STN/DDS Service Bureau Solution for SEC Rule 22c-2

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STN/DDS Service Bureau Solution for SEC Rule
22c-2
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SunGard/Delta Data Alliance

• SunGard and Delta Data have formed an alliance to
  provide the premier 22c-2 service to the mutual
  fund industry
• Services will be provided for both intermediaries
  and funds
• The best attributes of both companies have been
  combined to provide the most complete, end to end
  solution to meet the data reporting requirements
  of SEC Rule 22c-2

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SunGard Contribution

• Data extracts provided for SunGard source systems
  such as OmniPlus, GlobalPlus, Relius, Advantage
  as well as non SunGard systems
• Data and facilities management for secure storage
  of detail trade data
• Existing service bureau model in place utilizing
  the SunGard Transaction Network (STN)
• SAS70 audit

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Delta Data Contribution

• 20 years experience building large scale software
  systems
• Highly talented software development team able to
  deliver quality software solutions in a timely
  fashion
• 8 years experience building software solutions
  that support NSCC services
• Experienced in building market timing analytics
  software for many of the major banks and 401k
  recordkeepers
• Actively involved in the ICI Standardized Data
  Reporting Committee charged with developing the
  industry wide 22c-2 data reporting format

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22c-2 Service Process Flow
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22c-2 Process Flowmutual fund outsource service
solution.
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22c-2 Process Flowintermediary solution.
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Rule 22c-2 Servicesfor intermediaries.

• Trade data extract programs
• Data warehousing for detailed trade data
• Monitoring of data request from funds with
  ability to approve or reject requests
• Support for periodic or recurring requests
• Market timing analytics
• Web based access
• No capital expenditure

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Rule 22c-2 Servicesfor mutual funds.

• On-line contract management of written agreements
  with intermediaries
• Data warehousing for detailed trade data
• Monitoring of data requests to include aging and
  tracking all requests to intermediaries
• Support for periodic or recurring requests
• Market timing analytics
• Reconciliation between the omnibus trades and the
  detailed trades
• Web based access
• No capital expenditure

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Rule 22c-2 Servicesfrom SunGard Transaction
Network and Delta Data

• Will be the industrys cost effective solution
• Straight-through processing
• Real-time access to data
• Sophisticated reporting and analytic tools
• Combined expertise of two industry-leading
  vendors
• Available in 2006

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Rule 22c-2 Services from STN and DDS
Coming Soon