Title: Degradation of Ester Lubricants
1Degradation of Ester Lubricants
John R. Lindsay Smith, Edward D. Pritchard,
Moray S. Stark, David J. Waddington Department
of Chemistry, University of York York, YO10
5DD, UK
Department of Chemistry
2Degradation of Ester Lubricants Part 2 The
Oxidation of Polyol Esters
John R. Lindsay Smith, Edward D. Pritchard,
Moray S. Stark, David J. Waddington Department
of Chemistry, University of York York, YO10
5DD, UK
mss1_at_york.ac.uk
www.york.ac.uk/res/gkg
3Trimethylolpropane (TMP) Esters
lubricant base fluid TMP tridodecanoate
Department of Chemistry
4Trimethylolpropane (TMP) Esters
lubricant base fluid TMP tridodecanoate
Model Compounds
neopentyl hexanoate
Department of Chemistry
5Trimethylolpropane (TMP) Esters
lubricant base fluid TMP tridodecanoate
Model Compounds
neopentylglycol dibutanoate
6Trimethylolpropane (TMP) Esters
lubricant base fluid TMP tridodecanoate
Model Compounds
TMP tributanoate
neopentylglycol dibutanoate
7Trimethylolpropane (TMP) Esters
lubricant base fluid TMP tridodecanoate
Model Compounds
TMP tributanoate
neopentylglycol dibutanoate
TMP trihexanoate
8Oxidation of Ester Lubricants
Reactor Steel BS 316 PTFE Stirrer Conditions 16
0 ºC 0.5 cm3 lubricant 4.4 cm3, 5 barA Oxygen
Department of Chemistry
9Trimethylolpropane (TMP) Esters
lubricant base fluid TMP tridodecanoate
Model Compounds
TMP tributanoate
neopentylglycol dibutanoate
TMP trihexanoate
10Oxidation of Neopentylglycol Dibutanoate GC
Trace
GC Supelcowax, 30 m, 0.25 mm ID, 0.25 ?m,FID
time (min)
11Oxidation of NPG Dibutanoate Main Products
time (min)
12Oxidation of NPG Dibutanoate Diol Formation
time (min)
13Oxidation of NPG Dibutanoate Hydroxyesters
time (min)
14Oxidation of NPG Dibutanoate Esters of
Hydroxyesters
time (min)
15Oxidation of NPG Dibutanoate a,ß-Unsaturated
Ester
time (min)
16Formation of a,ß-Unsaturated Ester
Department of Chemistry
17Formation of a,ß-Unsaturated Ester
Department of Chemistry
18Formation of a,ß-Unsaturated Ester
Department of Chemistry
19Oxidation of NPG Dibutanoate Cyclic Acetal
time (min)
20Formation of Cyclic Acetals
Department of Chemistry
21Formation of Cyclic Acetals
Department of Chemistry
22Formation of Cyclic Acetals
Department of Chemistry
23Trimethylolpropane (TMP) Esters
lubricant base fluid TMP tridodecanoate
Model Compounds
TMP tributanoate
neopentylglycol dibutanoate
TMP trihexanoate
24Oxidation of TMP Tributanoate GC Trace
25Oxidation of TMP Tributanoate Main Products
Butanoic acid
TMP Dibutanoate
26Oxidation of TMP Tributanoate
Transesterification
TMP Dibutanoate monoethanoate
TMP Dibutanoate monomethanoate
eg. methyl butanoate
TMP Dibutanoate monopropanoate
27Oxidation of TMP Tributanoate Oxidation Products
28Oxidation of TMP Tributanoate Cyclic Acetal
29Main Products of TMP Tributanoate Oxidation
Department of Chemistry
30Main Products of TMP Tributanoate Oxidation
Department of Chemistry
31Transesterification Products
32Transesterification Products II
Department of Chemistry
33Possible Hydrolysis of TMP Tributanoate?
Department of Chemistry
34Water Content During Autoxidation
Department of Chemistry
35Water Content During Autoxidation
Department of Chemistry
36TMP Tributanoate Oxidation Viscosity Increase
37Viscosity Increase Correlation with TMP
Dibutanoate
38Viscosity Increase Correlation with TMP
Dibutanoate
39Formation of High Molecular Weight Species
mass 430 458 516 530 544 610 630
mass 344
Department of Chemistry
40Formation of High Molecular Weight Species II
oxidation
oxidation
( O2 - O)
( RH)
radical attack
mass 344
esterification
(-H2O)
mass 430
41Formation of High Molecular Weight Species III
oxidation
cleavage
( O2 - O)
mass 344
radical attack
mass 458
42Formation of High Molecular Weight Species IV
oxidation
oxidation
radical attack
mass 344
esterification
(-H2O)
mass 544
43Trimethylolpropane (TMP) Esters
lubricant base fluid TMP tridodecanoate
Model Compounds
TMP tributanoate
neopentylglycol dibutanoate
TMP trihexanoate
44TMP Trihexanoate vs. TMP Tributanoate Oxidation
45TMP Trihexanoate vs. TMP Tributanoate Oxidation
46Conclusions Main Oxidation Mechanisms of Polyol
Esters
Department of Chemistry
47Conclusions Main Oxidation Mechanisms of Polyol
Esters
Polyol Esters can decompose to the Diol and
form Cyclic Acetals
Department of Chemistry
48Conclusions Main Oxidation Mechanisms of Polyol
Esters
Polyol Esters can decompose to the Diol and
form Cyclic Acetals Triol Ester
decomposition dominated by Hydrolysis-
Transesterification
Department of Chemistry
49Conclusions Main Oxidation Mechanisms of Polyol
Esters
Polyol Esters can decompose to the Diol and
form Cyclic Acetals Triol Ester
decomposition dominated by Hydrolysis-
Transesterification High molecular weight
species formed by esterification of alcohol
oxidation products
Department of Chemistry
50Conclusions Main Oxidation Mechanisms of Polyol
Esters
Polyol Esters can decompose to the Diol and
form Cyclic Acetals Triol Ester
decomposition dominated by Hydrolysis-
Transesterification High molecular weight
species formed by esterification of alcohol
oxidation products Acknowledgements Peter
Smith and Castrol
Department of Chemistry
51Abstract for STLE Conference Toronto, 17-20th
May 2004
Degradation of Ester Lubricants Part 2 The
Oxidation of Polyol Esters John R. Lindsay
Smith, Edward D. Pritchard, Moray S. Stark,
David J. Waddington Department of Chemistry,
University of York, York, YO10 5DD, UK e-mail
mss1_at_york.ac.uk Abstract for STLE Conference,
Toronto, May 2004, Lubricant Fundamentals
Section The oxidation mechanisms of the polyol
ester lubricant, trimethylolpropane (TMP)
tridodecanoate, and representative chemical
models (neopentylglycol dibutanoate, TMP
tributanoate, TMP trihexanoate) have been
studied. The esters of mono-alcohols are known to
decompose mainly via oxidation reactions,
analogous to those of alkanes. However, for diol
and triol esters, following initial oxidation,
the degradation is dominated by hydrolysis and
transesterification, with the acid formed by loss
of the acyl group being the major product. Two
previously unreported degradation/polymerisation
mechanisms of polyol esters have also been
observed. These involve reactions with aldehydes
(primary oxidation products) to form cyclic
acetals and, if the acid group is sufficiently
long, the oxidation of the acid chain to an
alcohol followed by the formation of lactones,
via attack of the hydroxyl group on the ester
linkage. The results from these studies are
important in the search for improved stability of
polyol ester lubricants.