitutes scientific
    knowledge
  • The record is void of any studies or analyses to
    substantiate conclusions
  • Affidavit does not allude to any authorities that
    support views, nor demonstration that views have
    gained general acceptance in the scientific
    community.

16
Diagnosis and Cause
  • Areas in which Methodology Examination is
    Critical
  • General and Specific Causation
  • General causation--is the agent or trauma capable
    of causing the disease or injury?
  • Specific causation--did the agent or trauma cause
    the disease or injury in this particular
    individual?
  • Reference on Scientific Evidence 335 (Fed.
    Judicial Ctr.2000).

17
General Causation
  • Has it been established that the particular
    trauma or exposure is a recognized cause of the
    Plaintiffs injury?
  • Higher Quality
  • Epidemiological Reviews
  • Controlled Trials
  • Cohort Studies
  • Lower Quality
  • Descriptive Studies
  • Case Studies

18
Determining Specific Medical Causation
  • Differential diagnosis methodology
  • ruling in potential causes to develop a
    potential-cause checklist
  • then ruling out potential causes one by one
    based on objective data and criteria.
  • Causation is attributed to the last potential
    cause left on the list, or at least the most
    probable one of those that remain. Glastetter v.
    Novartis Pharmaceuticals Corp., 107 F.Supp.2d
    1015, 1029 (E.D.Mo.2000).
  • when it is used in the practice of science (as
    opposed to its use by treating physicians in the
    practice of medicine out of necessity) it must
    reliably rule in a potential cause. See
    Glastetter, 252 F.3d at 989.
  • If the ruling in step is based on too great an
    analytical leap (or several such leaps), the
    whole opinion is questionable. (any step that
    renders the analysis unreliable ... renders the
    expert's testimony inadmissible) See Advisory
    Committee Notes to 2000 Amendments to Rule 702.

19
Lennon v. Norfolk and Western Railway Co., 123
F.Supp.2d 1143 (N.D.Indiana, 2000)
  • Plaintiff falls at work and hits head on concrete
  • One year later, complains of headaches and
    feelings of spaciness
  • Referred to a Neurologist (Romain) who diagnoses
    him with Multiple Sclerosis, and opines that the
    MS was triggered or exacerbated by the fall
  • Opinion supported by limited review of published
    materials, most of which support his contention,
    a group of case reports in support of his
    diagnosis, as well as his experience in treating
    MS patients and his attendance of conferences at
    which the relationship was discussed
  • General Causation
  • Court reviewed medical literature regarding
    traumas relationship to MS
  • Dr. Douglas Goodin, The role of trauma in causing
    MS or in triggering relapses or flares is not yet
    established or refuted. But preponderance of the
    evidence supports no association between physical
    trauma and either MS onset or exacerbation.
  • Dr. Charles Poser published a study in 1994
    criticized the efforts in the scientific
    community to study the role of Trauma in MS, but
    making no definitive
  • Court reviews several articles dating back to the
    1950s and earlier elated to the relationship
    between Trauma and MS
  • Concludes that the overwhelming weight of the
    authority suggests the notion that there has been
    no conclusive showing demonstrating a link
    between trauma and the onset or exacerbation of
    MS.
  • Limited review is the antithesis of the
    scientific method
  • Limited review might not be fatal to
    admissibility IF the experts opinion followed
    the overwhelming weight of the evidence

20
Lennon v. Norfolk and Western Railway Co., 123
F.Supp.2d 1143 (N.D.Indiana, 2000)
  • Specific Causation
  • Plaintiff also argues that Dr. Romains causation
    opinion is based on a clinically supported
    differential diagnosis
  • Differential diagnosis does not by itself prove
    the cause, even for the particular patient. Nor
    can the technique speak to the issue of general
    causation.
  • Differential diagnosis assumes that general
    causation has been proven for the list of
    possible causes it eliminates
  • The process of differential diagnosis is
    undoubtedly important to the question of
    specific causation. If other possible causes of
    an injury cannot be ruled out, or at least the
    possibility of their contribution to causation
    minimized, then the more likely than not
    threshold for proving causation may not be met.
    But, it is also important to recognize that a
    fundamental assumption underlying this method is
    that the final, suspected cause remaining after
    this process of elimination must actually be
    capable of causing the injury. That is, the
    expert must rule in the suspected cause as well
    as rule out other possible causes. And, of
    course, expert opinion on this issue of general
    causation must be derived from scientifically
    valid methodology. Hall v. Baxter Healthcare
    Corp., 947 F.Supp. 1387, 1413 (D.Or.1996)
    (quoting, Cavallo v. Star Enterprise, 892 F.Supp.
    756, 771 (E.D.Va.1995) aff'd. on this ground,
    rev'd on other grounds 100 F.3d 1150 (4th
    Cir.1996)).

21
Lennon v. Norfolk and Western Railway Co., 123
F.Supp.2d 1143 (N.D.Indiana, 2000)
  • Plaintiff Expert Neurologist Dr. Schreiber Opines
    that Plaintiff suffered neurological trauma as a
    result of his fall
  • White Matter Lesions cause by shearing forces to
    the brain which caused nerve demyelinization from
    Review of repeated CT scans
  • Objective signs of neurological symptoms
    including thought disorder, memory deficits and
    left-sided sensory deficits
  • Dr. Schreiber relied on his own experience as a
    board certified neurologist
  • On his review of neurological journals which
    support relationship between head trauma and
    white matter lesions
  • On Textbook DIAGNOSTIC NEUROLOGY, which clearly
    sets forth relationship between severe trauma and
    white matter lesions
  • On case study of a Dr. Nevin, with 40
    participants with head injuries and varying
    degrees of white matter changes
  • Defense Doctor relies on a Lancet study that
    suggests that only major trauma can cause White
    lesions
  • Plaintiff's fall was minor fall
  • Could not be the cause of the White Lesions
  • No specific definitive study correlating falls
    like the Plaintiffs to White Matter Lesions
  • BUT
  • All studies submitted suggest that trauma is a
    recognized cause of White Matter Lesions
  • Dispute is a over whether the trauma was
    sufficient
  • Issue Ripe for Jury determination and not a
    matter of admissibility

22
DECIDED PRIOR TO DAUBERTINCLUDED FOR COMPARISON
/ CONTRAST OF COURTS INQUIRY PRE AND
POST-DAUBERTCella v. U.S., 998 F.2d 418 (7th
Cir. 1993)
  • Plaintiff alleges he suffers from Polymyositosis
    from trauma suffered aboard Navy vessel
  • Plaintiff claimed four separate incidents of
    physical injury during the trip
  • injured his lower back downloading of four
    pallets of stores from the dock onto the ship
  • burned his hand when he lifted a twenty-quart pot
    filled with spaghetti sauce and the simmering
    sauce spilled onto his hand (because the pot's
    handle was coated with melted butter)
  • struck his head twice and fell when the vessel
    broke the mooring lines tied to the dock and
  • injured his lumbar spine while lifting
    approximately ninety pounds of pot roast out of
    the oven after other crew members refused to help
    him.
  • Plaintiff also claimed threats for physical
    violence arising out of racial tensions on the
    ship
  • Dr. Romain, Neurologist with 22 years experience
  • Complete medical history of the plaintiff,
  • Full neurological examination,
  • Conducted a series of tests to rule out various
    possible diagnoses,
  • Directed two muscle biopsies to be taken and sent
    out for laboratory analysis.
  • Repeated testing revealed that certain of Cella's
    muscle enzymes were greatly elevated.
  • The biopsy results suggested that the plaintiff
    suffered from focal chronic interstitial
    myositis.
  • After reviewing these test results in light of
    his examination and history of Cella, Dr. Romain
    was convinced that Cella suffered from
    polymyositosis

23
DECIDED PRIOR TO DAUBERTINCLUDED FOR COMPARISON
/ CONTRAST OF COURTS INQUIRY PRE AND
POST-DAUBERTCella v. U.S., 998 F.2d 418 (7th
Cir. 1993)
  • The generally-accepted medical dogma identified
    polymyositis as an idiopathic disorder,
  • Dr. Romain had heard of cases of polymyositis
    being secondary to trauma and believed that
    Cella's polymyositis-like condition might have
    been brought on by the events that occurred
    aboard the Hess.
  • From his extensive medical literature search, Dr.
    Romain concluded
  • that cases of polymyositis are heterogeneous in
    origin
  • that among the documented cases there was always
    a consistent but somewhat low percentage of cases
    in which some type of severe emotional or
    physical stress seemed to have etiological
    importance.
  • Dr. Romain further believed that an experimental
    model with marathon runners which revealed a link
    between physical stress and elevated enzymes
    supported his conclusion that physical stress and
    trauma caused Cella's polymyositis condition.3
  • In addition to citing the occasional incidence of
    trauma, the medical literature considered by Dr.
    Romain addressed genetic factors, viral
    infections, vaccinations, certain tropical
    diseases, and systemic lupus erythematosus as
    other possible causes of polymyositis.
  • Through his physical examination of the
    plaintiff, extensive neurological testing of the
    plaintiff, and careful review of the plaintiff's
    medical history, Dr. Romain was able to exclude
    each of these factors as the potential cause of
    Cella's condition.
  • Through his elimination of these other possible
    causes and his medical literature research
    revealing a causal relation between trauma and
    documented polymyositis cases, Dr. Romain
    concluded that the plaintiff's polymyositis-like
    condition was caused by the trauma arising from
    the events aboard the Hess.
  • He prescribed prednisone treatment and physical
    therapy, which apparently stabilized the
    plaintiff's condition.

24
DECIDED PRIOR TO DAUBERTINCLUDED FOR COMPARISON
/ CONTRAST OF COURTS INQUIRY PRE AND
POST-DAUBERTCella v. U.S., 998 F.2d 418 (7th
Cir. 1993)
  • Defendant challenges foundation of Dr. Romains
    opinion under FRCP 907.03, arguing the Court
    Identifies two studies from among Dr. Romains
    reliance materials that provide substantial
    epidemiological support for the relationship
    between certain elevated enzymes and
    polymyositosis
  • Articles acknowledge relationship between extreme
    stress, physical injury or combination of both
    stress and injury and conditions like
    polymyositosis
  • Facts of the case suggest factors applied to
    experience aboard the ship
  • Although the complete etiology of all
    polymyositis has not been definitely proven, the
    plaintiff's expert medical witness has testified
    that, based on his examination and testing of
    Cella, his review of Cella's full medical
    history, his research of medical literature, and
    his analysis of documented case studies of
    polymyositis, it is his opinion within a
    reasonable degree of medical certainty that
    trauma was the cause of this plaintiff's
    polymyositis. Cella at 429.

25
Evidence-Based Medicine
  • Evidence Based Medicine requires physicians to
    use the best evidence available in determining
    treatment by placing more value on well-designed
    and well executed clinical investigations and
    less value on expert opinion and uncontrolled
    observational studies, like case reports and case
    studies.
  • Sear, John, Effective Use of Evidence-Based
    Medicine to Challenge Causation Testimony, LJNs
    Product Liability Law and Strategy, Vol. 30, No.
    2, August 2011
  • Of particular interest is the fact that the
    American Academy of Orthopedic Surgeons has
    recognized Evidence Based Medicine principles,
    and contains its own hierarchy of qualitative
    medical evidence, with Randomized Control Trials
    at the top and Personal Observation of the
    physician at the bottom.

26
Considerations for Depositions
  • Preparation Best Practices
  • Key Testimony to Obtain
  • Use of Follow-up Discovery
  • Common Fallacies to Exploit

(c) Crivello Carlson, S.C. - 2012
27
Preparation Practices
  • Prepare Have a Plan
  • Individual Comfort Level
  • Research Resources Online and Offline
  • Prior Deposition or Trial Testimony and Reports
  • Prior Decisions Related to the Expert AND Opinion
  • Experts Websites, Social Media, Blogs, etc.
  • CV Publications Legitimate?

(c) Crivello Carlson, S.C. - 2012
28
Key Testimony to Obtain
  • Whether the opinion or theory has been subjected
    to peer reviewed publication.
  • The known of potential rate of error and the
    existence of standards controlling in the subject
    area.
  • The extent to which the experts methodology,
    technique and opinions are generally accepted
    within the experts community.

(c) Crivello Carlson, S.C. - 2012
29
Key Testimony to Obtain
  • Keep in mind that expert intuition is
    insufficient
  • A witness who invokes my expertise rather than
    analytic strategies widely used by specialists is
    not an expert as Rule 702 defines that term.
    The expert may be the worlds leading student
    of the topic, but if he could not or would not
    explain how his conclusions met the Rules
    requirements, he was not entitled to give expert
    testimony. As we so often reiterate An expert
    who supplies nothing but a bottom line supplies
    nothing of value to the judicial process.
  • Zenith Electronics Corp. v. WH-TV Broadcasting
    Corp., 395 F.3d 416, 419 (7th Cir. 2005)
    (citations omitted).

(c) Crivello Carlson, S.C. - 2012
30
Key Testimony to Obtain
  • CHECKLIST
  • Expert Report Completed?
  • Compensation / Amount of Time to Reach Opinions
  • Current CV?
  • List of Prior Testimony
  • Prior Challenges to Admissibility of Experts
    Testimony
  • Qualifications of Witness Education, Training,
    Experience, Skill
  • How did Expert Reach Opinions Reliable Methods?
  • Basis for Each Opinion
  • What Facts or Records Relied On
  • Any Independent Research?
  • Have the Methods or the Opinions Referenced in
    Peer Reviewed Publication?
  • Alternative Explanations?
  • Was the Doctor as Careful as he/she Would be in
    Practice? (same methodology?)

(c) Crivello Carlson, S.C. - 2012
31
Deposition Testimony Examples
  • Engineer or Meteorologist?
  • Q In terms of your education, have you studied
    meteorology formally?
  • A Well I took it as a technical elective in
    college, but other than that, no.
  • Q You took one course in meteorology as an
    elective back when you were obtaining your
    bachelors degree?
  • A Right.
  • Q So that would have been in the early to mid
    1960s?
  • A Right.
  • Q Besides that one course, have you had any
    other formal training in meteorology?
  • A No

(c) Crivello Carlson, S.C. - 2012
32
Engineer or Meteorologist - Continued
  • Q Youre not able to testify as to what moisture
    content would be required in order to form snow
    that would have been wet enough to stick to the
    side of the building, correct?
  • A Well, perhaps within these limits, a snowfall
    where the water equivalent is such that ten
    inches of snow would constitute one inch of
    rainfall or more would generally be considered a
    wet snow that could stick to the building.
  • Q And this theory of yours of one inch of
    rainfall to make ten inches of snow, where does
    this theory come from?
  • A That would be an interpretation that I have
    used before. Its something that I have heard
    meteorologists in this area talk about. We all
    listen to what the weather people tell us on
    television.
  • Q Are you aware of any peer-reviewed, published
    literature that supports your position?
  • A Im not, but there may be some out there.

(c) Crivello Carlson, S.C. - 2012
33
Example Testimony - Continued
  • Doctors Against Obesity
  • Q Can you testify to a reasonable degree of
    medical probability that this incident caused the
    rotator cuff tear?
  • A The way I visualize it is that, from his
    description, which wasnt great He gets hit by
    the thing, by the forklift, and he falls back.
    And he tries to catch himself. I mean hes got
    some velocity, and hes fat, so he tries to
    catch himself. Heavy. Excuse me, I shouldnt
    use the word fat. Although I am to the point
    where I dont care anymore.
  • Q A little bit ago you mentioned about truck
    drivers and said something to the effect that its
    hell on their shoulders. What did you mean by
    that?
  • A Lets set the scenario Truck drivers are
    rarely in very good physical condition. Okay?
    They sit in a truck all day long. They dont
    work out. They smoke. Whatever. They got to
    haul themselves up into the cab they got to
    haul themselves down. They actually have to
    haul themselves up because theyre fat.

(c) Crivello Carlson, S.C. - 2012
34
Example Testimony - Continued
  • Medical Examiner
  • Q When you say sudden death during struggle and
    restraint, what is the exact mechanism of injury
    that leads to a death in that situation?
  • A I dont think its well known.
  • Q So the fundamental question is whatcaused the
    cardiac arrest?
  • A Well it started with the struggle and
    restraint but all of the physiological changes
    that occurred between then, yes, we dont really
    know.
  • Q Is that to mean independently you dont think
    that any of these individually the
    physiological changes by itself would have
    caused death in this case?
  • A No, I cant separate it.

(c) Crivello Carlson, S.C. - 2012
35
Example Testimony - Continued
  • Medical Examiner, Cont.
  • Q Would the exertion that you indicated, would
    that alone, absent the fear and panic, absent
    the position the decedent was in, absent the
    pressure on the torso, the restraint, the use of
    an ECD, would that exertion alone, absent all
    those factors, would that have caused death?
  • A I cant say.
  • Q And thats true of all of these?
  • A Yes. I dont think we can unbundle the
    package. I mean I really dont think you can.
    Its just not doable.
  • Q But you believe that the combination of all of
    the factors combined to cause the death?
  • A I believe that they each provided some input
    into the death.

(c) Crivello Carlson, S.C. - 2012
36
Example Testimony - Continued
  • Medical Examiner, Cont.
  • Q Can you say to a reasonable degree of medical
    certainty what happened inside of the
    decedents body mechanically, to cause his
    death?
  • A No.

(c) Crivello Carlson, S.C. - 2012
37
Subsequent Discovery
  • Verify New Propositions and Statements
  • Follow Up with Written Discovery if Necessary
  • Examples Include
  • Claim that Supporting Literature May be Available
  • Supporting Documentation for Background
  • Relevant Materials Not Brought to Deposition

(c) Crivello Carlson, S.C. - 2012
38
Common Expert Fallacies
  • Post Hoc Ergo Propter Hoc
  • Cum Hoc Ergo Propter Hoc
  • False Dichotomy
  • Falsum in Uno, Falsum in Omnibus

(c) Crivello Carlson, S.C. - 2012
39
Post Hoc Ergo Propter Hoc
  • after this, therefore because of this.
  • Commonly Seen in Unexplained (or Unexplainable)
    Death Cases
  • Also Seen in Evolving Scientific Areas
  • Although the methodology upon which Dr. Rose
    based his diagnosis was not articulated in much
    detail at his deposition, he appears to rely
    primarily on the temporal relationship between
    the plaintiff discontinuing her use of Fosamax
    and her injury healing.
  • In re Fosamax Products Liability Litigation, 2009
    WL 4042769 (S.D.N.Y. 2009)

(c) Crivello Carlson, S.C. - 2012
40
Post Hoc Ergo Propter Hoc
  • Drawinga conclusion from temporal relationships
    leads to the blunder of the post hoc ergo propter
    hoc fallacy. The post hoc ergo propter hoc
    fallacy assumes causality from a temporal
    sequence. McClain v. Metabolife Intl, Inc.,
    401 F.3d 1233, 1243 (11th Cir. 2005).
  • McClain court generally recognized that expert
    opinions based on post hoc ergo propter hoc do
    not pass muster under Daubert. Id. at 1242-1243.

(c) Crivello Carlson, S.C. - 2012
41
Post Hoc Ergo Propter Hoc
  • In essence, the requirement of adequate
    documentation in scientific literature ensures
    that decision makers will not be misled by the
    post hoc ergo propter hoc fallacy
  • Ohio v. U.S. Dept. of the Interior, 880 F.2d
    432, 472-473 (D.C. Cir. 1989) see also Shafer v.
    Kal Kan Foods, Inc., 417 F.3d 663, 664 (7th Cir.
    2005) Bermundez v. TRC Holdings, Inc., 138 F.3d
    1176, 1179 (7th Cir. 1998).

(c) Crivello Carlson, S.C. - 2012
42
Cum Hoc Ergo Propter Hoc
  • with this, therefore because of this.
  • Fallacy that correlation establishes causation
  • Causation cannot be established simply because
    certain events occur within a temporal
    relationship.

(c) Crivello Carlson, S.C. - 2012
43
Cum Hoc Ergo Propter Hoc
  • REJECTED EXPERT OPINION
  • I talk about it being mercury toxicity. Again,
    in terms of myocarditis, I dont know what the
    mechanism for that was. It is a finding that is
    reported in ethyl mercury deaths. I see it here.
    One and one equals two.
  • Kolakowski v. Secretary of Health and Human
    Services,
  • 2010 WL 5672753, Fed. Cl., Nov. 23, 2010.

(c) Crivello Carlson, S.C. - 2012
44
Cum Hoc Ergo Propter Hoc
  • Courts have generally either rejected or
    disfavored opinions and analysis based on cum hoc
    ergo propter hoc.
  • Florence v. Board of Chosen Freeholders of County
    of Burlington,
  • 621 F.3d 296 (3rd Cir. 2010)
  • Bull v. City and County of San Francisco,
  • 595 F.3d 964 (9th Cir. 2010).

(c) Crivello Carlson, S.C. - 2012
45
False Dichotomy Fallacy
  • Often a deliberate attempt by advocates to
    eliminate middle ground.
  • You either support us, or you support the
    terrorists.
  • It wasnt the medicine that cured the patient,
    so it must have been a miracle.

(c) Crivello Carlson, S.C. - 2012
46
False Dichotomy Fallacy
  • Generally, courts evaluate this fallacy as an
    example of basing an opinion on false
    assumptions.
  • Such opinions are generally not admissible
  • Elock v. Kmart Corp., 233 F.3d 734, 756 n.13 (3rd
    Cir. 2000) Bradley v. Armstrong Rubber Co., 130
    F.3d 168, 177 (5th Cir. 1997).

(c) Crivello Carlson, S.C. - 2012
47
Falsum in Uno, Falsum in Omnibus
  • False in one thing, false in everything.
  • Began in Roman court system provided that if a
    witness was proven false in one area of
    testimony, the witness should be presumed to have
    provided entirely false testimony.

(c) Crivello Carlson, S.C. - 2012
48
QUESTIONS?
(c) Crivello Carlson, S.C. - 2012
Write a Comment
User Comments (0)
About PowerShow.com