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Title: Politics and the Social Contract: Hobbes and Rousseau


1
Politics and the Social Contract Hobbes and
Rousseau
Clark Wolf Iowa State University jwcwolf_at_iastate.
edu
2
Argument for Analysis
  • Fairness requires that people should own the
    products of their own labor. But if you hire me
    to produce goods, then my labor produces goods
    that belong to you. So its unfair for you to
    hire me to produce goods.

3
Argument for Analysis
  • Fairness requires that people should own the
    products of their own labor. But ownership of
    labor also means that we should have the right
    and the ability to alienate or sell our labor
    to others whenever we regard it as advantageous
    to do so. When I sell you my labor, you are the
    owner of the labor, so you should also be the
    owner of the product made through that labor.

4
Argument for Analysis
  • Hobbes believed that people in the state of
    nature would be selfish and violent. But he
    believed this only because the people he saw
    around him were selfish and violent. The people
    around him werent in a state of nature they
    were corrupted by exposure to modern society. In
    a real state of nature, people would not acquire
    the passions that lead to selfishness and
    violence, and they would have a natural
    disposition to be compassionate toward others.
    But while people in a state of nature are
    compassionate, people who have grown up in modern
    society and who are then turned out into the
    state of nature really may behave selfishly and
    violently. Hobbes mistake was to imagine what
    people as he knew them would do in the absence of
    state coercion. He should have gone further, to
    imagine how people would be essentially different
    if they grew up in circumstances of freedom.

5
NOTICE
  • Those who would like to re-take midterm or Quiz
    may do so on Friday between 1200 and 300. Catt
    Hall 407.
  • If you cant make it then, see me!
  • Anyone may re-take these exams. The new grade
    will not replace the old, but will be taken into
    account in your final grade for the course.
  • FINAL EXAM 11 December 1200-200
  • No Surprises
  • Study session

6
Argument for Analysis
  • Since people have fundamentally equal rights and
    abilities, radically unequal distribution of
    wealth and goods is fundamentally unjust. But
    where political institutions protect rights to
    private property, radical inequalities are sure
    to arise. Since the right to property leads to
    injustice, property rights are unjust.

7
Argument for Analysis
  • If property rights can arise without the
    violation of anyones rights, then property
    rights are permissible. If property rights are
    required for implementation of Natural Law, then
    property rights are required by justice. But the
    protection of property rights leads to radical
    inequalities. It follows that radical
    inequalities are sometimes consistent with
    justice.

8
Argument for Analysis
  • Locke argues that we can gain property in land
    by mixing our labor with it, as long as we
    dont appropriate more than we can use without
    waste, and as long as we leave enough and as
    good for others. But Lockes theory cant
    justify existing property rights the world is
    finite, and the human population of the earth is
    large. At this point, there is no land left to
    appropriate. So previous appropriation cannot
    have left enough and as good in the common, so
    it must have violated the enough and as good
    requirement. So on Lockes view, existing
    property rights in land are illegitimate.

9
Argument for Analysis
  • 1) Locke specifies that legitimate appropriation
    must leave enough and as good for others.
  • 2) At present there is no land left in a common.
  • 3) previous appropriation did not leave enough
    and as good in the common.
  • 4)Previous appropriation was unjustified.
  • 5) on Lockes view, existing property rights in
    land are illegitimate.

10
Argument for Analysis
  • The political theories of Hobbes and Locke are
    irrelevant. Hobbes and Locke both describe
    civil government as arising from a pre-social
    state of nature, where society is unorganized and
    has no strucuture. But people have never lived
    in such a state, so we cant learn anything about
    real societies by looking at such an artificial
    construct.

11
  • 1) Hobbes and Locke both describe civil
    government as arising from a pre-social state of
    nature, where society is unorganized and has no
    structure.
  • 3) But people have never lived in such a state,
    so
  • 4) we cant learn anything about real societies
    by looking at such an artificial construct.
  • 5) IP If we cant learn anything about real
    societies from the works of a political theorist,
    then that theorists work is irrelevant.
  • 6) The political theories of Hobbes and Locke
    are irrelevant.
  • Two kinds of answer
  • People really are (or have been) in a state of
    nature.
  • Conceiving of political institutions on the model
    of a contract can still inform us about their
    essential properties.

12
Argument for Analysis
  • Soujourner Truth, Women's Convention in Akron,
    Ohio, 1851
  • Well, children, where there is so much racket
    there must be something out of kilter. I think
    that 'twixt the negroes of the South and the
    women at the North, all talking about rights, the
    white men will be in a fix pretty soon. But
    what's all this here talking about?
  • That man over there says that women need to be
    helped into carriages, and lifted over ditches,
    and to have the best place everywhere. Nobody
    ever helps me into carriages, or over
    mud-puddles, or gives me any best place! And
    ain't I a woman? Look at me! Look at my arm! I
    have ploughed and planted, and gathered into
    barns, and no man could head me! And ain't I a
    woman? I could work as much and eat as much as a
    man - when I could get it - and bear the lash as
    well! And ain't I a woman? I have borne thirteen
    children, and seen most all sold off to slavery,
    and when I cried out with my mother's grief, none
    but Jesus heard me! And ain't I a woman?
  • Then they talk about this thing in the head
    what's this they call it? member of audience
    whispers, "intellect" That's it, honey. What's
    that got to do with women's rights or negroes'
    rights? If my cup won't hold but a pint, and
    yours holds a quart, wouldn't you be mean not to
    let me have my little half measure full?
  • Then that little man in black there, he says
    women can't have as much rights as men, 'cause
    Christ wasn't a woman! Where did your Christ come
    from? Where did your Christ come from? From God
    and a woman! Man had nothing to do with Him.
  • If the first woman God ever made was strong
    enough to turn the world upside down all alone,
    these women together ought to be able to turn it
    back , and get it right side up again! And now
    they is asking to do it, the men better let them.
  • Obliged to you for hearing me, and now old
    Sojourner ain't got nothing more to say.

13
Argument for Analysis
  • Either Ill stay on campus between classes, or
    Ill go home. If I go home, my roommate will
    distract me and I wont get my Philosophy reading
    done. But if I stay on campus, I wont have
    anyplace quiet to work, so I wont be able to get
    my philosophy reading done. I guess I wont get
    my reading done!

14
Argument for Analysis
  • 1) Either Ill stay on campus between classes,
    or Ill go home.
  • 2) If I go home, my roommate will distract me
    and I wont get my Philosophy reading done.
  • 3) But if I stay on campus, I wont have
    anyplace quiet to work, so I wont be able to get
    my philosophy reading done.
  • 4) I wont get my reading done!

15
Dilemma
  • 1) Either C or H
  • 2) If H then D P
  • 3) if C then W and P.
  • 4) P

16
Argument for Analysis
  • If we arm campus police, then there will be more
    guns on campus because the campus police will
    bring them. But if we dont arm campus police,
    then the criminals will bring more guns to
    campus. So no matter what we do, there will be
    more guns on campus.
  • If there are guns on campus, its better that
    they be in the hands of the police than in the
    hands of the criminals. So we should arm the
    police.

17
Argument for Analysis
  • There can be no such thing as justice unless
    there are institutions to punish people who break
    their promises and contracts. Justice involves
    the rational requirement that people should keep
    their promises and abide by the contracts to
    which they freely agree. But unless there are
    public institutions that will punish people who
    break promises and contracts, it is not rational
    for people keep them. Since requirements of
    justice must be requirements of reason
    (rationality), it isnt just to keep contracts
    where there is no punishment, its just
    irrational and foolish.

18
Argument for Analysis
  • 1) Justice involves the rational requirement
    that people should keep their promises and abide
    by the contracts to which they freely agree.
  • 2) But unless there are public institutions that
    will punish people who break promises and
    contracts, it is not rational for people keep
    them.
  • 3) Since requirements of justice must be
    requirements of reason (rationality), it isnt
    just to keep contracts where there is no
    punishment, its just irrational and foolish.
  • 4) There can be no such thing as justice unless
    there are institutions to punish people who break
    their promises and contracts

19
Argument for Analysis
  • Terms like good and beautiful essentially
    refer to the attitudes of the person who uses
    them to say that something is beautiful is to
    say that one likes looking at it to say that
    something is good is to say that one appproves of
    it. Since different people find different things
    beautiful and good, such terms change their
    meaning when they are used by different people.
    But reasoning requires terms that have a stable
    meaning proper reasoning cannot be done with
    terms that have a different meaning for
    different speakers. Ethics is the philosophy of
    good, just as aesthetics is the philosophy of
    beauty. It follows that there can be no
    reasoning in ethics or aesthetics.

20
Argument for Analysis
  • 1) Ethics is the philosophy of good, just as
    aesthetics is the philosophy of beauty.
  • 2) To say that something is beautiful is to say
    that one likes looking at it to say that
    something is good is to say that one approves of
    it.
  • 3) Since different people find different things
    beautiful and good, such terms change their
    meaning when they are used by different people.
  • 4) Reasoning requires terms that have a stable
    meaning
  • 5) Therefore, there can be no reasoning in
    ethics or aesthetics.

21
ROUSSEAU
  • 1) Is social inequality natural or artificial?
    In Rousseau's work, this seems to be a question
    about the justification of inequality Are vast
    inequalities justified by the law of nature or
    are they unjustifiable and horrible?
  • 2) What social circumstances make it possible
    for some people to subjugate and enslave others?
  • 3) What features of human beings are natural,
    and what features are social accretions? And how
    can we tell?
  • 4) When we look around the world, we see people
    oppressing one another and perpetrating
    unspeakable violence on one another. What makes
    people capable of such brutality? What must a
    person believe or desire in order to have the
    ability to brutalize other human beings?

22
PROPERTY, EQUALITY, AND DISTRIBUTIVE JUSTICE
  • The Problem of Distributive JusticeHow should
    the burdens and benefits of social organization
    be distributed?
  • Egalitarianism These goods (and bads) should be
    distributed equally. People should not be treated
    differently unless there are good justifying
    reasons for unequal treatment.

23
PROPERTY, EQUALITY, AND DISTRIBUTIVE JUSTICE
  • Rousseau "...since inequality is practically
    non-existent in the SON, it derives its force and
    growth from the development of our faculties and
    the progress of the human mind, and eventually
    becomes stable and legitimate through the
    etablishment of property and laws. Moreover, it
    follows that moral inequality, authorized by
    positive right alone, is contrary to natural
    right whenever it is not combined in the same
    proportion with physical inequality" a
    distinction that is sufficient to determine what
    one should think in this regard about the sort of
    inequality that reigns among all civilized
    people, for it is obviously contrary to the law
    of nature, however it be defined, for a child to
    command an old man, for an imbecile to lead a
    wise man, and for a handful of people to gorge
    themselves on superfluities while the starving
    multitude lacks basic necessities."

24
PROPERTY, EQUALITY, AND DISTRIBUTIVE JUSTICE
  • Propertarianism (Locke) Give to each person what
    she or he is entitled to. People own whatever
    they legitimately acquire. Acquisition is either
    creation, original appropriation, or transfer
    from another legitimate owner.
  • What considerations support property rights
    (Lockean or otherwise)? The notion that people
    are entitled to things they've made with their
    own efforts is ancient, and has roots in widely
    divergent social traditions. It may not be
    "natural" in the sense that Locke thinks the
    laws of Acquisition don't seem to be objective
    universal truths like the laws of physics or
    mathematics. But they may be natural in the sense
    that it's easy to understand how people could
    come to feel proprietary. Where laborers have
    been forced to work without gaining any
    entitlement to the fruits of their labor, they
    have often resented their situation as unjust.

25
PROPERTY, EQUALITY, AND DISTRIBUTIVE JUSTICE
  • What considerations support egalitarianism? The
    notion that social institutions should treat
    people equally also has an ancient history, and
    once again the idea has sprung up in widely
    different societies around the world. Oddly
    enough, equality seems most likely to be
    articulated as an ideal in societies that are
    most flagrantly inegalitarian.
  • Question Are these conceptions of justice
    "natural?" What would it mean for a conception of
    justice to be "natural?"Perhaps not in the sense
    Locke implies. But it may be that common
    properties of human beings and common features of
    the human condition lead people to develop
    notions of property and equality, and to regard
    these notions as a kind of ideal.

26
PROPERTY, EQUALITY, AND DISTRIBUTIVE JUSTICE
  • PROBLEM These two conceptions of distributive
    justice are not compatible. Where property rights
    are guarded, ineqalities will eventually arise.
    Over time, inequalities will become more
    pronounced, until eventually some are
    extravagantly wealthy while others are destitute.
    Or so argues Rousseau. Was he wrong?
  • Locke's Solution Property rights are clearly OK
    (they're part of Natural Law). So if property
    rights generate inequalities, then some
    inequalities must be OK. As long as no one's
    rights are violated, there's no limit to the
    extent of justified inequalities.
  • Rousseau's Solution Extreme Inequalities are
    pernicious, oppressive, and clearly can't be
    justified as part of the "Natural" order of
    things. If property rights are sure to generate
    these inequalities, then property rights must be
    illegitimate (un-natural).

27
Rousseaus Conjectural History
  • 1) "Natural Man" (Sprung from the ground
    overnight, full grown like a mushroom expresses
    many of Rousseau's own prejudices and
    idealizations)
  • 2) Families stay together
  • 3) Villages of families (tools huts). There
    are problems already at this stage (803).
  • 4) Agriculture (property rights arrive on the
    scene...) (878) Dependence introduces
    possibility of oppression (878)
  • 5) Notions of Right and Justice set in stone the
    oppression of the weak, lead them to see their
    oppression as part of the natural order of
    things. (Locke, Hobbes)
  • 6) Devotion to Abstractions like Natural Right
    and Natural Law (These are just artificial
    creations, says Rousseau.)
  • 7) Nationalism Devotion to abstractions of group
    identity. (889) (Atrocities become possible.)

28
Rousseaus Conjectural History
  • The Psychology of Rousseau's "Natural" Human
    Being
  • 1) Two Principles of Natural Motivation Empathy
    and Self Interest.
  • 2) Hobbes was wrong to suggest that lacking an
    idea of goodness, human beings would be vicious.
    868 (Did Hobbes really hold this view?)
  • 3) Pity a natural disposition to virtue (869)
  • 4) Sentience, not rationality, is source of
    moral concern. (870)
  • 5) Other virtues spring from pity (870)
  • 6) Reason can eliminate this natural source of
    virtue. (870)
  • 7) Philosophical accounts of morality always get
    things wrong. (855)
  • 8) Pity takes the place of Law in the SON (870)

29
Rousseaus Conjectural History
  • None are more completely enslaved than those who
    falsely believe themselves to be free.
  • -Goethe

30
Rousseaus Conjectural History
  • Question There are many points at which some of
    us probably don't agree with Rousseau. If we're
    unconvinced by his account of "Natural Human
    Beings," does it follow that his account of
    oppression and inequality is also flawed?
  • Consider the reasons he gives why we should
    believe the account he gives (883) 1) supposed
    "right of conquest" could not arise in any other
    way. (Referring to the notion that the wealthy
    are justified as Conquerors) 2) words "strong"
    and "weak" are equivocal, since we're naturally
    equal from the metaphysical/natural perspective.
    These then stand in for "rich" and "poor."3) The
    poor had nothing to loose but their liberty, and
    could not rationally have submitted that for any
    price. (As Locke's argument against Hobbes!) 4)
    Further, it's reasonable to believe that a thing
    was invented by those to whom it is useful rather
    than by those to whom it is harmful.

31
(No Transcript)
32
Karl Marx Alienated Labor
  • Example 1 "Case No. 14- Isabella Read, 12 years
    old, Coal Bearer "I carry about 125 pounds on my
    back. Have to stoop much and am frequently in
    water up to calves of my legs. When first went
    down, fell frequently asleep while waiting for
    coal and from heat and fatigue. I do not like
    the work, nor do the lassies, but they are made
    to like it. When the weather is warm, there is
    difficulty breathing and frequently the lights
    go out." -Great Britain Parliamentary Report,
    Ashley Mines Commission, 1842.
  • Example 2 Nike worker in micronesia, working 15
    hour days, earning less than the price of a days
    meals.

33
Karl Marx Alienated Labor
  • Question What is exploitation?
  • Case 1 I find you stranded with a flat tire in
    the desert. Knowing that you will die of thirst
    without my help, I offer you my help... but only
    on condition that you sign a legally binding
    document that gives me title to your house, car,
    and all your worldly possessions.
  • Problem Obviously my offer is unfair, but
    without me you would be even worse off than you
    are with my help. How can my act be harmful or
    wrong, since it results in your being better off
    than you would have been without my help?
  • Case 2 Same as case 1, except that you are
    stranded because I put holes in your tires before
    you set off. I then set off to find you, knowing
    that my act would cause you to be stranded so
    that you will need my help... and so that you
    will be willing to offer me most anything to get
    that help.

34
Karl Marx Alienated Labor
  • 1) The general conception of exploitation
    Exploitation occurs iff a person A harmfully
    utilizes a person B as a mere means for A's
    benefit. Exploitation is the harmful, merely
    instrumental use of persons for the benefit of
    others who utilize them.
  • 2) The Transhistorical conception of exploitation
    in the labor process This conception is more
    specialized than (1). It is limited to relations
    within the labor process, while (1) is not.
    According to Marx, each type of social formation
    in the history of class divided societies has its
    own distinctive labor process in ancient
    city-states, it was slavery, in the Middle ages,
    it was the Feudal system of serf labor, in modern
    capitalist society, it's wage-labor. The
    following conception is 'transhistorical' in that
    it picks out elements common to all the labor
    processes of the various class divided societies.
    These elements are
  • 1) The labor is forced2) Part of the labor is
    uncompensated3) the labor produces surplus
    products4) the worker doesn't have control over
    the product.

35
Karl Marx Alienated Labor
  • Surplus product is the value created by the
    worker which goes beyond the value embodied in
    his wages. According to Marx, the worker receives
    only compensation for his necessary labor (the
    amount of labor necessary to provide for his
    subsistence needs) and that the surplus goes to
    the owner.

36
Karl Marx Alienated Labor
  • 3) The concept of exploitation in Capitalism
  • (The Wage Labor Process)
  • Even more specialized applies only to
    capitalist societies.
  • 1) Labor is forced not through violence, but
    through monopoly, by which the capitalist
    provides the only means of production the worker
    must work for the capitalist to survive.
  • 2) Worker is paid only for part of the value he
    or she produces
  • 3) there is surplus value created
  • 4) the worker does not own the product, since
    the owner has legal rights over it.

37
Karl Marx Alienated Labor
  • THEORY OF ALIENATION1) Shows how people can be
    used as means-- as things.2) shows why this is
    harmful to people.
  • WHAT CONSTITUTES ALIENATION OF LABOR?1) Labor is
    external to the worker2) labor is forced3)
    worker puts value into commodity4) worker's
    value (objectified) is no longer his own5) this
    value is used as a means to his continued
    oppression

38
Karl Marx Alienated Labor
  • HOW ESTRANGED LABOR HARMS THE WORKER1)
    alienates 'nature from man' (object is no longer
    the workers')2) 'man from himself' (put into the
    object)3) alienates man from man4) turns man's
    species-being into a being alien to him, and a
    means of his individual existence.
  • SPECIES BEING The property that distinguishes us
    from other things the thing that's special about
    us. According to Marx, what's special about us is
    our capacity for creativity and productivity the
    capacity to work.

39
Karl Marx Alienated Labor
  • MARX ON THE VALUE OF WORK135?1145 an animal
    is not distinct from the activities it
    performs.1351146 animals create only in
    response to need, but Humans create even when
    free from physical need, and truly produces only
    in freedom from such need. Animals produce only
    according to the standards of need, while human
    beings produce according to standards of
    beauty.1341144 Alienated laborers are "at
    home" only in their animal functions, and are
    "not at home" when they are exercising their
    highest human capacities. Alienation as the "loss
    of self."
  • According to Marx, Alienation makes a person's
    "species life" a mere means to physical (animal)
    existence.

40
Karl Marx Alienated Labor
  • "Let me hunt in the morning, fish in the
    afternoon, breed cattle in the evening, and
    criticize after dinner, just as I like, without
    ever becoming a hunter, fisher, herdsman, or
    critic." (The German Ideology)

41
Karl Marx Alienated Labor
  • Marx on the DEVALUATION OF THE WORKER "The
    devaluation of the worker (and the worker's
    misery) is in direct proportion to the power and
    volume of the worker's production." (1143)133
  • 1) As the worker produces more, the owner becomes
    richer. (Where there's a surplus of labor,
    impersonal working conditions, and few employers,
    the worker's subsistence wages don't change as
    s/he works harder) 2) The wealth of the owner
    just is the work of the worker the worker sells
    work to the owner. 3) But work is the creative
    product of the worker it is the worker's value.
    (In selling this human value to the owner, Marx
    believes that the worker has entered a kind of
    slavery contract.) 4) Through the labor process,
    a worker objectifies his or her human value by
    changing labor into a commodity.5) Except for
    wages, this is surplus value and is the property
    of the owner, not the worker.6) To the ownder,
    this surplus value is power. (As the owner
    becomes richer, s/he gains more power.)7) The
    owners power is used to maintain the status quo,
    and to find better and more efficient ways to
    make workers work harder (to oppress the
    workers). Thus the inverse relation between the
    value of workers and the volume of their
    production.) 9) Ultimately, it is the worker's
    own value which is the means to his and her
    oppression.

42
Karl Marx Alienated Labor
  • MEASURING EXPLOITATION SURPLUS VALUE AND WAGES
  • SURPLUS VALUE (value produced by the worker -
    value of wages paid) In a monopoly, it is most
    economically rational for the monopolist to pay
    the worker as little as he can. That is, just
    enough for him to subsist. Since there's no way
    for the worker to survive except by working for
    the monopolist, he will be willing to work for
    mere subsistence.
  • Rate of Marxian exploitation
  • surplus value/value of wages (time
    worked-'time required to produce value of
    wages)/value of wages

43
Karl Marx Alienated Labor
  • Questions on Marx
  • 1) What is the characteristic that distinguishes
    human beings from nonhuman animals? Compare
    Marx's view on this question to Aristotle's view.
    How is this capacity related to Marx's theory of
    exploitation? 2) What does Marx mean in claiming
    that exploited workers are alienated (i) from
    nature, (ii) from themselves, (iii) from one
    another? 3) What, in general, is Marx account of
    exploitation? What is the difference between the
    general account, and the more specific accounts
    of the way exploitation takes place in difference
    kinds of societies? 4) How, according to Marx,
    are workers exploited in capitalist societies?5)
    Compare Marx, Rousseau, and Thrasymachus on the
    nature of "justice," explaining similarities
    differences. Don't worry about this one!6) Why
    does Marx believe that workers will be more
    deeply oppressed the harder they work? 9) Why
    does Marx believe that workers' wages will be
    bare subsistence wages? 10) What is the value of
    "work" for Marx? How is our capacity for work
    connected with our need for freedom? 11) Explain
    the elements of Marx's concept of "alienation"
    estrangement of labor.
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