Programming with Threads

1
Programming with Threads
CS 105Tour of the Black Holes of Computing!

• Topics
• Threads
• Shared variables
• The need for synchronization
• Synchronizing with semaphores
• Thread safety and reentrancy
• Races and deadlocks

2
Traditional View of a Process

• Process process context code, data, and stack

Code, data, and stack
Process context
stack
Program context Data registers Condition
codes Stack pointer (SP) Program counter
(PC) Kernel context VM structures File
descriptor table brk pointer
SP
shared libraries
brk
run-time heap
read/write data
PC
read-only code/data
0
3
Alternate View of a Process

• Process thread code, data, and kernel context

Code and Data
Thread (main thread)
shared libraries
stack
brk
SP
run-time heap
read/write data
Thread context Data registers Condition
codes Stack pointer (SP) Program counter
(PC)
PC
read-only code/data
0
Kernel context VM structures File
descriptor table brk pointer
4
A Process With Multiple Threads

• Multiple threads can be associated with a process
• Each thread has its own logical control flow
  (sequence of PC values)
• Each thread shares the same code, data, and
  kernel context
• Each thread has its own thread id (TID)

Shared code and data
Thread 1 (main thread)
Thread 2 (peer thread)
shared libraries
stack 1
stack 2
run-time heap
read/write data
Thread 1 context Data registers
Condition codes SP1 PC1
Thread 2 context Data registers
Condition codes SP2 PC2
read-only code/data
0
Kernel context VM structures File
descriptor table brk pointer
5
Logical View of Threads

• Threads associated with a process form pool of
  peers
• Unlike processes, which form tree hierarchy

Threads associated with process foo
Process hierarchy
P0
T2
T4
T1
P1
shared code, data and kernel context
sh
sh
sh
T3
T5
foo
bar
6
Concurrent Thread Execution

• Two threads run concurrently (are concurrent) if
  their logical flows overlap in time
• Otherwise, they are sequential (same rule as for
  processes)
• Examples
• Concurrent A B, AC
• Sequential B C

Thread A
Thread B
Thread C
Time
7
Threads vs. Processes

• How threads and processes are similar
• Each has its own logical control flow
• Each can run concurrently
• Each is context switched
• How threads and processes are different
• Threads share code and data, processes
  (typically) do not
• Threads are somewhat cheaper than processes
• Process control (creating and reaping) is twice
  as expensive as thread control
• Linux/Pentium III numbers
• 20K cycles to create and reap a process
• 10K cycles to create and reap a thread

8
Posix Threads (Pthreads) Interface

• Pthreads Standard interface for 60 functions
  that manipulate threads from C programs
• Creating and reaping threads
• pthread_create, pthread_join
• Determining your thread ID
• pthread_self
• Terminating threads
• pthread_cancel, pthread_exit
• exit terminates all threads , return
  terminates current thread
• Synchronizing access to shared variables
• pthread_mutex_init, pthread_mutex_unlock
• pthread_cond_init, pthread_cond_timedwait

9
The Pthreads "hello, world" Program
/ hello.c - Pthreads "hello, world" program
/ include "csapp.h" void howdy(void
vargp) int main() pthread_t tid
Pthread_create(tid, NULL, howdy, NULL)
Pthread_join(tid, NULL) exit(0) / thread
routine / void howdy(void vargp)
printf("Hello, world!\n") return NULL
Thread attributes (usually NULL)
Thread arguments (void p)
return value (void p)
10
Execution of Threaded hello, world
main thread
call Pthread_create()
Pthread_create() returns
peer thread
call Pthread_join()
printf()
main thread waits for peer thread to terminate
return NULL
(peer thread terminates)
Pthread_join() returns
exit() terminates main thread and any peer
threads
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Pros and Consof Thread-Based Designs

• Threads take advantage of multicore/multi-CPU
  H/W
• Easy to share data structures between threads
• E.g., logging information, file cache
• Threads are more efficient than processes
• Unintentional sharing can introduce subtle and
  hard-to-reproduce errors!
• Ease of data sharing is greatest strength of
  threads
• Also greatest weakness!

12
Shared Variables in Threaded C Programs

• Question Which variables in a threaded C program
  are shared variables?
• Answer not as simple as global variables are
  shared and stack variables are private
• Requires answers to the following questions
• What is the memory model for threads?
• How are variables mapped to memory instances?
• How many threads reference each of these
  instances?

13
Threads Memory Model

• Conceptual model
• Each thread runs in larger context of a process
• Each thread has its own separate thread context
• Thread ID, stack, stack pointer, program counter,
  condition codes, and general purpose registers
• All threads share remaining process context
• Code, data, heap, and shared library segments of
  process virtual address space
• Open files and installed handlers
• Operationally, this model is not strictly
  enforced
• Register values are truly separate and protected
• But any thread can read and write the stack of
  any other thread
• Mismatch between conceptual and operational model
  is a source of confusion and errors

14
Example of Threads Accessing Another Threads
Stack
/ thread routine / void thread(void vargp)
int myid (int)vargp static int svar
0 printf("d s (svard)\n",
myid, ptrmyid, svar)
char ptr / global / int main() int
i pthread_t tid char msgsN
"Hello from foo", "Hello from bar"
ptr msgs for (i 0 i lt 2 i)
Pthread_create(tid, NULL,
thread, (void )i)
Pthread_exit(NULL)
Peer threads access main threads
stack indirectly through global ptr variable
15
Mapping Vars to Mem. Instances
Global var 1 instance (ptr data)
Local automatic vars 1 instance i.m, msgs.m
char ptr / global / int main() int
i pthread_t tid char msgsN
"Hello from foo", "Hello from bar"
ptr msgs for (i 0 i lt 2 i)
Pthread_create(tid, NULL,
thread, (void )i)
Pthread_exit(NULL)
Local automatic var 2 instances
myid.p0peer thread 0s stack,
myid.p1peer thread 1s stack
/ thread routine / void thread(void vargp)
int myid (int)vargp static int svar
0 printf("d s (svard)\n",
myid, ptrmyid, svar)
Local static var 1 instance svar data
16
Shared Variable Analysis

• Which variables are shared?

Variable Referenced by Referenced by Referenced
by instance main thread? peer thread 0? peer
thread 1? ptr yes yes yes svar no yes yes
i.m yes no no msgs.m yes yes yes myid.p0 n
o yes no myid.p1 no no yes

• Answer A variable x is shared iff multiple
  threads reference at least one instance of x.
  Thus
• ptr, svar, and msgs are shared.
• i and myid are NOT shared.

17
badcnt.c An Improperly Synchronized Threaded
Program
/ thread routine / void count(void arg)
int i for (i0 iltNITERS i)
cnt return NULL
unsigned int cnt 0 / shared / int main()
pthread_t tid1, tid2 Pthread_create(tid1,
NULL, count, NULL)
Pthread_create(tid2, NULL,
count, NULL) Pthread_join(tid1, NULL)
Pthread_join(tid2, NULL) if (cnt !
(unsigned)NITERS2) printf("BOOM!
cntd\n", cnt) else
printf("OK cntd\n", cnt)
linuxgt ./badcnt BOOM! cnt198841183 linuxgt
./badcnt BOOM! cnt198261801 linuxgt
./badcnt BOOM! cnt198269672
cnt should be 200,000,000. What went wrong?!
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Assembly Code for Counter Loop
C code for counter loop
for (i0 iltNITERS i) cnt
Corresponding asm code
.L9 movl -4(ebp),eax cmpl 99999999,eax jle
.L12 jmp .L10 .L12 movl cnt,eax
Load leal 1(eax),edx Update movl edx,cnt
Store .L11 movl -4(ebp),eax leal
1(eax),edx movl edx,-4(ebp) jmp .L9 .L10
Head (Hi)
Load cnt (Li) Update cnt (Ui) Store cnt (Si)
Tail (Ti)
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Concurrent Execution

• Key idea In general, any sequentially consistent
  interleaving is possible, but some are incorrect!
• Ii denotes that thread i executes instruction I
• eaxi is the contents of eax in thread is
  context

i (thread)
instri
cnt
eax1
eax2
H1
1
-
0
-
L1
1
0
0
-
U1
1
1
0
-
S1
1
1
1
-
H2
2
-
1
-
L2
2
-
1
1
U2
2
-
1
2
S2
2
-
2
2
T2
2
-
2
2
T1
1
1
2
-
OK
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What isSequential Consistency?

• Two (or more) parallel executions are
  sequentially consistent iff instructions of each
  thread (or process) are executed in sequential
  order
• No restrictions on how threads relate to each
  other
• Each thread runs at arbitrary speed
• Any interleaving is legitimate
• Any (or all) instructions of B can run between
  any two instructions of A

21
Concurrent Execution (cont.)

• Incorrect ordering two threads increment the
  counter, but the result is 1 instead of 2

i (thread)
instri
cnt
eax1
eax2
H1
1
-
0
-
L1
1
0
0
-
U1
1
1
0
-
H2
2
-
0
-
L2
2
-
0
0
S1
1
1
1
-
T1
1
1
1
-
U2
2
-
1
1
S2
2
-
1
1
T2
2
-
1
1
Oops!
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Concurrent Execution (cont)

• How about this ordering?

i (thread)
instri
cnt
eax1
eax2
H1
1
L1
1
H2
2
L2
2
U2
2
S2
2
U1
1
S1
1
T1
1
T2
2
We can clarify our understanding of
concurrent execution with the help of the
progress graph
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Progress Graphs
Progress graph depicts discrete execution state
space of concurrent threads Each axis
corresponds to sequential order of instructions
in a thread Each point corresponds to a possible
execution state (Inst1, Inst2) E.g., (L1, S2)
denotes state where thread 1 has completed L1
and thread 2 has completed S2
Thread 2
T2
(L1, S2)
S2
U2
L2
H2
Thread 1
H1
L1
U1
S1
T1
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Trajectories in Progress Graphs
Thread 2
Trajectory is sequence of legal state
transitions that describes one possible
concurrent execution of the threads Example H1
, L1, U1, H2, L2, S1, T1, U2, S2, T2
T2
S2
U2
L2
H2
Thread 1
H1
L1
U1
S1
T1
25
Critical Sections and Unsafe Regions
Thread 2
L, U, and S form a critical section with respect
to the shared variable cnt Instructions in
critical sections (w.r.t. to some shared
variable) should not be interleaved Sets of
states where such interleaving occurs form unsafe
regions
T2
S2
critical section wrt cnt
Unsafe region
U2
L2
H2
Thread 1
H1
L1
U1
S1
T1
critical section wrt cnt
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Safe and Unsafe Trajectories
Thread 2
Def A trajectory is safe iff it doesnt enter
any part of an unsafe region Claim A
trajectory is correct (wrt cnt) iff it is safe
Safe trajectory
T2
S2
Unsafe trajectory
Unsafe region
critical section wrt cnt
U2
L2
H2
Thread 1
H1
L1
U1
S1
T1
critical section wrt cnt
27
Races

• Race happens when program correctness depends on
  one thread reaching point x before another thread
  reaches point y

/ a threaded program with a race / int main()
pthread_t tidN int i for (i
0 i lt N i) Pthread_create(tidi,
NULL, thread, i) for (i 0 i lt N i)
Pthread_join(tidi, NULL)
exit(0) / thread routine / void
thread(void vargp) int myid ((int
)vargp) printf("Hello from thread d\n",
myid) return NULL
28
Semaphores

• Question How can we guarantee a safe trajectory?
• Synchronize threads so they never enter unsafe
  state
• Classic solution Dijkstra's P and V operations
  on semaphores
• Semaphore non-negative integer synchronization
  variable
• P(s) while(1) if (sgt0) s-- break
  wait_a_while()
• Dutch for test ("Proberen)
• V(s) s
• Dutch for increment ("Verhogen")
• OS guarantees that operations between brackets
  are executed indivisibly
• Only one P or V operation at a time can modify s
• When while loop in process X terminates, only
  that process has decremented s
• Semaphore invariant (s gt 0)

29
Safe Sharing with Semaphores

• Here is how we would use P and V operations to
  synchronize the threads that update cnt

/ Semaphore s is initially 1 / / Thread
routine / void count(void arg) int i
for (i0 iltNITERS i) P(s)
cnt V(s) return NULL
30
Safe Sharing With Semaphores
Thread 2
Provide mutually exclusive access to shared
variable by surrounding critical section with P
and V operations on semaphore s (initially set to
1) Semaphore invariant creates forbidden
region that encloses unsafe region and is never
touched by any trajectory
T2
V(s)
Forbidden region
0
0
0
0
-1
-1
-1
-1
S2
0
0
0
0
-1
-1
-1
-1
U2
Unsafe region
0
0
0
0
-1
-1
-1
-1
L2
-1
-1
-1
-1
0
0
0
0
P(s)
H2
H1
P(s)
V(s)
T1
L1
U1
S1
Thread 1
Initially s 1
31
Deadlock
Locking introduces potential for deadlock
waiting for a condition that will never be
true. Any trajectory that enters deadlock region
will eventually reach deadlock state, waiting for
either s or t to become nonzero. Other
trajectories luck out and skirt deadlock
region. Unfortunate fact deadlock is often
non-deterministic (thus hard to detect).
Thread 2
V(s)
deadlock state
forbidden region for s
V(t)
P(s)
deadlock region
forbidden region for t
P(t)
P(s)
V(s)
P(t)
V(t)
Thread 1
Initially, st1
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POSIX Semaphores
/ Initialize semaphore sem to value / /
pshared0 if thread, pshared1 if process / void
Sem_init(sem_t sem, int pshared, unsigned int
value) if (sem_init(sem, pshared, value)
-1) unix_error("Sem_init") / P operation
on semaphore sem / void P(sem_t sem) if
(sem_wait(sem) -1) unix_error("P") /
V operation on semaphore sem / void V(sem_t
sem) if (sem_post(sem) -1)
unix_error("V")
33
Sharing With POSIX Semaphores
/ goodcnt.c - properly syncd counter program
/ include "csapp.h" define NITERS
10000000 unsigned int cnt / counter / sem_t
sem / semaphore / int main()
pthread_t tid1, tid2 Sem_init(sem, 0, 1)
/ sem1 / / create 2 threads and wait /
... if (cnt ! (unsigned)NITERS2)
printf("BOOM! cntd\n", cnt) else
printf("OK cntd\n", cnt) exit(0)
/ thread routine / void count(void arg)
int i for (i0 iltNITERS i)
P(sem) cnt V(sem)
return NULL
34
Signaling With Semaphores
producer thread
consumer thread
shared buffer

• Common synchronization pattern
• Producer waits for slot, inserts item in buffer,
  and signals consumer
• Consumer waits for item, removes it from buffer,
  and signals producer
• Signals in this context has nothing to do with
  Unix signals
• Examples
• Multimedia processing
• Producer creates MPEG video frames, consumer
  renders the frames
• Event-driven graphical user interfaces
• Producer detects mouse clicks, mouse movements,
  and keystrokes and inserts corresponding events
  in buffer
• Consumer retrieves events from buffer and paints
  display

35
Producer-Consumer on Buffer That Holds One Item
int main() pthread_t tid_producer
pthread_t tid_consumer / initialize the
semaphores / Sem_init(shared.empty, 0, 1)
Sem_init(shared.full, 0, 0) / create
threads and wait / Pthread_create(tid_producer
, NULL, producer, NULL)
Pthread_create(tid_consumer, NULL,
consumer, NULL) Pthread_join(tid_producer,
NULL) Pthread_join(tid_consumer, NULL)
exit(0)
/ buf1.c - producer-consumer on 1-element buffer
/ include csapp.h define NITERS 5 void
producer(void arg) void consumer(void
arg) struct int buf / shared var /
sem_t full / sems / sem_t empty shared
36
Producer-Consumer (cont)
Initially empty 1, full 0.
/ producer thread / void producer(void arg)
int i, item for (i0 iltNITERS i)
/ produce item / item i
printf("produced d\n", item)
/ write item to buf / P(shared.empty)
shared.buf item V(shared.full)
return NULL
/ consumer thread / void consumer(void arg)
int i, item for (i0 iltNITERS i)
/ read item from buf / P(shared.full)
item shared.buf V(shared.empty) /
consume item / printf("consumed d\n",
item) return NULL
37
Thread Safety

• Functions called from a thread must be
  thread-safe
• We identify four (non-disjoint) classes of
  thread-unsafe functions
• Class 1 Failing to protect shared variables
• Class 2 Relying on persistent state across
  invocations
• Class 3 Returning pointer to static variable
• Class 4 Calling thread-unsafe functions

38
Thread-Unsafe Functions

• Class 1 Failing to protect shared variables
• Fix Use P and V semaphore operations
• Issue Synchronization operations will slow down
  code
• Example goodcnt.c

39
Thread-Unsafe Functions (cont)

• Class 2 Relying on persistent state across
  multiple function invocations
• Random number generator relies on static state
• Fix Rewrite function so that caller passes in
  all necessary state

/ rand - return pseudo-random integer on
0..32767 / int rand(void) static
unsigned int next 1 next
next1103515245 12345 return (unsigned
int)(next/65536) 32768 / srand - set
seed for rand() / void srand(unsigned int seed)
next seed
40
Thread-Unsafe Functions (cont)

• Class 3 Returning pointer to static variable
• Fixes
• 1. Rewrite code so caller passes pointer to
  struct
• Issue Requires changes in caller and callee
• 2. Lock-and-copy
• Issue Requires only simple changes in caller
  (and none in callee)
• However, caller must free memory

struct hostent gethostbyname(char name)
static struct hostent h ltcontact DNS and fill
in hgt return h
hostp Malloc(...)) gethostbyname_r(name,
hostp)
struct hostent gethostbyname_ts(char p)
struct hostent q Malloc(...) P(mutex) /
lock / p gethostbyname(name) q p
/ copy / V(mutex) return q
41
Thread-Unsafe Functions

• Class 4 Calling thread-unsafe functions
• Calling one thread-unsafe function makes an
  entire function thread-unsafe
• Fix Modify the function so it calls only
  thread-safe functions

42
Reentrant Functions

• A function is reentrant iff it accesses NO shared
  variables when called from multiple threads
• Reentrant functions are a proper subset of the
  set of thread-safe functions
• NOTE The fixes to Class 2 and 3 thread-unsafe
  functions require modifying the function to make
  it reentrant (only first fix for Class 3 is
  reentrant)

All functions
Thread-safe functions
Thread-unsafe functions
Reentrant functions
43
Thread-Safe Library Functions

• Most functions in the Standard C Library (at the
  back of your KR text) are thread-safe
• Examples malloc, free, printf, scanf
• All Unix system calls are thread-safe
• Library calls that arent thread-safe

Thread-unsafe function Class Reentrant
version asctime 3 asctime_r ctime
3 ctime_r gethostbyaddr 3 gethostbyaddr_r gethos
tbyname 3 gethostbyname_r inet_ntoa
3 (none) localtime 3 localtime_r rand
2 rand_r
44
Threads Summary

• Threads provide another mechanism for writing
  concurrent programs
• Threads are growing in popularity
• Somewhat cheaper than processes
• Easy to share data between threads
• However, the ease of sharing has a cost
• Easy to introduce subtle synchronization errors
• Tread carefully with threads!
• For more info
• D. Butenhof, Programming with Posix Threads,
  Addison-Wesley, 1997