Kingdom Ridge Capital, LLC - How is Insider Trading Training Upheld

1
Kingdom Ridge Capital, LLC - How is Insider
Trading Training Upheld?
Kingdom Ridge Capital, LLCs Mike Manley is the
Chief Compliance Officer (CCO) within the company
and he upholds all insider trading regulations.
Manley has stated that he implements a number of
tools to build a strong culture of compliance. He
developed a compliance manual to educate all
firm-members on the companys code of ethics,
policies and procedures, and he keeps it
continually updated.
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Kingdom Ridge Capital, LLC - Is Insider Trading
in the Compliance Manual?
Kingdom Ridge Capital Insider Trading, LLC is a
New York investment firm with a seasoned
executive team. Among executive team members is
Chief Compliance Officer Mike Manley, who manages
the compliance manual and conducts regular
insider trading training. The companys
compliance manual, which Manley refers to as a
living document, covers insider trading in a
complete, preventative section titled Procedures
to Prevent Insider Trading.
Kingdom Ridge Capital, LLCs Chief Compliance
Officer Mike Manley is on the companys front
lines in the fight against compliance issues such
as insider trading. Manley ensures that
information pertaining to compliance issues is
readily available to all firm employees via a
comprehensive compliance manual.
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Kingdom Ridge Capital, LLC - What Does Insider
Trading Training Entail?
Kingdom Ridge Capital, LLCs Chief Compliance
Officer, Mike Manley, strives to keep the
companys team educated on compliance issues such
as insider trading through seminars and training.
The 2015 training, held in December, entailed a
review of theory and definitions, developments
and examples. Like all of the companys seminars
and trainings, it concluded with a question and
answer discussion session.
Kingdom Ridge Capital, LLC is an alternative
investment firm in New York that enforces a
strict culture of compliance within the firm.
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Kingdom Ridge Capital, LLC - Are Insider Trading
Training Sessions Comprehensive?
Kingdom Ridge Capital Insider Trading, LLC is one
of many investment firms that conducts regular
insider trading training sessions for employees.
With the insights of Chief Compliance Officer
Mike Manley, the companys seminars and training
sessions on the topic are able to give all team
members a comprehensive understanding. Each
session concludes with a question and answer
section to touch on any topics which members
might need clarified after the complete training
agenda.
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