40 ??????? ?? ?- FATF

1
??????? ????? ?????? ?????? ????????, ??? ?????
????????????? ??????????, ?????, ?????

• ????? ???

2

• ???? ????
• 40 ??????? ?? ?- FATF
• ???? ????? ??? ???? ???????
• ??????? ? Egmont Group

3
???? ????

• 1988 ???? ???? ???? ????? ???? ???? ???? ?????
  ???????? ??????? ????????????
• ????? ????? ????? ????? ???"? ????? ???? ?????
• ???? ?????
• 1. ????? ????? ????? ??? ?????? ???? ?????
• 2. ????? ?????? ????? ????? ????
• 3. ????? ????? ???"?, ???? ?????? ??????
• ????? ???? ??????.

4
??????? ????? ????

• Each party shell adopt to establish as criminal
  offence when committed intentionally
• Article 3 1.b
• The conversion or transfer of property, knowing
  that such property is derive from (narcotic
  drug offences)for the purpose of concealing and
  disguising the illicit origin of the property

5

• C) Subject to its constitutional principals and
  the basic concepts of its legal system
• 1) The acquisition, possession, or use of
  property, knowing, at the time or receipt
• that such property was derived from an
  offence

6
FATF

• ???? ???? 1989 ?"? ?- G7
• ????? ?????
• ????? ????? ????? ???? ?????
• ????? ?????? ?????? ?? ????? ???? ?????? ?????
  ???
• ????? ????? ??? ???? ????? ???? ??????
• ?? ??? ?

7

• 40 ??????? 1990 (1996)
• ????? ????? ????? ??? ?????? ??????? ??????
  ?????? ????? ????? ?????? ?????
• ????? ??????? ????? ?????? ????? ?????? ???????
  ?????
• ???? ????? ?? ??????? ????????? ?????? ??????,
  ????? ???? ??????, ????? ????? ?????? ??????
  ??????? ???????
• ???? ???? ?? ?????? ???????? ????? ?? ??????
  ??????/???? ??????
• ????? ????? ???????? ???????

8
?????? ??????? ?- 40 ??????? 2003

• ????? ? - CDD, ?????? ??????, ??????? ??????
• ????? ??????? ?????????
• ????? ????? ??????
• ???? ????? ?? ?????? ?? ???? ????? ???????
  ??????? ????? ?????
• ????? ?????? ?????? ????? ???
• ????? ????? ?? PEPS Politically Exposed
  Persons
• ??????? ????????????
• ????? ?? ?????? ??? ????? ???? ?? ????? ????

9

• ????? ????"? ?????? ??????? ??????? ??????
• ???? ????? ??? ??????? ??????? ??????? ???????
  ?????? ????? ????? ??????? ????? ?????, ????
  ???????.
• ??"? ??? ??????? ??????? ????? ??????? ???????
  ?????? ??????? ????? ??????? ?????
• ?????? Back to Back ??????? ????? ??????

10

• ????? ?? ?????? ??????/???? ?????? ??????
  ??????? ??????? ?????? ????? ????? (tipping off)
• ????? ?????? ???? ????? ??????? ?????? ?? ??????
  ????? ?????
• ????? ????? ???? ??? ?????? ????? ????? ??????,
  ???? ????? ??? ??? ?????? ????? ?????
• ????? ????? ????? ?? ????? ????? ?????? ????
  ??????? ??????? (????? ???????, ?????? ???"?) ???
  ??? ??????
• ?????? ???? ??? ????? ?? ????? ???
• ????? ?? ?????? ??????? ???? ???? ?????
• ???? ?? ?????? ?????? ??

11
???? ????? ????? ????? ??? ?? ????? ????????
????? ????????

• ??? ????? ???? ??????? ?????
• ??????? ????"? ??????? ???? ??? ????
• ????? ??? ??????????
• ???? ????? ?????? ???????
• ????? ??????

12
?????? ???????? ?????? ?????? ??????

• ???? ????? ??????? ????? FIU
• ????? ????? ?????? ????? ??? ?? ??????? ???????
  ?????? ???
• ?????? ?? ???? ????? ?????? ????? ???????
  (??????, ????? ????"?, ????? ????????)
• ????? ????? ????????
• ?????? ?? ????? ?"???? ?????" ?? ??? ?? ???
  ?????? ??
• ?????? ?? ????? ????? ????? ??? ?????? ??????

13
????? ?- FATF 1998

• ???? ???? ?????? ?????? ??? ??? ???????
  ??????????? ?????
• ????? ?? ????? 40 ???????
• ????? ?? ????? ????? ?? ????? ??? ?????? ???????
  ????
• ????? ????? -
• ????? ?????? ????

14
?????? ?- NCCT Non Cooperative Countries and
Territories

• ?????? ????? ?? ???? ?- FATF ????? ??????? ?????
  ????? ?? ????? ?? ?? ????? ?????? ??? ?????? ????
  ???? ?????? ??? ????? ????? ?????????.

15
FATF??????? ?-NCCT

• 25 ??????????, ??????? ??????
• ???????? ??' 1 ?? ???? ???? ??? ????? ???
• ???????? ??' 2 ?????? ?? ?????? ???????? ???
  ????? ??????
• ???????? ??' 12 ?????? ???? ?????? ??????, ?????
  ?????? ????? ???????? ????? ??? ????? ???????
  ??????? ??????? (??, ?????, ???? ???????, ????
  ?????????? ???').

16

• ???????? ??' 14 ????? ?? ?????? ????? ???
  ??????? ??????? ???????? ???? ?????? ??????? ????
  ?????? ??????? ???? ?????? ?? ??????? ?? ???
  ????? ????? ????? ?? ?????, ???? ??? ????? ??
  ????? ?????? ??? ??????? ????????
• ???????? ??' 17 ???? ???? ???? ????? ?????
  ?????? ?????? (????, ??? ?????? ?????? ????????
  ?????? ???? ???? ??????)
• ???????? ??' 18 ????? ??????? ????? ?????? ?????
  ???? ????? ??? ??? ?????? ?????? ?? ??? FIUs ????
  ?????? ?????? ?? ?????? ??????, ?????? ?????? ??
  ?????? ?? ?????? ??? ?????? ????? ?????? ???????
  ??

17
????????? ?????? ????? ?? ?????? ??????

• ?????
• ?????
• ????? ??????
• ????? ??"?
• ????? ??????
• ????? ??????

18
????? ??????? ??????

• ???? 2000 - ????? ?????? ?????? ?????? ????? ????
  ?????? 6 ??????????.
• ????? 2000 - ???? ??"? ?????? ??????.
• ?????? 2001 - ????? ?????? ????? ?? ????? ??????
  5 ??????????.
• ????? 2001 - ????? ????? ??"? ????? ??????
  ??????.

19

• ??? 2002 - ????? ????? ?????? ????? ??????
  ??????.
• ???-???? 2002 - ?????? ?????? ????? ???????.
• ???? 2002 - ?????? ?? ????? ??????? ??????.
• ??? ??? ?????? ??????? ?????? - ????? ????? ?????
  ??????? ????? ??"??? ??????? ?????.

20
??????? ??? ?????? ?"????? ??????"

• ??????? ??????
• ???? ????? ??? ?????? ??????? ?????? ????? ??????
  
• ????? ????? ?????? ????? ?? ?????? ??????
  ???????? ????? ????? ????? ????????
• ????? ?? ???? ?????? ?????? ??
• ????? ?????? ???? ????? ?????? ????? ?????? ??
  ?????? ?????? ????? ??????

21

• "?????? ???????"
• ????? ?? FINCEN
• ?? ??? ????? ?????? ?- Q.I
• ?? ??? ????? ????? ?????? ?/?? ?????? ??????
  ???????? ??????? ??? ?? ???? ????? ???
• ????? ????? ??????? ?? ?????? ????????
• ????? ????? ????? ?????? ?? ?????? ????????

22
???? ?????

• ????? ?????? ?? ????? ???
• ???? ????? ??? ????? ????? ???????? ?????? ??????
  ???
• ????? ?????? ????????? ???????????
• ????? ?????? ?????? ?? ????? ????
• ????? ????? ???"?
• ???? ?? ????

23
EGMONT GROUP

• ????? ??????
• ????? ???????? ???????
• ????? ?????? ?????? ???? ??? FIUs
• ????? ???? ??????, ????? ????, ????? ????????
  ????

24
????? ??????? ????????? ?????? ?????? ????? ???

• ????????? ????????? (???????)
• ???? ??????????? ?? ?-IMF
• ???? ???? CDD for Banks (??????? 2001)

25
????? ????????? ?? ????? ??? ????? ??? ??????

• ??????? ????? ????? ??????????? ???? ?????
• ??? ????? ??? ?????? ????? ??????? ?? ?????
  ????????? ????? ?????? ??? ???? ???? ????? ?????
• ??? ??? ?????? ???? ?? ????? ?? ?????? ???????
• ???? ????? ????? ?????? ??????????? (????? ?- 40
  ??????? ?? ?- FATF)

26
????? ????"? ?????? ????????? ?????

• Correspondent Banking
• ?????? ??????? (Fei Chien , Hundi Hawala )
•   Cyber Laundering- ?????, ??????, ?????????,
  ????? ????
• ????? ?????? ??????
• (MSB) Money Service Businesses
•  

27
?????? ???

• ?????? ????? ???
• ?????? ???? ?????? ?????? ?? ???? ??????, ?????
  ???? ???? ??? ?????? ??????, ????? ????? ???????,
  ?????? ?????? ???? ??????? (???? ????? ????
  ?????) ?????? ?????? ???? ?????? ?????? ????????
  ?????? ???.
• ??"? 1542/04 ?.? ?' ???