Title: 1. The Internal Morality of Law
11. The Internal Morality of Law
- Professor Hart seems to assume that evil aims
may have as much coherence and inner logic as
good ones. I, for one, refuse to accept that
assumption. - coherence and goodness have more affinity than
coherence and evil.
- when men are compelled to explain and justify
their decisions, the effect will generally be to
pull those decisions toward goodness, by whatever
standards of ultimate goodness there are. FTL 636
2A functioning legal order
- When it is saidthat all law simply represents
that public order which obtains under all
governmentswe must mean a functioning order, and
such an order has to be at least good enough to
be considered as functioning by some standard or
other FTL 644
3Incoherent application of the law
- Let us suppose an absolute monarch who from
time to time issues commands, promising rewards
for compliance and threatening punishment for
disobedience. He is, however, a dissolute and
forgetful fellow, who never makes the slightest
attempt to ascertain who have in fact followed
his directions and who have not. As a result he
habitually punishes loyalty and rewards
disobedience. FTL 644 - Moral of the story Law requires some degree of
consistency of application
4Unclear and incoherent norms
- Now imagine that the absolute monarch becomes
hopelessly slothful in the phrasing of his
commands. His orders become so ambiguous and are
uttered in so inaudible a tone that his subjects
never have any clear idea what he wants them to
do. Here, again, it is apparent that if our
monarchwants to create in his realm anything
like a system of law he will have to pull himself
together and assume another responsibility. - Moral of the story legal norms have to be
sufficiently clear and coherent that people can
successfully use them to guide their behavior
5Retroactive and secret norms
- A system of entirely retroactive norms would not
allow people to guide their behavior by the law
(the law valid for T1 would never be known until
T2). FTL 649f - A system of entirely secret norms would also make
it impossible for citizens to follow the law. FTL
651f
6Whats the point?
- That some of the Nazi laws were so defective as
laws (that is, in terms of the internal
morality of law) that we do not need to appeal
to higher law, or to a dismissive judgment, in
order to say that they were not valid law.
7Les Greens criticism
- these virtues are minor there is little to be
said in favour of a clear, consistent,
prospective, public and impartially administered
system of racial segregation, for example. - Les Green, Legal Positivism
- http//plato.stanford.edu/entries/legal-positivism
/
82. Fullers criticisms of Harts view of the
Nazi cases
9The problem of Nazi law in the postwar situation
- It was impossible for courts to simply treat as
void every decision and enactment that had
emanated from Hitlers government FTL 648
- On the other hand, it was equally impossible to
carry forward into the new government the effects
of every Nazi perversity that had been committed
in the name of law. FTL 648 - Note that many applications of tort, contract,
property, and contract law during the Nazi era
were perfectly acceptable under law that predated
the Nazis.
10The informing wife
- In 1944 a German soldier paid a short visit to
his wife and severely criticized Hitler and other
Nazi leaders. After his departure his wife
reported his remarks to the local leader of the
Nazi party. The soldier was tried by a military
tribunal and sentenced to death, but was spared
and sent back to the front. After the war the
informing wife was tried for having procured the
imprisonment of her husband. Her defence rested
on the ground that her husbands statements to
her about Hitler and the Nazis constituted a
crime under the laws then in force. FTL 653
11What Hart says about the informing wife
- The wife was prosecutedfor an offense which we
would describe as illegally depriving a person of
his freedom. This was punishable as a crime
under the German Criminal Code of 1871 which had
remained in force continuously since its
enactment. The wife pleaded that her husbands
imprisonment was pursuant to the Nazi statutes
and hence that she had committed no crime.
SOLAM 619
12What does this have to do with positivism and
natural law?
- An advocate of natural law might say that deeply
unjust Nazi laws and decisions were not fully
legal and hence did not need to be taken
seriously in the postwar situation. - An advocate of positivism might say that deeply
unjust Nazi laws and decisions were in fact valid
law (even though a decent citizen would have
violated them). This seems to be Harts view.
Professor Hart condemns without qualification
those judicial decisions in which the courts
themselves undertook to declare void certain of
the Nazi statutes under which the informers
victims had been convicted. FTL 649
13What Hart finds objectionable
- The court of appeal to which the case
ultimately came held that the wife was guilty of
procuring the deprivation of her husbands
liberty by denouncing him to the German courts,
even though he had been sentenced by a court for
having violated a statute, since, to quote the
words of the court, the statute was contrary to
the sound conscience and sense of justice of all
decent human beings. - SOLAM 619
- the special importance of these cases is that
the persons accused of these crimes claimed that
what they had done was not illegal under the laws
in force at the time. This plea was met with
the reply that the laws upon which they relied
were invalid as contravening the fundamental
principles of morality. - SOLAM 618
14Harts proposal for punishing the informing wife
- Many of us might applaud the objectivethat of
punishing a woman for an outrageously immoral
actbut this was secured only by declaring a
statute established since 1934 not to have the
force of law, and at least the wisdom of this
course must be doubted. There were, of course
two other choices. One was to let the woman go
unpunished. The other was to face the fact that
if the woman were to be punished it must be
pursuant to the introduction of a frankly
retrospective law and with a full consciousness
of what was sacrificed in securing her punishment
in this way.Odious as retrospective criminal
legislation and punishment may be, to have
pursued it openly in this casewould have made
plain that in punishing the woman a choice had to
be made between two evils, that of leaving her
unpunishment and that of sacrificing a very
precious principle of morality endorsed by most
legal systems. SOLAM 619
15Fuller on Whats Wrong with Harts view of the
Nazi cases (1)
- We do not need to appeal to higher law to see the
problems with key parts of Nazi law. Appeal to
the internal morality of law is sufficient.
- It is not implausible to see some of the Nazi
statutes as never valid. I should like to ask
the reader whether he can actually share
Professor Harts indignation that, in the
perplexities of the postwar reconstruction, the
German courts saw fit to declare this thing not a
law. FTL 655
16Fuller on whats wrong with Harts view of the
Nazi cases (2)
- The situation is not that legal positivism
enables a man to know when he faces a difficult
problem of choice, while Radbruchs beliefs
deceive him into thinking that there is no
problem to face. The real issue dividing
Professors Hart and Radbruch is How shall we
state the problem? What is the nature of the
dilemma in which we are caught? - I do not think it is unfair to the positivistic
philosophy that it never gives any coherent
meaning to the moral obligation of fidelity to
law. FTL 656
173. Criticisms of Harts theory of judicial
interpretation
- Fullers complaintfair or not--is that Harts
account in terms of core and penumbra neglects
the general purpose of the statute and the
context in which a word or sentence is used
18The importance of context
- What would Professor Hart say if some local
patriots wanted to mount on a pedestal in the
park a truck used in World War II? Does this
truck, in perfect working order, fall within the
core or the penumbra? FTL 663 - Should we say that the statute meant that
vehicles should not be driven (as opposed to
displayed) in the park? To answer this we may
have to guess its purpose. - Should we say that the statute implicitly
contained an exception for maintenance vehicles,
construction vehicles, emergency vehicles, and
the like? -
19Sleeping in the railway station
- Compare two cases under a statue making sleeping
in a railway station a misdemeanor
- The first is a passenger who was waiting at 3
A.M. for a delayed train. When he was arrested
he was sitting upright in an orderly fashion, but
was heard by the arresting officer to be gently
snoring. - The second is a man who had brought a blanket
and pillow to the station and had obviously
settled himself down for the night. He was
arrested, however, before he had a chance to go
to sleep. FTL 664 - What lessons should we draw from this lovely
parable?
20Fuller notes that the focus of interpretation is
rarely a single word
- Justice Scalia The statute at issue provided
for an increased jail term, if during and in
relation to a drug trafficking crime, the
defendant usesa firearm. The defendant in
this case had sought to purchase a quantity of
cocaine and what he had offered to give in
exchange for the cocaine was an unloaded firearm,
wjwehich he showed to the drug-seller. A Matter
of Interpretation, 23-24. - A point not explicitly made by Fuller is that
statutes must often be interpreted in light of
competing considerations. Recall Riggs v. Palmer.
21Is Fuller fair to Hart?
- Hart wrote Austinwas very much alive to the
character of language, to its vagueness or open
character he thought that in the penumbral
situation judges must necessarily legislate,
andhe berated the common-law judges for
legislating feebly and timidly and for blindly
relying on real or fancied analogies with past
cases instead of adapting their decisions to the
growing needs of society as revealed by the moral
standard of utility. - SOLAM 609
22The theory of meaning
- Professor Hart seems to subscribe toa theory
which ignores or minimizes the effect on the
meaning of words of the speakers purpose and the
structure of language. FTL 669 -
- Useful distinctions
- Language meaning--the dictionary meaning of a
word. Most words are ambiguous in the sense of
having several meanings
- The speech act--stating, questioning,
commanding, etc. Irony might be treated here
- The utterance meaningthe meaning of a sentence
containing the word as it was used to communicate
some message by a particular speaker at a certain
time, in a particular context, and with some
purpose. - The sentence and paragraphdoes the next
sentence qualify the sentence or suggest
competing considerations? Does the sentence
structure make the word ambiguous. E.g., If you
go to war you will destroy a great nation. - The evolved legal meaning as it emerges from
previous decisions and interpretations. This
often modifies the utterance meaning.