Title: PowerPoint-Pr
 1Effect of Carrier Frequency Offset on Channel 
Capacity in Multi User OFDM-FDMA Systems
Martin Stemick and Hermann Rohling Hamburg 
University of Technology Institute of 
Telecommunications 
 2Motivation
In frequency-selective radio channels, OFDM-FDMA 
provides 
-  high data rates 
 -  high degree of adaptivity
 
Adaptive subcarrier allocation exploits Multi 
User Diversity 
 3Cell Model
BS
MT
WSSUS Channel
Downlink Situation 
 4Multi User Diversity and Blocksize
QPSK, R1/2, 16 users
0
10
-1
10
-2
BER
10
-3
10
7 dB
-4
10
-6
-4
-2
0
2
4
6
8
SNR (dB)
blocksize 8
subcarrierwise
? Smaller blocksize yields higher diversity gain 
 5Pure Multi User Diversity
Subcarrierwise selection, QPSK, R1/2
4 users 
8 users
16 users
Increasing number of users
? Adaptive subcarrier allocation yields a high 
diversity gain 
 6Cell Model in the Uplink
BS
Bandwidth at BS
MT
subcarriers
Uplink Situation
-  Signals of mobile terminals superimpose at base 
station  -  Every MT shows individual Carrier Frequency 
Offset (CFO)  -  Non-ideal synchronization leads to Intercarrier 
Interference (ICI) 
  7Analytical Model for Intercarrier Interference 
Received Signal at BS
Since transmit symbols can be modeled as 
random variables
? Stochastic modeling of 
 8Analytical Model for Intercarrier Interference
Stochastic assumptions
-  Modulation symbols are statistically independent 
random variables 
-  Transmit power is normalized 
 
? Therefore, we can apply the central limit 
theorem
(ICI noise power) 
 9Analytical Model for Intercarrier Interference
This leads to the following description of ICI 
influence
(ICI noise power)
(Rx power loss)
(Overall SNR) 
 10Example for Intercarrier Interference
df0
 Receive-Amplitude 
0
1
2
3
4
5 
 11Evaluation of CFO on Allocation Schemes 
Considering various subcarrier allocation schemes 
 in multi user systems
-  Blockwise allocation (various blocksizes)
 
subcarriers
subcarriers 
 12Evaluation of ICI Noise
Blockwise allocation 2 users, 2 blocks, 
blocksize 128 
 13Evaluation of ICI Noise
Blockwise / Interleaved allocation 2 users, 16 
blocks, blocksize 16 
 14Evaluation of ICI Noise
-  Blockwise allocation produces self-interference
 
-  Interleaved allocation reduces self-interference 
but  -  increases external interference
 
The distribution of ICI noise in the system 
depends very much on the subcarrier allocation 
scheme 
 15Effect of CFO on Capacity
After evaluation of noise power for individual 
users, a measure for the performance of a multi 
user system is needed
Using Shannon Capacity to quantify the effect of 
CFO on the system performance
Shannon Capacity of user l  
bits / OFDM-Sym. 
 16System Model
BS
-  AWGN Channel 
 -  WSSUS Channel
 
MT
Uplink Situation
- System assumptions 
 -  256 carriers, 16 users 
 -  various allocation schemes 
 -  random subcarrier assignment
 
  17Simulation Results (AWGN Channel)
First Scenario
-  All users in the cell are perfectly 
synchronized, except one  
-  Capacity of badly synchronized user is observed 
for  various allocation schemes 
  18Simulation Results (AWGN Channel)
Second Scenario
-  All users in the cell show consistent CFO of 
 , except one  
-  Capacity of perfectly synchronized user is 
observed for  various allocation schemes 
  19Comparison WSSUS AWGN
Second Scenario in AWGN and WSSUS Environment
Bits per OFDM-Symbol. 
 20Summary  Conclusions
-  Adaptive allocation yields high performance 
gains in the downlink 
-  In the uplink, interference due to non-ideal 
synchronization  -  must be considered
 
-  Choice of allocation scheme influences 
interference distribution and system 
performance  
-  This can be especially of interest in adaptive 
allocation schemes, where interference is the 
main noise contribution  
  21Thank you for your attention 
 22Results (wrong!!!)
one good user, all other unsynched, perf of good 
user. 
 23Multi User Diversity and Blocksize
QPSK, R1/2, 16 users
blocksize 8
subcarrierwise
? Smaller blocksize yields higher diversity gain 
 24Pure Multi User Diversity
Subcarrierwise selection, QPSK, R1/2
4 users 
8 users
16 users
Increasing number of users
? Adaptive subcarrier allocation yields a high 
diversity gain