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Title: Emergence and self-organisation: Informal definitions


1
Emergence and self-organisationInformal
definitions
2
Emergence
  • Although each effect is the resultant of its
    components, we cannot always trace the steps of
    the process, , we propose to call the effect an
    emergent ... instead of adding measurable motion
    to measurable motion, or things of one kind to
    other of their kind, there is a cooperation of
    things of unlike kinds ... The emergent is unlike
    its components these are incommensurable, and
    it cannot be reduced to their sum ...
  • Lewis 1875, first use of the term emergence
  • Fire, life, magnetism, heat were all once
    thought to be due to their own dedicated
    substances phlogiston, vital fluid, magnetic
    fluid, caloric, and so on but are now
    understood as emergent phenomena of natural
    processes.
  • Bickhard 2002

3
Recap some introductory ideas
  • Emergence
  • Behaviour observed at one scale is not apparent
    at other scales
  • Self-organisation
  • Structures that emerge without systematic
    external stimuli
  • Explore these informally
  • Key issue is emergence a natural phenomenon or
    an artefact of observation?
  • Can we answer this?

4
Emergence is not surprise
  • Some early work defined emergence as surprise
  • The surprising effects that emerge when a lot of
    agents come together
  • when the football crowd does a Mexican wave
  • that single-cell amoebae can operate as a
    multi-cell organism
  • that quantum physics gives rise to Newtonian laws
  • OK I was surprised the first time
  • Surprise is too rooted in personal experience
  • If my only experience of a crowd produced a
    Mexican wave, my crowd definition includes
    pulsating surface behaviours

5
Who studies emergence?
  • Philosophers of mind
  • how the mind emerges in the physical brain
  • how intelligence emerges from unintelligent
    matter
  • Biologists (philosophers of biology)
  • how life emerges from inanimate matter
  • Computer scientists (ALife community)
  • how properties analogous to mind or life might
    emerge on non-biological substrates (computers)
  • Amongst others

6
Defining Emergence
  • They agree on just two things
  • We need a consistent definition of emergence
  • We dont have one
  • The whole is other than the sum of its parts
  • Metaphysics (Aristotle, Ancient Greece)
  • Phenomenology (Jung, Hegel, late 19th century)
  • Applied in solid state physics (Anderson, 1970)
  • Recognition that parts of science are resistant
    to understanding through reductionism

7
Whats wrong with reductionism?
  • The basics are there
  • Quantum phenomena give rise to physics
  • Physical phenomena give rise to chemistry
  • Chemical phenomena give rise to biology, geology,
    etc.
  • Biological phenomena give rise to society
  • At which point, humans observe, and see patterns
  • Abstraction allows some prediction and
    replication
  • But only up to a point
  • Cannot model with sufficient precision
  • Heisenberg uncertainty, the mathematical limit on
    what can be known about a physical system
  • Non-determinism (e.g. in quantum physics)
  • Impossibility of capturing the precise start state

8
Reductionism ignores dynamics
  • Consider some examples
  • Growth
  • phenotype emerges from structure and dynamics of
    growth rules
  • Intelligence
  • emerges from structure and dynamics in the
    nervous system
  • Sociology
  • emerges from structure and dynamics of social
    organisms
  • Keep checking as we look at new examples
  • Can you explain the emergent behaviour by
    reduction?

9
Reductionism versus phenomenology
  • Reductionism dominated science to 19th century
  • Despite Aristotles ideas and legacy
  • Non-human animals could be reductively explained
    as automata (Descartes De homine, 1662)
  • Matter from fundamental particles (Dalton, c1803)

http//www.anyalarkin.com/alblog/wp-content/upload
s/2012/04/Anya-automaton1.jpg
  • Observation and theory challenged reductionism
  • e.g., many new fundamental particles
  • Phenomenology in science
  • Empirical observations are related in ways
    consistent with fundamental theory but not
    directly derived from it
  • Monte Carlo modelling, PDEs, etc.
  • Used in biology, particle physics, etc.

http//www.edc.ncl.ac.uk/assets/graphics/montecarl
o.jpg
10
Phenomenology and emergence
  • Phenomenology in science focuses on modelling to
    mirror observed behaviour
  • Guess key components
  • A surrogate for full understanding of observed
    behaviour
  • Cannot say what a model means in terms of natural
    phenomena
  • Estimate some rates, feed into equations, guess
    what it means
  • Some support for prediction
  • Often later verified by observation
  • Like Aristotle, our sense of emergence is more
    fundamental
  • System properties and behaviours are an inherent
    property of collections of components over time
    and space

11
How can anything new emerge? Importance of
process
  • Reductionism is founded on a metaphysics of
    substance
  • Static particles that just divide or combine
  • Process is vital to emergence (and scientific
    understanding)
  • Temporal and physical context and scale are vital
  • It is point-particles or entities that are
    artificial
  • persistent instances of organisations

Bickhard, in Downward Causation, 2000
e.g., A vortex does not exist without flow
http//earthobservatory.nasa.gov/Newsroom/NewImage
s/Images/Australia_AMO_2006156.jpg
12
Levels in emergence
  • Emergent properties are irreducible
  • No reductionist explanation
  • Systems theory
  • e.g., Checkland, 1981
  • System level language is meaningless at component
    level
  • Cannot derive system description from component
    description
  • Each level has its own structure and dynamics
  • Longer time scales reveal relatively stable
    high-level patterns
  • Larger scale reveals patterns with extent and
    movement
  • Such as vortices

Ryan http//arxiv.org/PS_cache/nlin/pdf/0609/0609
011.pdf
13
An observation on time-bands
Burns et al, 2005 http//www.cs.york.ac.uk/
ftpdir /reports/YCS-2005-390.pdf
  • Time scale of emergence
  • Within the context of any particular band
  • Activities within lower (faster) bands are
    instantaneous
  • Activities within higher (slower) bands are static

curriculum
Lecture
New slide
14
Example biological levels of emergence
15
Resolution and scope
  • Emergent properties are simply a difference
    between global and local structure.
  • Instead of layers / levels, consider Resolution
  • Characteristic of representation of system
  • Different properties apparent at different scales
  • and Scope
  • How / where the system boundary is drawn
  • New properties arise if system encompasses many
    components
  • Time defines dynamics

Ryan, 2006
http//arxiv.org/PS_cache/nlin/pdf/0609/0609011.pd
f
16
Levels, Resolution and Scope
  • Resolution and scope are useful concepts
  • Macro-state is either wider (scope) or coarser
    (resolution) than the component state
  • Levels are also useful
  • Clear discontinuity in descriptions of system and
    components
  • Macro-state implies scale difference
  • Level, scope and resolution are just views
  • Observing properties or behaviours at a coarse
    resolution
  • Observing more of the system (wider scope)
  • This is an open academic discussion
  • Well return to it after entropy!

17
Types of emergence
  • Much discussion of types of emergence
  • Weak, strong, intrinsic, extrinsic
  • Often not very useful
  • e.g., intrinsic emergence (Crutchfield)
  • No external observation needed
  • the system itself capitalises on patterns that
    appear
  • e.g., strong emergence (Bedau)
  • Allied with downward causation
  • Weaker forms admit those who dont like downward
    causation

see, e.g., Stepney et al, ICECCS 2006
18
Causality among levels, scopes, resolutions
  • It is obvious that coarser, higher level ( )
    patterns are caused by finer, lower level ( )
    dynamics
  • Upward causation
  • Downward causality is more controversial
  • At some temporal or spatial scale, global
    patterns affect local behaviours
  • Context is vital for emergence
  • To some researchers, downward causation is
    intrinsic
  • To other researchers it is too inexplicable for
    credibility
  • But some cant cope with the ideas of emergence
    and complexity
  • full stop!

Stepney et al, ICECCS 2006
19
Self-organisation
  • Is the Mexican wave really a ripple of
    excitation?

Cartwright, http//www.europhysicsnews.com/full/41
/article3.pdf
20
Examples of self-organisation
  • Social activities
  • Construction by social insects, flocking, crowd
    dynamics
  • Dissipative structure
  • e.g., a thermodynamically-open system operating
    far from equilibrium in an environment with which
    it exchanges energy
  • e.g., BZ reaction, hurricanes, turbulence,
    convection
  • Some CAs and evolutionary computations
  • eg cyclic CAs, swarms
  • Some authors include phase transitions,
    turbulence, ecosystems, adaptation, natural
    design principles

Shalizi http//www.cscs.umich.edu/crshalizi/note
books/self-organization
21
Self-Organisation
  • Idea probably from Descartes (1637)
  • Before that, order arises by chance, given time
    and space,
  • Self-organisation coined by Ashby (1947)
  • Ashby considers organisation to be invariant
  • Organisation f derives from the functional
    dependence of a current state Sc on a past state
    Sp and some inputs I
  • f Sp I ? Sc

W. Ross Ashby, 1949, 1962 reproduced at
csis.pace.edu/marchese/CS396x/Computing/Ashby.pdf

22
Self-Organisation
  • Ashby states that self-organisation is apparent
    if
  • in two regions of state space, f is approximated
    by organisations g and h
  • g Sg Ig ? Sg
  • h Sh Ih ? Sh
  • system dynamics drive the system from g to h
  • Self-organisation is observed locally in a system
    with globally-invariant organisation
  • Self-organisation is thus an emergent property
    due to the scope of consideration of the larger
    system
  • Much subsequent work ignores Ashby
  • Preference for vague, informal definitions

23
Variants on self-organisation
  • Claims and counterclaims on whether systems
    self-organise
  • A few contribute to understanding
  • Hypercycles to explain co-operation among
    competing individuals
  • Winfrees study of rhythms and oscillation in
    biological systems
  • Computer science use in unsupervised learning

Shalizi, 2001, http//cse.ucdavis.edu/cmg/compmec
h/pubs/CRS-thesis.pdf
24
Self-organisation and emergence
  • Self-organising systems display emergent
    properties
  • Patterns at a higher level, coarser resolution or
    wider scope
  • Dicty amoebae self-organise later
  • an emergent slug and emergent fruiting behaviour
  • Social insects self-organise
  • to achieve construction, effective navigation,
    foraging
  • Crowd behaviours in higher species
  • If this does not convince you that
  • dynamics are essential

http//www.news.com.au/common/ imagedata/0,,538123
5,00.jpg
25
A working definition of emergence
  • A system with levels
  • Scales, resolutions
  • At each level, granularity of space and time are
    different
  • Levels have different languages
  • The concepts needed to describe each level are
    distinct
  • System is neither random, nor in a steady state
  • Constant flows of energy, matter
  • Dynamics essential to emergence
  • At lower level, components may tend to
    self-organise
  • Try looking at the later examples in these terms

26
Putting it all together
Prokopenko et al, An information theoretic
primer, 2007
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