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1
The 2011 Socio-economic Sciences and the
Humanities (SSH) Work Programme
Directorate for Science, Economy and
Society European Commission / Directorate
General for Research
2
Part I General considerationsPart II The
Work Programme, topic by topic
  • Disclaimer
  • This presentation is for general information
    purposes only.
  • The European Commission does not assume any
    responsibility for the views and opinions
    expressed in this document.
  • Please consult the relevant documents including
    the officially published Socio-economic Sciences
    and Humanities Work Programme 2011, the Call
    Fiches and the Guides for Applicants as they are
    the only legal and binding information - the
    address for accessing these documents is
  • http//ec.europa.eu/research/participants/portal/a
    ppmanager/participants/portal

3
  • Part I General considerations

4
SSH, theme 8, of the Cooperation Specific
Programme (FP7)
  • Mission
  • Generating an in-depth, shared understanding of
    complex and related socio-economic challenges
    Europe is confronted with(e.g. growth,
    employment, innovation, social cohesion, cultural
    and educational challenges in an enlarged EU,
    sustainability, environmental challenges,
    demographic change, migration and integration,
    quality of life, global interdependence)
  • in particular with the view of providing an
    improved knowledge base for policies in the
    fields concerned

5
SSH, theme 8, of the Cooperation Specific
Programme (FP7) Its Foundations
  • The European Research Area
  • Lisbon Strategy
  • Barcelona Target 3
  • Freedom of knowledge The Fifth EU freedom
    Ljubljana process
  • Europe 2020 - EU Innovation Union and other
    flagship policies

6
SSH, theme 8, of the Cooperation Specific
Programme (FP7)
  • Approach
  • The SSH research agenda
  • Addresses a carefully selected set of
    socio-economic challenges
  • Helps develop a socio-economic and humanities
    knowledge base ? contributes to promoting shared
    understanding across Europe and to the resolution
    of wider international problems supports
    development of quantitative and qualitative
    methods.
  • Helps improve the formulation, implementation,
    assessment of policy and regulatory measures in
    many Community policy areas.
  • Includes a substantial international perspective
    in order to properly tackle the global dimension
    of most of the challenges.

7
SSH Research Activities
  • Five Activities based on major challenges for the
    EU
  • Growth, employment and competitiveness in a
    knowledge society
  • Combining economic, social and environmental
    objectives in a European perspective
  • Major trends in society and their implications
  • Europe in the world
  • The Citizen in the EU
  • Two cross-cutting Activities
  • Socio-economic and scientific indicators
  • Foresight activity
  • Plus some horizontal supporting activity

8
The 2011 Work Programme Policy links
The SSH 2011 Work Programme supports the current
EU policy priorities (e.g. Europe 2020 Strategy)
  • Three main priorities of the Europe 2020
    strategy
  • Smart growth developing an economy based on
    knowledge and innovation
  • Sustainable growth promoting a more resource
    efficient, greener and more competitive economy
    and
  • Inclusive growth fostering a high-employment
    economy delivering social and territorial
    cohesion.

9
Policy links some concrete examples
  • EU Headline target on promoting social inclusion,
    in particular through the reduction of poverty,
    by aiming to lift at least 20 million people out
    of the risk of poverty and exclusion ? Topics
    Combating poverty in Europe a key question of
    human dignity and social cohesion, and Addressing
    cohesion challenges in Central and Eastern Europe
    in the light of economic and social crises
  • EU Headline target on aiming to raise to 75 the
    employment rate for women and men aged 20-64,
    including through the greater participation of
    young people, older workers and low-skilled
    workers and the better integration of legal
    migrants ? Topic on Lifelong learning in Europe
    appropriate skills for sustaining better jobs
  • EU Headline target on improving the conditions
    for research and development, in particular with
    the aim of raising combined public and private
    investment levels in this sector to 3 of GDP
    the Commission will elaborate an indicator
    reflecting RD and innovation intensity ? Topics
    on Beyond GDP and Forward looking on European
    Research Area
  • Innovation Union Flagship Initiative ? Topic on
    New Innovation Processes including Social
    Innovation
  • Ensuring the security of Europeans (Barroso
    Political Guidelines) ? Topic on Surveillance and
    the challenges for democracy and an open society

10
Administrative Structure of the Work Programme
  • The first call (FP7-SSH-2011-1) with a total
    budget of EUR 40 million will support
    Collaborative projects (large scale integrating
    projects) and a Collaborative project (large
    scale integrating project) for specific
    cooperation action dedicated to international
    cooperation.
  • The second call (FP7-SSH-2011-2) with a total
    budget of EUR 29.7 million will support
    Collaborative projects (small or medium-scale
    focused research projects), a Collaborative
    project (small or medium-scale focused research
    project) for specific cooperation action
    dedicated to international cooperation and a
    BSG-CSO scheme (Research for the Benefit of
    Specific Groups - Civil Society Organisations).
  • The third call (FP7-SSH-2011-3) with a total
    budget of EUR 6.3 million will support
    Coordination and support actions (supporting
    actions), a Coordination and Support Action
    (coordinating action) and a BSG-CSO scheme
    (Research for the Benefit of Specific Groups -
    Civil Society Organisations).
  • The work programme contains also two ERA-Net
    projects that form part of a horizontal ERA-Net
    Call and public procurement actions and grants to
    identified beneficiaries
  • Over 10 increase in the total budget compared to
    2010 Work Programme

11
Deadlines and timeline
  • Calls 1, 2 and 3 Common deadline 2nd February
    2011
  • Electronic Proposal submission through EPSS
  • Indicative evaluation and contractual timetable
    evaluation of proposals in May 2011 and first
    grant agreements are expected to be signed in
    November 2011.
  • Note! The two ERA-Net projects form part of the
    horizontal ERA-Net call (Deadline of 22nd
    February 2011). Please consult Annex 2 to the
    Cooperation Work Programme. ERA-Net projects
    are restricted to programme owners/ programme
    managers

12
The first call (FP7-SSH-2011-1)
  • Total budget EUR 40 million
  • Funding scheme Collaborative project (large
    scale integrating project)
  • In addition, one Collaborative project (large
    scale integrating project) for specific
    cooperation action dedicated to international
    cooperation (SICA)
  • The first call furthers the new approach based on
    addressing societal challenges through large
    scale collaborative projects (with minimum of
    EUR 6.5 million, maximum budget per challenge
    EUR 8 Million)
  • Eligibility conditions At least 7 partners,
    independent legal entities, from a minimum of 7
    different countries (MS or AC). Note special
    eligibility conditions for SICA - see below.
  • It is expected to fund one proposal per
    challenge

13
The first call (FP7-SSH-2011-1) Four
Challenges identified
  • Activity 8.1 Europe moving towards a new path of
    economic growth and social developments
  • Activity 8.2 Economic, social and political
    conditions for satisfying the world food needs
  • Activity 8.4 Tackling poverty in a development
    context (SICA) and The evolving concept of
    borders
  • Activity 8.5 Corruption and resistance to
    corruption in the private and public sphere.

14
SSH.2011.4.1-1. Tackling poverty in a
development context (SICA) eligibility
conditions
  • Eligibility conditions At least 7 partners,
    independent legal entities, from a minimum of 7
    different countries. At least 2 of partners being
    established in 2 different MS or AC. For the
    remaining participants at least 5 other entities
    must come from International Cooperation Partner
    Countries and be established in Africa,
    South-East Asia, and/or Latin America and the
    Caribbean.
  • Please see Annex 1 of the 'Cooperation' work
    programme for the list of International
    Co-operation Partner Countries (ICPC).

15
The first call (FP7-SSH-2011-1) issues to be
addressed in proposals
  • Each large project is expected to include a
    number of specific research and non-research
    activities
  • A plurality of perspectives from different
    disciplines to examine the different dimensions
    of the societal challenge considered
  • Proposals may choose to also address research
    questions complementary to those mentioned in the
    work programme to the extent that these
    contribute to addressing the challenge in
    question.
  • Capitalisation of previous research stock-taking
  • Forward looking /foresight analysis regarding the
    evolution of the societal challenge, where
    relevant
  • Deployment of a significant international
    cooperation dimension in addition to the European
    dimension
  • Dissemination and exploitation of research
    results in a variety of contexts (scientific,
    policy, media, civil society)
  • Development of an effective critical mass of
    actors, involving a wide range of key
    stakeholders
  • A rigorous professional approach to managing
    research and day-to-day administrative work.
  • The composition and the size of proposed
    consortia should adequately reflect the proposed
    research agenda and allow for a convincing and
    efficient management structure.

16
The second call FP7-SSH-(2011-2)
  • Total budget EUR 29.7 million
  • Maximum EU contribution per project EUR 2.7
    million
  • Funding scheme Collaborative project (small or
    medium-scale focused research project)
  • Eligibility conditions At least 3 independent
    legal entities, which come from at least 3
    different MS or AC.
  • In addition
  • Collaborative project (small or medium-scale
    focused research project) for specific
    cooperation action dedicated to international
    cooperation (SICA) for SSH.2011.4.1-2.
    Connections between rural areas and cities in
    sub-Saharan Africa.
  • Eligibility conditions At least 5 independent
    legal entities from different countries, at least
    2 of which are established in different MS or AC.
    From the remaining participants at least 3 other
    entities must come from International Cooperation
    Partner Countries and be established in 3
    different sub-Saharan countries.
  • And a possibility of using a BSG-CSO scheme
    (Research for the Benefit of Specific Groups -
    Civil Society Organisations) for topic
    SSH.2011.2.1-2. Combating poverty in Europe a
    key question of human dignity and social
    cohesion.
  • Eligibility conditions for BSG-CSO At least 3
    independent legal entities, established in at
    least 3 different MS or AC. At least 1 of the
    legal entities has to be a civil society
    organisation (CSO).

17
The second call (FP7-SSH-2011-2) Topics
  • Activity 8.1 'Growth, employment and
    competitiveness in a knowledge society the
    European case' will address the following topics
    Lifelong learning in Europe appropriate skills
    for sustaining better jobs New Innovation
    Processes including Social Innovation
  • Activity 8.2 'Combining economic, social and
    environmental objectives in a European
    perspective Paths towards sustainable
    development' will address the topic on Combating
    poverty in Europe a key question of human
    dignity and social cohesion Addressing cohesion
    issues in Central and Eastern Europe.
  • Activity 8.3 'Major trends in society and their
    implications' will address the topic on Criminal
    behaviour and policy responses in the European
    Union
  • Activity 8.4 'Europe in the world' will address
    the following topics Connections between rural
    areas and cities in Sub-Saharan Africa (SICA)
    Transatlantic relations in the context of global
    governance architecture and relationships with
    other powers.
  • Activity 8.5 'The Citizen in the European Union'
    will address the following topics Surveillance
    and the challenges for democracy and an open
    society The Anthropology of European
    Integration Rule of Law and Justice in a
    Multilevel Governance System.
  • Activity 8.6 'Socio-economic and scientific
    indicators' will tackle the topic on The Impact
    assessment of EU policies.

18
The third call (FP7-SSH-2011-3)
  • Total budget EUR 6.3 million
  • Funding schemes Coordination and support action
    (supporting action), Coordination and support
    action (coordinating action), or Research for the
    Benefit of Specific Groups - Civil Society
    Organisations (BSG-CSO)
  • Only the highest ranked proposal per topic will
    be selected, on the condition that proposals pass
    all the requisite evaluation thresholds.
  • Topics
  • Activity 8.1 Social platform on innovative
    Social Services (CSA supporting or a possibility
    of using BSG-CSO budget per topic EUR 1 500 000)
  • Activity 8.6 Beyond GDP Measuring economic
    performance and social progress (CSA
    coordinating budget per topic EUR 1 500 000)
  • Activity 8.7 'Foresight activities' calls for the
    topic on Forward Looking on the European Research
    Area (CSA supporting, budget per topic EUR 1 500
    000)
  • Activity 8.8 Networking of Dissemination
    Activities Involving International Transfer
    Knowledge Institutes (CSA supporting, budget per
    topic EUR 300 000) ICT-based networking and
    exploiting of SSH projects and results (CSA
    supporting, budget per topic EUR 500 000) Career
    paths and patterns of SSH graduates (CSA
    supporting, budget per topic EUR 1 000 000).

19
ERA-Net call (FP7-ERANET-2011-RTD)
  • Total budget 8 M of which 2 M for the ERA-Net
    and 6 M for the ERA-Net Plus
  • Funding scheme Coordination and Support Actions
    (Coordinating Action)
  • Eligibility conditions The minimum number of
    participants in an ERA-Net consortium is 3
    independent legal entities from a minimum of 3
    different MS or AC and which finance or manage
    publicly funded national or regional programmes
  • It is expected to fund one proposal per topic

20
Evaluation criteria
  • Please see the detailed description of the
    eligibility and evaluation criteria in Annex 2 of
    the Cooperation Specific Programme Work
    Programme and Annex 2 of the relevant Guide for
    Applicants
  • Each proposal will be evaluated by peer review
    by a minimum of 3 experts
  • The three evaluation criteria are
  • Scientific and/or technological excellence
    (relevant to the topics addressed by the call)
  • Quality and efficiency of the implementation and
    the management
  • Potential impact through the development,
    dissemination and use of project results
  • Thresholds minimum 3/5 for each criterion and a
    minimum total of 10/15
  • NOTE the scientific and/or technological
    excellence evaluation criterion will include the
    following additional sub-criterion 'appropriate
    comparative perspective and the largest possible
    European coverage in relation to the subject of
    research (though not necessarily simply by reason
    of a geographically diverse consortium). or in
    case of SICAs 'appropriate comparative
    perspective and the largest possible
    international coverage in relation to the subject
    of research (though not necessarily simply by
    reason of a geographically diverse consortium).

21
Evaluation process
May be remote
Panel
Submission
Consensus
Individual readings
Finalisation
Final ranking list
Evaluators
Evaluators
Evaluators
Rejection list
Criteria
Criteria
Criteria
Proposals in suggested priority order
Eligibility
COMMISSION
COMMISSION
Role of experts
22
European Research and Innovation
  • Research Third largest EU policy in budgetary
    terms (after CAP and Structural funds which
    include a significant amount of support to
    RDI)
  • Competitiveness and Innovation Programme (CIP)
  • FP7 Major tool for implementing EU research
    collaboration although it represents 5 of EU
    public research budget (cf. Joint Programming)
  • FP7 - SSH concentration on grand societal
    challenges and social innovation
  • FP7 SSH largest funder of SSH in EU (and the
    world)

23
Role of RD and Innovation(3 target)
Source EU DEMETER project using the NEMESIS
model (P. Zagamé)
24
  • Part II The Work Programme,
  • topic by topic

25
Activity 8.1 Growth, employment and
competitiveness in a knowledge society the
European case
  • SSH.2011.1.1-1 Lifelong learning in Europe
    appropriate skills for sustaining better jobs
  • maximum 2.7 M
  • SSH.2011.1.2-1. Europe moving towards a new
    path of economic growth and social development
  • minimum 6.5 M but indicative budget 8M

26
Activity 8.1 Growth, employment and
competitiveness in a knowledge society the
European case
  • SSH.2011.1.2-2 Social platform on innovative
    social services
  • maximum 1.5 M (support action)
  • SSH.2011.1.3-1 New innovation processes
    including Social innovation
  • maximum 2.7 M

27
Activity 8.2 Combining economic, social and
environmental objectives in a European
perspective Paths towards sustainable
development
  • SSH.2011.2.1-1. Economic, social and political
    conditions for satisfying the world food needs
    minimum 6.5 M but indicative budget
    8M
  • SSH.2011.2.1-2. Combating poverty in Europe a
    key question of human dignity and social cohesion
    maximum 2.7 M
  • SSH.2011.2.2-1. Addressing cohesion challenges
    in Central and Eastern Europe
    maximum 2.7 M

28
Activity 8.3 Major Trends in society and their
implications
  • SSH.2011.3.2-1. Criminal behaviour and policy
    responses in the European Union
  • maximum 2.7 M
  • SSH.2011.3.2-2. Drug demand and supply
    reductionERA-Net indicative budget 2 M
  • SSH.2011.3.3.1 Cultural encountersERA-Net Plus
    indicative budget 6 M

29
Activity 8.4 Europe in the world
  • SSH.2011.4.1-1. Tackling poverty in a
    development context
  • minimum 6.5 M but indicative budget 8 M
  • SSH.2011.4.1-2. Connections between rural areas
    and cities in Sub-Saharan Africa
  • maximum 2.7 M

30
Activity 8.4 Europe in the world (continued)
  • SSH.2011.4.2-1. The evolving concept of borders
  • minimum 6.5 M but indicative budget 8 M
  • SSH.2011.4.3-1. Transatlantic relations in the
    context of global governance architecture and
    relationships with other powers
  • maximum 2.7 M

31
Activity 8.5 The citizen in the European Union
  • SSH.2011.5.1-1. Corruption and resistance to
    corruption in the private and public
    sphereminimum 6.5 M but indicative budget 8 M
  • SSH.2011.5.1-2. Surveillance and the challenges
    for democracy and an open society (coordinated
    with FP7-SEC-2011.6.1-5 Surveillance and the
    challenges for the security of the citizen topic
    from FP7 Security Theme 6)maximum 2.7 M

32
Activity 8.5 The citizen in the European Union
(continued)
  • SSH.2011.5.2-1 The anthropology of European
    integrationmaximum 2.7 M
  • SSH.2011.5.2-2. Rule of law and justice in a
    multilevel governance systemmaximum 2.7 M

33
Activity 8.6 Socio-economic and scientific
indicators
  • SSH.2011.6.2-1 Beyond GDP Measuring economic
    performance and social progress
  • indicative budget 1.5 M coordinating action
  • SSH.2011.6.4-1 Impact assessment of EU
    policiesmaximum 2.7 M

34
Activity 8.7 Foresight activities
  • SSH.2011.7.1-1 Forward visions on the European
    Research Areaindicative budget 1.5 M supporting
    action

35
VI. Networking, communication and SSH careers
  • SSH.2011.8.8-1. Networking of dissemination
    activities involving international transfer
    knowledge institutes
  • indicative budget 0.3 M supporting action
  • SSH.2011.8.8-2. ICT-based networking and
    exploiting of SSH projects and results
  • indicative budget 0.5 M supporting action
  • SSH.2011.8.8-3. Career paths and patterns of
    SSH graduates
  • indicative budget 1 M supporting action

36
Contact details
  • Dr Ian PERRY
  • Principal Administrator
  • SDME 7/36
  • Research in Economic, Social Sciences and
    Humanities Prospective
  • Directorate L Science, Economy and Society
  • Directorate General for Research
  • European Commission
  • BE 1049 BRUSSELS
  • Belgium
  • Telephone 32 2 296 2079, no answering machine
  • Fax 32 2 296 2137
  • E-mail ian.perry_at_ec.europa.eu
  • Secretary (Eva Szell), telephone 32 2 298
    4130, my pseudo answering machine
  • E-mail eva.szell_at_ec.europa.eu
  • Office address (not to be used for mail or
    objects sent by courier service but only when you
    want or need to visit us)

37
Important websites Participants portal
http//ec.europa.eu/research/participants/portal/
appmanager/participants/portal SSH home
page http//ec.europa.eu/research/social-sciences
/index_en.html Cordis home page http//cordis.eu
ropa.eu/fp7/home_en.html Thank you for your
attention and good luck with your proposals
38
More information
  • EU research http//ec.europa.eu/research/
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