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Title: MVE 6030 The Good Society and its Learnt Members


1
MVE 6030The Good Society and its Learnt Members
  • Topic 5
  • The Ideal Membership of the Good Society
  • Citizenship and Nationality

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Liberalism
Distributive Justice
Relational Justice
Communitarianism
5
Rawls Distributive Justice of Primary Goods
Youngs Relational Justice Politics of
Differences
Rworkins distributive Justice of Resources
Relational Justice as Cultural Preconditions
Distributive Justice as Material Preconditions
Distributive Justice
Relational Justice
Frasers Parity of Participation
Sens Distributive Justice of capabilities
Frasers Relational Justice Politics of
Recognition
6
Liberalism
Neutral to Rival Beliefs Ways of Life
Neutral to Rival Interests
Impartial Impersonal Rules of Morality
Morally Dangerous for Egoism Emotionism
Morally Dangerous for Collective Totalitarianism
Moral Dialectics
Moral Goods Incarnated in Communal Lives
Moral Agencies Reinforced among Fellow Agents
Adhere to Communal Practices
Adhere to Communal Narrative
Adhere to Communal Traditiion
Communitarianism
7
Liberalism
Citizenship
Rights
Virtues
Obligations
Patriotism
Ethical Responsibilities
Political Self- Determination
Identity
Nationality
Communitarianism
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MVE 6030The Good Society and its Learnt Members
  • (I)
  • Citizenship
  • Membership in Modern Political Communities (i)

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Citizenship
  • It refers to the ideal-typical membership endowed
    with subjects of a sovereign modern state.
  • The conceptions of the modern state
  • Max Webers conception A state is a human
    community that (successfully) claims the monopoly
    of the legitimate use of physical force within a
    given territory. Note that territory is one of
    the characteristics of the state. Specifically
    the right to use physical force is ascribed to
    other institutions or individuals only to the
    extent to which the state permits it. The state
    is considered the sole source of the right to
    use violence. (Weber, 1946, p.78)

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Citizenship
  • The conceptions of the modern state
  • Charles Tillys conception An organization
    which control the population occupying a definite
    territory is a state insofar as (1) it is
    differentiated from other organizations operating
    in the same territory (2) it is autonomous (3)
    it is centralized and (4) its division are
    formally coordinated with one another. (Tilly,
    1975, p.70)

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Citizenship
  • The conceptions of the modern state
  • Accordingly, the modern state can be defined as a
    set of power apparatuses, which can constitute
    effective rules internally and externally over a
    definitive territory and the residents within it.
    Hence, the modern state consists of the following
    constituent features
  • the definitive territory
  • the definitive subjects
  • monopoly of use of physical force, i.e. sovereign
    power
  • the establishment of external and internal public
    authority

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Citizenship
  • The conception of citizenship
  • Reinhard Bendix defines citizenship as
    individualistic and plebiscitarian membership
    before the sovereign and nation-wide public
    authority
  • Its development signifies the codification of
    the rights and duties of all adults who are
    classified as citizens. (Bendix, 1964, p.9)
  • Accordingly, citizenship can be defined as
    institutionalized relationships between the state
    and its legitimate subjects, i.e. citizens. These
    relationships consist of citizens definitive
    rights and obligations towards the modern state.

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Ronald Dworkins Liberal Conception of
Citizenship Rights
  • Rights as trumps Dworkin suggests, Rights are
    best understood as trumps over some background
    justification for political decision that states
    a goal for the community as a whole. (Dworkin,
    1984, P.153) More recently he underlines,
    Political rights are trumps over otherwise
    adequate justifications for political decision.
    (Dworkin, 2011, P. 329) Accordingly, in
    conceptualizing the idea of political rights of
    citizens, we are to enquire the question What
    kind of rights do we each as individuals have
    against our state?against ourselves
    collectively? (Dworkin, 2011, P. 328)

14
Ronald Dworkins Liberal Conception of
Citizenship Rights
  • Two basic principles of legitimacy Dworkin
    suggests that a state and its government can
    impose a collective and coercive decision upon
    its citizens unless it subscribes to two reigning
    principles. He states, No government is
    legitimate unless it subscribes two reigning
    principle principles. First, it must show equal
    concern for the fate of every person over whom it
    claims dominion. Second, it must respect fully
    the responsibility and right of each person to
    decision for himself how to make something
    valuable of his life. (Dworkin, 2011, P. 2)

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Ronald Dworkins Liberal Conception of
Citizenship Rights
  • In accordance to these two principles of equal
    concerns and respects, Dworkin underlines that
    governments have a sovereign responsibility to
    treat each person in their power with equal
    concerns and respect. (Dworkin, 2011, P. 321) In
    light of Dworkins conceptions of political
    rights as trumps of citizens over the sovereignty
    of the state, the development citizenship rights
    can be approached in the following two
    perspectives, namely historical-sociological
    perspective of T.H. Marshall and Wesley Hohfelds
    jurisprudential (legal-philosophical) perspective.

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T.H. Marshalls Thesis of Development of
Citizenship Rights
  • Contradictory trajectory of development of
    capitalism and citizenship
  • Capitalism is an institution based upon the
    principle of inequality, which is in turn built
    on uneven distribution of property and/or
    property right
  • Citizenship is an institution based upon the
    principle of equality, which is built on equal
    citizen status and its derivative rights
  • Development of citizenship is construed by
    Marshall as means of abating social class
    conflict

17
T.H. Marshalls Thesis of Development of
Citizenship Rights
  • The Historical Trajectory of Development of
    Citizenship Rights
  • Development of civil rights in the 18th century
    and the constitution of the Court of Justice and
    the Rule of Law
  • Development of the political rights in the 19th
    century and the constitution of the parliamentary
    system and the democratic state
  • Development of the social rights in the 20th
    century and the constitution of the social
    service departments and the welfare state

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Wesley Hohfelds Conception of Rights
  • Rights as Liberties
  • Rights as Claims
  • Rights as Powers
  • Rights as Immunities
  • Thomas Janoskis Classification of Citizenship
    Rights with Hodfelds Conception

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The Theory of Citizenship Obligations
  • Conception of citizenship obligations The
    concept of citizenship obligation can be
    discerned as the rights of the state in forms of
    claims or powers to its citizenship. Citizenship
    obligations may range from the sometimes vague
    but other times enforceable requirement to
    respect another persons opinion and position in
    life (i.e. general tolerance) to state-enforced
    civil obligations including conscription and
    taxation under the penalty of imprisonments.
    (Janoski, 1998, p. 54)

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The Theory of Citizenship Obligations
  • Typology of citizenship obligations
  • Supportive obligations consist of paying taxes,
    contributing to insurance-based funds, and
    working productively.
  • Caring obligations to others and to oneself
    require a person to respect others right, care
    for children and a loving family, and respect
    oneself by pursuing an education, a career, and
    adequate medical care.
  • Service obligations include efficiently using
    service, and actually contributing services - be
    it voter registration, health care for the
    elderly, pro bono work in public defense for
    lawyers, volunteer fire fighting, on youth
    service.

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The Theory of Citizenship Obligations
  • Typology of citizenship obligations
  • Protection obligations involve military service,
    police protection, and conscription to protect
    the nation by bearing arms or caring for the
    wounded, and social action to internally protect
    the integrity of a democratic system through
    social service, protests, or demonstrations.

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The Theory of Citizenship Obligations
  • Approaches to the justification of citizenship
    obligations
  • The contractual and instrumental approach
    Obligations are conceived as returns to
    recipience and acceptance of rights

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The Theory of Citizenship Obligations
  • Approaches to the justification
  • The community-based and legitimacy approach This
    approach avoids the narrowly instrumental
    approach to citizenship obligation and asserts
    that some obligations do not entail rights and
    discerns obligations with the concept of general
    exchange, which underlines people helping people
    who help other people. (p. 61) The approach
    claims that most citizens do not calculate a
    right-obligation exchange on daily bases but tend
    to adopt a generalized exchange stance, in
    which people do not expect immediate and
    reciprocal returns form the people they help, but
    they do expect to see their returns materialize
    over time in building a decent life in a more or
    less just society. (p. 61)

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The Theory of Citizenship Obligations
  • Approaches to the justification
  • Limiting obligation approach This approach sees
    citizenship obligations claimed or enforced by
    the state upon its citizens may in conflict
    individual citizens rights. For example
    individual citizens rights to smoke in public
    venues are in conflict with the rights of the
    public to be free from environments hazardous to
    health. Hence, this approach asserts that in
    order to safeguard the violation of individual
    citizens rights, the state could demand its
    citizens to oblige only under four conditions
    (p. 64)
  • there is a clear danger,
  • no reasonable exist,
  • the decisions in favor of society are least
    intrusive, and
  • effectors are made to minimize damage or treat
    the effects of constraining a right.

29
The Theories of Citizen Virtues
  • Criticism of vote-centric democracy
  • The intrinsic dilemma of liberal democracy C.B.
    Macpherson underlines at the opening page of his
    oft-cited work The Life and Times of Liberal
    Democracy, If liberal democracy is taken to mean
    a society striving to ensure that all its
    members are equally free to realize their
    capacities. Liberal can mean freedom of the
    stronger to do down the weaker by following
    market rules or it can mean equal effective
    freedom of all to use and develop their
    capacities. The later freedom is inconsistent
    with the former. The difficulty is that liberal
    democracy during most of its life so far has
    tried to combine the two meanings. (Macpherson,
    1977, P. 1)

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The Theories of Citizen Virtues
  • Criticism of vote-centric democracy
  • The degradation of citizenship The development
    of liberal democracies in capitalist societies,
    especially those in Europe and North America, in
    the twentieth century witnessed the degradation
    of the ideal-typical conception of democratic
    citizen, who is supposed to be rational,
    reasonable, responsible, and active participants
    in political decision-making processes in
    particular and public affairs in general. With
    the rise of welfare state and politics of
    seduction, citizens have been indulged and
    relegated to become clients of the welfare
    states, consumers of welfare service,
    desire-seeking free-riders in politics of
    seduction, and spectators of politics of scandal
    in mass media.

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The Theories of Citizen Virtues
  • Criticism of vote-centric democracy
  • The constitution of the vote-centric democracy
    In much of the post-war period, democracy was
    understood almost exclusively in terms of voting.
    Citizens were assumed to have set of preferences,
    fixed prior to and independent of the political
    process, and the function of voting was simply to
    provide a fair decision-making procedure or
    aggregation mechanism for translating these
    pre-existing preferences into public decisions,
    either about who to elect or about what law to
    adopt. But it is increasingly accepted that this
    aggregative or vote-centric conception of
    democracy cannot fulfill norms of democratic
    legitimacy. (Kymlicka, 2002, P.290)

32
The Theories of Citizen Virtues
  • Theorizing deliberative democracy or
    talk-centric democracy
  • To overcome the shortcomings of vote-centric
    democracy, numbers of social scientists and
    political philosophers have advocated alternative
    models of democracy to rectify if not replace the
    prevailing vote-centric democracy. One of these
    is the deliberative democracy, which aims to
    bring genuine and engaging talks and
    deliberations among reasonable citizens back into
    the decision-making processes in democracy.

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The Theories of Citizen Virtues
  • Theorizing deliberative democracy or
    talk-centric democracy
  • What is deliberative democracy?
  • Amy Gutmann and Dennis Thompson define
    deliberative democracy as a form of government
    in which free and equal citizens (and their
    representatives), justify decisions in a process
    in which give one another reasons that are
    mutually acceptable and generally accessible,
    with the aim of researching conclusions that are
    binding in the present on all citizens but open
    to challenge in the future. (Gutmann and
    Thompson, 2004, P. 7)

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The Theories of Citizen Virtues
  • From this definition, Gutmann and Thompson
    underline four essential characteristic of
    deliberative democracy. These are

35
The Theories of Citizen Virtues
  • Reason-giving Most fundamentally, deliberative
    democracy affirms the need to justify decisions
    made by citizens and their representatives. Both
    are expected to justify the laws they would
    impose on one another. In a democracy, leaders
    should therefore give reasons for their
    decisions, and respond to reasons that citizens
    give in return. (Gutmann Thompson, 2004, P. 3)
    Furthermore, reasons put forth and accepted in
    the decision-making process of the deliberative
    democracy are not confined to procedural
    reasons and justifications but also include
    substantive reasons and justification. In this
    reason-giving and reason-justifying process, it
    is expected that understanding, reciprocity, and
    cooperation can be faired among most if not all
    parties concerns.

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The Theories of Citizen Virtues
  • Accessible A second characteristic of
    deliberative democracy is that the reasons given
    in this process should be accessible to all the
    citizens to whom they are addressed. (Gutmann
    Thompson, 2004, p. 4) In order to input reasons
    and justifications into the democratic
    deliberation and make them accessible to all
    citizens, these reasons must be presented in
    comprehensible forms and the deliberations must
    take place in public.

37
The Theories of Citizen Virtues
  • Binding The third characteristic of
    deliberative democracy is that its process aims
    at producing a decision that is binding for some
    period of time. (Gutmann Thompson, 2004, P. 5)
    Talks taken place in deliberative democracy are
    essentially different from conventional political
    debates and arguments, in which engaging parties
    are simply try to impose their preferences and
    reasons on their opponents in a winner-take-all
    manner. The primary aim of talks in the
    deliberative democracy is consensus building and
    reciprocity constituting so that conclusion can
    be researched and decision can be made that will
    have binding effects on all citizens.

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The Theories of Citizen Virtues
  • Dynamic The fourth characteristic of
    deliberative democracy is that the process of
    deliberation itself should be dynamic and
    continuous. Although deliberation aims at a
    justifiable decision, it does not presuppose that
    the decision at hand will in fact be justified,
    let alone that a justification today will suffice
    for the indefinite future. It keeps open the
    possibility of a continuing dialogue. (Gutmann
    Thompson, 2004, P. 6)

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The Theories of Citizen Virtues
  • Conception of the virtues of citizens
  • Reconceptualization of citizenship In view of
    the shortcomings of the vote-centric democracy
    and politics of seduction, scholars begin to
    extend the discourse on citizenship beyond the
    right-based and obligation-based conceptions.
    They begin to enquire the necessary skills,
    performances and dispositions required of
    citizens in democratic processes. Numbers of
    scholars have characterized this dimension of
    democratic citizenship as virtue of citizen or
    simply civic virtue.

40
The Theories of Citizen Virtues
  • Conception of the virtues of citizens
  • William A. Galston underlines that one of the
    structural tension in liberal democracy is the
    tension between virtue and self-interest. (1991,
    P. 217) More specifically, it is the tension
    between two dimension of citizenship in
    liberalism. One the one hand is the
    interest-based citizenship rights and on the
    other the virtues required of democratic
    citizens. Galston has characterized four types of
    civic virtues which he thinks are instrumental
    the function of liberal democracy. They are
    (Galston, 1991, Pp. 221-7)

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The Theories of Citizen Virtues
  • Conception of the virtues of citizens
  • General virtues They include courage, i.e. the
    willingness to fight and even die on behalf of
    ones country (P. 221) law-abidingness and
    loyalty, i.e. the developed capacity to
    understand, to accept, and to act on the core
    principles of ones society (P. 221).
  • Virtues of liberal society They include virtue
    of independence, i.e. the disposition to care
    for, and take responsibility for, oneself and to
    avoid becoming needlessly dependent on others
    (P. 222) and the virtue of tolerance, i.e. the
    relativistic belief that every personal choice,
    every life plan, is equally good, hence beyond
    rational scrutiny and criticism. (P. 222)

42
The Theories of Citizen Virtues
  • Conception of the virtues of citizens
  • Virtues of liberal economy They include
    entrepreneurial virtues, i.e. enterprising
    dispositions such as imagination, initiative,
    drive, determination (P. 223) and
    organizational virtues of employee, i.e. traits
    such as punctuality, reliability, civility
    toward co-workers, and a willingness to work
    within established frameworks and tasks. (P.
    223)

43
The Theories of Citizen Virtues
  • Conception of the virtues of citizens
  • Virtues of liberal politics They include
    basically the disposition and capacity of
    reasonableness and tolerance. The former include
    willingness and capacity to engage in public
    discourse with communicative rationality and
    ethics as Habermas has underlined (See Lecture
    Note on Lecture 4 and 5, E.5.c). The latter
    include the willingness and capacity to respect
    viewpoints which are in opposition to ones own
    and readiness and capacity to narrow the gap
    among disagreements and antagonism or even the
    ability to arrive at a consensual resolution.
    (see also Benjamin Barber, 1999)

44
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Civil disobedience has been one of the important
    topics within the discourse of citizenship
    because it overlaps all three dimensions of
    citizenship, namely
  • Civil disobedience as citizen right It is argued
    that citizens has the liberty not to comply to
    policy that they consider to be wrong, unwise or
    damaging to law that they think to be unjust
    and even law and policy that are in opposition to
    ones conscience.

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The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Civil disobedience
  • Civil disobedience as citizen obligation The
    argument can elevate to the level that it is not
    ones liberty or discretion to opt for
    noncompliance but ones obligation that one, as
    citizens of a democratic state or even as a
    conscientious agent, has to act against a policy
    or legislation that is wrong, unjust, unethical
    or inhumane.

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The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Civil disobedience
  • Civil disobedience as citizen virtue The
    argument can also be formulated by juxtapose
    disobedience and civility within the concept of
    citizen virtue. For example, one may ask Is
    non-cooperation, non-compliance, or overt
    defiance of a government policy or law an act of
    virtue or vice of a citizen? How is civility as
    one of the citizen virtue be reconcile with act
    of breaking the law within the conception civil
    obedience?

47
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Conceptions of civil disobedience
  • John Rawlss conception I shall begin by
    defining civil disobedience as a public,
    nonviolent, conscientious yet political act
    contrary to law done with the aim of bringing
    about change in the law or policies of the
    government. By acting in this way one addresses
    the sense of justice of the majority of the
    community and declares that, in ones considered
    opinion the principles of social cooperation
    among free and equal men are not being respect.
    It allows for what some have called indirect as
    well as direct civil disobedience. (Ralws, 1971,
    P. 365-366)

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The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Conceptions of civil disobedience
  • Jurgen Habermass conception In an interview
    made in 1986, Habermas said, There are three
    things to be said about that (referring to civil
    disobedience). First civil disobedience cannot
    be ground in an arbitrary private Weltanschauung
    (world view). But only in principles, which are
    anchored in the constitution itself.

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The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Conceptions of civil disobedience
  • Jurgen Habermass conception In an interview
    made in 1986, Habermas said, ..
  • Second civil disobedience is distinguished from
    revolutionary praxis, or from a revolt, precisely
    by the fact that it explicitly renounces
    violence. The exclusively symbolic breaking of
    rules ? which furthermore is only a last resort,
    when all other possibilities have been exhausted
    ? is only particularly urgent appeal to the
    capacity and willingness for insight of the
    majority.

50
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Conceptions of civil disobedience
  • Jurgen Habermass conception In an interview
    made in 1986, Habermas said, ..
  • Third a position, such as that defended by
    Hobbes, Carl Schmitt, or . In which the
    upholding of the law is made only the highest,
    but the exclusive ground of legitimation of a
    legal system, seems to me to be extremely
    problematic, After all, one would very much like
    to know under what conditions, and for what
    purpose, the legal peace should be upheld.
    (Habermas, 1986, P. 225)

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The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Conceptions of civil disobedience
  • Ronald Dworkins conception Civil
    disobedienceis very different from ordinary
    criminal activity motivated by selfishness or
    anger or cruelty or madness. It is also
    differentfrom the civil war that break out
    within a territory when one group challenges the
    legitimacy of the government or the dimensions of
    the political community. Civil disobedience
    involves those who do not challenge authority in
    so fundamental a way. They do not think of
    themselvesas seeking any basic rupture or
    constitutional reorganization. They accept the
    fundamental legitimacy of both government and
    community they act to acquit rather than to
    challenge their duty as citizens. (Dworkin,
    1985, P105)

52
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Conceptions of civil disobedience
  • Jean Cohen and Andrew Aratos conception Civil
    disobedience involves illegal acts, usually on
    the part of collective actors, that are public,
    principle, and symbolic in character, involve
    primarily nonviolent means of protest, and appeal
    to the capacity for reason and the sense of
    justice of the populace. The aim of civil
    disobedience is to persuade public opinion in
    civil and political societythat a particular law
    or policy is illegitimate and a change is
    warranted. Collective actors involved in civil
    disobedience invoke the utopian principles of
    constitutional democracies appealing to the ideas
    of fundamental rights or democratic legitimacy.
    (Cohen Arato, 1992 quoted in Habermas, 1996,
    P. 383)

53
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Justificatory grounds for Civil Disobedience
  • The institutional assumption of civil
    disobedience As the preceding definitions
    suggest, advocates and organizers of civil
    disobedience start off their campaign under the
    working assumption that they are living within a
    more or less just democratic state and that they
    recognize and accept the legitimacy of the
    constitution (Rawls, 1971, P. 362) And their
    focal point of defiance is only on particular law
    or policy, which they find so unacceptable or
    even wrong that they have to defy it directly or
    indirectly. As a result, the organizers and
    participants of a civil disobedience campaign owe
    the law-abiding majority of the community a
    burden of proof of their act of disobedience.

54
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Justificatory grounds for Civil Disobedience
  • Ronald Dworkin, a prominent scholar of
    jurisprudence in the US, has induced three basic
    justificatory grounds for civil disobedience.
  • Conscience or integrity-based civil
    disobedience He points to the Fugitive Slave Act
    of 1850 in the US. He indicates, Someone who
    believes it would be deeply wrong to deny help to
    an escaped slave who knocks at his door, and even
    worse to turn him over to the authority, think
    the Fugitive Slave Act requires him to behave in
    an immoral way. His personal integrity, his
    conscience, forbids him to obey. (Dworkin, 1985,
    P. 107)

55
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Justificatory grounds for Civil Disobedience
  • Dworkin, justificatory grounds for civil
    disobedience.
  • Justice-based civil disobedience Dworkin
    points to the civil rights movement and the
    anti-Vietnam-war movement in the US during the
    1960s in the US. He suggests that those
    participating in these civil disobedient
    movements aim to oppose and reverse a program
    they believe unjust, a program of oppression by
    the majority of a minority. Those in the civil
    rights movement who broke the law and many
    civilians who broke it protesting the war in
    Vietnam thought the majority was pursuing its own
    interests and goals unjustly because in disregard
    of the rights of others, the rights of the
    domestic minority in the case of civil rights
    movement and of another nation in the case of the
    war. This is just-based civil disobedience.
    (Dworkin, 1985, P. 107)

56
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • Justificatory grounds for Civil Disobedience
  • Dworkin, justificatory grounds for civil
    disobedience.
  • Policy-based civil disobedience Dworkin points
    to the movement of occupying US military bases in
    West Germany during the Euro-missile deployment
    debate in the 1980s. He suggests that people
    sometimes break the law not because they believe
    the program they oppose is immoral or unjustbut
    because they believe it very unwise, stupid, and
    dangerous for the majority as well as the
    minority. The recent protest against the
    deployment of American missiles in Europe, so far
    as they violate local law, were for the most part
    occasions of this third kind of civil
    disobedience , which I shall call policy-based.
    If we tried to reconstruct the beliefs and
    attitudes of the people who occupied the
    military bases in Germany, we would find
    thatthey thought that majority had made a
    tragically wrong choice from the common
    standpoint. They aim, not to force the majority
    to keep faith with principle of justice, but
    simply to come to its sense. (Dworkin, 1985, P.
    107)

57
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  1. The function of civil disobedience in democratic
    and rule-of-law state Taking together John
    Rawls, Jurgen Habermas and Ronald Dworkins
    formulations, they consensually point to the
    positive contribution of civil obedience to the
    formation of the political culture of the
    democratic and rule-of-law state (Rechtsstaat in
    Germen)

58
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • The function of civil disobedience .
  • John Rawls underlines, Indeed, civil
    disobedience ( and conscientious refusal as well)
    is one of the stabilizing devices of a
    constitutional system, although by definition an
    illegal one. Along with such things as free and
    regular elections and an independent judiciary
    empowered to interpret the constitution (not
    necessary written), civil disobedience used with
    due restraint and sound judgment helps to
    maintain and strengthen just institutions. By
    resisting injustice within the limits of fidelity
    to law, it serves to inhibit departures from
    justice and to correct them when they occur. A
    general disposition to engage in justified civil
    disobedience introduces stability into a
    well-ordered society, or one that is nearly
    just. (Rawls, 1971, P. 383)

59
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • The function of civil disobedience .
  • Jurgen Habermas characterized the civil
    disobedience (in the form of occupying the US
    military bases in Germany) against the
    Euro-missile deployment in Germany in early 1980
    in the following ways
  • The present movement gives us the first chance,
    even in Germany, to grasp civil disobedience as
    an element of a ripe political culture.
    (Habermas, 1983 quoted in Specter, 2010, P. 156
    my emphasis)
  • The practice gives the German public, for the
    first time, the chance to liberate itself from a
    paralyzing trauma and to look without fear on the
    previous taboo question of the formation of a
    radical democratic consciousness. The danger is
    that this chance ? which other countries with a
    longer democratic tradition have integrated
    productively ? will be passed up. (Habermas,
    1985 quoted in Specter, 2010, P. 156)

60
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • The function of civil disobedience .
  • Jurgen Habermas has also put civil disobedience
    against the context of Rechtsstaat (the
    rule-of-law state) and suggests that
  • The paradox of the Rechsstaat is that it must
    embody positive law, but also stand for
    principles which transcend it, and by which
    positive law may be judged. The Rechsstaat,
    wanting to remain identical with itself, stands
    before a paradoxical task. It must protect
    against injustice that may emerge in legal
    forms, although this mistrust cannot take an
    institutionally secured form. With this idea of a
    non-institutionalizable mistrust of itself, the
    Rechsstaat projects itself over the entirety of
    its positive law. (Habermas, 1983 quoted in
    Specter, 2010, P. 156)

61
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • The function of civil disobedience .
  • Jurgen Habermas .
  • Immediately following the quotation, Mathew
    Specter underlines that Habermas claim that the
    paradox can be resolved by citizens of matured
    political culture because they alone show the
    sense of judgment necessary to decide how to
    act in relation to unjust laws, or majority
    decision, with which they agree. Civil
    disobedience was thereby figured as a necessary
    component of a successful Rechsstaat. (Specter,
    2010, P. 167 my emphasis)

62
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  • The function of civil disobedience .
  • Ronald Dworkin in retrospective reflection on the
    civil disobedient movements of the US in the
    1960s and 70s, he suggests that we can say
    something now we could not have said three
    decades ago that Americans accept that civil
    disobedience ha s a legitimate if informal place
    in the political culture of their community. Few
    Americans now either deplore or regret the civil
    rights and antiwar movements of the 1960s. People
    in the center as well as on the left of politics
    give the most famous occasions of civil
    disobedience a good press, at least in
    retrospect. They concede that these acts did
    engage the collective moral sense of the
    community. Civil disobedience is no longer a
    frightening idea in the United States. (Dworkin,
    1985, P. 105)

63
The Obligation and Virtue to Disobey The
Conception of Civil Disobedience
  1. To summarize, we may map out the connection
    between the rule of law, democratic political
    participation and civil disobedience in the
    following way

64
Humans are endowed with natural rights. They can
join together to live reciprocally peacefully
in communal form. Each of them by mutual
agreement are willing to surrender part of their
natural rights to a public authority to form the
state
The Rule of the State
The Rule of Democracy
The Rule of Law
The institutional paradox
Public order built on legal positivism
Moral and/or political value based on natural law
Legitimacy
Legality
Conscience-based
Policy-based
Justice-based
Challenging the legality of majority rule on the
ground of legitimacy
Civil Disobedience
65
Humans are endowed with natural rights. They can
join together to live reciprocally peacefully
in communal form. Each of them by mutual
agreement are willing to surrender part of their
natural rights to a public authority to form the
state
Pros Civil Disobedience as Fundamental Citzen
right guarding against the stae
The Rule of the State
The Rule of Democracy
The Rule of Law
Cons Civil Disobedience as Political-Participati
on in liberal state Self-defeating effect
The institutional paradox
Pros Civil Disobedience as Moral Rights
Public order built on legal positivism
Moral and/or political value based on natural law
Legitimacy
Legality
Conscience-based
Policy-based
Justice-based
Challenging the legality of majority rule on the
ground of legitimacy
Civil Disobedience
66
Humans are endowed with natural rights. They can
join together to live reciprocally peacefully
in communal form. Each of them by mutual
agreement are willing to surrender part of their
natural rights to a public authority to form the
state
Proposals of political Reform General election of
Chief Executives in 2017 General election of
Legco in 2018
The Rule of the State
The Rule of Democracy
The Rule of Law
The institutional paradox
Cons - Law breaking (simple legality) -
Financial lost (instrumentalism) - Tyranny of the
populace
Pros - Delay Denial of the basic political
right of HK citizens - Crisis of ungovernability
Public order built on legal positivism
Moral and/or political value based on natural law
Legitimacy
Legality
Occupying Central as indirect Civil Disobedience
Challenging the legality of majority rule on the
ground of legitimacy
Conscience-based
Policy-based
Justice-based
Civil Disobedience
67
Humans are endowed with natural rights. They can
join together to live reciprocally peacefully
in communal form. Each of them by mutual
agreement are willing to surrender part of their
natural rights to a public authority to form the
state
?????
Proposals of political Reform General election of
Chief Executives in 2017 General election of
Legco in 2018
The Rule of the State
The Rule of Democracy
The Rule of Law
The institutional paradox
Cons - Law breaking (simple legality) -
Financial lost (instrumentalism) - Tyranny of the
populace
Pros - Delay Denial of the basic political
right of HK citizens - Crisis of ungovernability
Public order built on legal positivism
Moral and/or political value based on natural law
Legitimacy
Legality
Occupying Central as indirect Civil Disobedience
Challenging the legality of majority rule on the
ground of legitimacy
Conscience-based
Policy-based
Justice-based
Civil Disobedience
68
MVE 6030The Good Society and its Learnt Members
  • (II)
  • Nationality
  • Membership in Modern Political Communities (ii)

69
Nationality
  • It refers to the sense of comradeship of being
    the member of the political community known as
    the modern nation.
  • The conception of the nation

70
Nationality
  • The conception of the nation
  • Max Webers conception of the nation If the
    concept of nation can in any way be defined
    unambiguously, it certainly cannot be stated in
    terms of empirical qualities common to those who
    count as members of the nation. In the sense of
    those using the term at a given time, the concept
    undoubtedly means, above all, that one may exact
    from certain group of men a specific sentiment of
    solidarity in the face of other groups. Thus, the
    concept (of nation) belongs in the sphere of
    values. Yet, there is no agreement on how these
    groups should be delimited or about what
    concreted action should result from such
    solidarity. (Weber, 1948, p.172)

71
Nationality
  • The conception of the nation
  • Anthony Smiths definition of the nation Smith
    has defined that the nation was a group with
    seven features
  • cultural differentiae (i.e. the
    similarity-dissimilarity pattern, members are
    alike in the respects in which they differ from
    non-members)
  • territorial contiguity with free mobility
    throughout
  • a relatively large scale ( and population)
  • external political relations of conflict and
    alliance with similar group
  • considerable group sentiment and loyalty
  • direct membership with equal citizenship rights
  • vertical economic integration around a common
    system of labour. (Smith, 1983, p. 186 original
    numbering

72
Nationality
  • The conception of the nation
  • David Millers conception of the nation Millers
    defines the nation as a community (1)
    constituted by shared belief and mutual
    commitment, (2) extended in history, (3) active
    in character, (4) connected to a particular
    territory, and (5) marked off from other
    communities by its distinct public culture.
    (Miller, 1995, P.27)

73
Nationality
  • The conception of nationality Nationality refers
    to the disposition, intentionality and capacity
    that members of a nation are expected to
    embodied. Miller furthers his formulation that
    the idea of nationality which I take to
    encompass the following three interconnected
    propositions. (Miller, 1995, P.10)

74
Nationality
  • David Millers conception of nationality
  • Nationality three interconnected propositions
  • National identity It refers to that individuals
    have developed and continuously possess a sense
    of belonging to definite national communities,
    which they believe really exist (Miller, 1995,
    P. 10). Furthermore, members of a national
    community also hold that their national identity
    is an essential part, if not most essential part,
    of their personal identity. This proposition
    claims that identifying with a nation, feeling
    yourself inextricably part of it, is a legitimate
    way of understanding your place in the world.
    (Miller, 1995, P. 11)

75
Nationality
  • David Millers conception of nationality
  • Nationality three interconnected propositions
  • Ethical obligations Nationality implies a
    claims that nations are ethical communities.
    They are contour lines in the ethical landscape.
    The duties we owe to our fellow-nationals are
    different from, and more extensive than, the
    duties we owe to human beings as such. (Miller,
    1995, P. 11) These national ethical duties may
    further be juxtaposed with ones duties family,
    religious group, or other human associations.
    These ethical obligatory claims also imply
    restrictions that they only apply within definite
    national boundaries, and that in particular
    there is no objection in principle to
    institutional schemes ?such as welfare states?
    that are designed to deliver benefits exclusively
    to those who fall within the same boundaries as
    ourselves. (Miller, 1995, P. 11)

76
Nationality
  • David Millers conception of nationality
  • Nationality three interconnected propositions
  • Political self-determination The third
    proposition is political, and states that people
    who form a national community in a particular
    territory have a good claim to political
    self-determination there ought to be put in
    place an institutional structure that enables
    them to decide collectively matters that concern
    primarily their own community. Notice that I
    have phrased this cautiously, and have not
    asserted that the institution must be that of a
    sovereign state. Nevertheless national
    self-determination can be realized in other ways,
    and as we shall see there are cases where it must
    be realized other than through sovereign state,
    precisely to meet the equally good claims of
    other nationalities. (Miller, 1995, P. 11)

77
Nationality
  • Perspectives in National Identity Study
  • In light of studies in nationalism and
    national identity generated since the second half
    of the 20th century, two sets of dichotomous
    perspectives could be synthesized.

78
Nationality
  • Perspectives in National Identity Study
  • In relation to the nature of the concept of
    national identity, there seems to be two
    dichotomous theoretical stances prevailing
  • Essentialism Essentialism approaches national
    identity as essentials or attributes, which are
    naturally endowed or structurally determined.
    This perspective takes national identity as well
    as gender identity or class identity as given
    facts and preexisting reality. Hence, the
    formations of national identities are
    conditioned, shaped, or determined by sets of
    essentially fixed traits, such as biological
    consanguinity, racial origins, place of birth,
    cultural and linguistic heritage, etc.

79
Nationality
  • Perspectives in National Identity Study
  • two dichotomous theoretical stances
  • Constructionism Constructionism approaches
    national identity as socially constructed
    reality, which are negotiable and maneuverable.
    They are on the one hand collectively constituted
    in social process or even social movement, such
    as national liberation movement, and individually
    constructed in deliberately presentations and
    articulations.

80
Nationality
  • Perspectives in National Identity Study
  • In relation to the origins of the national
    identity, there are two adversary perspectives,
    namely primordialism and modernism.
  • Primordialism It attributes the origin and/or
    the contributing factors to national-identity
    formation to some primordial ties inherited
    from the ancient past, such as sense of kinship
    feeling of consanguinity earth boundedness and
    geographical embeddedness.

81
Nationality
  • Perspectives in National Identity Study
  • two adversary perspectives
  • Modernism It attributes the rise of nationalism
    and the formation of national identity to their
    instrumental and functional contributions to
    modernization and more specifically
    industrialism. It emphasizes the contribution of
    national identity to the formation of a common
    ground for the secular and anonymous lifestyle of
    factory production, market exchange, urbanism,
    democratic participation, etc.

82
Modernism
Constructionism
Essentialism
Primordialism
83
Development of the Modern Form of Political
Community Nation-State
  • The paradoxical natures of the nation-state
    Throughout the developing trajectories of the
    nation-states, their two constituent sites,
    namely the state and nation, have been in
    paradoxical relationship in most of the time. The
    paradox is primarily espoused by the different
    institutional natures of the two human
    aggregates.

84
Development of the Modern Form of Political
Community Nation-State
  • The paradoxical natures of the nation-state
  • For the state, it is a human organization formed
    primarily by naked physical forces and then
    institutionalized by political and legal
    authorities, desirably in the form of
    constitutional-liberal democracy. It demands its
    human subjects complete compliances and imposes
    sovereign and non-disputable power over its
    territory

85
Development of the Modern Form of Political
Community Nation-State
  • The paradoxical natures of the nation-state
  • For the nation, it is a human community formed by
    a specific sentiment of solidarity. This
    psycho-cultural sense of solidarity and we-group
    feeling may take on various forms and shapes in
    different historical and socio-political
    contexts. They have unleashed tremendous
    collective human efforts in accomplishing epical
    movements in the forms of independent movements
    or national liberations or in waging devastating
    wars in the forms of ethnic cleansings or
    genocides.

86
Development of the Modern Form of Political
Community Nation-State
  • Empirical contexts of the nation-state formations

87
Development of the Modern Form of Political
Community Nation-State
  • Empirical contexts of the nation-state
    formations
  • The distinction between states and nations is
    fundamental States can exist without a nation,
    or with several nations, among their subjects
    and a nation can be coterminous with the
    population of one state, or be included together
    with other nations with one state, or be divided
    between several states. The belief that every
    state is a nation, or that all sovereign states
    are national states, has done much to obfuscate
    human understanding of political realities.

88
Development of the Modern Form of Political
Community Nation-State
  • the nation-state formations
  • ..A state is a legal and political
    organization, with the power to require obedience
    and loyalty from its citizens. A nation is a
    community of people, whose members are bound
    together by a sense of solidarty, a common
    culture, a national consciousness. Yet in the
    common usage of English and of other modern
    languages these two distinct relationship are
    frequently confused. (Seton-Watson, 1977, P. 1)

89
Development of the Modern Form of Political
Community Nation-State
  • the nation-state formations
  • According to recent estimates, the worlds 184
    indendent states contain over 600 living language
    groups, and 5,000 ethnic groups. In very few
    countries can citizens be said to share the same
    language, or belong to the same ethnonational
    group. (Kymlicka, 1995, P. 1)

90
Development of the Modern Form of Political
Community Nation-State
  • The Historical Trajectories of Nation Building
  • The first generation of nation building in
    Western Europe and American in 18th -19 centuries
  • Nation-building through revolution and
    constitution of the republics
  • The French Declaration of Rights of Man and
    Citizen proclaims that the source of all
    sovereignty resides essentially in the nation no
    group, no individual may exercise authority not
    emanating expressly therefore. (quoted in
    Connor, 1994, p. 39)
  • The Constitution of the United States writes, We
    the people of the United States, in order to form
    a more perfect union, establish justice, insure
    domestic tranquility, provide for the common
    defense, promote the general welfare, and secure
    the blessing of liberty to ourselves and our
    posterity, do ordain and establish this
    constitution for the United State of America.

91
Development of the Modern Form of Political
Community Nation-State
  • The Historical Trajectories of Nation Building
  • The second generation of nation building in
    Eastern Europe in the first half of the 20th
    century
  • Scattered national fragments in Eastern Europe,
    especial in Balkan peninsula, as the results of
    wars between imperial powers of the East and the
    West, and between Christianity and Muslim
  • Nation-building project under the ruling of
    authoritarian socialist party-states after WWII
    under the patronage of the Soviet Union.

92
Development of the Modern Form of Political
Community Nation-State
  • The Historical Trajectories of Nation Building
  • The third generation of nation building in Asia
    and Africa in the second half of the 20th century
  • Independent movements in European colonies after
    WWII
  • Nation building took the form of state-based
    territorialism (Smith, 1983)
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