Title: Week 11. Maturation, passives, A-chains and phases
1GRS LX 700Language Acquisition andLinguistic
Theory
- Week 11.Maturation, passives, A-chains and phases
2Continuity or Maturation?
- Pretty well accepted that there is something
built-in concerning the acquisition of language
(UG). - A limiting version of this is the Continuity
Hypothesis (Pinker 1984) (or Rigidity) which says
that whats built in is there from the beginning
and doesnt change.
3The situation
- Quite a bit of evidence shows that kids know a
lot about the principles of UG from as early as
they can be tested. - Yet, languages do differ from one anotherkids
end up speaking different languages depending on
the language in the environment, so they do learn
something.
4The situation
- So there are in principle two dimensions of
development - learning language-particular properties
- development of the grammar itself
- Grammar development is what has been argued
(poverty of the stimulus) not to be learnable by
experience. Thus, it must be in some way
genetically provided.
5The situation
- Being genetically specified does not mean
present from the outset however. Ample evidence
from other biological systems of this. - Pretty much the only conclusion available to deal
with time delay of innately specified aspects of
grammar is that parts of the grammar matures.
6What if we dont like maturation as an
explanation?
- Two options
- Grammar doesnt mature in a biological sense it
is learned. But we dont believe that, because we
have good reasons to think that its just not
possible. - Grammar doesnt mature in a biological sense it
is there from the outset in its totality.
(Continuity, Rigidity) - Neither option seems very good.
7Rigidity is hard to justify
- Kids dont seem to have identical linguistic
properties as adults. How can we explain this
without some difference in the system? - Why do kids take so long to reach adult-like
competence? If the data is available, why dont
kids use it immediately? If the learning
mechanism changes, how does it change? - How far back does Rigidity go? One would suspect
that fertilization of the egg is too far
8The way things seem to be
- We have evidence that kids do know quite a bit of
what we posit to be in UG and very early, often
as early as we can test it. - We have evidence that in certain areas kids
grammars differ from adults. We also have in some
of these cases evidence that the differences seem
to go away around the same age across kids (
across languages).
9It becomes interesting to know
- What are the principles that kids know as early
as we can test? - What are the principles that are delayed, and
until when are they delayed? - Wexler (1997) suggests the terminology Continuous
Development for this model (vs. Rigidity). (so,
tadpole ? frog)
10Is maturation a cop-out?
- If a kid doesnt behave according to Principle X
of UG, we say that kids grammar needs to mature
until it gets Principle X. Cant we just say that
about anything? Can we ever show that it just
matures is false? - Actually, yesif it matures, if it is on a
biological schedule, then it cant really differ
from language to language (at least to any
greater extent than, say, malnutrition can delay
puberty).
11How different is a kids grammar?
- In principle, it could be quite different.
Tadpoles do become frogs in the real, biological
world. - But it seems like what kids have is pretty close
to what adults have, based on empirical
studiesleading to the hypothesis that there is a
close connection between kids grammars and adult
grammars
12UG-constrained maturation
- Borer Wexler (1992) introduced the hypothesis
as UG-Constrained Maturation, which says that all
child grammatical representations are
representations that are available in UG. - In other words, a kids syntactic tree is one
that could exist in some adult language without
violating principles of UG.
13UG-constrained maturation
- This hypothesis only allows for certain kinds of
kid deficitsa kid grammar can rule out a
structure, which an adult (speaking some adult
language) would consider grammatical, but it
cannot allow a structure that no adult language
would make grammatical.
14Optional infinitives
- Young, young kids show evidence of knowing how to
inflect, move verbs, etc. They know the parameter
settings for their language, even. Kids know a
lot. - Butkid allows nonfinite forms in contexts that
adult requires finite forms in. - How does this fit in to UGCM?
15Optional infinitives
- Take the Wexler (1998) view that kids dont know
that D is interpretable. This can be seen as
another kind of coordination issuecoordinating
the syntactic system and the interpretation
system. - As long as the syntactic system doesnt require T
or Agr, this fits in with UGCM. - That is, we take Have T and Have Agr as being
principles outside the syntaxmaybe tied to
discourse.
16Passives
- John kicked the ball (active)
- The ball was kicked (by John) (passive)
- Standard analysis the ball starts off as
complement of V in both in the passive, the
agent is suppressed and the verb is deprived of
its ability to assign Case. Thus, the ball moves
into SpecIP to get Case. - The balli was kicked ti.
17Passives
- The balli was kicked ti.
- The chain between the ball and t created by
moving the ball into SpecIP is an A-chain (a
chain whose top is in a position where you can
only find arguments). Like subject position
(SpecTP or SpecAgrSP).
18Kids vs. passives
- It was observed early on (Horgan 1978, Maratsos
et al. 1985) that kids have trouble with
passives. - But there are a couple of asymmetries
- Kids are better at actional passives than
nonactional passives - Jasmine was combed (by Wendy)
- Peter Pan was feared (by Captain Hook)
- Kids are better at short passives (without the
by-phrase) earlier than long passives.
19Why are kids better at actional passives?
- In English at least, it seems like there are two
kinds of words with passive morphology - Verbal The suspect was seen.
- Adjectival His hair seems combed.
20Verbal and adjectival passives
- Generally, non-action verbs make poor adjectival
passives (while action verbs are fine) - The suspect seems seen. The seen suspect (fled).
Seen though the movie was, John went to see it
again. - The cloth seems torn. The torn cloth (is
useless). Torn though the cloth was, John used it
anyway. - So Action verbs can form adjectival passives.
- Conclusion It should be possible for kids to
say/understand passive-like action verbs, but not
passive-like non-action verbs.
21Verbal vs. adjectival passives
- Borer Wexler (1987) the early passives that we
see kids produce/comprehend are adjectival
passives. - The crucial difference (on BWs analysis)
between verbal and adjectival passives has to do
with where the modification of the argument
structure happens. - adjectival passive in the lexicon(turns it into
a real adjective) - verbal passive in the syntax
- So, kids cant do the syntactic passive. Why?
22Verbal vs. adjectival passives
- The bottom line is
- verbal passives move their argument into the
usual external argument position - adjectival passives just start their argument in
the usual external argument position - The movement of the internal argument to the
external position is the problem. - Borer Wexler (1987) propose what we can call
the A-chain Deficit HypothesisA-chains are
unavailable to kidswith a Proto-UG.
23Adjectival passives and verbal passives
- So, the passives that we see young kids produce
are actually deceptions. They are not really
verbal passivesand if the ACDH is right, they
couldnt bebut are adjectival. - Looking at Hebrew, where adjectival passives and
verbal passives are distinct, BW observe that
adjectival passives are (clearly) used early, and
verbal passive only appear at school age
(Berman Sagi 1981). - There is an additional complication in Hebrew
that we wont get into here, which involves the
availability of unmoved Themes in verbal
passives. BW87 argued that kids were also
lacking the case assignment mechanism that allows
this we might alternatively think of it as being
like the Russian Genative of Negation discussed
later, involving an (optional) hidden movement.
24Predictions
- A-chain Deficit HypothesisA-chains are
unavailable to kidswith a Proto-UG. - So, suppose that this is true. What are the
predictions? - Of course, (real, verbal) passives will be
impossible. - But also anything else with an A-chain.
- Ouch. Well, since the VPISH, pretty much every
sentence has an A-chain, so that cant be right.
It has to be something special about raising the
Theme. One suggestion (BW92) is non-canoncial
?-role assignment, though thats not great
either, since we need to add some kind of theory
of what canonical ?-role assignment is.
25Other things with A-chains
- The VPISH has given us a hint that perhaps
A-chain is not exactly the right concept, but
lets focus on the kind of object-to-subject
movement that we see in passives. - Other obvious candidate Unaccusatives.
- This opens up a bigger can of worms. Do kids have
problems with unaccusatives? What is the nature
of the problems?
26Unaccusatives
- There are two kinds of intransitive verbs
- Unergative (subject-type argument)
- Unaccusative (object-type argument)
- The unergative verbs have an external argument
just like a transitive verb. - The unaccusative verbs have only an internal
argument, which moves to subject positionjust
like in a passive.
27Unaccusatives passives
- An unaccusative is structurally like a passive
- The traini arrived ti.
- An unergative is not.
- The baby giggled.
- So we expect kids to have the same troubles with
unaccusatives and passives. - In particular, we expect kids to have no way to
represent an unaccusative. - But we know kids use and understand verbs that
are, for adults, unaccusative. So what is the
implication?
28S-homophony
- Borer Wexler suggest that whats happening when
a kid comprehends/uses an unaccusative verb is
that the verb is misanalyzed as an unergative. - It has to be, the kidby hypothesiscant
represent an unaccusative structure. - The boat sank.
- The boati sank ti.
- The doll giggled.
- The reason this happens is that the surface form
doesnt distinguish between unergatives and
unaccusatives. They are S(yntactic)-homophones.
29S-homophony
- That is the (immature) kid cant tell the
difference between an unergative and an
unaccusative. - Is there evidence of that?
- Maybe, theres some. But theres also some
evidence against it. - Is this even conceptually a good idea?
- Probably not. Why is an unaccusative
unaccusative? Because the argument is a Theme.
UTAH says Themes are in object position. So when
a kid uses sink or fall do they think the
argument is an Agent? Or do they violate UTAH?
And once their grammar matures, how do they
recover?
30BW Pro-conflation Causatives
- Causativization adds a causative argument (in
English, it happens to be Ø) - Moms favorite vase broke.
- Timmy broke Moms favorite vase.
- In English (not in all languages, e.g., Hebrew),
this can only happen if there wasnt already an
external argument. Works for unaccusatives, but
not for unergatives or transitives - The doll giggled.
- Peter giggled the doll.
- Peter kicked the ball.
- I kicked Peter the ball (I made Peter kick the
ball.)
31Causatives
- If kids cant represent unaccusatives (that is,
if all intransitives are for them unergative),
then they cant make that distinction. - Kids hear
- The door opened. Daddy opened the door.
- The kids cannot reach the (adult-)correct
conclusion that causativization only works for
unaccusatives. It must be possible for any
intransitive. - And indeed, kids over-apply causativization to
unergatives too - Daddy giggled the doll.
32Anti-conflation Kim (1997)
- Kim (1997) observed that in Korean, kids make a
negation misplacement error only with respect
to objects and unaccusative subjects, never to
unergative or transitive subjects - na an pap mek-e (adult na pap(-ul) an mek-e)I
neg rice eatI do not eat rice. - an ippal ssek-e (adult ippal(-i) an ssek-e)neg
teeth rotI wont have a cavity.
33Anti-conflation Guasti (2002)
- Guasti also notes (in the textbook, without any
citation of any other study) that Italian kids
generally get the auxiliary selection rightmuch
earlier than the purported maturation. - Gianni è, ha andato. (adults)Gianni is,
has leftGianni left. - Diana between 20 and 27 produced 22 relevant
sentences and 19 of them correctly had be. - Guasti concludes that this is bad for the
maturational accountbut its really only bad
for the ACDH version of it. Something else could
still be maturing.
34Pro-conflation Babyonyshev et al. (1998)
- Testing the idea from Borer Wexler (1987) that
unaccusatives are analyzed as if they are
unergatives by kids in the pre-passive stage of
life. - Turns out that Russian provides a nice test of
unaccusativity/unergativity with the genitive of
negation so we can directly check to see how
kids are analyzing their intransitives.
35Russian genitive of negation
- In negative sentences, an object in the scope of
negation can be accusative (if the object is
definite/specific) or genitive (if the object is
indefinite/non-specific). - So ability to be marked with genitive a property
of VP-internal indefinite objects. - Ja ne poluchil pisma.I not received
letter-acc.plI didnt receive the/some
letters. - Ja ne poluchil (nikakix) pisem.I not received
(neg-kind-gen.pl) letter-gen.plI didnt receive
any letters. - Ja poluchil pisma/pisem.I received
letter-acc.pl/letter-gen.plI received the/some
letters.
36Russian genitive of negation
- Arguments of unaccusatives and passives
(pronounced in their postverbal, VP-internal base
position) can be marked with GoN. - A small class of verbs requires its arguments to
be marked with GoN (regardless of definiteness)
includes existential be.
37Russian genitive of negation
- Base-generated objects (arguments of passives and
unaccusatives) still have a hidden A-chain,
however. There is some relation between these
objects and the subject position that is (like?)
an A-chain. - (They move covertlyits as if they move to
subject position, except that you pronounce the
trace instead.) - We believe this based on the following facts
about licensing of negative phrases.
38Covert movement of genitive argument
- Point 1 When clausal negation co-occurs in the
same clause with negative phrases, all is well. - any .. neg , neg any
- Point 2 Negation in a lower clause cant license
a negative phrase in the upper clause. - any neg
39Covert movement of genitive argument
- Point 3 A raised negative phrase subject has to
raise to a clause with negationnot from a clause
with negation. - anyi neg ti
- anyi ti
40Covert movement of genitive argument
- Point 4 A raising verb embedding a clause with
an unaccusative and an genitive negative phrase
needs to have negation above it and not down with
it. - neg any-gen
- neg any-gen
- GoN acts as if it moved into the upper clause, we
just cant see it (its covert).
41Now, what do we expectpre-A-chain kids to do?
- In GoN constructions, the unaccusative argument
is pronounced in its base-position - There can be no re-analysis as an unergative.
- No S-homophones.
- Moreover, GoN is prohibited with unergatives.
- This is pretty much impossible to solvethe kids
stuck, and we expect them just not to use GoN.
42Testing the GoN
- GoN is allowed with transitives and these do not
involve problematic A-chains. - First order of business is to see if kids know
how to use GoN in the unproblematic cases. - Tested 30 kids in Moscow between 30 and 66.
- First result Kids use genitive about 75 of the
time where it should be used, around 4 of the
time where it shouldnt. Smart kids.
43Testing the GoN
- Second result, split by age Verbs that require
GoN showed significant difference by age younger
kids (40) used GoN 30 of the time, older kids
(54) used it 60 of the time. - This is still fairly courseit turns out that if
we look at the individual subjects, we will find
all and only the patterns the hypothesis predicts
with respect to where kids accept GoN. - At least this is what Babyonyshev et al.
assertits actually not really clear that this
is the case (Hale 2001).
44Subject by subject use of GoN
- Kids divided by their case response for
- transitive non-specific (adult gen)
- transitive specific (adult acc)
- unaccusative (adult gen)
- bleached unaccusative (adult gen)
- They fell into classes.
- Kids who dont know how to use GoN at all.
- Kids who use GoN like adults (post-A-chain kids)
- Kids use GoN right for transitives, not for
unaccusatives. - Kids use GoN right for unaccusatives not for
transitives.
45Kids who use GoN right for transitives, not for
unaccusatives
- 7 really act as predicted
- Nom for both bleached and non-bleached
unaccusatives. (Adults would have gen here and
nom for unergatives, as these kids have) - 3 get non-bleached unaccusatives (only) right
- Gen for non-bleached, nom for bleached.
- Explanation maybe these kids are in transition,
or maybe UTAH vs. ACDH are fighting, or maybe
its just performance errors. - 8 get bleached unaccusatives (only) right
- Nom for non-bleached, gen for bleached.
- Explanation be is in this class, overwhelming
frequency, learned by rote? So, we ignore
bleached.
46GoN as a diagnostic
- So, its not really clear what we have here. We
have something like a tendency toward a problem
with unaccusatives, for a certain set of kids.
The results were not as clear-cut as one might
have hoped for, however. - Perhaps this is a problem with GoN as a true
diagnostic of unaccusativity, particularly with
respect to the bleached verbs. - Perhaps this is a problem with the premise
itself maybe pre-passive kids dont have the
same problem with unaccusatives as with passives. - In any event, the case for unaccusatives is less
clear.
47Two possible interpretations
- The ACDH says that the object-to-subject movement
required in a passive is problematic, and there
is at least some evidence that points to problems
with unaccusatives too. But that movement is not
the only thing they have in common. - ACDH A-Chain Deficit Hypothesis(no A-chains)
- EARH External Argument Requirement Hypothesis
(external arguments required) - Passives and unaccusatives both fail both.
Transitives and unergatives both pass both.
48Possible support for EARH over ACDH
- Snyder, Hyams, and Crisma (1994) found that
French kids get auxiliary selection right from a
young agein particular with reflexive clitics. - Although the unaccusative/unergative distinction
seems to play a role in the selection of the
auxiliary, its not a 1-to-1 correlation
(particularly in French, it might be closer in
Italian, though). Only some unaccusatives take
be, and a kid still needs to figure out which. - Reflexives OTOH are much more reliable. There are
good arguments for supposing that their structure
involves object-to-subject movement - Le chienj siest ti mordu tj the
dog bit itself.
49EARH
- If this analysis is right, then we have
object-to-subject movement just like in
passives and unaccusatives, yet kids can do this
at a young age. What gives? - There is an A-chain just like in unaccusatives
and passives. So the problem would seem not to be
about A-chains. - The reflexive and unaccusative/passive differ in
that the reflexives still have their external
?-role intact. - Hence maybe the pre-A-chain kids are really
obligatory external argument kids (EARH).
50What else does EARH predict?
- So, if EARH is right, it predicts kids will do
poorly on anything without an external argument.
So far, we have - Fine transitives, unergatives
- Not fine unaccusatives, passives
- What else lacks an external argument? Well,
raising verbs and weather verbs - Johnnyi seems ti to be riding a horsie .
- It seems that Johnny is riding a horsie .
- It rained.
- So how do kids do on those?
51It rained
- Kirby Becker (submitted) looked at occurrences
of expletive it (among other things). - Kids use the referential pronoun it first.
- Kids leave out expletive it for a while.
- Then, kids use expletive it.
- But thats not even the important thing. Kids use
the weather verbs (way too early), and they have
no external argument. - Adam by 26, Eve by 112, Nina by 22, Peter by
26.
52EARH seems to us to have trouble
- Wexler (2004) reports that kids have trouble with
raising verbs - Berti seems to Ernie ti to be wearing a hat.
- As predictedthey should have trouble with seems
generally (by EARH), or with the raising itself
(by ACDH). Except kids do great on - It seems to Ernie that Bert is wearing a hat.
- So, its not seems that they have trouble with.
Were back to (something like) the ACDH again,
its the movement that matters. - Except that we still at some point have to
confront the Romance reflexives/auxiliaries fact.
53ACDH seems to have trouble
- Except Becker (forthcoming, LI) found that kids
do fabulously with - The hayi seems ti to be on the ground.
- The dogi seemed ti to be purple.
- So, it looks like the experiencer is causing
problems, but only in raising structures (not it
structures) - Berti seems to Ernie ti to be wearing a hat.
54Wexler (2004)
- Wexler (2004) proposed a new version of the ACDH
relying on the concept of phases in minimalist
syntax. - The basic idea of a phase is that a tree is built
up from bottom to top in chunks and once a
chunk has been built, you cant see into it any
further than the edge - CP vP specifier v VP
- Consequence unless an embedded DP can get into
SpecvP, it will be frozen inside the vP. - Proposal Some vs for adults are defective (not
phases), including unaccusatives and passives.
For kids, no vs are defective.
55Wexler (2004)
- Universal Phase RequirementFor the immature
child, v always defines a phase. - Effect of this is that movement of objects into
subject position is impossible. The object
doesnt go into SpecvP and for kids, thats
obligatory. - One prediction this makes is that if there is
some other reason for kids to get the object into
SpecvP, then unaccusatives should be possible. - One such reason would be if the object were a
wh-word. The idea is that the wh-word first moves
to SpecvP and then moves on. - So, lets check
56Hirsch Wexler (2004)
- Hirsch Wexler looked into this, and discovered
that indeed - Bert seems to Ernie to be wearing a hat.
- Who seems to Ernie to be wearing a hat?
- (I thinkI must confess, I dont actually have
this paper, this is based on secondhand
information and guesswork, but its probably what
they found.) - But this is beautiful and awesome (cf. Kens talk
at BUCLD 2004), what a weird thing to be true,
but yet predicted.
57Hyams Snyder (2005)
- Great, but neither the ACDH nor the UPR predicts
the thing with the reflexive clitics in Romance.
Kids should fail (because the object moves out),
but they dont. This was why EARH beat ACDH in
the first place. - Interesting, quite different idea, based on a
different analysis of the passive. Smuggling
(Collins 2005). - Basic idea You cant move A-move a DP over
another one, the solution is to first move
something containing the DP over the other one,
then move the DP out. Maybe Ill draw it on the
board. - I think this is the same concept as what
Sauerland (1994?) called Surfing - Bottom line Children have trouble A-moving a DP
past another argument.
58Hyams Snyder (2005)
- Romance reflexives
- Suppose that v is the REFL morpheme, nothing in
SpecvP. Nothing to get in the way. - Passives
- PRO or Agent of by-phrase is in SpecvP. Smuggling
required. - Unaccusatives
- ? Well, but are we sure kids have trouble with
unaccusatives? - Raising past experiencers
- Experiencer gets in the way. Smuggling required.
- Raising without experiencers, raising with
wh-words over experiencers - No smuggling required.
59Beauty awe Lg. acq. as high science
- Notice what a nice progression weve had here,
even if we havent necessarily come to a
definitive conclusion. - Passives were hard? Why? The movement. What else
has the movement? - Unaccusatives? Maybe also hard. But Romance
reflexives arent. So, maybe its the external
argument. What else lacks an external argument? - Raising verbs? Hard, but only when theres the
movement. So, its the movement still, but its
not A-chains exactly, its the ability to get out
of a phase. When might you independently be able
to get out of a phase? - Wh-words in raising contexts? Possible. But
raising without experiencers seems to be
possible. Why? - Kids cant smuggle? But we need to re-evaluate
unaccusatives.
60But are passives actually impossible?
- Theres some dispute about this, it turns out
- Its only getting the ?-role to the by-phrase
Fox Grodzinsky (1998) - No, its not kids think by is about Hirsch
Wexler (2005) - The tests were pragmatically ill-conceived
OBrien, Grolla, Lillo-Martin (2005) - There are languages with early passives. It
depends on the properties of the childs input. - Inuktitut Crago Allen (1996)
- Sesotho Demuth (1989?)
- Leads to a separate thread of argumentation
Those things that look like passives in these
languages arent really, cf. adjectival passives.
See, e.g., footnote in Babyonyshev et al. (1998),
Crawford (2003?)
61Fox, Grodzinsky
- Testing kids on actional/nonactional, long/short
be/get passives - Actional passives pose no problem for
comprehension (long or short). - This is surprisingexplanation, kids use by for
Affector, which turns out to be right, but its
not due to transmitting the ?-role. - Get passives (long) seem to pose no problem.
- Nonactional short passives are pretty well
comprehended. - Nonactional long passives are at chance.
- Kids cant transmit the ?-role to the by-phrase.
62q-transmission
- In verbal be passives, the q-role seems to be
transmitted to by - Aladdin is pushed by Jasmine (agent).
- Captain Hook is feared by Michael (experiencer)
- A cake is offered to Ariel by Pinocchio (source)
- The ship was sunk PRO to collect the insurance.
- But not with get-passives (by works alone).
- The ship got sunk PRO to collect the insurance.
- FG suggest problem with q-transmission due to
processing (only option left is direct
assignment from by) for nonactional verbs, get
passive).
63Hirsch Wexler (2005)
- Tested kids on by phrases vs. about phrases, as
in - The story about Elmo had cars in it.
- The story by Elmo had cars in it.
- Kids treated by phrases like about phrases. They
did great on the about ones (91) and lousy on
the by ones (28). - Conclusion The FG story about Affectors doesnt
seem to be right.
64OBrien et al. (2005)
- Experiments showing that passive wasnt good were
pragmatically flawed. Fix the flaw, fix the
performance. - Bill was kicked by Pete. (actional, fine)
- Bill was seen by Pete. (non-actional, problems)
- Except that lots of people can see, even if only
one person is kicking. Plus, this is kind of
weird if there isnt a character to contrast with
Pete. - Tried setting up the scenario better so that the
question of whether Bill was seen by Pete was at
issueand 4-year olds got it 82 of the time.
65Demuth (1989), Allen Crago (1996)
- Passives seem early in Sesotho Inuktitut. The
claim is that theyre frequent in the input,
theyre verbal (they involve an A-chain), and
theyre in use by age 3. - This is a problem for the Maturation hypothesis
as an explanation for the delay in passives. Age
of maturation cant vary by language. - Two possible counters to this 1) Those werent
really A-chain-containing passives (Crawford
2004) 2) It wasnt ACDH after all, and Sesotho
differs in the relevant respect from English. For
example smuggling not required? (For another day
perhaps)
66?