ANAC Brokerage Team No: 7

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ANAC BrokerageTeam No 7

• Prepared By
• Chris Aholt
• Mauricio Aviles
• Mridul Chowdhury
• Chau Nguyen

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Content

• Overview.
• Business Objectives.
• System Objectives.
• Project Objectives.
• Overall Picture.
• Assumptions and Constraints.

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Content

• Sample Components
• Accessing the system
• Setting up User accounts
• Trade Management buying stocks.
• Project Schedule.
• Next Steps
• Q A

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Overview

• Design and implement a GUI, web-based, stand
  alone software to cover the trading needs of a
  small brokerage system.
• Target Users
• Brokerage Representatives (Rep).
• Development Model Waterfall Method

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Business Objectives

• Account Setup.
• Account Types.
• Account Maintenance.
• Cash Management.
• Transactions.

• Transaction History.
• Search Functionality.
• Reports.
• Quotes and News.

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System Objectives

• Web-based ASP.NET.
• Developing Language C.
• Database Microsoft Access/ MySQL (TBD).
• Connectivity UTA infrastructure.
• Real-Time Information Yahoo! Finance.

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Project Objectives

• Emphasize and Optimize the accessibility of
  information to benefit the Customers Reps
  through
• Customer Management Screen
• Representatives Welcome Screen
• Live Quotes and News without opening new screens.
  
• Message Center to improve companys communication

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Project Context
Account Setup
Trade Management
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Overall Picture UML class diagram
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Assumptions and Constraints

• User will access the system through a compatible
  browser.
• Deal only with U.S. stocks.
• Ignore network issues.
• No taxing issues.
• Reps will have basic knowledge of U.S. stock
  market.

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Sample ComponentsAccessing the System
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Accessing the system.

• Compatibility
• Microsoft Internet Explorer
• Mozilla Firefox
• Requirements
• Username (system provided)
• Password
• Security
• System locking capabilities
• Manager locking capabilities

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Accessing the system.

• 3 types of profiles
• General Manager
• Manager
• Employee

Profile privileges
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Use Case Accessing the System
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UML Accessing the system
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Sample ComponentsSetting Up User Accounts
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Setting Up User Accounts

• Select between 3 types of account
• Personal
• Roth IRA
• IRA
• User must enter personal information.
• System will generate a customer account number.
  No need for a SSN for non-residents
• Email is a required field.

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Setting Up User Accounts
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UML Setting Up User Accounts
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Sample ComponentsBuying Stocks
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Buying Stocks

• Real time quotes. Without intermediate screens.
• Two ways of placing an order
• Market
• Good Till Cancel
• System will send confirmation emails for each
  order placed.
• Trading stocks will affect the way the customer
  management screen looks.
• Pending transactions can be modified and
  cancelled.

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Use Case Buying Stocks
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UML Buying Stocks
Access Customer Account
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Project Schedule
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Next Steps

• Determine the DBMS
• Determine the web address for the system
• Start Coding phase
• Design the overall look of the website

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Questions???