Title: Theories of Accident Causation
 1Theories of Accident Causation 
 2CII OSHA Recordable Performance - 1993-2000 
 3Lost Time
1
Recordables
10.4
297
First Aid
Near Misses?? 
 4A DISPROPORTIONATE NUMBER OF ACCIDENTS OCCUR IN 
CONSTRUCTION
- Nearly 6.6 of the industrial workforce is in 
 construction.
- But, over 18 of the fatalities occur in 
 construction (1,200 fatalities per year)
- And, over 12 of the disabling injuries occur in 
 construction (over 500,000 injuries per year)
- Do these statistics have anything to do with 
 firms serious about safety?
5What Is An Accident?
- Unplanned event 
- Generally associated with negative consequences 
- Fatalities 
- Injuries 
- Near misses 
- Damaged materials 
- Shattered nerves 
Do accidents just happen or are they caused? 
 6Theories of Accident Causation
- Understanding the causes of accidents may lead to 
 an effective means of their prevention.
- No worker wants to be injured, but it still 
 happens thousands of times every working day.
- Why??
71 Accident Proneness Theory 
 8Accident-Proneness Theory
Old View
- Injuries happen to people who have a genetic 
 predisposition to being injured
- The theory states that there are inherent 
 characteristics of some individuals that
 predispose them to a greater probability of being
 involved in accidents.
9Accident-Proneness Theory
- A very controversial theory 
- Many research studies have been conducted which 
 lend support for the theory (Studies show
 injuries are not randomly distributed, but do
 studies recognize differences in hazard
 exposure?)
- Other studies have shown that there is no basis 
 for the theory
10Accident-Proneness Theory
New View
- Recent researchers view accident proneness as 
 being associated with the propensity of
 individuals to take risks or to take chances.
- This presents a more positive view for safety, as 
 behavior can be altered even if the propensity to
 take risks cannot.
112 GOALS-FREEDOM-ALERTNESS THEORY 
 12Goals-Freedom-Alertness Theory
- This is a fundamental concept that accidents are 
 the result of low quality (unsafe) behavior
 resulting from an unrewarding psychological
 climate that does not contribute to mental
 alertness.
13Goals-Freedom-Alertness Theory
- Workers should have the ability to set attainable 
 goals.
- Workers should have the freedom to pursue their 
 goals.
- This will result in a rich work climate with 
 alertness and fewer accidents (Workers stay
 focused)
14Goals-Freedom-Alertness Theory
- A positive work environment is good for safety.
153 ADJUSTMENT STRESS THEORY 
 16Adjustment Stress Theory
- A negative work environment contributes to 
 accident causation.
- A negative work environment is often caused by 
 stress.
- Excessive stress prevents the individual from 
 focusing on the work.
17Adjustment Stress Theory
- Stress comes from many sources. 
- On the Job 
-  Poor relationship with the supervisor 
-  Poor relationship with crew members 
-  Harsh deadlines 
- Poor coordination 
- Excessive rework 
- Cost overruns 
- Long overtime commitments 
- Crowded work areas 
- Jobsite hazards
18Adjustment Stress Theory
- Stress comes from many Sources. 
- Off the Job 
- Poor relationship with the spouse 
-  sick child 
-  mortgage due date 
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 214 Chain of Events 
 22Chain of Events
- This is not truly a theory of accident causation, 
 but is often referred to as one.
- It is really a conceptual portrayal of how 
 accidents occur.
- The chain of events states that there is not a 
 single cause of an accident but there are many
 causes an accident.
23Chain of Events
- In general, every accident is preceded by a 
 series of events or activities.
- If any one event or activity had been done 
 differently, the accident would not have occurred
 (break the chain to avoid the accident).
 Different people may be associated with the
 different links in the chain.
24Chain of Events
- This has implications for many parties on the 
 construction site (the worker who was injured,
 the workers crew, the foreman, the
 superintendent, other crews, the project manager,
 the subcontractors, the safety rep., etc.).
- There are many links in the chain and only one 
 link needs to be broken.
- Also called the Domino Theory
25If I had done this, that would not have happened
Contributing Factors
Only one party is required to break the chain!! 
 265 Distractions Theory 
 27Distractions Theory
- This theory states that accidents are caused when 
 workers are distracted when they are performing
 their work tasks.
- There are two types of distractions.
28Distractions Theory
- Jobsite Hazards can be a source of distraction 
- Workers will try to avoid being injured so they 
 naturally focus on the hazard, but this occurs as
 they are trying to do work. Trying to get the
 task done may cause the worker to be distracted
 and to ignore the hazard, resulting in an injury.
Focus on the Hazards
The Dilemma
or
Focus on Getting Tasks Done 
 29high
low focus on distraction
Distraction Working near a powerline
Probability of Injury Occurrence
high focus on distraction
Safe Zone
Safe Zone
low
low
high
 Work Task Achievement 
 30high
Probability of Injury Occurrence
Distraction Minor Hazard
low focus on distraction
high focus on distraction
low
high
low
 Work Task Achievement 
 31Injury Occurrence
Low Focus on Hazard
High Focus on Hazard
Low
High
Task Achievement 
 32Injury Occurrence
Dont work in this zone!!!
Low Focus on Hazard
High Focus on Hazard
Low
High
Task Achievement 
 33Distractions Theory
- Mental worries can be a source of distraction. 
- Workers will try to focus on the work to be done, 
 but may be distracted by worries caused by
 personal or job-related concerns. Failure to be
 able to focus on the work increases the
 likelihood of being injured.
- Remember the Holmes and Rahe Scale
34high
high focus on distraction
Major Mental Distraction
Probability of Injury Occurrence
low focus on distraction
low
high
low
 Work Task Achievement
Can distracted workers be identified? 
 35Each of the Accident Theories Help Our 
Understanding of Accident Causation
- Remember, no worker wants to be injured. 
- Worker tasks should be structured so they are 
 least likely to be injured.
36How to Achieve Safety
- Dont permit unsafe behavior 
- Provide a rewarding work environment 
- Make everyone responsible for safety 
- Provide a safe work environment
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