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Title: Congress, The Presidency, The Bureaucracy, The Judiciary


1
Unit 3
  • Congress, The Presidency, The Bureaucracy, The
    Judiciary

2
Difference between Congress and Parliament
  • Becoming a member
  • Parliament persuade political party to put name
    on ballot
  • Someone willing to support national policy and
    party
  • Election is choice between parties, not people
  • Congress run in a primary election
  • Parliament members support national policies,
    Congress people support local policies
  • Role of office
  • Parliament whether to support the government or
    not
  • Congress develop and vote for proposed laws
    independent from executive branch

3
The Evolution of Congress
  • Fear of tyrant
  • Bicameral congress protect the interests of the
    large/small states protect the interest of
    federal/state governments
  • Powers are limited to those expressed in the
    Constitution (really?)
  • Taxes rule over DC
  • Elastic Clause
  • Regulate commerce
  • Naturalization rule
  • Coin money borrow
  • Declare war provide for militia
  • Coin money weights/measure
  • Post office patents
  • Establish courts maritime laws

4
The Evolution of Congress, cont.
  • Checks and Balances
  • Institutional Powers
  • Senate ratifies treaties with 2/3 vote
  • Senate approves appointments with majority vote
  • House votes for impeachment, Senate tries the
    impeachment case
  • If no electoral college majority, House elects
    the President, Senate the VP
  • Proposal of constitutional amendments with 2/3
    vote in each house
  • Can seat, unseat, punish members of both houses
  • Equal power?
  • Importance of Senate

5
The Evolution of Congress, cont.
  • Implied Powers
  • Based on elastic clause
  • Denied Powers
  • Passing ex post facto laws
  • Passing bills of attainder
  • Suspending habeas corpus except during
    rebellion/invasion

6
The Evolution of Congress, cont.
  • Struggles within Congress (distribution of power
    within Congress)
  • The period of the founding
  • Originally directed by the executive branch, soon
    developed own leadership
  • Originally, the House was the preeminent
    institution

7
Evolution of Congress, cont.
  • Decline of the House
  • Influence of Andrew Jackson and his vetoes
  • Division of the issue of slavery
  • Importance of the Senate
  • Importance of issues that fell under their
    jurisdiction
  • The rise of party control in the House
  • Increased power and prestige of the Speaker of
    the House (Reed)

8
Evolution of Congress, cont.
  • Decentralization of the House
  • Rise of party caucus
  • Rules Committee
  • What legislation got presented
  • Rise of the chairpeople of standing committees
  • Setting committee agenda
  • Determining which bills to report out
  • Influence on content of bills
  • Reward of seniority

9
Evolution of Congress, cont.
  • Recent changes in the House
  • Increased power for all Representatives
  • Increased number of all subcommittees including
    power of chairpeople
  • Increase in the amount of staff

10
The Evolution of Congress, cont.
  • Democratization of the Senate
  • Senate is more decentralized
  • Fewer members
  • No speaker
  • Lack of rules of committee
  • 17th Amendment, 1913
  • End millionaire club
  • Senate passed amendment under the threat of
    states calling a new constitutional convention
  • Rule 22 regarding filibusters
  • Cloture 1917
  • 3/5 vote could limit filbusters

11
Who is in Congress?
  • Sex and Race
  • Demographical changes represented in Congress
  • Can anyone represent anyone else?
  • Typically older, white male comes from
    law/business background
  • Incumbency
  • Growing percentage of re-elected members
  • Biggest factor in congressional elections
  • Congress being seen as more of a career
  • Debate on term limitations
  • Party

12
Getting Elected to Congress
  • Determining Fair Representation
  • Malapportionment
  • Gerrymandering
  • Determining Representation
  • Total size of the House
  • Allocating seats among the states
  • Determining size of congressional districts
    within states
  • Determining shape of those districts
  • Winning the Primary
  • Increased advantage for incumbents
  • How re-election influences term

13
Organization of Congress Parties and Interests
  • Party structure of the House
  • 435 members
  • 2 year term limits
  • No limit on terms
  • At least 25 years old, citizen for 7 years,
    resident of state
  • Speaker of the House
  • Floor leader (majority leader, minority leader)
  • Steering and policy committee (committee
    assignments)

14
Organization of Congress Parties and Interests
  • Party organization of the Senate
  • Senate has 100 members
  • 6 year term limit
  • Staggered so 1/3 elected every 2 years
  • At least 30, citizen for 9 years, resident of the
    state
  • Vice President is President of Senate
  • Only votes in a tie
  • Ceremonial position
  • President pro tempore
  • In line for presidency after the Speaker
  • Real power is in the majority leader, minority
    leader whips
  • Majority leader recognized first for all debates
  • True leader of majority party in Senate
  • Policy committee sets Senate agenda

15
Organization of Congress Parties and Interests
  • Party Voting
  • Broad policy agreements
  • Party provides information on various bills
  • Work towards long-term advantage in terms of
    influence, prestige, etc.
  • Caucuses
  • Democratic Study Group (DSG)
  • Conservative Democratic Forum
  • State Delegations
  • Etc.

16
Organization of Congress Committees
  • Real work of Congress is done in the committee
    and subcommittees
  • Importance of getting on right committee one in
    which constituents are best served (agricultural,
    technology, military, etc.)
  • Represent most of the power of congress
  • Decisions on committees determine legislation
  • Roughly two dozen committees and over 100
    subcommittees
  • Standing committees
  • Permanent
  • Select committees
  • Appointed for a limited purpose
  • Joint committees
  • Both rep. and sen. serve
  • Number of seats varies by committee
  • Seniority as role in selection process
  • Chairs are of the majority party
  • Secret ballot expertise generally seniority
    system honored

17
Types of Committees
  • House
  • Rules Committee most powerful
  • Ways and Means deal with tax bills
  • Appropriations deal with spending bills
  • Budget
  • Armed Services
  • Senate
  • Finance deals with tax bills
  • Appropriations deals with spending bills
  • Budget
  • Foreign relations to reflect the Senate role in
    foreign affairs

18
Organization of Congress Staffs and Specialized
Offices
  • Vast, recent increase in staff size
  • Tasks of staff members
  • Servicing requests from constituents
  • Local offices as well as Washington offices
  • Legal paperwork for congress members
  • Advocacy role for staff
  • negotiators
  • Staff agencies
  • Congressional Research Service (CRS)
  • General Accounting Office (GAO)
  • Office of Technology Assessment (OTA)
  • Congressional Budget Office (CBO)

19
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20
How a Bill Becomes a Law
  • Less than 10 of bills actually pass
  • Introducing a Bill
  • Any member of Congress many introduce
  • May be public or private
  • Has the lifetime of one Congress
  • Only House may introduce bills for raising
    revenue
  • Resolutions
  • Simple establishes rules of operation
  • Concurrent housekeeping/procedural matters
  • Joint essentially the same as a law

21
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22
How a Bill becomes a Law, cont.
  • Study by Committees
  • Most bills die in committee
  • Live bills are then sent to subcommittees
  • Many bills fall into multiple referral many
    subcommittees look at their overall effect rather
    than allowing a slow, painful death
  • Committees may mark-up bills
  • Revisions and additions
  • Committee may pigeonhole a bill which is the
    most common fate
  • Committees reports out the bill
  • Can bypass the committee stall/procedures through
    a discharge petition
  • Floor vote to vote on bill

23
How a Bill becomes a Law, cont.
  • Study by committees, cont.
  • To come back to House or Senate, bill is placed
    on the calendar
  • Closed Rule strict time limit on debate
  • Open Rule permits amendments from the floor
  • Restrictive Rule some amendments but not others

24
How a Bill Becomes a Law, cont.
  • Study by committees, cont.
  • Types of Calendars House
  • Union calendar (appropriations)
  • House calendar (nonmoney bills of major
    importance)
  • Private calendar (private bills - affect 1
    person)
  • Consent calendar (noncontroversial bills)
  • Discharge calendar (discharge petitions)
  • Types of Calendars Senate
  • Executive calendar (Presidential nominations,
    proposed treaties, etc.)
  • Calendar of business (all legislation)

25
How a Bill becomes a Law, cont.
  • Study by committees, cont.
  • House ways of bypassing the Rules Committee
  • Member can move that the rules be suspended
  • 2/3 vote
  • Discharge petition
  • process to force a bill out of committee
  • successful petition requires the signatures of
    218 members, which is a majority of the House.
  • Calendar Wednesday procedure
  • Challenge speakers control of the agenda

26
How a Bill becomes a Law, cont.
  • Floor Debate the House
  • Floor Debate the Senate
  • Additions of amendments may be made from the
    floor (but not on appropriations bills)
  • Filibuster

27
How a Bill becomes a Law, cont.
  • Methods of Voting
  • Voting often reflects amendment vote rather than
    bill vote
  • Teller vote or roll call
  • Reconciliation of the differences in a bill
    between the House and the Senate
  • Bargaining for votes

28
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29
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30
How Members of Congress Vote
  • Representational View
  • Clear constituent view
  • Organizational View
  • Cues from colleagues
  • Attitudinal View
  • Personal ideology

31
Founding Fathers views on Congresss ability to
pass bills
  • The intent of the Founders was the create a
    cautious and a deliberate process for legislating
  • Role of the President
  • Sign the bill
  • Veto
  • Ignore
  • If congress is in session, in 10 days an unsigned
    bill will become a law
  • However, if during those 10 days Congress
    adjourns, bill will be automatically vetoed

32
Ethics and Congress
  • Attempts to influence/bribe
  • Presidential influence through snubbing or
    helping campaign
  • How should members of Congress be judged?
  • Congress has the right to judge and discipline
    its own members
  • Executive branch investigations are handled by
    independent special prosecutor
  • Campaign financing

33
Ethics and Congress, cont.
  • Incumbency advantage in elections
  • Reelection rate in House is over 90, Senate over
    80
  • Franking privilege
  • Staff
  • Patronage
  • Name recongintion
  • Money
  • Attempts at Reform
  • Financial disclosure statements
  • Honorarias
  • Can no longer keep surplus campaign funds for
    personal use after retirement
  • Restriction on gifts
  • free travel restrictions

34
The Old and the New Congress
  • First Stage
  • WWI 1960s
  • House dominated by committee chairman
  • Second Stage
  • 1970s
  • Caucus would select committee chairmen
  • Increased staffs
  • Third Stage
  • Effort in House to strengthen and centralize
    party leadership

35
Presidents and Prime Ministers
  • Influence of Prime Minister
  • Representative of political party in power
  • Has majority representation in parliament
  • Cabinet members are chosen from parliament
  • Influence of President
  • Presidents are often political outsiders
  • Cabinet members are from outside Congress
  • Presidents dont necessarily represent majority
    party
  • Can be at a crossroads even with own party
  • Divided Government
  • Policy problems budget, war, appointments,
    ethics, etc.

36
Evolution of the Presidency
  • Concerns of the Founders
  • Could overwhelm state governments via use of the
    militia
  • Could become tool of the Senate
  • How do we elect/choose
  • Electoral College
  • State select electors however they want
  • If no victor-election would go to the House
  • Compromise of the factions

37
Evolution of the Presidency, cont.
  • Presidents Term of Office
  • Traditional 2 term limit until Roosevelt
  • 22nd Amendment, 1951
  • How do we transition between presidents?
  • Jefferson and Jackson increased role and power of
    President
  • Acts and vetoes
  • Reemergence of Congress
  • After Jackson left office, congress re-exerted
    itself
  • Lincoln the exception
  • Continuing pattern until FDR and the New Deal
  • Teddy and Wilson the exception
  • Current changing view of President as initiator
    of policy

38
The Powers of the President
  • Commander in Chief
  • Head of the armed forces
  • Commission officers of the armed forces
  • Chief Jurist
  • Grant reprieves and pardons for federal offenses
  • Appoints federal judges
  • Chief Legislator
  • Convene congress in special sessions
  • Proposes legislation
  • Vetoes legislation

39
The Powers of the President, cont.
  • Chief Diplomat
  • Appoints ambassadors
  • Sets overall foreign policy
  • Negotiates treaties and executive agreements
  • Grants diplomatic recognition to foreign
    governments
  • Chief Executive
  • Enforces laws (loosely interpreted), treaties,
    court decisions
  • Appoints officials to office
  • Issues executive orders which have the force of
    laws
  • Chief of State
  • Ceremonial head of nation
  • Most nations separate chief of state and chief
    executive

40
The Powers of the President, cont.
  • Non-Constitutional Roles
  • Head of political party
  • Chief Economist
  • Greatest source of presidential power is in
    public opinion
  • From WWII to today, Presidential power has grown
    due to public expectations
  • Cold War, Terrorism

41
The Office of the President
  • Qualifications
  • Natural-born citizen
  • 35 years of age
  • Resident of the US for at least 14 years
  • Growth of staff/responsibility
  • First secretary in 1857
  • White House staff, 500
  • Staff can isolate president
  • Appointments to cabinet, courts, agencies, etc.

42
The Office of the President, cont.
  • Rule of Propinquity
  • People who are in the room when a decision is
    made have the power
  • Fierce competition to be closest to the Oval
    Office
  • White House Office
  • Circular or pyramid organization
  • Competition among staff for presidents ear

43
Executive Office of the President
  • Office of Management and Budget (OMB)
  • Assemble and analyze figures for the national
    budget
  • Studies organization and operations of the
    executive branch
  • Reviews federal programs
  • National Security Council (NSC)
  • Coordinates foreign/military policy
  • Growing in importance
  • Council of Economic Advisers (CEA)
  • Three person advisory group
  • Office of Personal Management (OPM)
  • Office of the US Trade Representative
  • Central Intelligence Agency (CIA)

44
The Cabinet
  • Not a constitutional body
  • Heads of 14 major executive departments
  • Small number of presidential appointees in each
    department
  • Self-preservation interests of cabinet members
  • May be more loyal to Congress (funding) than
    President (appointment)

45
Who Gets Appointed?
  • in and outers
  • People who have political followers
  • Expertise

46
Presidential Character Role of Personality
  • Eisenhower disguised his efficiency and
    thoroughness to evade questions
  • Kennedy projected boldness
  • Johnson was ineffective at speaking to the
    public, strong in one on one deal making
  • Nixons personality also made it hard for him to
    develop popular support
  • Ford enjoyed meeting with people very genial
  • Carter boasted about how un-Washington he was
  • Reagan was the Great Communicator
  • H.W. Bush made many contacts with other leaders
    but was not able to articulate with the public

47
Presidential Character Role of Personality
  • Clinton seemed to slide through various
    situations because of his ability to connect with
    the public
  • Bush seemed single-minded and full of resolve to
    the public

48
The Power to Persuade
  • The Three Audiences
  • Washington DC
  • Fellow politicians and leaders
  • Party Activists
  • Activists in and outside of Washington
  • The Public
  • Fewer and fewer impromptu remarks
  • More dependent on prepared addresses

49
Popularity and Influence
  • Congress responds to presidents popularity even
    though it doesnt affect their seat
  • Congress and the coattails theory
  • Can be reflected in how much presidential
    policies are passed by Congress

50
Decline in Popularity
  • Most presidents see a loss of approval

51
The Power to Say NO
  • Veto
  • Pocket Veto
  • Executive Privilege
  • Constitution is silent on matter
  • President claims right
  • Separation of Powers one branch cant look into
    affairs of other
  • Statecraft and prudent administration
  • First real challenge came in 1973 with Watergate
  • Impoundment of Funds
  • Refusal to spend money appropriated by Congress
  • Congress responded with Budget Reform Act, 1974
  • Money must be spent

52
The Presidents Program
  • President draws from many sources
  • Aides and campaign advisors
  • Federal bureaus and agencies
  • Outside, academic, specialists
  • Interest groups
  • Two philosophies
  • Have policy on everything
  • Concentrate on three or four major themes
  • Constraints
  • Time limits
  • Unexpected crisis
  • Government can really only be changed marginally

53
The Presidents Program, cont.
  • Measuring Success
  • Proportion of the proposals approved by Congress
  • Proportion of votes taken in Congress on which
    the Presidents position prevails
  • Attempts to Reorganize
  • Presidents try to restructure organization
  • Personal White House staff can be reorganized at
    any time
  • Larger agencies need Congressional approval

54
Presidential Transition
  • Only 15 Presidents since Washington have not been
    re-elected to a second term
  • 9 have not finished term (death, resignation)
  • Vice President
  • 8 VP have succeeded presidents
  • Only 5 VP have been elected President (unless
    they assumed office after death)
  • Can be an empty position
  • Only 2 constitutional duties
  • Become acting President
  • Serve as President of the Senate

55
Presidential Transition, cont.
  • Problems of Succession
  • What if president is seriously ill but doesnt
    die?
  • Who becomes VP when he steps up to Presidency?
  • Succession Act, 1886
  • 25th Amendment, 1967
  • Impeachment
  • Impeachment is an indictment voted by the House
  • To be removed, must be found guilty by 2/3s vote
    in Senate

56
How Powerful is the President?
  • Dependent on circumstances
  • Move at the first opportunity
  • Staffing issues are vital
  • Way to look at who is in the government

57
Electoral College
  • Compromise of Electing President
  • One electoral vote for each member of Congress
  • Min. 3
  • District of Columbia has three electoral votes
  • Total, 538
  • States choose electors
  • Only Nebraska and Maine have potential to give
    votes to more than one candidate
  • Other states give all electoral votes to winner
    of election can be plurality or majority
  • Electoral Votes
  • Electors meet in state capitals in December to
    cast ballots
  • Candidates need majority of electoral votes to
    become President
  • If no candidate receives a majority, election
    goes to House of Representatives where each state
    only has 1 vote

58
Electoral College, cont.
  • Problems
  • May allow a minority President
  • 1824, 1876, 1888, 2000
  • Faithless electors no law to prevent electors
    from switching
  • Small states are proportionately overrepresented
    even more so if election goes to House
  • Inhibits development of third parties
  • Alternatives
  • Direct Election
  • Wont happen.why?
  • District System
  • Win a congressional district, win that vote
  • Proportional System
  • Get same percent of electoral votes as popular
    votes

59
The Bureaucracy
  • Agencies
  • Departments
  • Commissions
  • All within executive branch

60
Distinctiveness of the American Bureaucracy
  • Political authority over the bureaucracy is
    shared among several institutions
  • Congress and the President
  • Divisions within the Congress
  • Most agencies share their functions with state
    and local government
  • Institutions and American way of life have
    contributed to growth of personal actions, thus
    the growth of bureaucracy to deal with them

61
Growth of the Bureaucracy
  • Gradual, historic growth of agencies
  • First agency Department of State
  • Initially filled through the spoils system
  • Debate over how people appointed, taken out of
    offices
  • Small start for organizations and agencies
  • Currently over 3 million employees in bureaucracy
  • Appointment of officials
  • Appointments as rewards
  • Changing qualifications with quick growth
  • Civil service reforms

62
Growth of the Bureaucracy
  • A Service Role
  • Agencies changed from regulation to service
  • Government economic regulation initiated in 1887
  • Congress increases regulatory commissions to
    regulate economy
  • Wars generally increased bureaucracy without
    cutting it after war
  • Change in Role
  • Bureaucracy affected by New Deal and WWII
  • Government had active role in the economy
  • New actions by the Supreme Court

63
The Federal Bureaucracy Today
  • Hidden Statistics
  • People who work indirectly for the government
  • Federal contractors, consultants
  • Higher level bureaucrats typically white males
  • Lower level women, minorities
  • skew demographics of bureaucracies toward
    minorities?
  • Reality is in increased numbers and increased
    power
  • Paying subsidies to groups and organizations
  • Transferring money from fed to state and local
  • State now required to hire more employees for
    state based bureaucracies
  • Devising and enforcing regulations for sectors of
    society and economy
  • Behavior of officials
  • Manner in which they are recruited and rewarded
  • Personal attributes
  • Nature of jobs
  • Constraints of outside forces (superiors,
    legislators, interest groups, journalists)

64
Recruitment and Retention
  • 2/3s by competitive service
  • administered by Office of Personnel Management,
    OPM
  • 1/3 by expected service
  • Exceptions
  • Presidential appointments
  • Schedule C jobs confidential or
    policy-determining character
  • Noncareer executive assignment (NEA jobs)
  • Pendleton Act of 1883 started trend from
    patronage to merit

65
The Buddy System
  • name-request system
  • tailor made position

66
Firing a Bureaucrat
  • Written notice at least 30 days in advance
  • Statement of reasons
  • Right to an attorney
  • Reply to charges
  • Right to appeal any adverse actions
  • Right to hearing
  • May appeal MSPB decision to US Court of Appeals

67
Civil Service Reform Act of 1978
  • Allowed some loosening of firing procedures for
    top-level bureaucrats
  • SES

68
Agencys Point of View
  • Most civil service employees are lifetime
    government service people
  • To change direction of agency, executives must
    woo the employees

69
Personal Attributes
  • High-ranking officials represent an elite segment
    of American society
  • Many believe this makes agencies out of touch
    with the people they are to serve
  • High-ranking officials seem to be more liberal
    than mainstream America
  • Attitudes also related to agency person works for

70
Do Bureaucrats Sabotage their Political Bosses?
  • Hard to fire career bureaucrats
  • Bureaucrats may drag heel, block action, etc
  • Work well with supervisors who work cooperatively
    and constructively

71
Culture, Career, and Constraints
  • Culture and Careers
  • Constraints
  • Legal procedures
  • Shared responsibilities (between agencies)
  • Slow movement
  • Inconsistencies
  • Constraints as response to public demands

72
Agencies Allies
  • Iron Triangle
  • Relationship among an agency, a committee and an
    interest group
  • Department would act in order to get political
    support and budget appropriations, committee
    members act in order to get votes
  • Client politics
  • Agencies have allies in Congress and the private
    sector

73
Bureaucratic Power
  • Discretionary authority
  • Passing rules and regulations
  • Quasi-legislative power
  • Helping Congress draft legislation
  • Providing advice to White House
  • Settling disputes

74
Congressional Oversight
  • Agencies can only exist with Congressional
    approval
  • No money can be spent without being authorized by
    Congress
  • Annual Appropriation of Money
  • Appropriations Committee and legislative
    committees
  • Power over an agencies budget
  • Continual power struggles
  • Trust Funds
  • Annual authorization
  • Congress tries to keep funding down
  • Committee clearance

75
Congressional Oversight, cont.
  • Legislative Veto
  • Desired by Congress, declared unconstitutional by
    the Supreme Court
  • Did require President to keep an executive
    decision before Congress for an extended length
    of time before enactment
  • Congressional Investigations
  • Not a Constitutional power but Supreme Court
    has upheld validity

76
Bureaucratic Pathologies
  • Problems
  • Red tape
  • Complex rules and procedures
  • Conflict
  • Agencies working at cross purposes
  • Duplication
  • Two agencies seem to have same tasks
  • Imperialism
  • Agencies grow without regard to benefits of their
    programs or the cost of their programs
  • Waste
  • Spending more than is necessary
  • No incentive to be efficient/effective

77
The Judiciary
78
Development of the Federal Courts
  • Jurisdiction
  • Exclusive sole authority of federal courts
  • Constitution, federal law, treaty
  • Admiralty/maritime law
  • Disputes between states
  • US government is a party
  • Citizens of different states
  • Ambassadors/diplomats
  • A state as a party
  • Concurrent both federal and state courts
  • Original authority of a court to first try a
    case
  • Appellate court that hears a subsequent appeal

79
Development of the Federal Courts, cont.
  • Traditional view that judges would find and apply
    existing law
  • Based on what the law required
  • Judicial activism argued that judges make the
    laws
  • Founders were able to justify power of judicial
    review courts would have a neutral role in
    government

80
Development of the Federal Courts, cont.
  • Hamilton argued that courts could decide whether
    a law is contrary to the constitution
  • 1787- 1865 legitimacy of federal government and
    slavery
  • 1865 1937 relationship between government and
    the economy
  • 1938 present personal liberty and social
    equality

81
Development of the Federal Courts, cont.
  • National Supremacy and Slavery
  • Under John Marshall, national law was deemed to
    be dominant law is all instances
  • Supreme Court had right to determine what the
    Constitution meant
  • Marbury v. Madison, 1803
  • McCulloch v. Maryland, 1819
  • Supreme Court could declare an act of Congress
    unconstitutional
  • Federal government flows from people, laws
    necessary to attain constitutional ends are
    permissible
  • Federal law is supreme
  • Dred Scott
  • Roger Taney wrote that slaves are not citizens
    and so federal laws affecting slavery were
    unconstitutional

82
Development of the Federal Courts, cont.
  • Government and the Economy
  • Favor of private property
  • Focus of the 14th amendment shifted from black
    citizenship to protection of corporations (big
    business)
  • Blockage of anti-trust, regulatory legislations
  • Ruled against labor unions/strikes

83
Development of the Federal Courts, cont.
  • Government and Political Liberty
  • Change in focus and priorities of the justices
  • Earl Warren redefined relationship of citizens to
    government and protection from government
    infringement

84
The Structure of the Federal Courts
  • Only court established by the Constitution is the
    Supreme Court all other federal courts have
    been established by Congress
  • Constitutional court exercising the judicial
    powers from Article III
  • District courts (94)
  • Courts of appeal (12)
  • Legislative court specialized purpose, fixed
    terms of office

85
The Structure of the Federal Courts
  • Types of law
  • Statutory deals with written statues (laws)
  • Common
  • Based upon a system of written law
  • Based upon precedents - state decisis
  • Criminal
  • Violations of criminal code
  • Violations against society
  • Civil
  • Disputes between two parties
  • Breach on contract, slander, malpractice
  • Writ of mandamus court order for one party to
    perform a certain act
  • Injunction prohibits a party to act
  • Class action lawsuit

86
The Structure of the Federal Courts
  • Selecting Judges
  • Constitutional judges have life terms selected
    by President, approved by Senate (usually
    represent Presidents party)
  • Party, etc. does not always predict ruling base
    on facts of case, arguments, etc.
  • Primarily male (Sandra Day O Conner 1st female)
  • Senatorial Courtesy
  • Senate usually approves if Senators from state of
    nominee approve
  • Not existent for Supreme Court
  • Litmus Test judges as representative of
    Presidents views?

87
The Structure of the Federal Courts
  • The Jurisdiction of the Federal Courts
  • Dual Court System
  • One state, one federal
  • There are different cases for each
  • Some cases fall under both jurisdictions and can
    be tried in either or both
  • Appellate Jurisdiction
  • Lower federal courts
  • Highest state courts
  • Writ of Certiorari
  • Way of petitioning Supreme Court to hear appeal
  • If four justices agree, cert is issued and the
    case is scheduled rule of four
  • Look for constitutional issue

88
The Structure of the Federal Courts
  • Going to Court
  • Fee Shifting
  • Sovereign Immunity
  • Standing being entitled to have a case
  • Controversy
  • Show harm

89
The Structure of the Federal Courts
  • The Supreme Court in Action
  • The Supreme Court is a constitutional convention
    in continuous session Woodrow Wilson
  • Lawyers submit briefs
  • Arguments in court 30 minutes questions from
    justices
  • Government is represented by the solicitor
    general
  • Voting patterns of the Court
  • Fairly consistent positions
  • Voting blocs
  • Complex factors of case
  • Interpretation of laws

90
The Structure of the Federal Courts
  • The Supreme Court Decision Making
  • Simple majority determines case
  • If a tie, previous court decision stands
  • Majority opinion - expresses view of majority
  • Dissenting expresses opinion of minority
  • Concurring agrees with majority but for
    different reasons
  • Opinions are how the Supreme Court communicates
    with public

91
The Structure of the Federal Courts
  • The Power of the Federal Courts
  • The power to make policy
  • Via interpretation of Constitution, enforcement
    of laws
  • By interpreting law are actually making law
  • Declaration of laws being Constitutional or not
  • Stare decisis let the decision stand
  • Courts take on matters once left to the
    legislature
  • More than 1000 state laws declared
    unconstitutional
  • More than 130 federal laws as unconstitutional

92
The Structure of the Federal Courts
  • Views of Judicial Activism
  • It is the courts responsibility to act when other
    branches haven't
  • Decisions have huge impact/on society
  • The court should be restricted to constitutional
    outline of authority judicial restraint
  • The justices are lawyers, not managers
  • Special treatment for one group affects all
    groups
  • Legislation and the Courts
  • When laws are vague, judges have greater power
    for interpretation
  • Some laws induce litigation
  • Judges determine own role

93
Checks on Judicial Power
  • Public Opinion and the Courts
  • Aware of elite viewpoints
  • Changing public/political moods can affect kinds
    of remedies that judges think appropriate
  • Changes reflect appointees
  • In the short run, justices arent swayed by
    public as they were appointed by previous
    Presidents to life terms
  • In the long run, they reflect the views of the
    public who voted for the President who appointed
    them
  • Congress and the Courts
  • Check through appointments, confirmed by the
    Senate
  • Impeachment of judges
  • Alter number of judges
  • Can alter decision by amending the Constitution
  • Repass a law
  • Decide what the entire jurisdiction of the lower
    courts and the appellate jurisdiction of the
    Supreme Court shall be
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